Nat'l Ass'n for Gun Rights v. Lamont; Grant v. Rovella
Nat'l Ass'n for Gun Rights v. Lamont; Grant v. Rovella
Nat'l Ass'n for Gun Rights v. Lamont; Grant v. Rovella
Opinion
23-1162-cv; 23-1344-cv
Nat’l Ass’n for Gun Rights v. Lamont; Grant v. Rovella
In the
United States Court of Appeals
For the Second Circuit
________
AUGUST TERM 2024
ARGUED: OCTOBER 16, 2024
DECIDED: AUGUST 22, 2025
Nos. 23-1162, 23-1344
NATIONAL ASSOCIATION FOR GUN RIGHTS,
TONI THERESA SPERA FLANIGAN,
Plaintiffs-Appellants,
Patricia Brought,
Plaintiff,
v.
NED LAMONT, in his official capacity as the Governor of the State of
Connecticut, PATRICK J. GRIFFIN, in his official capacity as the Chief
States Attorney of the State of Connecticut, SHARMESE L. WALCOTT,
in her official capacity as the State’s Attorney, Hartford Judicial
District,
Defendants-Appellees,
David R. Shannon, in his official capacity as the State’s Attorney,
Litchfield Judicial District,
Defendant.
________
EDDIE GRANT, JR., JENNIFER HAMILTON, MICHAEL STIEFEL,
CONNECTICUT CITIZENS DEFENSE LEAGUE, INC.,
2 No. 23-1162-cv; No. 23-1344-cv
SECOND AMENDMENT FOUNDATION, INC.,
Plaintiffs-Appellants,
v.
JAMES ROVELLA, JOHN P. DOYLE, JR., SHARMESE L. WALCOTT, PAUL J.
NARDUCCI, in their official capacities,
Defendants-Appellees,
Edward Lamont, Jr., Patrick Griffin, Margaret E. Kelly, David R.
Applegate, Joseph T. Corradino, David R. Shannon, Michael A.
Gailor, Christian Watson, Paul J. Ferencek, Matthew C. Gedansky,
Maureen Platt, Anne F. Mahoney, in their official capacities,
Defendants. *
________
On Appeal from the United States District Court
for the District of Connecticut
________
Before: LIVINGSTON, Chief Judge, WALKER, and NATHAN, Circuit
Judges.
________
Before the Court are two related appeals principally
challenging certain gun-control legislation enacted by the
Connecticut legislature in the wake of the 2012 mass homicide at
Sandy Hook Elementary School in Newtown, Connecticut. The
Connecticut laws at issue restrict the acquisition and possession of
“assault weapons” and “large capacity magazines.” Plaintiffs in both
underlying cases are individuals and organizations opposed to those
*
The Clerk of Court is respectfully directed to amend the caption as set
forth above.
3 No. 23-1162-cv; No. 23-1344-cv
restrictions who would seek to acquire and possess weapons
restricted by the legislation, including AR-platform firearms and
magazines capable of holding more than ten rounds. Plaintiffs sought
to preliminarily enjoin the legislation on the basis that it violated their
right to keep and bear arms under the Second Amendment of the
United States Constitution. The district court (Arterton, J.), after
concluding that Plaintiffs in both cases had failed to demonstrate a
sufficient likelihood of success on the merits of their Second
Amendment challenges, denied the respective motions for a
preliminary injunction. Plaintiffs now appeal from those rulings.
The Second Amendment protects an individual right to “keep
and bear Arms,” but that right is not unlimited. Using the tools of
history and tradition required by the analytical framework set forth
by the Supreme Court in District of Columbia v. Heller, 554 U.S. 570
(2008), and New York State Rifle & Pistol Association v. Bruen, 597 U.S.
1 (2022), we conclude that Plaintiffs have not shown a sufficient
likelihood of success on the merits of their Second Amendment
claims. The challenged Connecticut laws, which impose targeted
restrictions on unusually dangerous weapons while preserving
numerous legal alternatives for self-defense and other lawful
purposes, are consistent with our Nation’s historical tradition of
regulation of such weapons. We additionally conclude that Plaintiffs
have not demonstrated that the balance of equities and public interest
tip in their favor.
Accordingly, we AFFIRM the district court’s denial of the
preliminary injunction in both cases.
Nathan, Circuit Judge, joined by Livingston, Chief Judge, and
Walker, Circuit Judge, concurs in a separate opinion.
4 No. 23-1162-cv; No. 23-1344-cv
________
BARRY K. ARRINGTON, Arrington Law Firm, Wheat
Ridge, CO, for Plaintiffs-Appellants National
Association for Gun Rights and Toni Theresa Spera
Flanigan.
CAMERON L. ATKINSON, Atkinson Law, LLC,
Harwinton, CT (Craig Fishbein, Fishbein Law
Firm, LLC, Wallingford, CT; Doug Dubitsky, Law
Offices of Doug Dubitsky, North Windham, CT, on
the brief) for Plaintiffs-Appellants Eddie Grant, Jr.,
Jennifer Hamilton, Michael Stiefel; Connecticut
Citizens Defense League, Inc.; and Second Amendment
Foundation, Inc.
JOSHUA PERRY, Solicitor General (Janelle R.
Madeiros, James M. Belforti, Assistant Attorneys
General, on the brief), for William Tong, Attorney
General, State of Connecticut, Hartford, CT, for
Defendants-Appellees Ned Lamont, Patrick J. Griffin,
Sharmese L. Walcott, James Rovella, John P. Doyle, and
Paul J. Narducci.
E. Gregory Wallace, Campbell University School
of Law, Raleigh, NC, for amici curiae The
International Law Enforcement Educators and Trainers
Association and National Association of Chiefs of
Police, in support of Plaintiffs-Appellants National
Association for Gun Rights and Toni Theresa Spera
Flanigan.
Joseph G.S. Greenlee, Greenlee Law, PLLC,
McCall, ID; Cody J. Wisniewski, FPC Action
Foundation, Las Vegas, NV, for amici curiae
Firearms Policy Coalition and FPC Action Foundation,
in support of Plaintiffs-Appellants Eddie Grant, Jr.,
5 No. 23-1162-cv; No. 23-1344-cv
Jennifer Hamilton, Michael Stiefel; Connecticut
Citizens Defense League, Inc., and Second Amendment
Foundation, Inc.;
Janet Carter, William J. Taylor, Jr., Everytown
Law, New York, NY, for amicus curiae Everytown for
Gun Safety, in support of Defendants-Appellees Ned
Lamont, Patrick J. Griffin, and Sharmese L. Walcott.
Jennifer B. Loeb, Freshfields Bruckhaus Deringer
US LLP, Washington, DC; Aaron R. Marcu, Brandt
Henslee, Daniel Hodgkinson, Taylor Jachman,
Freshfields Bruckhaus Deringer US LLP, New
York, NY, for amici curiae Giffords Law Center to
Prevent Gun Violence, Brady Center to Prevent Gun
Violence, March For Our Lives, and Connecticut
Against Gun Violence, in support of Defendants-
Appellees Ned Lamont, Patrick J. Griffin, and Sharmese
L. Walcott.
Andrea Joy Campbell, Attorney General, Arjun K.
