Zherka v. Bondi
Zherka v. Bondi
Opinion
22-1108‐cv Zherka v. Bondi
UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT
August Term, 2022
(Argued: May 08, 2023 Decided: June 9, 2025)
Docket No. 22-1108-cv
SELIM ZHERKA, “SAM,”
Plaintiff‐Appellant,
— v. —
PAMELA BONDI, Attorney General of the United States, in her official capacity,
Defendant‐Appellee. *
Before:
NEWMAN, LYNCH, and PÉREZ, Circuit Judges.
* The Clerk of Court is respectfully directed to amend the official caption in this case to conform with the caption above. 1 Appellant, who was convicted of a nonviolent financial felony, brings a Second Amendment and Fifth Amendment challenge to the felon-in-possession law,
18 U.S.C. § 922(g)(1), which prohibits convicted felons from possessing firearms. He argues that because he was convicted only of a nonviolent financial felony, Congress cannot deprive him of his right to bear arms. He further asserts that because he has a constitutional right to bear arms, he also has a due process right to an individual assessment of dangerousness before the government can deprive him of his Second Amendment rights. Appellant now appeals the Southern District of New York’s (Halpern, J.) dismissal of his claims. His appeal fails because (1) the Second Amendment does not prohibit Congress from disarming convicted felons; and (2) he has no right to individualized process prior to the application of a categorical criminal prohibition.
AFFIRMED.
PETER A. PATTERSON, Cooper & Kirk, PLLC, Washington, DC (Anthony G. Piscionere, Piscionere & Nemarow, P.C., Rye, NY, on the brief), for Plaintiff‐Appellant.
LUCAS ISSACHAROFF, Assistant United States Attorney (Benjamin H. Torrance, Assistant United States Attorney, on the brief), for Damian Williams, United States Attorney for the Southern District of New York for Defendant‐Appellee.
GERARD E. LYNCH, Circuit Judge:
Plaintiff-appellant, Selim Zherka, filed a lawsuit in the United States
District Court for the Southern District of New York against the Attorney
General (the “government”), alleging violations of his Second and Fifth 2 Amendment rights. He asserts that
18 U.S.C. § 922(g)(1)’s prohibition of the
possession of firearms by a convicted felon is unconstitutional as applied to him
because he was not convicted of a violent felony. He also argues that because he
has a constitutional right to bear arms, the federal government cannot, without
an individualized assessment of his dangerousness, deprive him of firearms.
Appellant seeks a declaration that Section 922(g)(1) is unconstitutional as
applied to him and a permanent injunction enjoining the government from
preventing him from possessing a firearm in his home.
The district court (Philip M. Halpern, J.) dismissed Appellant’s claims,
concluding that Section 922(g)(1) is constitutional as applied to him and that he
has no right to a hearing prior to the adoption or application of a categorical
prohibition. We agree and therefore AFFIRM the judgment of the district court. 1
BACKGROUND
We take the following facts from documents of which we can take judicial
notice and the operative complaint, which we accept as true, and we draw all
1 Zherka filed a notice of appeal on May 20, 2022. We delayed adjudication of this case pending the Circuit’s resolution of Antonyuk v. James,
120 F.4th 941(2d Cir. 2024), which was not completely resolved until this Court’s second decision, on remand from the Supreme Court on October 24, 2024. 3 reasonable inferences in Zherka’s favor. See, e.g., Collymore v. Myers,
74 F.4th 22, 30(2d Cir. 2023).
I. The Underlying Felony Conviction
On December 22, 2015, Zherka pleaded guilty to one count of conspiracy to
make a false statement to a bank and to sign and file a false federal income tax
return in violation of
18 U.S.C. § 371. 2 Although Zherka’s offense conduct was
nonviolent, his crime was serious; he defrauded federally insured banks of tens of
millions of dollars and flouted the tax laws of this country to the tune of over one
million dollars in tax loss. Zherka was sentenced to 37 months’ imprisonment and
three years of supervised release, and ordered to pay approximately $8.5 million
in fines, restitution, and forfeiture. As a condition of his supervised release, he
was prohibited from possessing a firearm. He completed his term of incarceration
on May 26, 2017, and his term of supervised release expired on May 26, 2020.
Accordingly, Section 922(g)(1), and the New York State licensing regime, 3 which
2 A violation of
18 U.S.C. § 371is a class D felony. 3 Zherka alleges that prior to his conviction, he “was licensed to carry a firearm in New York, Connecticut, Florida and Pennsylvania,” but that after his conviction he has no “recourse to obtain a firearms license.” App’x at 10–11. We therefore assume that Zherka does not currently have a valid New York firearms license. For an account of the New York licensing regime, see Antonyuk v. James,
120 F.4th 941, 955–58 (2d Cir. 2024). 4 Zherka does not challenge, are the only legal impediments to his possession of a
firearm.
II. Procedural History
On September 11, 2020, Zherka sued the Attorney General seeking
declaratory and injunctive relief from claimed violations of his constitutional
rights. First, he asserts that Section 922(g)(1) is unconstitutional as applied to
someone like him who has been convicted only of a nonviolent felony. Second,
he alleges that because he has a constitutionally protected liberty interest in the
right to bear arms, the federal government must provide an opportunity for him
to restore that interest by an individualized assessment of his dangerousness. As
an example of the type of process that he claims is due to him, Appellant points
to
18 U.S.C. § 925(c), which permitted a convicted felon to apply to the Attorney
General to restore his right to bear arms by showing that he is not dangerous to
public safety. 4
On the government’s motion, the district court dismissed Zherka’s
complaint. See Zherka v. Garland,
593 F. Supp. 3d 73, 82 (S.D.N.Y. 2022). On the
4 Section 925(c) has not been repealed. Nevertheless, it is currently without practical effect because, as described more fully below, Congress has repeatedly defunded the administrative apparatus necessary to implement the statute since 1992. 5 Second Amendment issue, it applied our then-prevailing two-step test for
assessing the constitutionality of gun restrictions.
Id.at 77–80. Under that test, a
court first had to “determine whether the challenged legislation impinges upon
conduct protected by the Second Amendment,” as informed by the
Amendment’s text and history. United States v. Jimenez,
895 F.3d 228, 232(2d Cir.
2018) (internal quotation marks omitted). Only if the challenged legislation
impinged upon protected conduct would the court then “determine the
appropriate level of scrutiny to apply and evaluate the constitutionality of the
law using that level of scrutiny.”
Id.Relying on the Supreme Court’s assurance
that “longstanding prohibitions on the possession of firearms by felons” are
“presumptively lawful,” District of Columbia v. Heller,
554 U.S. 570, 626–27, 627
n.26 (2008), the district court concluded, at the first step of the test, that Section
922(g)(1) is constitutional as applied “to individuals convicted of non-violent
financial felonies,” Zherka, 593 F. Supp. 3d at 77–80.
The district court also rejected Zherka’s due process claim, reasoning that
it was foreclosed by Connecticut Department of Public Safety v. Doe,
538 U.S. 1(2003). See Zherka, 593 F. Supp. 3d at 80–81. In that case, the Supreme Court
determined that Connecticut did not violate the plaintiffs’ procedural due
6 process rights when it required them, as convicted sex offenders, to enroll in a
publicly available registry without first receiving an individualized hearing on
whether they were dangerous to the public. See Conn. Dep’t Pub. Safety, 538 U.S.
at 4–8. The Court explained that the registration requirement was based “on the
fact of previous conviction, not the fact of current dangerousness” and that
procedural due process does not require a hearing to prove or disprove a
particular set of facts that are ultimately irrelevant under the challenged statute.
Id. at 4. Likewise in this case, the district court concluded that Zherka has no
procedural due process right to a hearing on the risk of danger he poses because
Section 922(g)(1) applies based on the fact of his previous conviction, rather than
on an individualized finding that he poses a current danger to the public. See
Zherka, 593 F. Supp. 3d at 80–81.
Zherka filed his appeal on May 20, 2022. Shortly thereafter, on June 23,
2022, the Supreme Court issued its decision in New York State Rifle & Pistol
Association, Inc. v. Bruen,
597 U.S. 1(2022), repudiating the two-step framework
for analyzing Second Amendment challenges that this circuit, and every other
regional circuit, had applied.
Id. at 17. In response, Zherka argues that we should
vacate the district court’s decision and remand the case for further consideration
7 under the Bruen standard. He alternatively asserts that the government has failed
to meet its Bruen burden of demonstrating that there is a history and tradition of
regulating firearms in this country in a manner that is analogous to Section
922(g)(1). In other words, he contends that there is no historical analogy to Section
922(g)(1). The government, in response, argues that nothing in Bruen alters the
district court’s conclusion that Zherka, by virtue of his felony conviction, falls
outside the scope of the Second Amendment’s protections and that we should,
therefore, affirm the lower court’s decision.
LEGAL STANDARDS
I. Standard of Review
“We review de novo a district court’s grant of a defendant’s motion to
dismiss, accepting all factual allegations in the complaint as true, and drawing all
reasonable inferences in the plaintiff’s favor.” City of Pontiac Gen. Emps.’ Ret. Sys. v.
MBIA, Inc.,
637 F.3d 169, 173(2d Cir. 2011) (internal quotation marks omitted).
II. Second Amendment Principles
In a quartet of cases starting with Heller in 2008, the Supreme Court has
interpreted the Second Amendment right to keep and bear arms in the context of
challenges to firearm regulations. See Antonyuk v. James,
120 F.4th 941, 960–68 (2d
8 Cir. 2024). Three of those four cases have limited applicability to this case because
they concerned regulations that were outliers in the breadth of their restrictions on
the rights of law-abiding citizens to possess and carry firearms. 5 Only United States
v. Rahimi,
602 U.S. 680(2024), dealt with an arguably analogous statute that
restricted the possession of firearms by a category of putatively non-law-abiding
persons. 6 We provided a detailed and comprehensive summary of all four cases in
Antonyuk, 120 F.4th at 960–68. Here, we briefly summarize the Bruen standard for
analyzing Second Amendment challenges and note the most relevant lessons
derived from the Supreme Court’s other twenty-first century Second Amendment
cases.
5 See Heller,
554 U.S. at 573, 629, 635(determining that a District of Columbia “prohibition on the possession of usable handguns in the home violates the Second Amendment” and explaining that “[f]ew laws in the history of our Nation have come close to the severe restriction of the District’s handgun ban”); McDonald v. City of Chicago,
561 U.S. 742, 749– 50 (2010) (holding that the “Second Amendment right is fully applicable to the States” and striking down a Chicago regulation that was similar to the D.C. firearm regulation in Heller); Bruen, 597 U.S. at 8–11, 14 (striking down New York’s former “may-issue” firearm licensing regime pursuant to which an applicant could obtain a public-carry license only if he “demonstrate[d] a special need for self-defense” and explaining that only five other states had similar licensing regimes, whereas 43 states had licensing regimes that did not require demonstrating a special need); id. at 79 (Kavanaugh, J., concurring) (characterizing New York’s licensing regime as “unusual”). 6 In Rahimi, the Supreme Court upheld
18 U.S.C. § 922(g)(8), a federal statute that
criminalizes the possession of firearms by an individual subject to a particular type of restraining order. 602 U.S. at 684–86, 702. 9 Under Bruen, a court assessing firearm regulations must first consider
whether “the Second Amendment’s plain text covers an individual’s conduct.”
Bruen,
597 U.S. at 24. If it does, “the Constitution presumptively protects that
conduct.”
Id.The burden then shifts to the government to “justify its regulation by
demonstrating that it is consistent with the Nation’s historical tradition of firearm
regulation.”
