United States v. Jean Baptiste
United States v. Jean Baptiste
Opinion
22-2693-cr United States v. Jean Baptiste
UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION “SUMMARY ORDER”). A PARTY CITING A SUMMARY ORDER MUST SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.
1 At a stated term of the United States Court of Appeals for the Second Circuit, held at the 2 Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New York, on the 3 29th day of April, two thousand twenty-four. 4 5 PRESENT: 6 GERARD E. LYNCH, 7 MYRNA PÉREZ, 8 MARIA ARAÚJO KAHN, 9 Circuit Judges. 10 _____________________________________ 11 12 UNITED STATES OF AMERICA, 13 14 Appellee, 15 16 v. No. 22-2693
17 LESSAGE JEAN BAPTISTE, a/k/a USHER, a/k/a 18 JEAN BAPTISTE LESSAGE, 19 20 Defendant-Appellant. * 21 _____________________________________ 22 23
* The Clerk of Court is respectfully directed to amend the official caption as set forth above. 1 FOR APPELLEE: MAURENE COMEY (David Abramowicz, on 2 the brief), Assistant United States Attorneys, 3 for Damian Williams, United States Attorney 4 for the Southern District of New York, New 5 York, NY. 6 7 FOR DEFENDANT-APPELLANT: THOMAS H. NOOTER, Freeman, Nooter & 8 Ginsberg, New York, NY. 9
10 Appeal from a judgment of the United States District Court for the Southern District of
11 New York (Stein, J.).
12 UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED, AND
13 DECREED that the district court’s judgment is AFFIRMED.
14 BACKGROUND
15 Defendant-Appellant Lessage Jean Baptiste timely appeals his criminal judgment.
16 Specifically, he challenges the district court’s denial of his motion to withdraw his guilty plea.
17 Jean Baptiste was indicted on seven federal charges, including racketeering conspiracy, assault
18 and attempted murder in aid of racketeering, possession of firearms, and—most relevantly—
19 conspiracy to distribute 280 grams or more of cocaine base. He pleaded guilty to count six for
20 conspiring “to distribute and possess with the intent to distribute . . . 280 grams and more of
21 mixtures and substances containing . . . cocaine base,” in violation of
21 U.S.C. § 841. App’x at
22 39. Months after his plea was entered and accepted, Jean Baptiste filed a motion to withdraw his
23 guilty plea, which the district court denied in July 2021. In November 2022, the district court
24 sentenced Jean Baptiste to 120 months’ imprisonment to be followed by five years of supervised
25 release, and a $100 mandatory special assessment. We assume the parties’ familiarity with the
26 remaining underlying facts, the procedural history, and the issues on appeal.
2 1 DISCUSSION
2 “We review a district court’s denial of a motion to withdraw a guilty plea for abuse of
3 discretion and any findings of fact in connection with that decision for clear error.” United States
4 v. Rivernider,
828 F.3d 91, 104(2d Cir. 2016) (quoting United States v. Juncal,
245 F.3d 166,
5 170–71 (2d Cir. 2001)).
6 “Rule 11 of the Federal Rules of Criminal Procedure ‘sets forth requirements for a plea
7 allocution and is designed to ensure that a defendant’s plea of guilty is a voluntary and intelligent
8 choice among the alternative courses of action open to the defendant.’” United States v.
9 Freeman,
17 F.4th 255, 262(2d Cir. 2021) (some internal quotation marks omitted) (quoting
10 United States v. Andrades,
169 F.3d 131, 133(2d Cir. 1999)). Pertinent here, the district court
11 must determine “that the defendant understands . . . the nature of each charge to which the
12 defendant is pleading” and “that there is a factual basis for the plea.” Fed. R. Crim.
13 P. 11(b)(1)(G), (b)(3).
14 “A defendant may withdraw a plea of guilty . . . after the court accepts the plea, but before
15 it imposes sentence if . . . the defendant can show a fair and just reason for requesting the
16 withdrawal.” Fed. R. Crim. P. 11(d), (d)(2), (d)(2)(B). “[A] district court’s failure to correctly
17 provide the defendant with all the information required by Rule 11 may constitute a ‘fair and just
18 reason’ to request the withdrawal of a guilty plea[.] . . .” Freeman,
17 F.4th at 262.
19 Although Jean Baptiste contends that his guilty plea was defective because he did not admit
20 that the charged conspiracy involved at least 280 grams of cocaine base and was not informed of
21 the legal necessity of proving drug quantity beyond a reasonable doubt, he fails to establish any
22 error. During the plea allocution, the district court asked Jean Baptiste whether he understood
3 1 that he was being “charged with from 2008 until February of 2017 conspiring to distribute and
2 possess with intent to distribute 280 grams and more of cocaine base,” to which Jean Baptiste
3 responded, “Yes, sir.” App’x at 55. The district court further asked Jean Baptiste whether he
4 knew that “the government would have to prove each and every part or element of the charge in
5 the indictment beyond a reasonable doubt at a trial” if he did not plead guilty and Jean Baptiste
6 responded, “Yes, sir.”
