Negron v. Bank of America Corp.

U.S. Court of Appeals for the Second Circuit

Negron v. Bank of America Corp.

Opinion

17-2192-cv Negron v. Bank of America Corp.

UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT

SUMMARY ORDER

RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT=S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION “SUMMARY ORDER”). A PARTY CITING TO A SUMMARY ORDER MUST SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.

At a stated term of the United States Court of Appeals for the Second Circuit, held at the Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New York, on the 9th day of May, two thousand nineteen.

Present: DEBRA ANN LIVINGSTON, GERARD E. LYNCH, Circuit Judges, ALISON J. NATHAN, District Judge.* _____________________________________

LARRY NEGRON,

Plaintiff-Appellant,

v. 17-2192-cv

BANK OF AMERICA CORPORATION, BANK OF AMERICA MERRILL LYNCH, BANC OF AMERICA SECURITIES, LLC, NICK PINARLIGIL, JAMES HOLLOWAY, THOMAS HOLZ, BANK OF AMERICA, N.A.,

Defendants-Appellees,

STEVE CURTIS, JEFF LOVVORN,

Defendants. _____________________________________

* Judge Nathan, of the United States District Court for the Southern District of New York, sitting by designation. 1 For Plaintiff-Appellant: IAN F. WALLACE, Law Offices of Ian F. Wallace PLLC, New York, NY.

For Defendants-Appellees: ALICE A. KOKODIS, Littler Mendelson, P.C., Boston, MA.

Appeal from a judgment of the United States District Court for the Southern District of

New York (Cote, J.).

UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED, AND

DECREED that this appeal is DISMISSED for lack of jurisdiction.

Plaintiff-Appellant Larry Negron (“Negron”) appeals from orders of the United States

District Court for the Southern District of New York, dated June 16 and June 28, 2017, dismissing

his federal employment discrimination claims with prejudice and his state and city claims without

prejudice pursuant to an agreed-upon Federal Rule of Civil Procedure 41(a)(2) order, denying his

motion to compel additional discovery, and declining to reconsider those decisions. See Order,

No. 15-cv-8296 (DLC) (S.D.N.Y. June 16, 2017), ECF No. 110; Order, No. 15-cv-8296 (DLC)

(S.D.N.Y. June 28, 2017), ECF No. 115. We assume the parties’ familiarity with the underlying

facts, the procedural history of the case, and the issues on appeal.

Federal Rule of Civil Procedure 41(a)(2) provides that, except under certain circumstances

not applicable in this case, “an action may be dismissed at the plaintiff's request only by court

order, on terms that the court considers proper.”

28 U.S.C. § 1291

mandates that appeals courts

“shall have jurisdiction of appeals from all final decisions of the district courts of the United States

. . . .” In Chappelle v. Beacon Communications Corp., this Court concluded that “an appeal from

a dismissal of some of a plaintiff’s claims when the balance of his claims have been dismissed

without prejudice pursuant to a Rule 41(a) dismissal of the action” is precluded.

84 F.3d 652, 654

(2d Cir. 1996). This follows from § 1291’s final judgment rule, as “a dismissal without

2 prejudice does not preclude another action on the same claims, [so] a plaintiff who is permitted to

appeal following a voluntary dismissal without prejudice will effectively have secured an

otherwise unavailable interlocutory appeal.” Id.

So too here. Although Negron’s federal claims were dismissed with prejudice, his state

and city claims were dismissed without prejudice to filing them again at some other time. And the

conditions to his dismissal that Negron appeals—the continued applicability of the district court’s

discovery and statute of limitations rulings to his state and city claims—were entered pursuant to

a voluntary dismissal without prejudice to which he acceded. As we said in Paysys International,

Inc. v. Atos IT Services. Ltd., “it is the plaintiff, rather than the court, who has the choice between

accepting the conditions and obtaining dismissal and, if he feels that the conditions are too

burdensome, withdrawing his dismissal motion and proceeding with the case on the merits.”

901 F.3d 105, 109

(2d Cir. 2018) (internal quotation marks omitted). To allow Negron to receive

review of those conditions now would essentially allow him to secure an interlocutory appeal.

See Chappelle,

84 F.3d 654

; cf. Atlanta Shipping Corp. v. Chem. Bank,

81 F.3d 240, 246

(2d Cir.

1987) (“A party who loses on a dispositive issue that affects only a portion of his claims may elect

to abandon the unaffected claims, invite a final judgment, and thereby secure review of the adverse

ruling.”). Thus, we find this case squarely controlled by Chappelle and conclude we lack

jurisdiction to consider it.

We have considered Negron’s remaining arguments and find them to be without merit.

Accordingly, we DISMISS his appeal for lack of jurisdiction.

FOR THE COURT: Catherine O’Hagan Wolfe, Clerk

3

Reference

Status
Unpublished