Id.At this step of the Bruen analysis, the government is tasked with
identifying historical analogues that demonstrate a “tradition of regulation” that is
comparable to the challenged law.
Id. at 27. In short, the text of the Second
Amendment and the history of firearms regulation in this country are the guiding
lights for adjudication of a Second Amendment challenge to a firearm regulation.
Id. at 19.
A few other principles from the quartet of Second Amendment cases are
worth highlighting. First, the Supreme Court has never repudiated Heller’s
assurance that “longstanding prohibitions on the possession of firearms by felons”
are “presumptively lawful.” 554 U.S. at 626–27, 627 n.26. 7 Second, the Court has
7 Indeed, several Justices who joined the Bruen majority opinion emphasized, in separate opinions, that they did not regard that decision as inconsistent with Heller’s assurance. See Bruen,
597 U.S. at 72(Alito, J., concurring);
id.at 80–81 (Kavanaugh, J., joined by Roberts, C.J., concurring). The dissenters also posited that the Court’s opinion cast no doubt on Heller’s assurance. See
id.at 129–30 (Breyer, J., joined by Sotomayor and Kagan, JJ., dissenting). 10 struck down only firearms laws that overly restrict the rights of “law-abiding,
responsible citizens” to own and possess guns. Id. at 635; see also McDonald v. City
of Chicago,
561 U.S. 742, 749–50 (2010); Bruen, 597 U.S. at 8–11, 15, 26, 29. Rahimi is
the only instance in which the Court has reviewed a law that criminalizes firearms
possession by potentially dangerous individuals, and there, the Court upheld the
constitutionality of Section 922(g)(8) both facially and as applied. See
602 U.S. at 690. And third, the historical analogues that could support a tradition of firearm
regulation do not have to be “dead ringer[s]” for the challenged regulation,
especially when the challenged regulation addresses new circumstances.
Id. at 692(internal quotation marks omitted).
DISCUSSION
I. This Appeal Is Ripe for Decision.
Zherka first argues that we should vacate and remand for the district court to
consider his claims under the Bruen standard, since that case repudiated the former
two-step standard that the district court applied. “While generally we decline
considering arguments not addressed by the district court, this is a prudential rule
we apply at our discretion.” Bacolitsas v. 86th & 3rd Owner, LLC,
702 F.3d 673, 681(2d
Cir. 2012) (internal citation omitted). “In determining whether to consider such
11 issues, we rely on a number of factors, including the interests of judicial economy,
and whether the unaddressed issues present pure questions of law.”
Id.(internal
citation omitted).
Zherka points, in part, to Taveras v. New York City, No. 21-398,
2022 WL 2678719(2d Cir. July 12, 2022) and Sibley v. Watches, No. 21-1986,
2022 WL 2824268(2d Cir. July 20, 2022), two non-precedential summary orders, to support his
argument for vacatur and remand. In both Taveras and Sibley, we vacated and
remanded Second Amendment challenges to gun regulations, with little to no
analysis, for the district courts to reconsider in light of Bruen. See Taveras,
2022 WL 2678719, at *1; Sibley,
2022 WL 2824268, at *1.
In both of those cases, however, the parties had fully briefed their positions
and we had held oral argument prior to Bruen. Here, in contrast, the parties
submitted their briefs and offered oral argument after the Supreme Court decided
Bruen. We therefore have the full benefit of the parties’ respective Bruen-based
arguments before us. It would be inconsistent with the interests of judicial economy
to remand this case to the district court, only for the parties to brief the same legal
issues again.
12 Moreover, there are no relevant unsettled questions of fact in this case. 8 The
parties dispute only whether certain historical analogues establish a history and
tradition of firearms regulation in this country sufficient to uphold Section 922(g)(1).
That dispute raises only questions of constitutional interpretation, which we review
de novo. See United States v. Doka,
955 F.3d 290, 293(2d Cir. 2020) (“We review de novo
questions of law, including questions of constitutional interpretation.”). In the
absence of material questions of fact, we are just as well equipped as the district
court to resolve the outstanding legal issues in this case. Accordingly, we decline to
vacate and remand. See Booking v. Gen. Star Mgmt. Co.,
254 F.3d 414, 418–19 (2d Cir.
2001) (declining to vacate and remand a case that presented a purely legal issue,
even though the district court had not reached that legal issue).
II. Bogle Remains Good Law After Bruen.
Prior to the Supreme Court’s decision in Bruen, we had upheld Section
922(g)(1) as facially constitutional. See United States v. Bogle,
717 F.3d 281, 281–82 (2d
Cir. 2013). In Bogle, we rejected a facial challenge to Section 922(g)(1), relying on the
assurances in Heller and McDonald that “longstanding prohibitions on the possession
8 The parties disagree about whether Zherka is currently dangerous. Because we conclude that Congress has the authority to disarm all felons, we need not resolve that factual dispute. 13 of firearms by felons” are presumptively constitutional.
Id. at 281, quoting Heller,
554 U.S. at 626, and citing McDonald,
561 U.S. at 786. Contrary to the government’s
assertion here, we did not conclude that “felons as a class are not among the law-
abiding citizens protected by the Second Amendment.” Appellee’s Br. 11. We simply
held that Section 922(g)(1) is a “constitutional restriction on the Second Amendment
rights of convicted felons.” Bogle, 717 F.3d at 281–82.
Our holding in Bogle survives Bruen. “To mount a successful facial challenge”
to Section 922(g)(1), a litigant “must establish that no set of circumstances exists
under which the law would be valid, or show that the law lacks a plainly legitimate
sweep.” Antonyuk, 120 F.4th at 983 (alterations adopted) (internal quotation marks
omitted). As we determined in Bogle, that cannot be done.
In Antonyuk, a case that post-dated Bruen, we upheld New York’s “good
moral character” licensing requirement, which required licensees to possess the
character necessary to “be entrusted with a weapon and to use it only in a manner
that does not endanger oneself or others.” 120 F.4th at 985 (emphasis in original),
quoting
N.Y. Penal L. § 400.00(1)(b). In that decision, we explained that the Supreme
Court in Bruen had expressly approved licensing regimes that defined “good moral
character” similar to New York’s definition.
Id.at 983–85. By that same reasoning,
14 Section 922(g)(1) is capable of constitutional application to a broad range of felons,
whose record of violent behavior or prior misuse of firearms would manifestly make
them liable to being disarmed under that standard. 9 It therefore cannot be said that
“no set of circumstances exists under which the law would be valid,”
id. at 983, and
Bogle’s rejection of a facial challenge to the statute remains good law in this Circuit.
Other Circuit Courts have also held that neither Bruen nor Rahimi abrogated
their prior precedent holding Section 922(g)(1) facially constitutional on the basis of
the continued vitality of Heller and McDonald’s assurances. See United States v.
Duarte, --- F.4th ---,
2025 WL 1352411, at *4–6 (9th Cir. 2025) (en banc); Vincent v.
Bondi,
127 F.4th 1263, 1264–66 (10th Cir. 2025); United States v. Hunt,
123 F.4th 697,
703–04 (4th Cir. 2024); United States v. Hester, No. 23-11938,
2024 WL 4100901, at *1
(11th Cir. Sept. 6, 2024) (unpublished).
Zherka, however, raises a different challenge; he questions the
constitutionality of § 922(g)(1) as applied to him. We have not previously resolved
the discrete questions at issue in this as-applied challenge, and we therefore must
conduct a Bruen analysis of that claim.
9 Bogle had been convicted of categorically violent felonies, including attempted robbery in the second degree and assault in the second degree. See United States v. Bogle,
522 F. App’x 15, 19–20 (2d Cir. 2013). 15 III. Bruen Step One: Felons Are Part of “the People.”
We begin our Bruen analysis with the first step: does the plain text cover
Appellant’s conduct? It clearly does. We construe Zherka’s complaint as asserting
his desire to possess firearms only in a manner that the Second Amendment
protects. 10 The Second Amendment provides: “A well regulated Militia, being
necessary to the security of a free State, the right of the people to keep and bear
Arms, shall not be infringed.” U.S. CONST. amend. II. And the Second and
Fourteenth Amendments protect an individual’s right to “possess a handgun in the
home for self-defense” and “carry handguns publicly for [] self-defense.” Bruen,
597 U.S. at 8–10. Section 922(g)(1), however, prohibits convicted felons from
“possess[ing] in or affecting commerce, any firearm or ammunition,” including for
self-defense inside and outside the home.
18 U.S.C. § 922(g)(1).
Because Section 922(g)(1) clearly covers conduct that the Second
Amendment presumptively protects, the only remaining question is whether
Zherka, as a nonviolent felon, is included among “the people” protected by the
Second Amendment. U.S. CONST. amend II. The government argues that Zherka is
10 Zherka asserts that Section 922(g)(1) permanently prohibits him from possessing firearms even though “he is entitled to exercise his right to bear arms under the Second Amendment.” App’x at 12. He also requests a permanent injunction that would enjoin the government from preventing him from possessing a firearm in his home. 16 not. It contends that the Supreme Court has consistently “defined the right to bear
arms as limited to ‘law-abiding, responsible citizens.’” Appellee’s Br. 10, quoting
Heller,
554 U.S. at 635; see also Bruen, 597 U.S. at 31–32 (“It is undisputed that
petitioners . . . —two ordinary, law-abiding, adult citizens—are part of the people
whom the Second Amendment protects.”) (internal quotation marks omitted). The
government also asserts that the Court’s repeated assurance that “longstanding
prohibitions on the possession of firearms by felons” are “presumptively lawful,”
Heller, 554 U.S. at 626–27, 627 n.26, further suggests that felons as a class are not
among “the people” that the Second Amendment protects.
The government’s arguments are unavailing for several reasons. First, the
argument that the Supreme Court has limited the Second Amendment right to “law-
abiding, responsible citizens,”
id. at 635, does not definitively place law breakers, or
even felons, outside the protection of the Constitution. “Though the Supreme Court
has suggested that law-abiding, responsible, and/or ordinary individuals are
protected by the Second Amendment, it is far from clear whether the negative of
those adjectives describe[s] individuals who stand outside the Second Amendment or
instead those who may be disarmed consistent with that Amendment.” Antonyuk, 120
F.4th at 981–82 (emphasis in original) (internal quotation marks omitted). Further,
17 the Supreme Court’s assurance that longstanding prohibitions on the possession of
firearms by felons are lawful does not suggest that felons are not part of “the
people” protected by the Second Amendment. That assurance instead suggests that
although felons, like other Americans, are presumptively protected by the Second
Amendment, Congress nevertheless has the authority to disarm them. As Justice
Barrett explained when she was a judge on the Seventh Circuit
[t]here are competing ways of approaching the constitutionality of gun dispossession laws. Some maintain that there are certain groups of people—for example, violent felons—who fall entirely outside the Second Amendment’s scope. Others maintain that all people have the right to keep and bear arms but that history and tradition support Congress’s power to strip certain groups of that right.
Kanter v. Barr,
919 F.3d 437, 451–52 (7th Cir. 2019) (Barrett, J., dissenting) (internal
citation omitted). For the reasons that then-Judge Barrett articulated, we agree that
the latter is the better way to approach the question.
Id.at 451–53.
Moreover, a decision that Zherka does not belong to “the people” and
therefore does not have Second Amendment rights would be at odds with Heller.
The Court in that case defined “the people” broadly to include “all Americans.”
Heller,
554 U.S. at 581(emphasis added). It elaborated that “the people,” as referred
to throughout the Constitution, “unambiguously refers to all members of the
political community, not an unspecified subset.”