Jaikumar, Assistant Attorney General, State of
Massachusetts, Boston, MA; Matthew J. Platkin,
Attorney General, Jeremy M. Feigenbaum,
Solicitor General, Angela Cai, Deputy Solicitor
General, Christopher J. Ioannou, Deputy Attorney
General, State of New Jersey, Trenton, NJ; Rob
Bonta, Attorney General, State of California,
Sacramento, CA; Philip J. Weiser, Attorney
General, State of Colorado, Denver, CO; Kathleen
Jennings, Attorney General, State of Delaware,
Wilmington, DE; Brian L. Schwalb, Attorney
General, The District of Columbia, Washington,
DC; Anne E. Lopez, Attorney General, State of
Hawai’i, Honolulu, HI; Kwame Raoul, Attorney
General, State of Illinois, Chicago, IL; Aaron M.
6 No. 23-1162-cv; No. 23-1344-cv
Frey, Attorney General, State of Maine, Augusta,
ME; Anthony G. Brown, Attorney General, State of
Maryland, Baltimore, MD; Dana Nessel, Attorney
General, State of Michigan, Lansing, MI; Keith
Ellison, Attorney General, State of Minnesota, St.
Paul, MN; Aaron D. Ford, Attorney General, State
of Nevada, Carson City, NV; Letitia James,
Attorney General, State of New York, New York,
NY; Ellen F. Rosenblum, Attorney General, State
of Oregon, Salem, OR; Michelle A. Henry,
Attorney General, State of Pennsylvania,
Harrisburg, PA; Peter F. Neronha, Attorney
General, State of Rhode Island, Providence, RI;
Charity R. Clark, Attorney General, State of
Vermont, Montpelier, VT; Robert W. Ferguson,
Attorney General, State of Washington, Olympia,
WA, for amici curiae Massachusetts, New Jersey,
California, Colorado, Delaware, the District of
Columbia, Hawai’i, Illinois, Maine, Maryland,
Michigan, Minnesota, Nevada, New York, Oregon,
Pennsylvania, Rhode Island, Vermont, and
Washington, in support of Defendants-Appellees Ned
Lamont, Patrick J. Griffin, and Sharmese L. Walcott.
Alinor C. Sterling, Koskoff, Koskoff & Bieder, P.C.,
Bridgeport, CT, for amici curiae Mark Barden,
Jacqueline Barden, Jennifer Hensel, David Wheeler,
Francine Wheeler, Robert Parker, Alissa Parker, Jillian
Soto-Marino, Carlos Mathew Soto, Donna Soto, Carlee
Soto Parisi, Nicole Hockley, and Ian Hockley, in
support of Defendants-Appellees Ned Lamont, Patrick
J. Griffin, and Sharmese L. Walcott.
________
7 No. 23-1162-cv; No. 23-1344-cv
JOHN M. WALKER, JR., Circuit Judge:
On December 14, 2012, twenty-year-old Adam Lanza walked
into Sandy Hook Elementary School in Newtown, Connecticut
carrying a lawfully-purchased Bushmaster XM15-E2S, an AR-15–
style semiautomatic rifle, with 30-round magazines in taped reloads
to reduce reload time. An amateur shooter trained by first-person
shooter video games, Lanza unleashed 154 5.56-millimeter rounds in
under five minutes. He killed twenty first-grade students and six
educators, then himself.
The Sandy Hook shooting prompted a rapid response from
Connecticut legislators. Within four months, the State had enacted
new legislation restricting access to certain military-style firearms and
large capacity magazines. And, a decade later, Connecticut passed
additional restrictions on access to certain assault weapons.
Before the Court are two related appeals principally
challenging this gun-control legislation. Plaintiffs in both underlying
cases are individuals and organizations opposed to those restrictions
who would seek to acquire and possess weapons restricted by the
legislation, including AR-platform firearms and magazines capable of
holding more than ten rounds. Plaintiffs sought to preliminarily
enjoin the legislation on the basis that it violated their right to keep
and bear arms under the Second Amendment of the United States
Constitution. The district court (Arterton, J.), after concluding that
Plaintiffs in both cases had failed to demonstrate a sufficient
likelihood of success on the merits of their Second Amendment
challenges, denied the respective motions for a preliminary
injunction. Plaintiffs now appeal from those rulings.
8 No. 23-1162-cv; No. 23-1344-cv
The Second Amendment protects an individual right to “keep
and bear Arms,” but that right is not unlimited. Using the tools of
history and tradition required by the analytical framework set forth
by the Supreme Court in District of Columbia v. Heller, 554 U.S. 570
(2008), and New York State Rifle & Pistol Association v. Bruen, 597 U.S.
1 (2022), we conclude that Plaintiffs have not shown a sufficient
likelihood of success on the merits of their Second Amendment
claims. Assuming that Plaintiffs’ proposed possession of the firearms
and magazines at issue is presumptively entitled to constitutional
protection, we nonetheless find that the Government has satisfied its
burden of showing that the challenged laws are consistent with our
Nation’s historical tradition of firearm regulation. The challenged
Connecticut laws impose targeted restrictions on unusually
dangerous weapons while preserving numerous legal alternatives for
self-defense and other lawful purposes. Such restrictions impose a
burden comparable to historical antecedents that regulated other
unusually dangerous weapons unsuitable for and disproportionate to
the objective of individual self-defense. These historical antecedents
are analogous to the restrictions at issue in this case.
We additionally conclude that Plaintiffs have not demonstrated
that the balance of equities and public interest tip in their favor.
Accordingly, we AFFIRM the district court’s denial of the
preliminary injunction in both cases.
9 No. 23-1162-cv; No. 23-1344-cv
BACKGROUND 1
Before we discuss the merits of the constitutional claims in the
two appeals, we describe the statutes they challenge and the
procedural history of the two appeals.
I. The Challenged Statutes
After the Sandy Hook Elementary School shooting,
Connecticut lawmakers declared that “the tragedy in Newtown
demand[ed] a powerful response.” Senate Tr., 2013 Sess. (Conn. April
3, 2013) (statement of Sen. Donald E. Williams), NAGR App’x 645. 2
Four months later, Connecticut’s duly-elected legislators enacted the
law at the heart of these appeals: An Act Concerning Gun Violence
Prevention and Children’s Safety, 2013 Conn. Pub. Acts 13-3. This
legislation amended and expanded Connecticut’s existing limits on
the acquisition and possession of certain military-style firearms
(“assault weapons”), initially enacted in 1993, and imposed
restrictions for the first time on magazines capable of holding more
References within citations to “NAGR” refer to filings in National
1
Association for Gun Rights v. Lamont, No. 23-1162-cv (“NAGR”). For
example, citations to “Br. of NAGR Appellants,” refer to the briefs on appeal
of Plaintiffs-Appellants National Association for Gun Rights et al. in the
NAGR matter. References within citations to “Grant” refer to filings in
Grant v. Rovella, No. 23-1344-cv (“Grant”). For example, citations to “Br. of
Grant Appellants” refer to the briefs on appeal of Plaintiffs-Appellants
Eddie Grant, Jr., et al. in the Grant matter. “App’x” refers to the joint
appendix, “Sp. App’x” refers to the special appendix, and “Suppl. App’x”
refers to the supplemental appendix in the designated matter.
