Balogun v. N.Y. State Div. of Hum. Rts.

U.S. Court of Appeals for the Second Circuit

Balogun v. N.Y. State Div. of Hum. Rts.

Opinion

22-2756-cv Balogun v. N.Y. State Div. of Hum. Rts.

UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT

SUMMARY ORDER RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION “SUMMARY ORDER”). A PARTY CITING A SUMMARY ORDER MUST SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.

1 At a stated term of the United States Court of Appeals for the Second 2 Circuit, held at the Thurgood Marshall United States Courthouse, 40 Foley Square, 3 in the City of New York, on the 6th day of December, two thousand twenty-three. 4 5 PRESENT: 6 GERARD E. LYNCH, 7 MICHAEL H. PARK, 8 STEVEN J. MENASHI, 9 Circuit Judges. 10 _____________________________________ 11 12 Abeeb K. Balogun, 13 14 Plaintiff-Appellant, 15 16 v. 22-2756 17 18 New York State Division of Human Rights, 19 Gina Martinez, Elizabeth Ortiz-Feliciano, 20 Iris Carrasquillo, Marleny Rubio, William 21 Ploski, Ali Jafri, 22 23 Defendants-Appellees. 24 25 _____________________________________ 26 27 28 FOR PLAINTIFF-APPELLANT: ABEEB BALOGUN, pro se, Jamaica, 29 NY. 1 2 FOR DEFENDANTS-APPELLEES: DAVID LAWRENCE III, Assistant 3 Solicitor General, (Barbara D. 4 Underwood, Solicitor General, Ester 5 Murdukhayeva, Deputy Solicitor 6 General, on the brief), for Letitia 7 James, Attorney General for the State 8 of New York, New York, NY. 9

10 Appeal from a judgment of the United States District Court for the Southern District

11 of New York (Schofield, J.).

12 UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED,

13 AND DECREED that the judgment of the district court is AFFIRMED.

14 Abeeb Balogun, an attorney proceeding pro se, sued the New York State Division

15 of Human Rights (“Division”) under Title VII of the Civil Rights Act of 1964 for

16 discriminating against him on the basis of race, sex, and national origin; creating a hostile

17 work environment; and retaliating against him when he complained about unfair

18 treatment. 1 He also brought a variety of state-law claims against the Division, his

19 supervisors, and coworkers. The district court granted summary judgment to Defendants

20 on all of Balogun’s federal claims. It then determined that the Eleventh Amendment

21 barred his state-law claims brought against the individual Defendants in their official

1 Balogun also brought Title VII claims against individuals in their personal capacities. The district court granted summary judgment to the individual defendants because individual supervisors and coworkers (other than the plaintiff’s actual employers) are not subject to liability under Title VII. Balogun does not appeal from the district court’s grant of summary judgment on those claims. 2 1 capacities and declined to exercise supplemental jurisdiction over the remaining state-law

2 claims. See Balogun v. N.Y. State Div. of Hum. Rts., No. 20-CV-10484 (LGS),

2022 WL 3

4292704, at *8-9 (S.D.N.Y. Sept. 16, 2022). Balogun now appeals. We assume the

4 parties’ familiarity with the facts, procedural history, and issues on appeal.

5 We review a grant of summary judgment de novo. Garcia v. Hartford Police

6 Dep’t,

706 F.3d 120, 126

(2d Cir. 2013). Summary judgment is appropriate if, after

7 resolving all ambiguities and drawing all inferences against the moving party, “there is no

8 genuine dispute as to any material fact and the [moving party] is entitled to judgment as a

9 matter of law.”

Id.

(internal quotation marks and citation omitted) (quoting Fed. R. Civ.

10 P. 56

(a)). “A fact is material for these purposes when it might affect the outcome of the

11 suit under the governing law,” and “[a]n issue of fact is genuine if the evidence is such that

12 a reasonable jury could return a verdict for the nonmoving party.” Jeffreys v. City of New

13 York, 426

F.3d 549, 553 (2d Cir. 2005) (internal quotation marks and citation omitted).

14 I. Title VII Claims

15 Balogun’s claims of discrimination and retaliation under Title VII are evaluated

16 under the familiar McDonnell Douglas burden-shifting framework. See Vega v.

17 Hempstead Union Free Sch. Dist.,

801 F.3d 72, 82-83

(2d Cir. 2015) (discrimination);

18 Gorzynski v. JetBlue Airways Corp.,

596 F.3d 93, 110

(2d Cir. 2010) (retaliation). Under

19 this framework, a plaintiff must demonstrate a prima facie case of discrimination or

20 retaliation, after which the employer must point to a legitimate, nondiscriminatory reason

3 1 for the challenged conduct; if the employer does so, the burden shifts back to the plaintiff

2 to prove that “discrimination was the real reason for the employment action.” See

3 Graham v. Long Island R.R.,

230 F.3d 34, 38

(2d Cir. 2000); Vega,

801 F.3d at 83

.

4 We agree with the district court that Balogun failed to make a prima facie showing

5 of discrimination. Relevant here, the prima facie case requires an adverse employment

6 action under “circumstances [that] give rise to an inference of discrimination.” Vega, 801

7 F.3d at 83. Balogun claims that “similarly situated” coworkers of a different race, sex, or

8 national origin were subject to more favorable treatment. See Graham,

230 F.3d at 39

9 (“A plaintiff may raise . . . an inference [of discrimination] by showing that the employer

10 subjected him to disparate treatment, that is, treated him less favorably than a similarly

11 situated employee outside his protected group.”). But such comparators must be similarly

12 situated “in all material respects”—they must be “subject to the same performance

13 evaluation and discipline standards” as Balogun and must have engaged in “comparable

14 conduct.”