Id. at 580. The government does not 18 assert that Zherka is not an American nor that he does not, as a felon who has
completed his sentence, belong to the political community.
Finally, other constitutional provisions grant rights to “the people” including,
for example, the right to “peaceably [] assemble, and to petition the Government for
a redress of grievances,” U.S. CONST. amend. I, and the right to be free of
“unreasonable searches and seizures,”
id.amend. IV. Excluding felons from “the
people” for purposes of the Second Amendment would be inconsistent with our
understanding of the scope of other constitutional rights because “even felons . . .
may invoke the protections of [the First and Fourth Amendments].” Heller,
554 U.S. at 644(Stevens, J., dissenting). The Supreme Court’s broad definition of “the people”
in Heller, moreover, betrays no intent to carve certain classes from “the people” only
in the context of the Second Amendment. See
id.at 580–81. We will neither
jeopardize the scope of other rights nor demean the status of Second Amendment
rights by narrowly circumscribing the classes of Americans to whom those rights
belong. Accordingly, we conclude that Zherka, notwithstanding his felony
conviction, is among “the people” protected by the Second Amendment. 11
11 For examples of other circuit courts concluding the same, see, for example, Duarte,
2025 WL 1352411, at *8 (concluding that the defendant’s “status as a felon does not remove him from the ambit of the Second Amendment; he is one of ‘the people’ who enjoys Second Amendment rights”); Range v. Att’y Gen. United States,
124 F.4th 218, 222(3d Cir. 2024) (en 19 IV. Bruen Step Two: The Historical Tradition of Firearm Regulation in the United States Supports the Constitutionality of Section 922(g)(1).
Because the Second Amendment protects Zherka and his proposed conduct,
we must now determine whether Congress can constitutionally disarm him. “[T]he
Second Amendment permits the disarmament of individuals who pose a credible
threat to the physical safety of others.” Rahimi,
602 U.S. at 693. Zherka asserts,
however, that Rahimi does not apply to him because unlike in that case, there has
been no finding that he poses a credible threat to the physical safety of others and
because his commission of a nonviolent financial felony is an insufficient proxy for
his dangerousness. We agree that, while the analysis in Rahimi is relevant in several
ways to the present case, it does not directly control it. The operative question,
therefore, is whether the government has justified Section 922(g)(1)’s application to
Zherka by demonstrating that disarmament of nonviolent felons, as a class or
banc) (concluding that the appellant, “despite his false statement [felony] conviction, [] remains among the people protected by the Second Amendment” (internal quotation marks omitted)); United States v. Williams,
113 F.4th 637, 649(6th Cir. 2024) (concluding that the appellant felon was “a member of the people claiming the right to possess a gun” (internal quotation marks omitted)); Rocky Mountain Gun Owners v. Polis,
121 F.4th 96, 116(10th Cir. 2024) (explaining that American citizens with felony convictions are “both persons and citizens, and thus, must also be included in the people” protected by the Second Amendment (alterations adopted and internal quotation marks omitted)); see also Kanter, 919 F.3d at 451–52 (Barrett, J., dissenting) (maintaining that “all people have the right to keep and bear arms [including violent felons] but that history and tradition support Congress’s power to strip certain groups of that right”). 20 category of persons, is “consistent with the Nation’s historical tradition of firearm
regulation.” Bruen,
597 U.S. at 24. We conclude that it has.
We start with a discussion of modern felon-in-possession laws. Congress
passed the first felon-in-possession law in the early twentieth century. The modern
statutes are too temporally distant from 1791 to provide much insight into the
original meaning of the Second Amendment. See Antonyuk, 120 F.4th at 973 (“[T]he
farther we depart from [1791], the greater the chance we stray from the original
meaning of the constitutional text.”). Such laws, however, are relevant to the Bruen
step two analysis. To the extent that the felon-in-possession laws were designed to
address “unprecedented societal concerns,” the Supreme Court instructs that we
apply “a more nuanced approach” to assessing relevant historical analogues. Bruen,
597 U.S. at 27.
After analyzing modern felon-in-possession laws, we turn to a discussion of
the historical tradition of disarmament laws in this country. There are no twins of
the modern felon-in-possession laws from the pre-Founding and Founding
periods. 12 That the relevant historical record lacks a historical twin is unsurprising,
12 As we have noted above, the absence of a twin in the historical record is not fatal to the government’s case. See Rahimi,
602 U.S. at 692(“The law must comport with the principles underlying the Second Amendment, but it need not be a ‘dead ringer’ or a ‘historical twin.’”), quoting Bruen,
597 U.S. at 30. 21 because before and during the Founding periods, felons were typically subject to
execution. We discuss below what that fact suggests about the Founders’
perceptions of felons’ right to bear arms.
Shortly after the Founding, attitudes about appropriate punishment for felons
began to change. Evidence in the historical record from that time, including the
debates over the ratification of the Constitution, reflects that some Founders
believed that felons could be disarmed constitutionally. Although the ratification
debates are not specific historical legislative analogues to modern felon in possession
laws, we discuss them next because they inform the background tradition of
constitutional gun regulation in this country.
Finally, we turn directly to the historical analogues, which establish that there
is a tradition of regulating firearms in a manner that is analogous to Section
922(g)(1). Like Section 922(g)(1), laws from seventeenth century England, the
American Colonies, 13 and the early United States, 14 establish that it has long been
13 Both English and American colonial history are relevant to our analysis. See Bruen,
597 U.S. at 20(explaining that because the Second Amendment “codified a pre-existing right. . . . English history dating from the late 1600s, along with American colonial views leading up to the founding” are relevant considerations (emphasis omitted)). 14 The “time periods in close proximity to 1791,” are “relevant to our analysis.” Antonyuk,
120 F.4th at 973. “[S]ources from the time periods close around [that] date[] illuminate the understanding of those steeped in the contemporary understanding of a constitutional provision.” Id. (alteration adopted) (internal quotation marks omitted). The Supreme Court 22 permissible to regulate firearms possession through legislative proscription on a
class-wide basis, without a particularized finding that the individuals disarmed pose
a threat to society.
A. Section 922(g)(1)
Although the Supreme Court characterized laws prohibiting felons from
possessing firearms as “longstanding,” Heller,
554 U.S. at 626, they are, in fact,
relatively recent creations, at least in relation to the period immediately
surrounding the adoption of the Bill of Rights. Congress first prohibited felons
from obtaining firearms in the Federal Firearms Act of 1938 (“FFA”), the
predecessor to Section 922(g)(1). FFA, ch. 850, § 2(f),
52 Stat. 1250, 1251 (1938). That
statute differed from Section 922(g)(1) in that it criminalized receipt of guns in
interstate commerce only for felons convicted of a “crime of violence,” which did
not include crimes similar to the one that Zherka committed.
Id.§§ 1(6), 2(f). About
has, however, left open the relevance of Reconstruction to the constitutionality of state regulations affecting firearms. See Rahimi,
602 U.S. at 692n.1 (declining to resolve the “ongoing scholarly debate on whether courts should primarily rely on the prevailing understanding of an individual right when the Fourteenth Amendment was ratified in 1868 when defining its scope (as well as the scope of the right against the Federal Government”)) (internal quotation marks omitted). In Antonyuk, we decided that Reconstruction was relevant to state regulations. 120 F.4th at 973–74. We need not decide whether historical traditions post-dating 1791 are relevant to the Amendment’s restrictions on Congress because we conclude that the tradition as of that date validates Section 922(g) as applied here. 23 two decades later, in 1961, Congress amended the law to prohibit felons from
receiving guns traveling in interstate commerce regardless of their underlying
crime by replacing the term “crime of violence” with “crime punishable by
imprisonment for a term exceeding one year.” An Act to Strengthen the Federal
Firearms Act,
Pub. L. No. 87-342, 75Stat. 757, 757 (1961). And finally, in 1968
Congress passed the Gun Control Act, which is currently codified as
18 U.S.C. § 922(g). Gun Control Act of 1968,
Pub. L. No. 90-618, 82Stat. 1213.
Those laws alone may not be sufficient to establish a historical tradition of
firearms regulation, but the modern concerns that they addressed, and continue to
address, diminish the government’s burden of drawing a tight historical analogy to
Section 922(g)(1). The Supreme Court has admonished that the “Founders created a
Constitution – and a Second Amendment – ‘intended to endure for ages to come,
and consequently, to be adapted to the various crises of human affairs.’” Bruen, 597
U.S. at 27–28, quoting McCulloch v. Maryland,
17 U.S. (4 Wheat.) 316, 415(1819). In
line with the Court’s precedent, we have similarly acknowledged that “‘[a] more
nuanced approach’ [to analogizing to history] will often be necessary in . . . cases
concerning ‘new circumstances’ or ‘modern regulations that were unimaginable at
the founding,’ such as regulations addressing ‘unprecedented societal concerns or
24 dramatic technological changes.’” Antonyuk, 120 F.4th at 970 (alterations adopted),
quoting Bruen, 597 U.S. at 27–28. We turn, therefore, to the concerns animating
Section 922(g)(1) and its precursors.
Although gun violence is hardly a new social concern, 15 Congress passed
both the FFA and the Gun Control Act to address the unprecedented scale of gun
violence in the years around their adoption. It passed the FFA in response to rising
gang violence that grew from Prohibition. 16 And, the Supreme Court has
concluded, it passed the Gun Control Act “in response to the precipitous rise in
political assassinations, riots, and other violent crimes involving firearms, that
occurred in this country in the 1960’s.” Lewis v. United States,
445 U.S. 55, 63(1980).
15 See, e.g., Saul Cornell, The Early American Origins of the Modern Gun Control Debate: The Right to Bear Arms, Firearms Regulation, and the Lessons of History, 17 STAN. L. & POL’Y REV. 567, 578 (2006) (explaining that “[a] profound change occurred in American gun culture in the early decades of the [nineteenth] century: the supply and demand for hand guns increased dramatically,” which prompted “new social problems”); Robert J. Spitzer, Gun Law History in the United States and Second Amendment Rights, 80 L. & CONTEMP. PROBS. 55, 63, 65 (2017) (explaining that gun carry restriction laws proliferated in the 1800s “as interpersonal violence and gun carrying spread” and that after the Civil War the South “witnessed violence at rates greater than the rest of the country,” and therefore “turned in part to stronger gun laws as a remedy”). 16 See JOSEPH BLOCHER & DARRELL A. H. MILLER, THE POSITIVE SECOND AMENDMENT:
RIGHTS, REGULATION, & THE FUTURE OF HELLER 43–45 (2018); see also C. Kevin Marshall, Why Can’t Martha Stewart Have a Gun?, 32 HARV. J. L. & PUB. POL’Y 695, 701 (2009) (explaining that efforts at firearms regulation after World War I were “fed by . . . growing crime after Prohibition began in 1920”). 25 The problem of gun violence persists today at an unprecedented scale. In
2020, the number of gun-related deaths in the United States reached the highest
level ever recorded up to that point, and the rate has remained high ever since. 17
Over half of adults surveyed in the United States “report that either they, or a
family member, have experienced a firearm-related incident.” 18 And for children
and adolescents in the United States, “firearm-related injury has been the leading
cause of death [since 2020], . . . surpassing motor vehicle crashes, cancer, and drug
overdose and poisoning.” 19 That evolving public health crisis necessitates that we
take the “more nuanced approach” that Bruen set forth for assessing historical
analogies to Section 922(g)(1).