2 Decl. of John J. Donohue ¶ 98, NAGR App’x 239; Br. of Amici Mark
Barden et al. at 7-10.
10 No. 23-1162-cv; No. 23-1344-cv
than ten rounds (“large capacity magazines”). 3 See N.Y. State Rifle &
Pistol Ass’n v. Cuomo, 804 F.3d 242, 248, 250-51 (2d Cir. 2015)
(describing Connecticut’s prior “assault weapon” legislation). Ten
years later, Connecticut again expanded the types of restricted assault
weapons to include additional firearms (“2023 assault weapons”) in
An Act Addressing Gun Violence, 2023 Conn. Pub. Acts 23-53.
The cumulative effect of the challenged firearms restrictions is
that Connecticut now prohibits most people in the state from
acquiring or possessing “assault weapons,” “2023 assault weapons,”
and “large capacity magazines,” as defined below. See Conn. Gen.
Stat. §§ 53-202b, 53-202c, 53-202d, 53-202w(b). 4 At the same time,
Connecticut allows firearms that, while dangerous, as all firearms are
to varying degrees, are not so uniquely designed to create mayhem.
To appreciate the reach of the carefully calibrated restrictions,
we describe the covered weapons in greater detail than we might
otherwise find necessary.
3Plaintiffs argue the terms “assault weapons” and “large capacity
magazines” are “rhetorically charged political term[s].” Br. of NAGR
Appellants at 2-4. We use the terms “assault weapons” and “large capacity
magazines” because the challenged statutes use those terms, and because
we used those terms in addressing an earlier challenge that included the
same Connecticut regulatory scheme. See Cuomo, 804 F.3d at 247.
4 Conn. Gen. Stat. § 53-202b (restricting the giving, distributing,
transporting or importing into the state, exposing or keeping for sale, or
selling of an “assault weapon”); id. §§ 53-202c, 53-202d (restricting the
possession of an “assault weapon,” unless the owner lawfully owned the
firearm before the applicable regulations went into effect and the individual
obtained a certificate of possession from the designated state agency); id.
§ 53-202w(b) (restricting the keeping, offering, or exposing for sale of large
capacity magazines; transferring large capacity magazines; or buying,
distributing, or bringing them into Connecticut).
11 No. 23-1162-cv; No. 23-1344-cv
A. Assault Weapons
Broadly, Connecticut defines “assault weapon” to include
many, but not all, types of fully automatic and semiautomatic
firearms. Its prohibitions apply to selective-fire firearms; types of
semiautomatic rifles, pistols, and shotguns with military-style
features; and various examples of semiautomatic firearms specified
by name with military-style features (and their commercially-
available or do-it-yourself copies and duplicates). 5 See Cuomo, 804
F.3d at 260 (observing that the challenged regulatory scheme restricts
only a “limited subset” of firearms). Our non-exhaustive summary
focuses on the aspects of the restrictions applicable to, or helpful to
understanding their application to, the firearms and ammunition that
Plaintiffs would purchase but for the challenged statutes. A general
description of the types of weapons that are restricted “assault
weapons” follows.
First, an “assault weapon” includes any selective-fire firearm
capable of both fully automatic and semiautomatic fire. 6 See Conn.
Gen. Stat. § 53-202a(1)(A)(i). The longtime standard-issue rifle for the
5
Under Connecticut law, a “rifle” is a firearm “designed . . . to be fired
from the shoulder” using a “cartridge to fire only a single projectile through
a rifled bore for each single pull of the trigger.” Conn. Gen. Stat. § 53a-3(16).
A “pistol” or “revolver” is any firearm with a barrel that is less than twelve
inches long. Id. § 53a-3(18). A “shotgun” is a firearm “designed . . . to be
fired from the shoulder” using a “shotgun shell to fire through a smooth
bore either a number of ball shot or a single projectile for each single pull of
the trigger.” Id. § 53a-3(17).
6 A selective-fire firearm permits its operator “to choose between
semiautomatic and fully automatic” firing capability. Decl. of Brindiana
Warenda ¶ 22, NAGR App’x 199. Whereas semiautomatic firearms “fire[]
one round for each squeeze of the trigger,” fully automatic firearms (i.e.,
machine guns) “fire continuously for as long as the trigger is pressed.” Id.
¶¶ 20-21.
12 No. 23-1162-cv; No. 23-1344-cv
United States military, the M-16, and its successor, the M4 carbine, are
representative selective-fire firearms qualifying as “assault
weapons.”
Second, an “assault weapon” includes any semiautomatic
centerfire rifle that has (1) the capacity to accept a detachable
magazine and (2) one or more of five specified military-style features,
any one of which satisfies a one-feature test. 7 See Conn. Gen. Stat.
§ 53-202a(1)(E)(i). The Bushmaster XM15-E2S used in the Sandy
Hook school shooting and other AR-15–style rifles that Plaintiffs
would seek to purchase and possess are representative examples of
semiautomatic centerfire rifles qualifying as “assault weapons.” 8
7
A centerfire rifle is one designed to be used with centerfire cartridges,
in which the gunpowder explosion is initiated by the firing pin striking the
primer in the center of the cartridge base. Br. of Amicus Int’l Law
Enforcement Educators & Trainers Ass’n at 21 n.11. Centerfire cartridges
have larger bullets, higher velocity, greater range, and more foot pounds of
energy or “stopping power” than other types of cartridges, such as rimfire
or pistol ammunition. Warenda Decl. ¶ 29, NAGR App’x 200.
A magazine is a “container that holds ammunition for a firearm” and
feeds the ammunition into the firearm. Warenda Decl. ¶ 39, NAGR App’x
201. A detachable magazine is one that can be removed without
disassembling the firearm. Conn. Gen. Stat. § 53-202a(4).
A semiautomatic centerfire rifle is an “assault weapon” if it (1) is able to
accept a detachable magazine and (2) has one or more of the five following
military-style features: (A) a folding or telescoping stock; (B) a pistol grip,
thumbhole stock, or any other stock that would result “in any finger on the
trigger hand in addition to the trigger finger being directly below any
portion of the action of the weapon when firing”; (C) a forward pistol grip
(i.e., a vertical forward grip or a foregrip); (D) a flash suppressor; or (E) a
grenade launcher or flare launcher. Conn. Gen. Stat. §§ 53-202a(1), (1)(E),
(6), (8).
8 The original AR-15 was manufactured as a selective-fire machine gun
and adopted by the U.S. military as the M-16 during the Vietnam War.
13 No. 23-1162-cv; No. 23-1344-cv
Third, an “assault weapon” includes a semiautomatic rimfire
rifle that has (1) an ability to accept a detachable magazine and (2) two
or more of five specified military-style features, any two of which
satisfy a two-feature test. 9 Conn. Gen. Stat. § 53- 202a(1)(H). To be
considered “assault weapons,” rimfire firearms are subject to a two-
feature test that is less stringent than the one-feature test applicable
to their more powerful centerfire counterparts.
