United States v. Mehta
United States v. Mehta
Opinion
Defendant Mary Opoka was convicted of marriage fraud, and defendants Gaurav Mehta and Isha Mehta were each convicted of both marriage fraud and immigration fraud.
See
BACKGROUND
Gaurav Mehta ("Gaurav"), Isha Mehta ("Isha"), and their son were issued tourist visas in 2009 to enter the United States from India for six months. While in the United States, Gaurav married Mary Opoka ("Opoka") and Isha married Brandon Johnson ("Johnson"), both of whom were U.S. citizens. Gaurav and Isha then applied to adjust their statuses to lawful permanent residents.
Following a minor car accident, Isha was questioned by police officers, and her responses raised suspicions about her marriage to Johnson. This incident triggered an investigation by immigration agents into Isha's marriage to Johnson and Gaurav's marriage to Opoka. The investigation yielded evidence that suggested that Gaurav and Isha's marriages were fraudulent. Gaurav, Isha, and Opoka were eventually arrested and indicted. Gaurav and Isha were charged with marriage fraud and immigration fraud, and Opoka was charged with marriage fraud.
See
Trial commenced on October 27, 2015. On the third day, after the jury had been excused and counsel was waiting to meet the judge in chambers, the court clerk informed the judge that several jurors wished to speak with him. Without notifying counsel of the request, the judge entered the jury room to speak with the jurors. On the record, he stated:
We are here in the jury room and there are several jurors here-five to be exact-and they had asked some questions of my clerk, and I thought it would be best if I listened to their questions and it doesn't have to do with the merits of the case, it's something else, as I understand, and I will listen to what you have to say and see what I can do for you.
Joint Appendix ("J.A.") at 769. One juror, speaking for the other jurors, told the judge that she was concerned by two of the defendants' behavior outside the courthouse:
I've been coming into the building and going out, [Gaurav and Opoka] have been kind of lingering and staring, like, walking noticeably slow and I feel like I see them, see me, if I was coming in, even if I've been behind them, like, from the second floor parking ramp to the entrance. It's pretty obvious route and they have-feel like they were lollygagging ....
I don't know why they are doing that. I mean, I've been doing this for years and years and once in a while you get somebody that acts inappropriate like that but I think we should have a court security officer there and I will talk with staff and have somebody ready for you tomorrow.
Id .
After the remaining jurors departed, the judge informed counsel that the
ex parte
meeting had occurred.
[One of the jurors] said that she was concerned because as she walked to and *179 from her car, [Gaurav and Opoka] ... would sort of follow them and stare at them and it made them very, very nervous and that-so they wanted to know what I could do about it. I said, well, I'll try to assign a court security officer to you to accompany you to your vehicles. ... Anyway, they didn't all seem to be upset but a couple of them seemed pretty nervous and the other three just kind of were there for, like, fillers. I listened to their concerns anyway.
After the judge's explanation of the
ex parte
meeting, the defendants moved for judgments of acquittal. The motions were denied. At that point, Isha's counsel also asked for a mistrial because he was concerned that the jury's fear of Gaurav and Opoka might affect the jury's perception of Isha.
1
In the course of that conversation, counsel for Gaurav addressed the judge: "We don't know what the testimony-Judge hasn't told us everything they said,"
It does concern me only because [Gaurav], walking out of the courthouse last night with my client and with Ms. Mehta and the three of us [defense counsel] walked out, [counsel for Isha] was walking out 20 yards in front of us but I'm not sure if they are referencing me leaving the courthouse at night when this would have transpired. This was with both my client and [Gaurav] and [counsel for Gaurav] was in close proximity when they were leaving.
I don't know. The jurors perceive something that wasn't really happening, maybe they are just first-time jurors and they are all a little nervous about the process and reading something into what was really innocent behavior. I'm not saying it's against your defendants. I'm just saying I want to make the jury feel comfortable. Many occasions I have had jurors accompanied by [security officers] going between this courthouse and the parking ramp and also the Binghamton courthouse. It's not unusual for it to happen.
After the close of evidence, when charging the jury, the judge stated: "You may consider the fact that a defendant's interest in the outcome of the case creates a motive for false testimony, but it by no means follows that a defendant is not capable of telling the truth."
The defendants raise a number of issues on appeal. Although we do not question the judge's conscientiousness and good faith, we nonetheless conclude that his ex parte meeting with the jurors and his instruction about assessing the credibility of a testifying defendant were sufficiently sharp departures from the law of this Circuit as to undermine our confidence in the fairness of the trial. For the reasons expressed below, the judgments are vacated and the cases are remanded for further proceedings.
STANDARD OF REVIEW
We will reverse a violation of a defendant's right to be present at every trial stage when the error is not harmless.
United States v. Collins
,
DISCUSSION
I
A defendant in a criminal case has the right, rooted in the Sixth Amendment Confrontation Clause and Fifth Amendment Due Process Clause, to be present at every trial stage.