That approach is plainly illustrated in Rahimi. There, the Supreme Court
17 See Center for Gun Violence Solutions, A Year in Review: 2020 Gun Deaths in the U.S., JOHNS HOPKINS BLOOMBERG SCH. OF PUB. HEALTH 4 (Apr. 28, 2022); Center for Gun Violence Solutions, U.S. Gun Violence in 2021: An Accounting of a Public Health Crisis, JOHNS HOPKINS BLOOMBERG SCH. OF PUB. HEALTH 4 (June 2023); Center for Gun Violence Solutions, Gun Violence in the United States 2022: Examining the Burden Among Children and Teens, JOHN HOPKINS BLOOMBERG SCH. OF PUB. HEALTH 3 (Sept. 2024); Continuing Trends: Five Key Takeaways from 2023 CDC Provisional Gun Violence Data, JOHNS HOPKINS BLOOMBERG SCH. PUB. HEALTH (Sept. 12, 2024), https://publichealth.jhu.edu/center-for-gun- violence-solutions/2024/continuing-trends-five-key-takeaways-from-2023-cdc-provisional- gun-violence-data. 18 See The United States Surgeon General’s Advisory on Firearm Violence: A Public Health Crisis
in America, OFFICE U.S. SURGEON GEN. 5 (2024). 19 Id. at 3.
26 upheld a further expansion of the firearms limitations contained in
18 U.S.C. § 922.
Rahimi,
602 U.S. at 693. That case involved a prohibition on possession of firearms
by persons under a protective order occasioned by incidents of (not necessarily
gun-related) domestic violence.
Id.at 684–86; see also
18 U.S.C. § 922(g)(8). That
prohibition was adopted several decades later than the FFA, in the Violence
Against Women Act of 1994. 20
As the Supreme Court acknowledged, no precise historical precedent for
such a criminal prohibition existed. See Rahimi,
602 U.S. at 698, 700–01. The statute
was a novel response to the problem of domestic violence, primarily against
women and children, that had not been the direct object of governmental concern
or of firearms regulation until the late 20th century. Nevertheless, the Court upheld
that law, analogizing to pre-Bill of Rights laws that regulated gun possession by
individuals and groups identified as dangerous to the community in general
and/or to particular individuals.
Id.at 693–700. We look to similar aspects of that
tradition here.
20 See Cary Franklin, History and Tradition’s Equality Problem, 133 YALE L.J. F. 946, 957 (2024) (discussing the legislative history of Section 922(g)(8)). 27 B. Historical punishments for felonies
There are no historical twins for Section 922(g)(1) from the colonial era. 21 The
absence in the historical record of a dead ringer for felon-in-possession laws does
not, however, support that Section 922(g)(1) is unconstitutional as applied to Zherka;
rather, it is largely attributable to how the English and early Americans punished
felons. Between the seventeenth and nineteenth centuries, legislatures imposed the
death penalty and total estate forfeiture as punishments for the commission of
felonies.
In feudal England, the term “felony” referred to “a breach of the feudal
obligations between lord and vassal,” the consequence of which was “forfeiture of
goods and the escheat of the fief.” Will Tress, Unintended Collateral Consequences:
Defining Felony in the Early American Republic, 57 CLEV. ST. L. REV. 461, 463 (2009). As
21 We are, however, aware of at least two examples in the historical record in which disarmament was a punishment for lesser offenses. An English statute from the early seventeenth century disarmed “Popish recusants, convicted in a court of law of not attending the service of the church of England.” 4 William Blackstone, COMMENTARIES ON THE LAWS OF ENGLAND 55 (London, A. Strahan 1825); An Act to Prevent & Avoid Dangers which May Grow by Popish Recusant, 3 Jac. 1, c. 5, § 16 (1605) (Eng.). And in 1624, a Virginia adjudicative body disarmed an individual who engaged in “base” and “opprobrious” speech. David Thomas Konig, “Dale’s Laws” and the Non-Common Law Origins of Criminal Justice in Virginia, 26 AM. J. LEGAL HIST. 354, 371 (1982). These two examples are insufficient by themselves to establish a tradition of firearms regulation analogous to Section 922(g)(1), but their existence suggests that the English and early Americans were not entirely opposed to laws disarming felons. 28 the feudal order passed, felony later came to mean a “serious crime punishable by
death.” Id. at 464. 22 Indeed, William Blackstone defined a felony as “an offence
which occasions a total forfeiture of either lands, or goods, or both, at the common
law; and to which capital or other punishment may be superadded, according to the
degree of guilt.” 4 William Blackstone, COMMENTARIES ON THE LAWS OF ENGLAND 95
(London, A. Strahan 1825).
Although the traditional common-law felonies included murder,
manslaughter, arson, burglary, robbery, rape, sodomy, mayhem, and larceny, 23 the
category of offenses classified as felonies, and therefore punishable by death,
included some nonviolent crimes. By the eighteenth century, the list of felonies had
expanded to encompass some 160 crimes, including “counterfeiting currency,
embezzlement, and desertion from the army.” Medina v. Whitaker,
913 F.3d 152, 158(D.C. Cir. 2019). 24 Thus, while the list of felonies under the modern definition has
grown to encompass all crimes punishable by more than a year in prison, the
22 See also Blackstone, supra note 21, at 97 (“The idea of felony is indeed so generally connected with that of capital punishment, that we find it hard to separate them.”). 23 Tress, Unintended Collateral Consequences, 57 CLEV. ST. L. REV. at 464.
24 See Blackstone, supra note 21, at 18; see also Francis Bacon, Preparation Toward the Union of
Laws of England and Scotland, in 2 THE WORKS OF FRANCIS BACON 163–64 (Basil Montagu ed., Cary & Hart 1844) (listing the nonviolent crimes of unlawful hunting and repeated forgery as felonies punishable by death). 29 Founding-era concept was not limited to violent crimes. Rather, it included some
“white collar” crimes 25 —like Zherka’s — and many other offenses that today are
punished neither by death nor even extremely long prison sentences, and even some
conduct, such as consensual same-sex relations, that may not constitutionally be
criminalized at all. 26 Like the English, the American colonists employed that concept
of felony in their burgeoning legal systems and imposed the death penalty for a
number of nonviolent crimes. 27 In fact, the death penalty as punishment for felonies
remained ubiquitous in America during the Founding era and until the nineteenth
century. 28
We conclude from this history that the lack of historical laws prohibiting
felons from possessing firearms is not dispositive of Section 922(g)(1)’s
constitutionality. “[T]he absence of a distinctly similar historical regulation . . . can
25 That term is generally understood not to have entered common use until Edwin Sutherland’s Presidential Address to the American Sociological Society, White-Collar Criminality, 5 AM. SOCIO. REV. 1 (1940), and his later textbook, WHITE COLLAR CRIME (1949). 26 See Criminalization of Homosexuality in American History, DEATH PENALTY INFORMATION
CENTER, https://deathpenaltyinfo.org/policy-issues/biases-and-vulnerabilities/lgbtq- people/criminalization-of-homosexuality-in-american-history [https://perma.cc/GMZ2- 6ZBK] (last visited May 6, 2025). 27 See STUART BANNER, THE DEATH PENALTY: AN AMERICAN HISTORY 18, 23–24 (2002)
(describing instances in which men sentenced to death for committing forgery and horse theft in Georgia during the late eighteenth and early nineteenth centuries attempted to escape jail). 28 Id.
30 only prove so much,” Antonyuk, 120 F.4th at 969, and here it proves next to nothing.
Although felons and firearms existed at the Founding, the Founders had no occasion
to consider whether the collateral consequences of a felony conviction should
include disarmament since, as previously discussed, the standard punishment for a
felony was death and the forfeiture of all property. The collateral consequences of a
felony conviction that we now recognize, including the loss of civil rights and the
prohibition of firearm possession, are the results of the nineteenth century criminal
reform efforts to reduce the use of the death penalty and the growth of the federal
government during the twentieth century. 29 Accordingly, the lack of felon-in-
possession laws at the time of the Founding is not probative of the Founders’
perception of the scope of the Second Amendment right.
We further note that several of our sister circuits have concluded that the
Founders likely would have considered disarmament permissible as punishment for
a felony conviction since they passed laws instituting the death penalty and
forfeiture of a perpetrator’s entire estate as punishments for both nonviolent and
violent felonies. See United States v. Jackson,
110 F.4th 1120, 1127(8th Cir. 2024)
29 See BLOCHER & MILLER, supra note 16, at 43–47 (explaining that the federal government’s involvement in gun regulation in the 1930s was in part a reflection of the “general growth in the scope and power of the federal government”). 31 (explaining that early legislatures “authorized punishments that subsumed
disarmament—death or forfeiture of a perpetrator's entire estate—for non-violent
offenses involving deceit and wrongful taking of property” and collecting
examples); Hunt,
123 F.4th at 706(same). The logic is that the greater punishment of
death and estate forfeiture includes the lesser punishment of disarmament.
The Supreme Court, too, has embraced the greater-includes-the-lesser logic in
the Second Amendment context when it concluded that “the lesser restriction of
temporary disarmament that Section 922(g)(8) imposes is [] permissible” because a
historical analogue to that law imposed the greater punishment of imprisonment.
Rahimi,
602 U.S. at 699. We are reluctant to place much weight on this argument,
however. That felons could be executed when the Bill of Rights was enacted does
not mean that anyone convicted of a felony today forfeits all civil rights. See Kanter,
919 F.3d at 461–62 (Barrett, J., dissenting) (“[W]e wouldn’t [necessarily] say that the
state can deprive felons of the right to free speech because felons lost that right via
execution at the time of the founding.”). Indeed, the Supreme Court in Rahimi made
no such extreme claims. Instead, it pointed out that specific early weapons
regulations (the “going armed” laws) imposed more severe penalties than the
disarmament statutes at issue in that case.
602 U.S. at 699. It made no blanket
32 reliance on eighteenth century capital punishment practice to validate any lesser
deprivation later imposed on felons.
Ultimately, the severe punishment of felons, including those who committed
nonviolent crimes, in colonial times provides at least some reason to be skeptical that
the drafters of the Second Amendment intended to prohibit Congress from
disarming felons who were spared execution, but we do not consider it conclusive.
C. Debates over Ratification of the Constitution
Although the death penalty was the primary punishment for felonies during
the Founding generation, various efforts at penal reform mobilized in states across
the nation during the late 18th and early 19th centuries. Those efforts often resulted
in the passage of laws that imposed imprisonment for crimes that had formerly been
capital crimes. Tress, Unintended Collateral Consequences, 57 CLEV. ST. L. REV. at 468–
70. “Within two decades of gaining independence from England, the states of the
Union had replaced execution with incarceration as the punishment for all but a few
crimes.” Id. at 468.
Debates over the right to bear arms in state ratification conventions that
occurred at around the same time as efforts at penal reform reflect the evolving
attitudes about the treatment of felons. Those debates also support a historical
33 tradition of firearms regulation through legislative disarmament and illustrate some
Founders’ views of the scope of the Second Amendment right.