Fourth, an “assault weapon” includes numerous specified
semiautomatic firearms, identified by make and model, and their
“copies or duplicates.” Conn. Gen. Stat. § 53-202a(1)(A)-(D). Most of
these specified firearms, which generally would also satisfy the
applicable “features test,” are “semiautomatic versions of the original
selective-fire AR-15/M-16, the AK-47, or variants of these weapon
platforms in an assortment of calibers.” Decl. of Brindiana Warenda
Warenda Decl. ¶ 24, NAGR App’x 199. The Colt Manufacturing Company
retained the AR-15 trademark, however, and used that name for the
semiautomatic version of the M-16 later developed for the civilian market.
Id. ¶ 25; see also Staples v. United States, 511 U.S. 600, 603 (1994).
9 A rimfire weapon is one in which the firing pin strikes the rim of the
cartridge, releasing a less powerful charge than centerfire cartridges. See
Richard Mann, Rimfire vs. Centerfire, What’s the Difference?, FIELD & STREAM
(July 4, 2023), https://www.fieldandstream.com/guns/rimfire-vs-centerfire/
[https://perma.cc/5FLY-RAM6].
A rimfire rifle is an “assault weapon” if it has (1) an ability to accept a
detachable magazine and (2) two or more of the five following military-
style features: (A) a folding or telescoping stock; (B) a pistol grip that
protrudes conspicuously beneath the action of the weapon; (C) a bayonet
mount; (D) a flash suppressor or threaded barrel designed to accommodate
a flash suppressor; and (E) a grenade launcher. 2001 Conn. Pub. Acts 01-
130; see also CONN. OFF. OF LEG. RSCH., 2024-R-0163, Summary of State Gun
Laws 28 (2024) (explaining that Connecticut law also classifies as an assault
weapon “rimfire weapons that met the two-feature test under the [2001
amendment to the assault weapons] law”).
14 No. 23-1162-cv; No. 23-1344-cv
¶ 23, NAGR App’x 199. Firearms prohibited by name include the
Bushmaster XM15 and variants of AR-15–style firearms.
B. 2023 Assault Weapons
In 2023, Connecticut further expanded its definition of “assault
weapon” to include “[a]ny semiautomatic firearm other than a pistol,
revolver, rifle or shotgun” (colloquially, an “other”) that has one or
more of seven specified military-style features, any of which satisfy a
one-feature test. 10 2023 Conn. Pub. Acts 23-53, § 23 (codified at Conn.
Gen. Stat. § 53-202a(1)(G)) (emphasis added). Consistent with
Connecticut law, we refer to those “other” undefined firearms (with
one or more of the specified military-style features) as “2023 assault
weapon[s].” Conn. Gen. Stat. § 53-202a(10).
Prior to the 2023 amendment, there was a “loophole” in
Connecticut’s regulatory scheme. Warenda Decl. ¶ 21, Grant App’x
328. Connecticut’s reliance on applying varying one- or two-feature
10An “other,” i.e., a firearm that is not a “pistol,” “revolver,” “rifle,” or
“shotgun,” as defined in Connecticut law (see supra note 5), is an “assault
weapon” if it has one or more of the seven following military-style features:
(A) any grip that permits its operator to grip the weapon in a manner
“resulting in any finger on the trigger hand in addition to the trigger finger
being directly below any portion of the action of the weapon when firing”
(e.g., a pistol grip or thumbhole stock); (B) an ability to accept a detachable
ammunition magazine that attaches at some location outside of the pistol
grip; (C) a fixed magazine with the ability to accept more than ten rounds;
(D) a flash suppressor or silencer, or a threaded barrel capable of accepting
a flash suppressor or silencer; (E) a shroud that is attached to, or partially
or completely encircles, the barrel and that permits the operator to fire the
firearm without being burned, except a slide that encloses the barrel; (F) a
second hand grip; or (G) an arm brace or other stabilizing brace that could
allow such firearm to be fired from the shoulder, with or without a strap
designed to attach to an individual’s arm. Conn. Gen. Stat. § 53-202a(1)(G);
see also Grant Sp. App’x 2-3.
15 No. 23-1162-cv; No. 23-1344-cv
tests to firearms that met the statutory definition of a “pistol,”
“revolver,” “rifle,” or “shotgun,” as defined in Conn. Gen. Stat. § 53a-
3, allowed firearms that were not pistols, revolvers, rifles, or shotguns
to avoid the statute’s proscriptions, Conn. Gen. Stat. § 53-202a(1)(G).
The 2023 amendment closed the loophole by extending the features
test to those “other” firearms. Warenda Decl. ¶ 21, Grant App’x 328.
Those weapons now categorized as 2023 assault weapons
frequently use pistol braces, which attach to a person’s forearm to
provide stability. Such an “other” firearm equipped with a pistol
brace looks similar to a rifle like an AR-15, even though those “other”
firearms were not designed to be fired from the shoulder. 11 Br. of
Grant Appellants at 8; Warenda Decl. ¶¶ 20-22, Grant App’x 328.
C. Features and Features Tests
As discussed above, Connecticut’s definition of “assault
weapon” takes into account, for some categories of firearms, whether
the firearm has one or more or two or more specified features. The
applicable features tests pertain to military-like features that, in the
legislature’s judgment, enhance the lethality or concealability of the
firearm. We discuss some of them here.
Pistol grips and thumbhole stocks are protruding handles
underneath the action of the firearm 12 that permit the rifle’s operator
to grip the firearm at a more vertical angle (as one might hold a pistol).
11
We observe, like the district court, that the Grant Plaintiffs
acknowledge that the 2023 assault weapons are all semiautomatic firearms.
Grant Sp. App’x 11. We likewise infer “significant overlap” in the key
features of “assault weapons” and “2023 assault weapons.” Id.
12 The “action” of the firearm is “the part of the firearm that loads, fires
and ejects a cartridge, which part includes, but is not limited to, the upper
and lower receiver, charging handle, forward assist, magazine release and
shell deflector.” Conn. Gen. Stat. § 53-202a(3).
16 No. 23-1162-cv; No. 23-1344-cv
Similarly, forward pistol grips are protruding grips for the non-
trigger hand shaped like a standard pistol grip that are fitted to the
front end of the firearm. Conn. Gen. Stat. § 53-202a(6); Warenda Decl.
§ 17, NAGR App’x 199. Pistol grips, thumbhole stocks, and forward
pistol grips facilitate quickly “spray[ing] . . . a large number of bullets
over a broad killing zone, without having to aim at each individual
target.” NAGR App’x 381; see also Decl. of John J. Donohue § 65,
NAGR App’x 224.
Barrel shrouds are ventilated covers that shield the operator
from the burning temperatures caused by firing multiple rounds,
enabling the operator to hold the overheated barrel during
continuous firing.
Telescoping, collapsing, and folding stocks shorten firearms
and make them easier to conceal.
Flash suppressors reduce firearms’ visible signature when
firing and help shooters avoid detection.
D. Large Capacity Magazines
The challenged statutes further restrict the acquisition and
possession of “large capacity magazine[s],” which the statute defines
as “any firearm magazine, belt, drum, feed strip or similar device that
has the capacity of, or can be readily restored or converted to accept,
more than ten rounds of ammunition.” Conn Gen. Stat. §§ 53-
202w(a)(1), (b). Consistent with Connecticut law, we refer to these
devices as “large capacity magazines.”
Firearms that come with or can accommodate large capacity
magazines permit a shooter to fire more than eleven rounds 13 without
pausing to reload, enabling the firing of a barrage of bullets.