Id. at 39-40

. While Balogun identifies a handful of coworkers who, he

15 claims, completed fewer than 108 cases a year while on probation, that similarity alone is

16 insufficient, as there is no evidence by which a reasonable jury could find that those

17 coworkers shared Balogun’s issues with work quality and insubordination. 2 Without a

18 similarly situated comparator, Balogun cannot show circumstances that give rise to an

2 To the extent that Balogun relies on comparisons to nonprobationary employees, they are not subject to the same performance evaluation and discipline standards and thus are not similarly situated.

4 1 inference of discrimination and so cannot prove his prima facie case. See Vega,

801 F.3d 2

at 83.

3 We also agree with the district court that even assuming Balogun proved his prima

4 facie case, he failed to demonstrate that the nondiscriminatory reasons proffered by the

5 Division for extending his probation and then terminating his employment were a pretext

6 for discrimination. Balogun argues that the Division’s assertions that he was fired due to

7 poor work performance and insubordination were pretextual because those charges were

8 false. In particular, Balogun points to perceived irregularities in his performance

9 evaluations which he argues contained false information and unexpectedly turned overly

10 critical at the time his supervisors extended his probation and terminated him. Critically,

11 however, Balogun must establish that discrimination based on a protected characteristic

12 was “at least one of the motivating factors” in the employment decisions. See Holcomb

13 v. Iona Coll.,

521 F.3d 130, 138

(2d Cir. 2008) (internal quotation marks and citations

14 omitted). Even if Balogun could refute the charges of inadequate performance, that

15 would not demonstrate that his supervisors did not believe what they asserted, let alone

16 that the actual reason for extending his probation or terminating his employment was

17 animus based on a protected characteristic. Accordingly, Balogun is unable to demonstrate

18 pretext for discrimination.

19 We also affirm as to Balogun’s retaliation claim. Title VII protects against

20 retaliation only for “protected activity,” which in this context describes opposition to

5 1 discriminatory employment practices. See Ya-Chen Chen v. City Univ. of N.Y.,

805 F.3d 2

59, 70 (2d Cir. 2015). On this record, no reasonable jury could find that Balogun engaged

3 in protected activity. Although he complained to his supervisors about unfair treatment

4 generally, there is no indication that those complaints were premised on or related to

5 discrimination based on his protected status. See Kelly v. Howard I. Shapiro & Assocs.

6 Consulting Eng’rs, P.C.,

716 F.3d 10, 15

(2d Cir. 2013). Nor is there any indication that

7 the Division understood, or could reasonably have understood, that Balogun’s complaints

8 were directed at conduct prohibited by Title VII. See

id.

9 Summary judgment was also warranted on Balogun’s hostile work environment

10 claim. Balogun contends that Defendants created a hostile work environment by, among

11 other things, sabotaging his work performance, falsifying information on his probation

12 reports, and refusing to transfer him. To begin, Balogun does not establish harassment

13 that was “sufficiently continuous and concerted” to create an objectively hostile work

14 environment “so severely permeated with discriminatory intimidation, ridicule, and insult

15 that the terms and conditions” of Balogun’s employment were altered. Agosto v. N.Y.C.

16 Dep’t of Educ.,

982 F.3d 86, 101-02

(2d Cir. 2020) (internal quotation marks and citation

17 omitted). Even if he did, allegations of harassment can support a hostile work

18 environment claim only if the harassment “occurred because of [Balogun’s] protected

19 status.”

Id. at 102

(internal quotation marks omitted). But, for the same reasons

6 1 discussed above, Balogun has not established that any of the unfavorable treatment he

2 alleges was based on a protected characteristic.

3 II. State-Law Claims

4 First, Balogun has abandoned any challenge to the dismissal of his official-capacity

5 claims by failing to raise the issue in his brief. See LoSacco v. City of Middletown, 71

6 F.3d 88

, 92-93 (2d Cir. 1995).

7 Second, as to his individual-capacity claims, we review the district court’s decision

8 to decline supplemental jurisdiction for abuse of discretion. Fountain v. Karim,

838 F.3d 9

129, 134 (2d Cir. 2016). Balogun argues that the district court abused its discretion

10 because it failed to consider whether dismissing his claims would upset “the interests of

11 ‘judicial economy, convenience, fairness, and comity.’” Appellant’s Br. at 50 (quoting

12 Carnegie-Mellon Univ. v. Cohill,

484 U.S. 343, 351

(1988)). Those values, however,

13 weigh strongly in favor of dismissing Balogun’s state-law claims. We have consistently

14 explained that, “[i]n general, where the federal claims are dismissed before trial, the state

15 claims should be dismissed as well.” N.Y. Mercantile Exch., Inc. v. Intercontinental

16 Exch., Inc.,

497 F.3d 109, 119

(2d Cir. 2007) (quoting Marcus v. AT&T Co.,

138 F.3d 46

,

17 57 (2d Cir. 1998)). The district court did not abuse its discretion in following those

18 instructions.

7 1 We have considered Balogun’s remaining arguments and find them to be without

2 merit. Accordingly, we AFFIRM the judgment of the district court.

3 4 FOR THE COURT: 5 Catherine O’Hagan Wolfe, Clerk of Court

8

Reference

Status
Unpublished