United States v. Brown
Opinion
This appeal presents two sentencing issues. One issue is whether a district judge is permitted to consider the severity of one or more mandatory consecutive minimum sentences imposed for firearms offenses under
These issues arise on an appeal by Lawrence Brown from the February 7, 2018, judgment of the District Court for the Southern District of New York (Nelson S. Román, District Judge) sentencing him to 39 years' imprisonment. Concurrent terms of 7 years (84 months) were imposed for two robberies in violation of
In a summary order filed this day, we have rejected Brown's challenges to all four convictions. In this opinion, we consider issues arising from Brown's sentence. First, we conclude that the Supreme Court's decision in
Dean
has abrogated this Court's decision in
United States v. Chavez
,
Background
Brown was convicted of robbing at gunpoint a Rite-Aid pharmacy in November 2013 and a ShopRite grocery in April 2014. He brandished a firearm at employees in both stores, tied their hands, and took money from the stores' safes. A jury found Brown guilty of the two robbery offenses and the two firearms offenses.
At sentencing, defense counsel argued that, in view of the severity of the mandatory consecutive minimum sentences on the firearms counts, Judge Román should impose lenient sentences on the robbery counts. He specifically suggested one day on each robbery count, which would have resulted in an aggregate sentence of 32 years and two days. The presentence report calculated a Guidelines range of 70 to 87 months for the robbery offenses. Judge Román imposed concurrent sentences of 84 months (7 years) on the two robbery counts and consecutive sentences of 7 and 25 years, respectively, on the two firearms counts for an aggregate sentence of 39 years. 1 Judge Román did not say whether he had considered the severity of the mandatory consecutive minimum firearms sentences *46 in determining the sentences on the robbery counts.
Discussion
In 2008, we ruled that a sentencing judge was not permitted to consider the severity of mandatory consecutive minimum sentences under section 924(c) in determining sentences on underlying predicate offenses.
See
United States v. Chavez
,
There is a slight ambiguity in
Dean
as to the sentencing judge's options in selecting a sentence on an underlying predicate offense. The unanimous opinion of Chief Justice Roberts initially states that the "question presented is whether, in calculating the sentence for the predicate offense, a judge must
ignore
the fact that the defendant will serve the mandatory minimums imposed under § 924(c),"
On appeal, Brown renews his argument that Judge Román should have imposed minimal sentences, i.e. , one day, on the robbery counts in view of the severity of the mandatory consecutive minimum 7- and 25-year sentences on the firearms counts. Although Brown did not explicitly argue in the District Court that Judge Román was unaware of the discretion permitted by Dean , nor make such a contention on appeal, we are satisfied that his plea for minimal one-day sentences on the robbery counts adequately preserved a claim that the sentencing judge was permitted *47 to consider the severity of the sentences on the firearms counts.
That conclusion raises the issue whether the sentencing judge erred by imposing the concurrent 84-month sentences on the predicate robbery counts in the absence of any indication that he was aware of his discretion to consider the severity of the mandatory consecutive section 924(c) sentences. Although "[w]e may generally assume 'that the sentencing judge understood all the available sentencing options,' "
United States v. Preacely
,
That uncertainty raises the further issue of the appropriate disposition an appellate court should make of a sentencing appeal when it is not clear whether a sentencing judge was aware of or understood a relevant aspect of sentencing law. There are two possibilities. One is to remand to afford the sentencing judge the opportunity to clarify whether he was aware of the discretion permitted by Dean , and, if not, then to vacate the sentence and resentence. The other is simply to remand for resentencing. This Court has used both types of remand in comparable circumstances.
In several cases of uncertainty on our part, we remanded for clarification.
See
,
e.g.
,
United States v. Regalado
,
*48
In several other cases of uncertainty on our part, we remanded for resentencing.
See
,
e.g.
,
United States v. Jones
,
In one case,
United States v. Preacely
, a divided panel reflected both approaches. Encountering an "ambiguity,"
There are considerations supporting both approaches. A remand for clarification, with resentencing to follow only if the sentencing judge indicates a prior misunderstanding, avoids the inconvenience and expense of returning the defendant to court in the event that the judge explains that no misunderstanding existed, and the sentence therefore remains undisturbed. On the other hand, a remand for resentencing avoids the risk of the appearance that the sentencing judge has unjustifiably *49 claimed a correct prior understanding. Although we are confident that district judges will faithfully report their true prior understanding, some defendants and perhaps some defense counsel would likely be suspicious.
We see no reason to express a categorical preference for either approach. Instead, we think an appellate court should make an individualized decision whether to remand for clarification or resentencing, taking into account all the relevant circumstances, including those giving rise to the ambiguity that the court encounters. 7 In the pending appeal, we conclude that a remand for resentencing is appropriate in light of our now-abrogated decision in Chavez and the failure of both counsel and the Probation Office to bring Dean to the District Court's attention. Resentencing will also afford Brown the opportunity to argue that he should benefit from section 403(b) of the First Step Act of 2018. See footnote 1, supra .
Brown also challenges the substantive unreasonableness of his aggregate 39-year sentence. We need not consider that argument because we are remanding for resentencing.
Conclusion
We therefore remand for resentencing. Should any appeal ensue after resentencing, either party may restore our jurisdiction pursuant to the procedure outlined in
United States v. Jacobson
,
Subsection 924(c)(1)(C) was amended last year to provide that only a second section 924(c) conviction "that occurs after a prior conviction under [section 924(c) ] has become final" requires the consecutive minimum 25-year sentence provided by subsection 924(c)(1)(C)(i).
See
First Step Act of 2018 ("the Act"), Pub. L. No. 115-391, § 403(a),
We previously noted
Dean
's possible impact on
Chavez
. See
United States v. Pike
,
"As a general matter, [various] provisions
permit
a court imposing a sentence on one count of conviction
to consider
sentences imposed on other counts."
Dean
,
The statement of the holding in the Westlaw report incorrectly states, "The Court of Appeals held that case had to be remanded to district court for resentencing."
Regalado
,
We also remanded for clarification in the somewhat similar situation where, in the aftermath of the remedy opinion in
Booker
,
We also remanded for resentencing in
Lake
,
We would not remand for clarification or resentencing "if the record indicated clearly that the district court would have imposed the same sentence had it had an accurate understanding of its authority."
Sanchez
,
Reference
- Full Case Name
- UNITED STATES of America, Appellee, v. Lawrence BROWN, Defendant-Appellant.
- Cited By
- 14 cases
- Status
- Published