The eleven rounds encompass one bullet in the chamber and the ten
13
rounds in the full magazine.
17 No. 23-1162-cv; No. 23-1344-cv
E. Exemptions
The challenged statutes exempt from their restrictions, among
others, certain trained professionals and grandfathered individuals
who timely obtained a certification of possession. See Conn. Gen. Stat.
§§ 53-202b(b)(1), 53-202c, 53-202d.
II. Procedural History
As noted above, in the two related cases before us, groups of
plaintiffs challenge Connecticut’s highly specific restrictions on
assault weapons, 2023 assault weapons, and large capacity magazines
as violating their Second Amendment right to keep and bear arms.
A. National Association for Gun Rights v. Lamont, No. 23-
1162
The first case is National Association for Gun Rights v. Lamont, No.
23-1162-cv (“NAGR”). The NAGR Plaintiffs-Appellants are the
National Association for Gun Rights, a nonprofit organization, and
Toni Theresa Spera Flanigan, a Connecticut resident legally qualified
to possess firearms who wants to own an AR-15 or a similar rifle and
magazines that hold more than 10 rounds. On November 3, 2022,
predating the latest restrictions, the NAGR Plaintiffs sought from the
district court a preliminary injunction enjoining the governor of
Connecticut and various state prosecutors from enforcing the
restrictions on assault weapons and large capacity magazines on the
basis that the restrictions violated Plaintiffs’ Second Amendment
right to keep and bear arms.
The district court denied the injunction on the basis that the
NAGR Plaintiffs were unlikely to succeed on the merits of their
claims. In assessing the merits, the district court recognized that New
York State Rifle & Pistol Association v. Bruen, 597 U.S. 1 (2022), had
18 No. 23-1162-cv; No. 23-1344-cv
abrogated in part New York State Rifle & Pistol Association v. Cuomo,
804 F.3d 242 (2d Cir. 2015), which addressed both New York and
Connecticut firearm regulations and had previously stood as the
leading circuit authority for type-of-weapons cases. The district court
therefore developed a new Second Amendment analytical framework
based on Bruen. The district court held that (1) plaintiffs bear the
burden of demonstrating that their conduct is protected by the Second
Amendment’s plain text, and (2) they must do so by producing
evidence that the specific firearms they seek to use and possess are in
common use for self-defense, that the people possessing them are
typically law-abiding citizens, and that the purposes for which the
firearms are typically possessed are lawful ones. Defendants may
attempt to demonstrate that the regulated firearms are instead
unprotected dangerous and unusual weapons by showing either that
the weapons are unusually dangerous or that they are not commonly
used or possessed for self-defense.
If plaintiffs successfully show that the Second Amendment’s
plain text covers their conduct, the burden then shifts to defendants
to justify their regulation based on Bruen’s requirements for
establishing relevant similarity to history and tradition.
Applying that framework, the district court concluded that the
NAGR Plaintiffs did not carry their burden of demonstrating that
their conduct was protected by the Second Amendment—that is, that
the regulated weapons and accessories are commonly sought out,
purchased, and used for self-defense. The district court accepted
Defendants’ argument that assault weapons and large capacity
magazines are typically acquired for their military characteristics, not
self-defense; are disproportionately dangerous because of their
increased capacity for lethality; and are more often used in
committing crimes and mass shootings than in self-defense.
19 No. 23-1162-cv; No. 23-1344-cv
In the alternative, the district court concluded that the record
evinced a history and tradition of regulating arms associated with
growing rates of violence and lethality, both because of technological
innovations in the arms themselves and changing patterns of human
behavior. The district court found a history and tradition of
regulating the particular kinds of weapons or modes of carry that
were most often employed by those causing violence, while
permitting the possession of other weapons for the purpose of self-
defense. Because the challenged statutes restrict only a subset of each
category of firearms that possess new and dangerous characteristics
that make them susceptible to abuse by non-law-abiding citizens
wielding them for unlawful purposes, the district court found the
challenged statutes analogous to regulations in their day of Bowie
knives, percussion cap pistols, and other dangerous or concealed
weapons.
B. Grant v. Rovella, No. 23-1344
The second case is Grant v. Rovella, No. 23-1344-cv (“Grant”).
The Grant Plaintiffs-Appellants are Eddie Grant, Jr.; Jennifer
Hamilton; and Michael Stiefel, Connecticut residents who seek to
own AR-15 platform firearms and firearms qualifying as 2023 assault
weapons, including “a .300 Blackout in a Connecticut ‘other’
configuration” with pistol grips and fore grips, Br. of Grant
Appellants at 11; 14 the Connecticut Citizens Defense League, Inc., and
The Grant Plaintiffs provide scant information about the .300 Blackout
14
in their briefs. It appears to be a type of ammunition rather than a firearm.
See Dep. of Eddie Grant, Grant Suppl. App’x 83:23 (referring to “.300
Blackout rounds”); Richard Mann, The New Black, SHOOTING ILLUSTRATED
(Dec. 16, 2013), https://www.shootingillustrated.com/content/the-new-
black/ [https://perma.cc/54P2-A3YV] (describing the .300 Blackout as a “30-
20 No. 23-1162-cv; No. 23-1344-cv
the Second Amendment Foundation, Inc., two nonprofit associations.
On February 3, 2023, the Grant Plaintiffs sought from the district court
a preliminary injunction enjoining the Connecticut Department of
Emergency Services and Public Protection Commissioner and various
state prosecutors from enforcing the restrictions on assault weapons,
2023 assault weapons, and large capacity magazines.
The district court denied the preliminary injunction after
concluding that the Grant Plaintiffs were unlikely to succeed on the
merits of their claims for substantially the same reasons as in NAGR.
Because the Grant Plaintiffs had failed to provide specific evidence
that the 2023 assault weapons were commonly used for self-defense
where pre-June 2023 assault weapons were not, the district court
again concluded that they had failed to establish that the weapons
were protected by the Second Amendment. And in the alternative,
the district court upheld the law based on its determination that the
challenged restrictions were consistent with the Nation’s history and
tradition of firearm regulation for the same reasons as in NAGR.
Both the NAGR and the Grant Plaintiffs timely appealed
pursuant to 28 U.S.C. § 1292(a)(1). Amici curiae lined up on both
sides.
caliber cartridge that would fit in a standard AR-15 magazine”). Plaintiffs
nevertheless contend that the .300 Blackout, in their intended configuration,
is prohibited by Connecticut law. We accept Plaintiffs’ characterization of
the .300 Blackout, from which we infer that Plaintiffs refer to a
semiautomatic “other” firearm chambered with a .300 Blackout cartridge.
See Warenda Decl. ¶¶ 67-68, Grant App’x 358-60 (discussing the Aero
Precision X15, an AR-15 type firearm that can be chambered in .300
Blackout).
21 No. 23-1162-cv; No. 23-1344-cv
DISCUSSION
I. Standard of Review
A preliminary injunction is “an extraordinary remedy” that
courts may only award “upon a clear showing that the plaintiff is
entitled to such relief.” Winter v. Nat. Res. Def. Council, Inc., 555 U.S.