The right to bear arms proposals most often cited to support Congress’s
authority to disarm felons include: the New Hampshire Proposal, Samuel Adams’s
proposal to the Massachusetts convention, and the Pennsylvania Dissent of the
Minority (“the Dissent”). See Kanter, 919 F.3d at 454–55 (7th Cir. 2019) (Barrett, J.,
dissenting). 30 We focus principally on the Dissent, which most clearly supports the
view that some Founders believed that it was permissible for Congress to disarm
convicted felons. 31
The Dissent provides that “the people have a right to bear arms for the
defence of themselves and their own State or the United States, or for the purpose of
30 The New Hampshire proposal prohibited Congress from “disarm[ing] any citizen, unless such as are or have been in actual rebellion.” 1 JONATHAN ELLIOT, THE DEBATES IN THE SEVERAL STATE CONVENTIONS ON THE ADOPTION OF THE FEDERAL CONSTITUTION 326 (2d ed. 1891). Similarly, Samual Adams’s proposal to the Massachusetts convention forbade Congress from “prevent[ing] the people of the United States, who are peaceable citizens, from keeping their own arms.” See 2 BERNARD SCHWARTZ, THE BILL OF RIGHTS: A DOCUMENTARY HISTORY 675, 681 (1971). 31 The Dissent is not a minority view expressing a dissent from a majority committed to a
broader view of the right to bear arms; rather, it was a dissent from the majority’s vote to ratify the original Constitution. See 2 SCHWARTZ, supra note 30 at 627–28. The Antifederalists authored the Dissent in objection to the Constitution’s “lack of a Bill of Rights.” Id. at 627. Although the dissenters failed to persuade the majority of the convention to reject ratification, their main objections were ultimately vindicated by the adoption of the Bill of Rights four years later. Id. at 628. 34 killing game; and no law shall be passed for disarming the people or any of them
unless for crimes committed, or real danger of public injury from individuals.” 2
BERNARD SCHWARTZ, THE BILL OF RIGHTS: A DOCUMENTARY HISTORY 662, 665 (1971).
On its face, the last proviso of the Dissent clearly permits disarmament of
individuals who commit crimes. 32
The Dissent was also “highly influential” in the debates that led to the Bill of
Rights, Heller,
554 U.S. at 604, and was among the most “widely distributed of any
essays published during ratification,” Saul Cornell, Commonplace or Anachronism: The
Standard Model, the Second Amendment, and the Problem of History in Contemporary
Constitutional Theory, 16 CONST. COMMENT. 221, 227 (1999). It is therefore illustrative
of what at least some Founders believed should be Congress’s authority to disarm
32We note that others have proposed an interpretation of the Dissent that would not necessarily support felon disarmament laws; under that view, the catchall phrase “or real danger of public injury from individuals,” modifies the type of crimes that would constitutionally authorize Congressional disarmament. See Kanter,
919 F.3d at 456(Barret, J., dissenting) (stating that the phrase “or real danger of public injury from individuals” suggests that only individuals who have committed “the subset of crimes suggesting a proclivity for violence” could be disarmed). We are not persuaded by this strained, alternative reading of the Dissent. The Dissent clearly proposes permitting disarmament in the disjunctive, for either “crimes committed or real danger of public injury.” 2 SCHWARTZ, supra note 30 at 665 (emphasis added). Nothing in the text of the dissent suggests that we should read “or” other than how it is usually employed – to present two alternative bases for permissible firearm restrictions.
35 individuals who committed crimes and, as a result, informs the historical tradition of
gun regulation in the United States. Nevertheless, the proposal that entered the
Constitution as the Second Amendment did not contain the proviso permitting
firearms restrictions on criminals, and so the Dissent too, while reflecting at least
some ambivalence about the scope of the Amendment, is inconclusive.
D. English, American Colonial, and Early American Status-Based Disarmament Laws
The absence, for understandable reasons, of an eighteenth century “historical
twin” for contemporary felon in possession laws has not prevented the Supreme
Court, or this Court, from recognizing “what common sense suggests,” Rahimi,
602 U.S. at 692, 698, that persons who present a clear danger to others if permitted to
possess firearms may be disarmed. See also Antonyuk, 120 F.4th at 983–84. It is
presumably for that reason that, as noted above, the Supreme Court has consistently
disavowed the notion that its rejection of state and federal laws prohibiting
ownership and carrying of guns by law-abiding members of the community calls
into question the general constitutionality of laws disarming felons. See Heller, 554
U.S. at 626–27, 627 n.26; McDonald,
561 U.S. at 786. Indeed, the Supreme Court and
36 this Court have affirmed that dangerous people can be disarmed. 33 As also noted
above, that commonsense conclusion easily supports the facial validity of Section
922(g)(1), because it can hardly be assumed that the Framers contemplated an
unqualified right on the part of persons convicted of violent crimes to carry guns.
Zherka argues, however, that his case differs from those precedents. Antonyuk
addressed a licensing regime in which the question was whether an applicant for a
permit was, individually, a person whose conduct had shown him to be too
dangerous to be trusted to use a firearm in a lawful and prudent manner. And while
Rahimi, like this case, addressed a criminal statute prohibiting firearms possession by
a category of persons, the category in question included only individuals whom a
court had specifically found to be dangerous to one or more other persons. Most of
the historical analogues that the Supreme Court identified in Rahimi similarly
involved firearms restraints imposed on specific individuals. 602 U.S. at 695–700.
33See Rahimi, 602 U.S. at 684–86, 690 (holding that persons subject to domestic-violence restraining orders based on a finding of dangerousness can be prohibited, on pain of criminal penalties, from possessing firearms); Bruen,
597 U.S. at 13n.1, 38 n.9 (contrasting New York’s unconstitutional “may issue” firearm licensing regime with state licensing regimes that denied firearms licenses to “individuals whose conduct has shown them to be lacking the essential character o[r] temperament necessary to be entrusted with a weapon,” which the Court confirmed were constitutional), quoting Conn. Gen. Stat. § 29–28(b); Antonyuk, 120 F.4th at 994–99 (upholding New York’s “character” requirement which requires firearms licensing officials to assess an applicant’s “potential dangerousness”). 37 In contrast, Section 922(g)(1) prohibits firearms possession by a broad
category of persons whose conduct violated a wide range of criminal statutes.
Zherka argues both that the statute is unconstitutional as applied to persons
convicted, as was he, of a nonviolent felony, and that, in any event, he should be
entitled to some kind of individualized process to decide whether he himself
presents the kind of danger referenced in Rahimi and Antonyuk. The historical
inquiry for us, therefore, is whether our tradition encompasses not only laws
permitting disarmament of particular individuals on a case-by-case basis, but also
laws disarming broad classes of people.
The answer is unequivocally yes. English, American colonial, and early
American histories abound with examples of laws demonstrating that legislatures
had broad authority to regulate firearms, including by disarming large classes of
people based on their status alone. Religious minorities, political dissenters, Native
Americans, and persons of color were among the disfavored groups that historical
legislatures disarmed based on a perception that persons in those categories were
inherently dangerous or non-law-abiding. Many of those laws are offensive to
contemporary moral sensitivities, or might well be deemed unconstitutional today
on First and Fourteenth Amendment grounds. They are, however, relevant to the
38 Second Amendment historical analysis that Bruen requires we conduct. As we
discuss in greater detail below, the status-based disarmament laws show that at the
time of the adoption of the Second Amendment, legislatures had the authority to use
status as a basis for disarmament. Moreover, those laws demonstrate that legislative
disarmament did not always turn on a particularized finding of a propensity for
violence. Instead, legislatures could disarm classes of people that they perceived as
dangerous, without any judicial scrutiny of the empirical basis for that perception.
We start with English history. The 1689 English Bill of Rights, enacted by
Parliament and considered the “predecessor to our Second Amendment,” Bruen,
597 U.S. at 44(internal quotations marks omitted), guaranteed that “Protestants . . . may
have Arms for their Defence suitable to their Conditions, and as allowed by law,” 1 W.
& M., Sess. 2, ch. 2, § 7 (1689), in 3 ENG. STAT. AT LARGE 441 (London, Mark Baskett,
Henry Woodfall, & William Strahan 1763) (emphasis added). On its face, that statute
supports the proposition that Parliament could limit the right of Protestants to bear
arms “by law” and that non-Protestants had no right to bear arms at all. Id. In fact,
Parliament explicitly forbade Catholics from owning firearms unless a justice of the
peace gave them permission to do so. 34
34 See An Act for the Better Securing the Government by Disarming Papists and Reputed 39 Legislatures in the American colonies also disarmed Catholics, largely in
response to the French and Indian War, which many perceived as a religious war
between Protestants and Catholics. 35 For example, in Virginia in 1756, Catholics and
suspected Catholics could not possess arms unless they took an oath authorized by
Parliament. 36 Likewise in Pennsylvania, the legislature required colonial officials to
take firearms from any “papist or reputed papist.” 37 The legislature of Maryland—a
state founded by and for Catholics 38— did similarly. 39
In another example of religious status-based disarmament, the Massachusetts
Bay Colony, during the late 1630s, disarmed at least 58 individuals who were
Papists, 1 W & M., Sess. 1, ch. XV, § 3 (1688), in 6 THE STATUTES OF THE REALM 71–72 (London, Dawsons of Pall Mall 1963). 35 See Joseph G.S. Greenlee, The Historical Justification for Prohibiting Dangerous Persons from
Possessing Arms, 20 WYO. L. REV. 249, 263 (2020). 36 See An Act for Disarming Papists, and Reputed Papists, Refusing to Take the Oaths to the
Government, ch. IV, §§ I–III (1756), in 7 THE STATUTES AT LARGE; BEING A COLLECTION OF ALL THE LAWS OF VIRGINIA 35–36 (William Waller Henin ed., Richmond, Franklin Press 1820) (“1756 Virginia Act”). 37 An Act for Forming and Regulating the Militia of the Province of Pennsylvania, § VI, pt. 2
(1759) (“1759 Pennsylvania Act”), in THE STATUTES AT LARGE OF PENNSYLVANIA FROM 1682 TO 1801, 609, 627 (James T. Mitchell & Henry Flanders eds., WM Stanley Ray 1898). 38 See Michael W. McConnell, The Origins and Historical Understanding of Free Exercise of
Religion, 103 HARVARD L. REV. 1409, 1424 (1990) (“Maryland . . . was founded . . . to provide a place for English Catholics to escape the persecution they suffered in the mother country.”) 39 See An Act for Regulating the Militia of the Province of Maryland (1756), in 52 ARCHIVES
OF MARYLAND 450, 454 (J. Hall Pleasants ed., 1935); see also Joseph G.S. Greenlee, Disarming the Dangerous: The American Tradition of Firearm Prohibitions,
16 Drexel L. Rev. 1, 46 (2024) (“[I]t appears that the governor [of Maryland] never signed the bill.”). 40 accused of following the religious views preached by Anne Hutchinson. See Range v.
Att’y Gen. United States,
69 F.4th 96, 122–23 (3d Cir. 2023) (Krause, J., dissenting), cert.
granted, judgment vacated sub nom Garland v. Range, --- U.S. ---,
144 S. Ct. 2706(2024). 40 Anne Hutchinson was a Boston preacher who challenged religious
orthodoxy in the Massachusetts Bay Colony by advocating for “direct, personal
relationships with the divine.”
Id.Governor John Winthrop found those views
threatening and accused Hutchinson and her followers of “being Antinomians—
those who viewed their salvation as exempting them from the law.”
Id. at 123. He
banished Hutchinson and, to “embarrass” her followers, forced them to personally
deliver their firearms to the authorities.
Id.,quoting James F. Cooper, Jr., Anne
Hutchinson and the “Lay Rebellion” Against the Clergy, 61 NEW. ENG. Q. 381, 391 (1988).
In addition to Catholics and members of minority Protestant sects, American
legislatures during the Revolutionary War passed laws disarming individuals that
40After the Supreme Court remanded the Range decision for reconsideration in light of Rahimi, the Third Circuit issued a materially identical opinion to the one that it issued before the Supreme Court’s vacatur and remand. Range,
124 F.4th 218. On remand and in light of Rahimi, Judge Krause agreed with the majority’s decision that Section 922(g)(1) was unconstitutional as applied to the appellant in that case. She filed a concurring opinion explaining that her reasoning differed from the majority’s but that she was no longer dissenting.