Id.Immediately following that exchange, the district court asked the
7 government to “set forth the elements of [the charge] that the jury would have to find were met
8 beyond a reasonable doubt before they could convict Mr. Jean Baptiste of [the charge],” and the
9 government stated, among other things, that it would have to prove “a conspiracy to possess with
10 the intent to distribute mixtures and substances containing a detectable amount of 280 grams or
11 more of mixtures and substances containing a detectable amount of cocaine base.”
Id.The
12 district court also asked the government and Jean Baptiste’s counsel whether there was a factual
13 basis to support Jean Baptiste’s plea and the parties said yes. Id. at 62. Additionally, the
14 government summarized some of its evidence against Jean Baptiste, including evidence of drug
15 seizures and testimony from people who bought drugs from Jean Baptiste. See id. at 64–65.
16 There is no doubt, then, that Jean Baptiste “actually underst[ood] the nature of the charge[],”
17 including the drug quantity. United States v. Maher,
108 F.3d 1513, 1521(2d Cir. 1997). Thus,
18 the district court did not violate Rule 11(b)(1)(G).
19 Jean Baptiste’s reliance on United States v. Gonzalez,
420 F.3d 111(2d Cir. 2005), to attack
20 the factual basis of his plea as it related to drug quantity is misplaced. The defendant in Gonzalez
21 disputed the drug weight charged before and during his plea allocution, and he was not informed
22 that drug weight was an element of the offense required to be proven beyond a reasonable doubt.
4 1 420 F.3d at 115–17. There, this Court held that, “because [the defendant’s] own allocution failed
2 to provide an adequate factual basis on that element of an aggravated offense, his guilty plea could
3 not be deemed knowing, voluntary, or sufficient to support a judgment of conviction on” the
4 charge.
Id. at 116.
5 In contrast, Jean Baptiste was clearly informed of the legal necessity of proving the drug
6 quantity. See App’x at 55. Jean Baptiste admitted to reading and signing the plea agreement,
7 which included as part of a stipulation between the parties that the conspirators distributed between
8 280 and 840 grams of cocaine base. See
id.at 60–61; Suppl. App’x at 1–7. Notably, Jean
9 Baptiste did not dispute the drug quantity before or during the plea allocution. Although Jean
10 Baptiste did not explicitly state a drug quantity during the plea allocution, see, e.g., App’x at 62–
11 64 (Jean Baptiste stating that he conspired to distribute, and did distribute, cocaine from 2008 to
12 2017), he was informed of the drug quantity, he was told that the government must prove the drug
13 quantity beyond a reasonable doubt, the government summarized some of the evidence against
14 him, the parties explicitly agreed that there was a factual basis for the plea, and Jean Baptiste told
15 the district court: “I’m pleading guilty [to the charge in the indictment] because I am guilty, sir,”
16 id. at 65. There were sufficient facts on the record to support the district court’s conclusion that
17 there was an adequate factual basis on the element of drug quantity to support Jean Baptiste’s plea,
18 in accordance with Rule 11(b)(3). See United States v. Adams,
448 F.3d 492, 499(2d Cir. 2006)
19 (“We need not rely solely on defendant’s allocution, however, to support the plea, rather any facts
20 on the record at the time of the plea proceeding may be used.”).
21 In sum, the record establishes that Jean Baptiste knowingly and voluntarily pleaded guilty
22 to the offense charged, which included the requisite drug quantity. See McCarthy v. United
5 1 States,
394 U.S. 459, 467 n.20 (1969) (“In all [Rule 11] inquiries, matters of reality, and not mere
2 ritual, should be controlling.” (parentheses, internal quotation marks, and citation omitted)). As
3 such, the district court did not err.
4 * * *
5 We have considered Jean Baptiste’s remaining arguments and find them to be without
6 merit. Accordingly, we AFFIRM the judgment of the district court.
7
8 FOR THE COURT: 9 Catherine O’Hagan Wolfe, Clerk of Court
6
Reference
- Status
- Unpublished