7, 22 (2008). To establish their entitlement to a preliminary injunction,
Plaintiffs must show that (1) they are likely to succeed on the merits
of their claims, (2) they are likely to suffer irreparable harm in the
absence of preliminary relief, (3) the balance of equities tips in their
favor, and (4) issuing an injunction is in the public interest. 15 Id. at 20.
We review the denial of a preliminary injunction for abuse of
discretion but “assess de novo whether the court proceeded on the
basis of an erroneous view of the applicable law.” Friends of the E.
Hampton Airport, Inc. v. Town of E. Hampton, 841 F.3d 133, 143 (2d Cir.
2016) (quotation marks omitted).
II. Likelihood of Success on the Merits
To assess the merits of Plaintiffs’ request for a preliminary
injunction, we first determine whether the challenged statutes likely
violate Plaintiffs’ Second Amendment right. To prevail, Plaintiffs
must show that: (1) the Second Amendment’s plain text, as informed
by history, covers acquiring and possessing assault weapons, 2023
assault weapons, and large capacity magazines; and (2) Defendants
The parties dispute whether Plaintiffs seek a mandatory injunction
15
and must meet the higher standard applicable to obtain that kind of relief.
See N. Am. Soccer League, LLC v. U.S. Soccer Fed’n, Inc., 883 F.3d 32, 36-37 (2d
Cir. 2018) (discussing the differences between mandatory and prohibitory
injunctions). Because we conclude that Plaintiffs are unlikely to succeed on
the merits under the lower standard for prohibitory injunctions, it is
unnecessary to resolve this dispute.
22 No. 23-1162-cv; No. 23-1344-cv
cannot carry their burden of justifying the challenged statutes by
demonstrating that they comport with the Nation’s historical
tradition of firearm regulation. See Nken v. Holder, 556 U.S. 418, 433-
34 (2009) (providing that the party seeking the injunction bears the
burden of showing that they are entitled to the relief sought).
Although Plaintiffs bring a facial challenge to the entirety of the
Connecticut restrictions, they have offered no arguments or evidence
in opposition to many of the challenged statutes’ applications,
thereby failing to “establish that no set of circumstances exists under
which the [challenged statutes] would be valid.” Rahimi, 602 U.S. at
693 (quoting United States v. Salerno, 481 U.S. 739, 745 (1987)). We
therefore focus our review on Plaintiffs’ specific challenge to the
statutes as-applied to the weapons they seek to possess: AR-15–style
rifles, a .300 Blackout-chambered “other” firearm in Plaintiffs’
intended configuration, and large capacity magazines (together, the
“desired firearms and magazines”). 16 Accord Bianchi v. Brown, 111
16 The Court has acknowledged that the distinction between facial and
as-applied challenges “goes to the breadth of the remedy employed by the
court, not what must be pleaded in a complaint.” Citizens United v. Fed.
Election Comm’n, 558 U.S. 310, 331 (2010). So while we would have to
conclude the law has no conceivable constitutional application to grant the
requested remedy—the complete invalidation of the statutes at issue—the
Supreme Court has instructed us to consider partial invalidation (and by
extension, a provision’s severability), when evaluating facial challenges.
See Brockett v. Spokane Arcades, Inc., 472 U.S. 491, 507 (1985) (holding that
“the Court of Appeals should have pursued . . . partial invalidation”);
Regan v. Time, Inc., 468 U.S. 641, 652 (1984) (explaining that when a law
“contains unobjectionable provisions separable from those found to be
unconstitutional, it is the duty of this court to so declare, and maintain the
act in so far as it is valid”). We therefore accept Plaintiffs’ theory that we
may consider their challenge as limited to the portions of the statutes
restricting possession of their desired firearms and magazines and proceed
23 No. 23-1162-cv; No. 23-1344-cv
F.4th 438, 452-55 (4th Cir. 2024) (en banc), cert. denied sub nom. Snope
v. Brown, 145 S. Ct. 1534 (2025).
We undertake our analysis with the benefit of the district
court’s thorough opinions and the extensive preliminary records
assembled by the parties.
A. The Second Amendment
The Second Amendment to the United States Constitution
provides: “A well regulated Militia, being necessary to the security of
a free State, the right of the people to keep and bear Arms, shall not
be infringed.” U.S. Const. amend. II. Over the course of the last two
decades, the Supreme Court has issued four opinions that principally
inform our understanding of that command. We summarize them
here.
In District of Columbia v. Heller, the Court announced for the first
time that the Second Amendment “confer[s] an individual right to
keep and bear arms.” 554 U.S. 570, 595 (2008). To reach that
conclusion, the Court found determinative the operative clause of the
Amendment: “the right of the people to keep and bear Arms, shall not
be infringed.” Id. at 577-95. Notably, it found that “Arms”
encompasses “all instruments that constitute bearable arms, even
those that were not in existence at the time of the founding,” id. at 582,
and that the textual elements of the operative clause “guarantee the
individual right to possess and carry weapons in case of
confrontation,” id. at 592. The Court also concluded that the prefatory
clause of the Amendment (“A well regulated Militia, being necessary
to the security of a free State”) supported its reading of the operative
clause. Id. at 598-600. Applying its interpretation of the Second
to consider the constitutionality of only those specific sections of the
statutes.
24 No. 23-1162-cv; No. 23-1344-cv
Amendment, the Court ruled that the regulation at issue in Heller, an
absolute ban of handgun possession in the home, was
unconstitutional. Id. at 635.
But even as it announced the Second Amendment right to keep
and bear arms, the Court in Heller made clear that this right was “not
unlimited.” Id. at 595. The Court did “not read the Second
Amendment to protect the right of citizens to carry arms for any sort
of confrontation.” Id. at 595. Instead, Heller recognized that the
Second Amendment “codified a pre-existing right” to keep and bear
arms, id. at 592, which was understood at the founding to be a “right
of self-preservation,” id. at 595 (quoting 1 Blackstone’s Commentaries
145-46, n.42 (St. George Tucker ed., 1803)); see also id. at 594
(“[Americans] understood the right to enable individuals to defend
themselves.”). The Court emphasized that self-defense was “the
central component of the right.” Id. at 599.
In cautioning that the right was not unlimited, the Court noted
that nothing in Heller “should be taken to cast doubt on” certain
“longstanding prohibitions on the possession of firearms.” Id. at 626.
The Court indicated “that the sorts of weapons protected were those
‘in common use at the time,’” id. at 627 (quoting United States v. Miller,
307 U.S. 174, 179 (1939)), and limitations on Second Amendment
protections for certain types of arms were “fairly supported by the
historical tradition of prohibiting the carrying of ‘dangerous and
unusual weapons,’” id. (citing, inter alia, 4 William Blackstone,
Commentaries *148-49 (1769)). The Court acknowledged that some
weapons “most useful in military service,” such as M-16 rifles and
machineguns, “may be banned,” observing that a typical militia was
“formed from a pool of men bringing arms in common use at the time
for lawful purposes like self-defense.” Id. at 624 (quotation marks
25 No. 23-1162-cv; No. 23-1344-cv
omitted), 627. The Court did not elaborate further on the types of
arms that are, or are not, protected by the Second Amendment.