Id.at 250–85 (Krause, J., concurring). The history that Judge Krause cited to support her initial dissenting opinion still persuasively supports our conclusion, despite her change of position. 41 they perceived as dangerous to the revolutionary cause. In an early example, the
Connecticut Colony General Assembly passed a law in 1775 that disarmed any
person convicted of “libel[ing] or defam[ing] any of the resolves of the Honorable
Congress of the United Colonies, or the acts and proceedings of the General
Assembly of this Colony.” 41 In a letter to the Governor of Rhode Island, George
Washington discussed that Connecticut law and remarked that “the other Colonies
ought to adopt similar ones.” 42 Shortly thereafter in March 1776, the Continental
Congress passed a resolution recommending that assemblies in the colonies “cause
all persons to be disarmed . . . who are notoriously disaffected to the cause of
America.” 43 Several colonies heeded that recommendation and passed their own
laws disarming the disloyal. 44
Legislative bans on firearm possession in the American colonies were not
41 An Act for the Restraining and Punishing Persons Who are Inimical to the Liberties of this and the Rest of the United Colonies, and for Directing Proceedings Therein § 527 in THE PUBLIC RECORDS OF THE COLONY OF CONNECTICUT FROM MAY, 1775 TO JUNE, 1776, at 193 (Hartford, The Case, Lockwood & Brainard Co. 1890). 42 Letter from George Washington to Nicholas Cooke (Jan. 6, 1776), NATIONAL ARCHIVES,
https://founders.archives.gov/documents/Washington/03-03-02-0025 [https://perma.cc/R9J3- XX6Y] (last visited May 20, 2025). 43 See 4 Journals of the Continental Congress, 1774-1789, at 205 (Worthington Chauncey Ford
ed., Washington, 1906). 44 See Jackson, 110 F.4th at 1126–27 (listing laws from the colonies of Massachusetts,
Virginia, Pennsylvania, Rhode Island, North Carolina, and New Jersey that “prohibited possession of firearms by people who refused to declare an oath of loyalty”). 42 limited to religious minorities and political dissenters. Laws in various colonies also
prohibited Native Americans, people of African descent, and mixed-race people
from owning firearms. 45 Virginia, for example, passed a law in 1723 that prohibited
Black people, mixed-race people, and Native Americans from “keep[ing], or
carry[ing] any gun, powder, shot, or any club, or other weapon whatsoever,
offensive or defensive.” 46 The law allowed those classes of people to possess guns
only if they were “house-keeper[s],” “listed in the militia,” or if they lived on a
“frontier plantation” and obtained a license to possess from a “justice of the peace”
45 See, e.g., An Act for Regulating the Indian Trade and Making it Safe to the Publick, No. 269, § IV (1707), in 2 THE STATUTES AT LARGE OF SOUTH CAROLINA 310 (Thomas Cooper, ed., Columbia, A.S. Johnston, 1837) (prohibiting the sale of firearms to Native Americans on penalty of death); Williams, 113 F.4th at 652–53 (describing colonial laws from Virginia and New Netherland that prohibited citizens from providing arms to Native Americans on penalty of death); Robert H. Churchill, Gun Regulation, the Police Power, and the Right to Keep Arms in Early America: The Legal Context of the Second Amendment, 25 LAW & HISTORY REV. 139, 148 (2007) (describing a North Carolina 1741 slave code that prohibited slaves from possessing firearms). Even if racial minorities would not have been considered full- fledged members of the political community as it then existed, those laws remain relevant to the Bruen inquiry because, as explored in greater detail below, they are relevantly similar to Section 922(g)(1). See infra pp. 46–49. Nevertheless, as previously explained, legislatures in the colonies and states repeatedly disarmed groups of fully fledged members of the political community — free, Christian, white men. See supra pp. 39–42. 46 An Act Directing the Trial of Slaves, Committing Capital Crimes; and for the More
Effectual Punishing Conspiracies and Insurrections of Them; and for the Better Government of Negros, Mulattos, and Indians, Bond or Free (“1723 Virginia Act”), ch. IV, § XIV (1723), in 4 THE STATUTES AT LARGE, BEING A COLLECTION OF ALL THE LAWS OF VIRGINIA FROM THE FIRST SESSION OF THE LEGISLATURE, IN THE YEAR 1619, 131 (Richmond, R.W. & G. Bartow 1823). 43 in their county. 47
Class-wide, race-based legislative disarmament continued in the United States
after the American Revolution and often took the form of “complete bans on gun
ownership by free blacks, slaves, Native Americans, and those of mixed race.” 48 In
Mississippi, for example, slaves were prohibited from keeping or carrying guns
unless a justice of the peace granted a license upon application of the slaveholder. 49 By
1852, however, Black people in Mississippi were prohibited from owning guns
with no exceptions; the Mississippi legislature passed a law that prohibited
magistrates in the state from issuing licenses to carry and use firearms to any Black
person. 50
47 Id. § XV. 48 See Adam Winkler, Heller’s Catch-22, 56 UCLA L. REV. 1551, 1562 (2009), citing Saul Cornell, A WELL-REGULATED MILITIA: THE FOUNDING FATHERS AND THE ORIGINS OF GUN CONTROL IN AMERICA 28-29 (2006). 49 An Act Respecting Slaves, ch. XVII, § 4 (1805), in THE STATUTES OF THE MISSISSIPPI
TERRITORY 379 (Harry Toulmin ed., Natchez, Samuel Terrell 1807). 50 See An Act to Prohibit Magistrates from Issuing License to Negroes to Carry and Use
Firearms,
1852 Miss. Laws 328, ch. 206, § 1. For other examples of race-based restrictions on gun possession, see, e.g.,
1806 Md. Laws 298, ch. 81, § II (prohibiting any Black or mixed race person from carrying a gun unless that person was free and had a certificate from a justice of the peace certifying that he was an “orderly and peaceable person”);
8 Del. Laws 208, ch. 176, § 1 (1832) (prohibiting freedmen from possessing firearms unless approved to do so by a justice of the peace); An Act Concerning Slaves § 6 (1840), in 2 LAWS OF TEX. 1822–1897, 345–46 (H.P.N. Gammel ed., Austin, The Gammel Book Co. 1898) (prohibiting slaves from using firearms without permission of the slave’s owner); An Act to Amend an Act Entitled “An Act Reducing Into One the Several Acts Concerning Slaves, Free 44 These examples demonstrate that before, during, and shortly after the
Founding, legislative bodies regulated firearms by prohibiting their possession by
categories of persons perceived to be dangerous. And those regulations were
accepted as lawful. We are not aware of challenges to those restrictions under state
and federal constitutional protections of the right to bear arms.
Nor did that tradition disappear after the adoption of the Fourteenth
Amendment guaranteed federal constitutional rights against state governments. In
the latter half of the nineteenth century, various jurisdictions prohibited so-called
“‘tramps’ — typically defined as males begging for charity outside of their home
county” — from possessing firearms. 51 Those jurisdictions included New
Hampshire and Vermont in 1878, Rhode Island, Ohio, and Massachusetts in 1880,
Wisconsin as early as 1883, and Iowa in 1897. 52 The Ohio Supreme Court,
Negroes and Mulattoes, and for Other Purposes,” Ch. 187, § 4 (1832), in SUPPLEMENT TO THE REVISED CODE OF THE LAWS OF VIRGINIA 246–47 (Richmond, Samuel Sheperd & Co. 1833) (repealing a law that allowed Black people to possess firearms with a license and enacting instead a total prohibition on Black people possessing firearms); Of the Laws Relative to Indians within This State, Tit. V, Ch. 1, § 1 (1847), in A MANUEL OR DIGEST OF THE STATUTE LAW OF THE STATE OF FLORIDA, OF A GENERAL AND PUBLIC CHARACTER 547 (Leslie A. Thompson ed., Boston, Charles C. Little & James Brown 1847) (authorizing justices of the peace in Florida to confiscate firearms from Native Americans who had ventured off their reservation). 51 Greenlee, Historical Justification, supra note 35 at 270.
52 See
1878 N.H. Laws 612, ch. 270 § 2;
1878 Vt. Acts & Resolves 30, ch. 14 § 3;
1880 R.I. Acts & Resolves 110, ch. 806 § 3; Miscellaneous Offenses Against Public Policy, tit. I, ch. 8 § 45 moreover, upheld the Ohio tramp disarmament law against a state constitutional
challenge in State v. Hogan, where it explained that the right to bear arms “was
never intended as a warrant for vicious persons to carry weapons with which to
terrorize others.”
63 Ohio St. 202, 219 (1900). Importantly, the Ohio law, and all the
other “tramp laws,” did not narrowly apply only to those who were found to have
terrorized others; instead, it applied to any covered person who possessed a
firearm, based on the prospective legislative judgment that such persons were
dangerous. 53
The “tramp” laws may be too distant from 1791 to inform us of the Founders’
beliefs about the scope of Second Amendment rights. They illustrate, however, that
the tradition of legislative disarmament of classes of persons based on a perception
of dangerousness has survived generations, even if the laws’ targets have shifted.
Over time, the categories of persons perceived as dangerous evolved from political
6995, in 2 THE REVISED STATUTES AND OTHER ACTS OF A GENERAL NATURE OF THE STATE OF OHIO IN FORCE JAN. 1, 1880, 1654 (M.A. Daugherty, John S. Brasee, & George B. Okey eds., Columbus, H.W. Derby & Co. 1879);
1880 Mass. Acts 232, ch. 257 § 4; Of Tramps, tit. 17, ch. 65a., § 4, in SUPPLEMENT TO THE REVISED STATUTES OF THE STATE OF WISCONSIN, 1878, 332-33 (A.L. Sanborn & J.R. Berryman eds., Chicago, Callaghan & Co. 1883); Of Vagrants, tit. 25, ch. 5, § 5135 (1897), in ANNOTATED CODE OF THE STATE OF IOWA 1981 (Des Moines, F.R. Conway 1897). 53 See Greenlee, Historical Justification, supra note 35, at 269–70 (describing that the tramp
disarmament laws were “enacted for the purpose of promoting public safety by disarming dangerous persons”). 46 and religious dissenters or enslaved or formerly enslaved persons in the eighteenth
and early nineteenth centuries, to “tramps” in the latter nineteenth century, to
convicted criminals in the twentieth. 54 But the tradition that legislatures could make
such judgments, consistent with the Second Amendment “right to bear arms,” has
persisted.
For most of our history, moreover, such prohibitions met with little or no
constitutional resistance. As we have noted above, the tradition is so strongly rooted
that even after the Supreme Court, early in this century, reinvigorated the Second
Amendment and detached its meaning from its “well-regulated militia” prologue,
the Court has consistently assured that its decisions did not threaten “longstanding
prohibitions on the possession of firearms,” by felons, Heller,
554 U.S. at 626, or state
licensing regimes that denied firearms to persons whose conduct showed that they
were not “law-abiding, responsible citizens,” Bruen,
597 U.S. at 38n.9 (internal
quotation marks omitted).
54 While the first federal prohibition on possession of firearms by persons convicted of violent felonies was passed in 1938, see Federal Firearms Act, ch. 850, §§ 1(6), 2(f),
52 Stat. 1250, 1250-51 (1938), state statutes forbidding possession of all or certain firearms by felons were already in existence, see Act of Mar. 7, 1923, ch. 266 § 5,
1923 N.D. Laws 380; Act of May 4, 1923, ch. 118, § 3,
1923 N.H. Laws 138; Act of June 13, 1923, ch. 339, § 2,
1923 Cal. Stat. 696; Act of Mar. 12, 1925, ch. 207, § 4, 1925 Ind. Laws 495-96; Act of Feb. 26, 1925, ch. 260 § 2, 1925 Or. Gen. Laws 468. 47 There is some disagreement over why legislatures passed those laws. Some
argue that legislatures disarmed disfavored groups out of fear that they were
presently dangerous to the polity and would incite rebellion if armed; others argue
that legislatures were motivated to assert broad disarmament authority by a more
generalized fear that members of those groups were not law-abiding or
trustworthy. 55 We decline to engage in conjecture about the finer motivations of
legislative bodies that sat centuries ago. See generally South Carolina Educ. Ass’n v.