Collins
,
In United States v. Collins , we reiterated the practices to be followed *181 when the district court receives an inquiry from a jury:
(1) the jury inquiry should be in writing; (2) the note should be marked as the court's exhibit and read into the record with counsel and defendant present; (3) counsel should have an opportunity to suggest a response, and the judge should inform counsel of the response to be given; and (4) on the recall of the jury, the trial judge should read the note into the record, allowing an opportunity to the jury to correct the inquiry or to elaborate upon it.
Here, our instructions in
Collins
were not followed, and that failure was clear and obvious error. The jurors were not asked to put their inquiries in writing. Rather, after receiving notification from the clerk, the judge went into the jury room and met with the five jurors who had asked to speak with him. As
Collins
warned, the judge found himself required to respond to unexpected questions in a context where it was difficult to anticipate, much less contain, the direction the conversation would take.
See
Neither the defendants nor counsel were informed before the
ex parte
meeting that the judge had received an inquiry. Consequently, counsel could neither suggest how to handle the inquiry nor comment on the judge's proposed response.
See
United States v. Ronder
,
Moreover, the judge's account of the meeting to counsel did not fully capture the extent of the discussions at the
ex parte
meeting. For example, the judge did not mention that he had described the two defendants' behavior as "disturbing" and "inappropriate" without inquiring into the rationale behind the jurors' reactions.
The judge also failed to take action to mitigate the prejudicial effects of the
ex parte
meeting.
See, e.g.,
Sher v. Stoughton
,
We do not suggest that such an inquiry is necessary whenever a juror raises a security concern. "The mere occurrence of an
ex parte
conversation between a trial judge and a juror does not constitute a deprivation of any constitutional right."
United States v. Gagnon
,
II
The prejudice resulting from the ex parte meeting was compounded by the charge to the jury that it "may consider the fact that a defendant's interest in the outcome of the case creates a motive for false testimony." J.A. 1093. We have repeatedly held, in no uncertain terms, that this charge is forbidden; district courts may not tell juries that a testifying defendant's personal interest in the outcome of a trial supplies a motive to lie.
In
United States v. Gaines
, we held that "district courts should not instruct juries to the effect that a testifying defendant has a deep personal interest in the case."
III
The presumption of innocence "is the undoubted law, axiomatic and elementary."
Gaines
,
*183
Brutus
,
The charging error undermined the presumption of innocence, which is not only one of the most fundamental principles of our criminal justice system, but also one of the principles most widely known and understood by the public at large.
See
Gaines
,
IV
Defendants were charged under § 1325(c), which provides that an individual who "knowingly enters into a marriage for the purpose of evading any provision of the immigration laws" commits marriage fraud.
In order to find a person guilty of marriage fraud the government must prove beyond a reasonable doubt that a person knowingly entered into a marriage without intending to live together as husband and wife , for the purpose of evading the immigration laws of the United States.
J.A. 35 (emphasis added). The judge did not adopt this language, and instead instructed the jury:
If the marriages referenced in counts one and four were entered for legitimate reasons , then there is no evasion of the immigration law. ... You must determine whether the defendant you are considering would not have entered the marriage unless the purpose was to avoid the immigration laws relating to aliens remaining in the United States.
As an initial matter, defendants are not entitled to have the exact language they propose read to the jury.
United States v. Russo
,
*184 In any case, the judge's instructions are in accordance with the law of our Circuit. See, e.g. , 2 Leonard B. Sand et al., Modern Federal Jury Instructions-Criminal ¶ 33A.07 cmt. (2018) (explaining that the purposeful evasion element of § 1325(c)"requires the government to prove that the marriage was a sham, entered into by the defendant only for the purpose of evading the immigration laws"). Thus, the District Court did not err in rejecting the proposed instruction.
CONCLUSION
For the reasons set forth, we VACATE the judgments of the District Court and REMAND for proceedings consistent with this opinion.
Counsel for Isha stated:
Before we go to the charge conference, Judge, based upon what you relayed to us, I'm going to ask as to a mistrial as to Mrs. Johnson. The jurors are concerned about conduct between Mrs. Mehta and Mr. Mehta and I'm concerned it would spill over to her, and there's no reason it should because she didn't do anything wrong. I don't know if [Gaurav and Opoka] did but [Isha] did not and we have at least three, maybe four jurors concerned about that, and I would ask for a mistrial.
J.A. 781.
Nevertheless, the Government argues that the error did not affect the defendants' substantial rights or the fairness, integrity, or public reputation of the proceedings. Appellee's Br. at 41.
In Brutus and Gaines , we recommended language that properly instructs the jury on how to evaluate a defendant's testimony:
You should judge the defendant's testimony in the same way that you judge the testimony of any other witness.
....
The defendant in a criminal case never has any duty to testify or come forward with any evidence. This is because, as I have told you, the burden of proof beyond a reasonable doubt remains on the government at all times, and the defendant is presumed innocent. ...
Reference
- Full Case Name
- UNITED STATES of America, Appellee, v. Gaurav MEHTA, Defendant-Appellant, Mary Opoka, Defendant-Appellant, Isha Mehta, Defendant-Appellant.
- Cited By
- 9 cases
- Status
- Published