Soon after Heller, the Court decided McDonald v. City of Chicago,
which held “that the Second Amendment right is fully applicable to
the States” under the Fourteenth Amendment. 561 U.S. 742, 750
(2010). The Court stressed that the right to bear arms is not “a second-
class right” subject to “different” rules than other guarantees in the
Bill of Rights. Id. at 780. And the Court repeated Heller’s emphasis on
the centrality of self-defense to the Second Amendment right, see id.
at 767, as well as Heller’s assurance that the Second Amendment right
was not “a right to keep and carry any weapon whatsoever in any
manner whatsoever and for whatever purpose,” id. at 786 (quoting
Heller, 554 U.S. at 626).
Following Heller and McDonald, appellate courts were left to
determine the extent of the Amendment’s protections on a case-by-
case basis. Our court, like others, adopted a two-step framework for
evaluating challenges to arms regulations, which combined an
historical analysis with means-end scrutiny. See, e.g., Kachalsky v.
Cnty. of Westchester, 701 F.3d 81, 96 (2d Cir. 2012), abrogated by Bruen,
597 U.S. 1. Under our pre-Bruen standard, we inquired at step one
whether the challenged statutes burdened conduct covered by the
Second Amendment, as informed by text and history. Antonyuk v.
James, 120 F.4th 941, 963 (2d Cir. 2024) (describing our pre-Bruen
standard), cert. denied, 145 S. Ct. 1900 (2025). If so, we proceeded at
step two to evaluate whether the challenged statutes burdened “the
core of the Second Amendment, defined by Heller as self-defense in
the home.” Id. (describing our pre-Bruen standard). If we determined
that the burden was de minimis, we subjected the challenged statutes
to intermediate scrutiny. Id. If we determined that the burden was
substantial and affected the core of the right, we subjected the
26 No. 23-1162-cv; No. 23-1344-cv
challenged statutes to strict scrutiny. Id. Applying that analysis, we
held in New York State Rifle & Pistol Association v. Cuomo that the same
2013 legislation challenged by the plaintiffs in this case survived
constitutional scrutiny. 804 F.3d 242, 263-64 (2d Cir. 2015).
Eventually, the Supreme Court intervened to course correct the
analytical framework. Its decision in New York State Rifle & Pistol
Association v. Bruen rejected the two-part framework we had
employed. 597 U.S. 1, 17 (2022). The Court reasoned that means-end
scrutiny was inconsistent with Heller and established a different two-
step framework “rooted in the Second Amendment’s text, as
informed by history.” Id. at 19, 22. Under this framework, courts are
to consider first whether “the Second Amendment’s plain text covers
an individual’s conduct.” Id. at 17. If not, our inquiry ends and there
is no Second Amendment protection. But if it does, “the Constitution
presumptively protects that conduct,” and we must determine if the
regulator—whether the federal government, a state, or a
municipality—has carried its burden to show “that the regulation is
consistent with this Nation’s historical tradition of firearm
regulation.” Id.; see also id. at 33-34 (discussing burden). “Only if a
firearm regulation is consistent with this Nation’s historical tradition
may a court conclude that the individual’s conduct falls outside the
Second Amendment’s unqualified command.” Id. at 17 (quotation
marks and citation omitted).
In terms of analytical methodology, Bruen acknowledged that,
while some cases would present straightforward comparisons
between historical and modern firearms regulation, courts might
have to use a “more nuanced approach” in “cases implicating
unprecedented societal concerns or dramatic technological changes.”
Id. at 27. In such cases, a court may compare the regulations at issue
to “relevantly similar” historical regulations. Id. at 28-29. The Court
27 No. 23-1162-cv; No. 23-1344-cv
noted two important metrics of similarity: “how and why the
regulations burden a law-abiding citizen’s right to armed self-
defense.” Id. at 29 (emphasis added).
Two years after Bruen, the Supreme Court decided United States
v. Rahimi, which held that 18 U.S.C. § 922(g)(8)—a statute that
criminalizes the possession of firearms by certain individuals subject
to domestic violence restraining orders—was facially constitutional.
602 U.S. 680, 700 (2024). Although the regulation at issue in Rahimi,
restricting who may possess firearms, is notably distinct from the
regulation at issue here, restricting what firearms may be possessed,
Rahimi remains instructive. For one thing, Rahimi rejected the
contention that the Second Amendment permits only “those
regulations identical to ones that could be found in 1791.” Id. at 692
(emphasis added); see also id. at 691-92 (observing that the Court’s
Second Amendment “precedents were not meant to suggest a law
trapped in amber”). Thus, Rahimi applied Bruen’s “relevantly
similar” analysis to § 922(g)(8) without first determining that the
statute implicated unprecedented societal concerns or dramatic
technological changes. Id. at 692 (quotation marks omitted). And
Rahimi demonstrated that we may look to different historical
traditions “[t]aken together” in assessing the constitutionality of
challenged statutes. Id. at 698. Applying those principles, Rahimi
identified an historical tradition of disarming individuals that pose a
clear threat of physical violence to another person and identified
relevantly similar historical regulations from the founding era, such
as surety and going armed laws. See id. at 693-98. 17 Rahimi thus serves
as a useful methodological guide for the use of historical analogues.
Surety laws “authorized magistrates to require individuals suspected
17
of future misbehavior to post a bond.” Rahimi, 602 U.S. at 695. Some surety
28 No. 23-1162-cv; No. 23-1344-cv
With the background from these cases in mind, we consider the
constitutionality of the challenged Connecticut statutes.
B. Preliminary Considerations
We begin our analysis by discussing three concepts, as to each
of which the parties have offered competing interpretations, that
guide our analysis.
1. “In Common Use”
Plaintiffs insist that the challenged restrictions on the desired
firearms and magazines violate the Second Amendment because they
constitute a categorical ban on “widely popular” weapons in common
use today for lawful purposes. Br. of Grant Appellants at 7. This,
Plaintiffs contend, is “sufficient” for finding that possessing the
regulated weapons is protected by the Second Amendment. Br. of
NAGR Appellants at 8. Even assuming arguendo that the desired
firearms and magazines are “typically possessed” and “in common
use” for lawful purposes, see Cuomo, 804 F.3d at 255-57, we disagree.
Plaintiffs distort the precedents on which their argument relies.
Heller and Bruen provide that the Second Amendment “protects only
the carrying of weapons that are those ‘in common use’ at the time, as
opposed to those that ‘are highly unusual in society at large.’” Bruen,
597 U.S. at 47 (quoting Heller, 554 U.S. at 627) (emphasis added). The
cases do not hold that the Second Amendment necessarily protects all
laws specifically targeted the misuse of firearms, and authorized the
imposition of bonds from individuals “who went armed with” certain
weapons, including “a dirk, dagger, sword, pistol, or other offensive and
dangerous weapon.” Id. at 696 (cleaned up). Going armed laws, also
known as affray laws, “prohibited riding or going armed, with dangerous
or unusual weapons, to terrify the good people of the land.” Id. at 697
(cleaned up).
29 No. 23-1162-cv; No. 23-1344-cv
weapons in common use. They do not shield popular weapons from
review of their potentially unusually dangerous character. And
further, Plaintiffs’ proposed “common use” standard would strain
both logic and administrability, as it would hinge the right on what
the Fourth Circuit aptly called a “trivial counting exercise” that would
“lead[] to absurd consequences” where unusually dangerous arms
like the M-16 or “the W54 nuclear warhead” can “gain constitutional
protection merely because [they] become[] popular before the
government can sufficiently regulate [them].” Bianchi, 111 F.4th at
460.