Campbell,
883 F.2d 1251, 1262(4th Cir. 1989) (“Determining the subjective intent of
legislators and the collective motivation of legislatures is a perilous enterprise
indeed.”). We leave that task to trained historians.
55 For the debate over the motivating forces behind disarmament of Catholics compare Range,
69 F.4th at 121(Krause, J., dissenting) (arguing that the English prohibition on Catholic armament “was not based on the notion that every single Catholic was dangerous” but was rather based on “the categorical argument English Protestants made . . . that Catholics’ faith put the dictates of a ‘foreign power,’ namely the Vatican, before English law”), citing Diego Lucci, John Locke on Atheism, Catholicism, Antinomianism, and Deism, 20 ETICA & POLITICA 201, 228–29 (2018) with Williams,
113 F.4th at 651, 653(explaining that Parliament disarmed Catholics based on its perception of “what people were dangerous” and that colonial officials did the same because “Protestant settlers feared the Catholics would side with France, a Catholic kingdom” in the French and Indian War), citing Joseph G.S. Greenlee, Disarming the Dangerous: The American Tradition of Firearm Prohibitions, 16 DREXEL L. REV. 1, 7–21, 35–46 (2024); see also Kanter,
919 F.3d at 458(Barrett, J., dissenting) (explaining that disarmament laws prevented slaves and Native Americans from possessing firearms “as a matter of course” because those groups “were thought to pose more immediate threats to public safety and stability”). 48 It does not matter whether legislatures believed that members of the targeted
groups had a specific propensity for violence or were, more broadly, unable to
follow the law, because it is at least clear from the historical evidence and from the
text of the disarmament laws that legislatures could disarm people as long as they
belonged to an identity group that the legislature perceived as dangerous. The
status-based disarmament statutes are “relevantly similar” historical analogues,
Bruen,
597 U.S. at 29(internal quotation marks omitted), to Section 922(g)(1). Section
922(g)(1), too, operates by class-wide, status-based disarmament, and it disarms
felons because Congress perceives them, broadly, as dangerous. See Barrett v. United
States,
423 U.S. 212, 218(1976) (“The very structure of the Gun Control Act
demonstrates that Congress . . . sought broadly to keep firearms away from the
persons Congress classified as potentially irresponsible and dangerous.”). As history
demonstrates, Congress has no constitutional obligation to more rigorously justify
its blanket disarmament of convicted felons.
We acknowledge that many of the historical precedents for class-based
prohibitions on firearms are, to say the very least, offensive to contemporary morals
and rooted in prejudiced stereotypes and racial, religious, or class bigotry. We cite
them not as examples to be followed but rather, according to the analysis the
49 Supreme Court has directed we undertake, as examples of a historical tradition of
broad categorical restrictions on firearms possession. The tradition of status-based,
categorical restrictions on firearms possession is indicative of an understanding,
before, during, and after the period of the Founding and continuing to the present
day, of a legislative power, consistent with the Second Amendment, to disarm
categories of persons presumed to be dangerous.
We note, however, that while prior discrimination against religious, political,
or racial minorities, or the law-abiding poor, would undoubtedly offend other
constitutional provisions today, the prohibition of firearms possession by persons
convicted of felonies is based neither on immutable characteristics nor innocent
impoverishment. Rather, it is based on those persons’ prior conduct, formally
admitted or proven beyond a reasonable doubt, that constitutes a serious violation
of the law. Such violations of the social compact indicate a serious disregard for
fundamental legal norms. Congress’s conclusion that a felony conviction
demonstrates a character or temperament inconsistent with the safe and prudent
possession of deadly weapons is an appropriate exercise of its longstanding power
to disarm dangerous categories of persons.
50 V. Zherka’s As-Applied Challenge.
Despite the historical tradition of legislative disarmament, Zherka argues that
Section 922(g)(1) cannot “constitutionally be applied to an individual whose only
prior convictions were for nonviolent crimes, because the historical principles
underlying the Second Amendment indicate that only individuals who have been
shown to be dangerous can be disarmed.” See Appellant’s Letter Br., Doc. 172 at 1
(Nov. 15, 2024). Put differently, he contends that Section 922(g)(1)’s disarmament of
all felons sweeps too broadly because it does not provide an exception for
nonviolent felons.
The Sixth Circuit recently embraced this view in dicta. See United States v.
Williams,
113 F.4th 637, 659–63 (6th Cir. 2024). It pointed out that some of the
categorical disarmament laws vested the discretion to make a finding that someone
was too dangerous to possess firearms “in the officials on the ground,” not the
legislature.
Id. at 660. It further asserted that even when the “disarmament
legislation itself created the exception regime, the fact remained that individuals had
the opportunity to demonstrate that they weren’t dangerous.”
Id.From that
background the Sixth Circuit concluded that “[t]he relevant principle from our
tradition of firearms regulation is that, when the legislature disarms on a class-wide
51 basis, individuals must have a reasonable opportunity to prove that they don’t fit
the class-wide generalization.”
Id. at 661. Because no such opportunity exists under
Section 922(g)(1), or any related law, the Sixth Circuit suggested that it would likely
be unconstitutional as applied to a non-dangerous person convicted of only a
nonviolent felony.
Id.at 661–63.
Zherka’s argument and the Sixth Circuit’s analysis are flawed for several
reasons. First, history does not support the proposition that status-based
disarmament laws were permissible only if they also provided a mechanism for
individuals to prove that they were not too dangerous to own a firearm. Although
some of the historical laws created such an exemption structure, 56 not all of them
did. Some provided for exceptions unlinked to an individualized dangerousness
finding, whereas others provided for no exceptions at all. The 1723 Virginia law
prohibiting persons of color from possessing firearms, for example, allowed
possession only if those persons were “house-keeper[s],” “listed in the militia,” or if
they lived on a “frontier plantation” and obtained a license from a justice of the
peace. 57 Those exceptions were not based on an individualized assessment of
56 See, e.g., An Act for the Better Securing the Government by Disarming Papists and Reputed Papists, 1 W & M., Sess. 1, ch. XV, § 3 (1688), in 6 THE STATUTES OF THE REALM 71– 72 (London, Dawsons of Pall Mall 1963); 1756 Virginia Act. 57 1723 Virginia Act §§ XIV, XV.
52 dangerousness. Further, neither the 1759 Pennsylvania law disarming Catholics nor
the 1852 Mississippi law disarming Black people provided for exceptions. 58
Likewise, none of the “tramp” laws discussed above, see supra pp. 45–47, permitted
non-dangerous “tramps” to possess firearms.
Second, a convicted felon can be exempted from Section 922(g)(1). Persons
convicted of a nonviolent felony, or any felony for that matter, may regain their
right to possess firearms if their conviction has been “expunged,” if they have been
“pardoned,” or if they have “had [their] civil rights restored.”
18 U.S.C. § 921(a)(20). Those exemptions may not necessarily turn on a particularized finding
of dangerousness, or a lack thereof, but their existence is relevant when the Second
Amendment test under which we assess the constitutionality of gun regulations
requires only “relevant[] similar[ity]” between historical analogues and current
regulations, not that they be “dead ringer[s].” Rahimi,
602 U.S. at 692(internal
quotation marks omitted).
Most importantly, Zherka’s as-applied argument fails on a foundational
level because the Supreme Court cautioned that the search for historical analogues
is not a quest for a “historical twin.”
Id.(internal quotation marks omitted).
58 See 1759 Pennsylvania Act; 1852 Laws of Miss., ch. 206, § 1. 53 Instead, a “well-established and representative historical analogue” is sufficient.
Bruen,
597 U.S. at 30(emphasis omitted). Contrary to Zherka’s argument and the
Sixth Circuit’s dicta, even the historical disarmament statutes that permitted
members of the disfavored group to possess firearms under narrow circumstances
not always including a generalized showing of non-dangerousness are relevantly
similar to Section 922(g)(1). “[H]ow and why the [historical] regulations
burden[ed] a [person’s] right to armed self-defense” are sufficiently similar to
“how and why” Section 922(g)(1) burdens an individual’s Second Amendment
right. Bruen,
597 U.S. at 29. Those statutes, like Section 922(g)(1), disarmed whole
classes of individuals based on a status that the legislature perceived as dangerous.
At times the legislature has crafted exceptions, at others, it has not. As
Zherka points out, under Section 925(c), a felon previously could regain his right to
bear arms, despite Section 922(g)(1), if he could establish, upon application to the
Attorney General, that he was not dangerous to public safety. Every year since
1992, however, Congress has declined to fund the program implementing this
provision. 59 As the historical record discussed above demonstrates, the courts have
59 See Withdrawing the Attorney General’s Delegation of Authority,
90 Fed. Reg. 13080, 13082 (Mar. 20, 2025) (to be codified at 27 CFR pt. 478); see also, e.g., Treasury, Postal Service, and General Government Appropriations Act of 1993,
Pub. L. No. 102-393, 106Stat. 1729, 1732; Treasury, Postal Service and General Government Appropriations Act, 54 left the decision to establish an exemption structure, and the decision not to fund
one, to the sound discretion of the legislative branch. 60 There is no historical basis
1994,
Pub. L. No. 102-123, 107Stat. 1226, 1228; Treasury, Postal Service and General Government Appropriations Act, 1995,
Pub. L. No. 103-329, 108Stat. 2382, 2385; Treasury, Postal Service, and General Government Appropriations Act, 1996,
Pub. L. No. 104-52, 109Stat. 468, 471; Omnibus Consolidated Appropriations Act, 1997,
Pub. L. No. 104-208, 110Stat. 3009, 3009–319; Treasury and General Government Appropriations Act, 1998,
Pub. L. No. 105-61, 111Stat. 1272, 1277; Omnibus Consolidated Appropriations Act, 1999,
Pub. L. No. 105-277, 112Stat. 2681, 2681-85; Treasury and General Government Appropriations Act, 2000,
Pub. L. No. 106-58, 113Stat. 430, 434; Consolidated Appropriations Act, 2001,
Pub. L. No. 106-554, 114Stat. 2763, 2763A-129; Treasury and General Government Appropriations Act, 2002,
Pub. L. No. 107-67, 115Stat. 514, 519; Consolidated Appropriations Resolution, 2003,
Pub. L. No. 108-7, 117Stat. 11, 433; Consolidated Appropriations Act, 2004,
Pub. L. No. 108-199, 118Stat. 3, 53; Consolidated Appropriations Act, 2005,
Pub. L. No. 108-447, 118Stat. 2809, 2859; Science, State, Justice, Commerce, and Related Agencies Appropriations Act, 2006,
Pub. L. No. 109-108, 119Stat. 2290, 2295; Consolidated Appropriations Act, 2008,
Pub. L. No. 110-161, 121Stat. 1844, 1903; Omnibus Appropriations Act, 2009,
Pub. L. No. 111-8, 123Stat. 524, 575; Consolidated Appropriations Act, 2010,
Pub. L. No. 111-117, 123Stat. 3034, 3128; Consolidated and Further Continuing Appropriations Act, 2012,
Pub. L. No. 112-55, 125Stat. 552, 609; Consolidated and Further Continuing Appropriations Act, 2013,
Pub. L. No. 113-6, 127Stat. 198, 248; Consolidated Appropriations Act, 2014,
Pub. L. No. 113-76, 128Stat. 5, 57; Consolidated Appropriations Act, 2015,
Pub. L. No. 113-235, 128Stat. 2130, 2187; Consolidated Appropriations Act, 2016,
Pub. L. No. 114-113, 129Stat. 2242, 2302; Consolidated Appropriations Act, 2017,
Pub. L. No. 115-31, 131Stat. 135, 198; Consolidated Appropriations Act, 2018,
Pub. L. No. 115-141, 132Stat. 348, 415; Consolidated Appropriations Act, 2019,
Pub. L. No. 116-6, 133Stat. 13, 107; Consolidated Appropriations Act, 2020,
Pub. L. No. 116-93, 133Stat. 2317, 2401; Consolidated Appropriations Act, 2021,
Pub. L. No. 116-260, 134Stat. 1182, 1251; Consolidated Appropriations Act, 2022,
Pub. L. No. 117-103, 136Stat. 49, 118; Consolidated Appropriations Act, 2023,
Pub. L. No. 117-328, 136Stat. 4459, 4527; Consolidated Appropriations Act, 2024,
Pub. L. No. 118-42, 138Stat. 25, 139. 60 Section 925(c) may not remain defunct for long. Previously, the Attorney General had
delegated the authority to adjudicate requests for a restoration of rights to the ATF. See Withdrawing the Attorney General’s Delegation of Authority,
90 Fed. Reg. 13080(proposed Mar. 20, 2025) (to be codified at 27 CFR pt. 478). To “give full effect to 18 U.S.C. 55 upon which we could declare Section 922(g)(1) unconstitutional because it sweeps
too broadly. Zherka’s as-applied challenge, therefore, fails.
***
Because legislatures at or near the Founding had the authority to pass laws
disarming large classes of people based on status alone, we conclude that the Second
Amendment does not bar Congress from passing laws that disarm convicted felons,
regardless of whether the crime of conviction is nonviolent.
We acknowledge and are sympathetic to the fact that felon-in-possession laws
have contributed to the mass incarceration crisis and its associated racial
inequalities. 61 It may well be that there are sound policy reasons for restoring Section
925(c), or some similar regime, to effective operation. But that judgment is for
Congress. The test that Bruen requires us to apply uses history as its guide, not
policy concerns. Our task here is solely to follow the history. 62
§ 925(c),” the Attorney General recently proposed withdrawing from the ATF that delegation of authority to implement Section 925(c). Id. at 13083. We of course express no views on the compatibility of any hypothetical effort to reinstate Section 925(c) through rulemaking with Congress’s repeated defunding. 61 See Jacob D. Charles & Brandon L. Garrett, The Trajectory of Federal Gun Crimes, 170 U. PA.
L. REV. 637 (2021). 62 We therefore do not attempt to assess whether, applying one traditional test for
assessing whether legislation is consistent with individualized constitutional rights, the prohibition on possession of firearms by persons convicted of “nonviolent” felonies are narrowly tailored to accomplish a compelling governmental purpose. Bruen explicitly 56 Because history reveals a tradition of categorical legislative bans on firearms
possession by classes of people perceived as dangerous, a prohibition directed at
persons convicted of serious crimes is among the easiest classifications to justify.
First, it is consistent with the Supreme Court’s assurance in Heller that
“longstanding prohibitions on the possession of firearms by felons” are
“presumptively lawful.” Heller, 554 U.S. at 626–27 n.26. It is also consistent with
our binding precedent in Bogle, in which we upheld the constitutionality of Section
922(g)(1) against a facial Second Amendment challenge based on that assurance.
Bogle, 717 F.3d at 281–82.
Such a prohibition also aligns with the Supreme Court’s insistence that “shall-
issue” licensing regimes are constitutional because they are “designed to ensure only
that those bearing arms in the jurisdiction are, in fact, law-abiding, responsible
citizens.” Bruen,
597 U.S. at 38n.9 (internal quotation marks omitted). “Shall-issue”
licensing regimes “contain only narrow, objective, and definite standards guiding
licensing officials,” and often require “applicants to undergo a background check.”
Id.(internal quotation marks omitted). That it is permissible for a state to decline an
applicant a firearms license based on information discovered in a background check,
prohibits us from engaging in such a “means-end” analysis. 597 U.S. at 18–24. 57 which will often disclose prior criminal convictions, suggests that it is also
permissible for the federal government to prohibit felons from possessing firearms.
Second, unlike the historical prohibitions of the eighteenth and nineteenth
centuries, the ban on possession by convicted felons is based on the prohibited
person’s actual behavior, as admitted in a formal plea of guilt, entered with the
guaranteed right to the advice of a lawyer or found by a unanimous jury beyond a
reasonable doubt after a trial with vigorous procedural safeguards. Perhaps
someday these prohibitions too will be looked back on with dismay. But unlike bans
directed at minority racial, political, or religious groups, or at victims of economic
misfortune, solely because of their group characteristics, the felon ban is based on
actual past behavior.
That behavior, moreover, consists in the violation of basic terms of the social
contract. That is true of all felony crimes, not just violent crimes. Zherka, for
example, pleaded guilty to criminal conspiracy to make a false statement to a bank
and to sign and file a false federal-income tax return, resulting in $8.5 million in
fines, restitution, and forfeiture. That conduct is reasonably regarded as an
indication that such a person lacks the “character of temperament necessary to be
entrusted with a weapon.” Bruen,
597 U.S. at 13n.1 (internal quotation marks
58 removed).
Finally, any effort by the courts to craft a line that would separate some felons
from others is fraught with peril. The idea that every felon, regardless of the crime of
conviction, is entitled to some form of hearing as to whether that particular
individual should be subject to a lifetime ban on firearms possession is inconsistent
with the historical tradition permitting class-based legislative judgments.
Zherka also suggests that we should unilaterally narrow the category of
offenses that Congress has subjected to the prohibition, arguing that “nonviolent”
felons should be exempted from the category defined by Congress. Such a judicial
exemption would usurp the legislative function. It would also embark on a line-
drawing process that would raise endless questions with which the courts have had
difficulty in other contexts.
Were we to decide that nonviolent felons are exempt from Section 922(g)(1),
we would have to decide what would qualify a felon as violent or nonviolent.
Would the sentencing court for a count adjudicating a later prosecution under
Section 922(g)(1) look only at the underlying felony conviction, or would it consider
other, unadjudicated facts about the individual’s background? If the court were to
consider the individual’s background, which evidentiary standards would apply to
59 prove those background facts and which background facts are relevant? If only the
underlying felony conviction mattered, would the court look only at the elements of
the crime to determine whether it qualifies as violent, or would it look at the facts of
the underlying offense?
To distinguish between violent and nonviolent crimes in the Second
Amendment context, courts could employ the categorical approach, which is used to
determine whether an offense is a crime of violence in the context of the Armed
Career Criminal Act, and draw lines based on the elements of the crime of
conviction. See United States v. Evans,
924 F.3d 21, 25(2d Cir. 2019). That approach
has, however, proven largely “unworkable.” Matthis v. United States,
579 U.S. 500, 521(2016) (Kennedy, J., concurring); see also Transcript of Oral Argument at 26,
United States v. Stitt,
586 U.S. 27(2018) (Alito, J.) (describing categorical approach
jurisprudence as “one royal mess”). The categorical approach requires courts to
resolve cases by “embark[ing] on an intellectual enterprise grounded in the facts of
other cases not before them, or even imagined scenarios.” Evans,
924 F.3d at 31(emphasis in original). Whatever the merits of that approach in the context of a
statute that has been deemed to require it, it is difficult to see how such a rule could
be rooted in the text of the Second Amendment. It is also difficult to imagine,
60 moreover, why the courts should embark on an enterprise that has consumed years
of judicial effort, culminating in a solemn argument in the Supreme Court about
whether murder under New York’s fairly typical definition was or was not
categorically a “crime of violence.” (It is, but the decision divided the Court.). See
Delligatti v. United States,
145 S. Ct. 797(2025). That does not seem a promising way
to proceed. 63
On the other hand, were we to instead determine whether a felon qualifies as
nonviolent by assessing that person’s background, including the facts of particular
offenses, we would have to face head-on the “practical difficulties and potential
unfairness” that such a factual approach would present and which the categorical
approach was developed to avoid. See Taylor v. United States,
495 U.S. 575, 601(1990). 64
63 Courts applying such an approach would also have to consider whether convictions for large-scale distribution of narcotics, an enterprise that is fraught with gun violence, but is not a categorically violent offense, should disqualify defendants from gun possession. In the context of sentence enhancements, Congress and the Sentencing Commission have chosen to lump such crimes together with categorically violent crimes. Such line-drawing is appropriate for legislatures but is impossible to root in the text of the Second Amendment or in historical practice. Nor is it a promising avenue for case by case as- applied determinations. 64 This case would raise those various “practical difficulties.” See Taylor,
495 U.S. at 601.
The government contends that although Zherka was convicted of a nonviolent felony, he would be unlikely to qualify for relief under a hypothetical rights restoration program implemented pursuant to Section 925(c) because he has committed violent acts in the past. 61 Finally, we note that Congress has considered and rejected, after what it
clearly regarded as a failed experiment, an approach that would have set up an
administrative system of case-by-case, “as-applied” exceptions. In conjunction with
the 1968 Gun Control Act, Congress authorized the restoration of a convicted
felon’s Second Amendment rights, upon the felon’s application, as long as that
person was not convicted of a crime involving the use of a firearm or other
weapon. See Omnibus Crime Control and Safe Streets Act of 1968, Pub. L. No. 90-
351,
82 Stat. 197, 233. After several years, Congress, finding the project
unsuccessful, 65 effectively repealed this effort by defunding the administrative
apparatus charged with applying it. That was not a one-time decision – Congress
has repeated the defunding as a budgetary decision annually from 1992 to the
present. 66 There is no reason to think that the judiciary could do a better job.
For all these reasons, we join the majority of our sister circuits that have
We do not rely on that assertion to resolve this appeal, but we offer it as an example of the type of fact that could be considered when determining whether a felon is nonviolent and to demonstrate the difficult line-drawing that such a system of adjudication would require. 65 See S. Rep. No. 102-353, at 19 (1992) (noting that reviewing applications was a “very
difficult and subjective task which could have devastating consequences for innocent citizens if the wrong decision is made”). 66 See supra note 59; see also supra note 60 (explaining the Attorney General’s proposed
rulemaking related to Section 925(c)). 62 considered similar arguments, and we reject Zherka’s contention that the
prohibition on possession of firearms by convicted felons violates the Second
Amendment as applied to “nonviolent” felons.
VI. Appellant Does Not Have a Procedural Right to More Process to Determine Whether He is Too Dangerous to Possess a Firearm.
What has been said above effectively disposes of Zherka’s alternative
contention that he has a due process right to a mechanism for relief from Section
922(g)(1). Because Section 922(g)(1) constitutionally disarms felons as a class,
without need to find individual present dangerousness, there is no set of facts that
Zherka could establish that would result in the restoration of his right to bear arms.
He is therefore not entitled to the process that he seeks. See Conn. Dep’t Pub. Safety,
538 U.S. at 7(“[E]ven assuming, arguendo, that respondent has been deprived of a
liberty interest, due process does not entitle him to a hearing to establish a fact that is
not material under the [challenged] statute.”).
CONCLUSION
For the reasons stated above, we affirm the judgement of the district court
dismissing Zherka’s complaint.
63
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