2. “Unusually Dangerous”
The Supreme Court has recognized an “historical tradition of
prohibiting the carrying of ‘dangerous and unusual weapons.’”
Bruen, 597 U.S. at 21. Defendants argue that the challenged statutes
fall within this tradition. Plaintiffs and their amici counter that this
limitation on the Second Amendment right applies only to those
weapons that, unlike AR-15s and large-capacity magazines, are both
dangerous and unusual. See Br. of Grant Appellants at 22, 31-35; Br.
of Firearms Policy Coalition Amici at 10-12. We conclude, however,
that this historical tradition encompasses those arms that legislators
determined were unusually dangerous because of their characteristics.
Our understanding of the Second Amendment is informed by
history. Bruen, 597 U.S. at 26. Historical prohibitions on affray used
both the formulations “dangerous and unusual” and “dangerous or
unusual.” 18 Notwithstanding the variations, both the conjunctive and
Blackstone defined the offense of affray as the act of riding or going
18
armed with “dangerous or unusual” weapons. Bruen, 597 U.S. at 46
(quoting 4 William Blackstone, Commentaries *148-49). Contemporary and
30 No. 23-1162-cv; No. 23-1344-cv
disjunctive formulations were traditionally understood as meaning
“unusually dangerous.” Decl. of Saul Cornell ¶ 20, Grant App’x 1220-
21 (“Educated readers in the Founding era would have interpreted
both phrases to mean the same thing, a ban on weapons that were
‘unusually dangerous.’”).
Plaintiffs challenge our “unusually dangerous” interpretation
by pointing to a concurring Supreme Court opinion characterizing the
exception as a “conjunctive ‘dangerous and unusual test.’” Br. of
Grant Appellants at 31-33 (quoting Caetano v. Massachusetts, 577 U.S.
411, 417 (2016) (Alito, J., concurring)). But given the historical
evidence cited here, this non-binding concurrence cannot bear the
weight Plaintiffs place on it.
What is more, Plaintiffs’ argument strips coherence from the
historical limitation to the Second Amendment right applicable to
dangerous and unusual weapons. It is axiomatic that to some degree
all firearms are “dangerous,” see Caetano, 577 U.S. at 417-18 (Alito, J.,
concurring), so that word does no work by itself. And the phrase
“and unusual” or the phrase “or unusual” standing alone raises more
questions than it answers. What is meant by “unusual” standing
alone? “Dangerous” needs a modifier, and its companion “unusual”
needs something to modify. Unusually dangerous is the obvious fit to
describe weapons that are so lethal that legislators have presumed
that they are not used or intended to be used for lawful purposes,
principally individual self-defense. 19
historic judicial authorities have repeated Blackstone’s disjunctive
formulation. See id. (“dangerous or unusual weapons”); Rahimi, 602 U.S. at
697 (same); State v. Huntly, 25 N.C. 418, 420 (1843) (same); State v. Lanier, 71
N.C. 288, 289 (1874) (same); English v. State, 35 Tex. 473, 476 (1871) (same).
19 Defendants’ expert describes the phrase “dangerous and unusual” as
a hendiadys, which individuals in the founding era would have interpreted
31 No. 23-1162-cv; No. 23-1344-cv
In an excellent concurring opinion, our colleague Judge Nathan
further elaborates on why Plaintiffs’ emphasis on the “and” in the
phrase “dangerous and unusual” does not survive the historical
scrutiny that we must undertake and contributes to the historical
provenance of the “unusually dangerous” formulation that we posit.
We fully join in Judge Nathan’s concurrence.
3. “Interest Balancing by the People”
The Supreme Court has made clear that, “[l]ike most rights, the
right secured by the Second Amendment is not unlimited.” Heller,
554 U.S. at 626. Historically, the right “was not a right to keep and
carry any weapon whatsoever in any manner whatsoever and for
whatever purpose.” Id. These historical limitations make apparent
that the Second Amendment “is the very product of an interest
balancing by the people.” Id. at 635. We endeavor to faithfully apply
“the terms of the [people’s] balance enshrined in the Constitution’s
text” based on history and tradition rather than our personal
intuitions or preferences about how to balance individual rights with
societal prerogatives. Bianchi, 111 F.4th at 472. We thus engage in
analogical reasoning that invokes historical practice without resorting
to judicial interest balancing.
C. Presumptive Constitutional Protection
Under Bruen step one, we first ask whether the Second
Amendment presumptively protects Plaintiffs’ individual right to
as “unusually dangerous.” Cornell Decl. ¶ 20, Grant App’x 1220-21. A
hendiadys is “two terms,” often with one modifying the other, that are
“separated by a conjunction” (here, “and”) “that work together as a single
complex expression.” Lac du Flambeau Band of Lake Superior Chippewa Indians
v. Coughlin, 599 U.S. 382, 413 (2023) (Gorsuch, J., dissenting) (quotation
marks and alteration omitted).
32 No. 23-1162-cv; No. 23-1344-cv
acquire and possess the desired firearms and magazines because the
“plain text of the Second Amendment protects [Plaintiffs’] proposed
course of conduct.” Bruen, 597 U.S. at 32.
Supreme Court authority has not settled the precise scope of
the Second Amendment’s protections. The Court has elucidated that
the Constitution only protects possession of arms that are typically
possessed and in common use by law-abiding citizens for lawful
purposes (principally individual self-defense), and that are not
dangerous and unusual. Heller, 554 U.S. at 625, 627. This Court has
understood the “in common use” analysis to fall under the first step
of Bruen. Antonyuk, 120 F.4th at 981 (holding that the “threshold
inquiry” at Bruen step one “requires courts to consider . . . whether
the weapon concerned is in common use” (quotation marks omitted)).
But the Supreme Court has not made clear how and at what point in
the analysis we are to consider whether weapons are unusually
dangerous. Nor has the Court clarified how we are to evaluate a
weapon’s “common use.” The Court’s opinions may reasonably be
read to require such considerations at the first step of Bruen’s two-step
inquiry, cabining the meaning of “Arms” to those that are not
unusually dangerous and that are generally owned and used by
ordinary citizens for lawful purposes, principally self-defense. 20 Or
the Court’s precedents may reasonably be read to require those
20
See Bianchi, 111 F.4th at 461 (concluding that because the AR-15 “is a
combat rifle that is both ill-suited and disproportionate to self-defense,” it
is “outside the scope of the Second Amendment”); Bevis, 85 F.4th at 1193
(defining “‘bearable Arms’” to reach “only . . . weapons in common use
for . . . individual self-defense”); Hanson v. District of Columbia, 120 F.4th
223, 232 (D.C. Cir. 2024), cert. denied, No. 24-936, 2025 WL 1603612, at *1
(U.S. June 6, 2025) (considering at step one whether extra-large capacity
magazines “constitute bearable arms,” and, if so, whether they are “in
common use for a lawful purpose, such as self-defense” (cleaned up)).
33 No. 23-1162-cv; No. 23-1344-cv
considerations at Bruen’s second step, as part of our analogical
comparison of contemporary restrictions to historical analogues
embodying constitutionally sound exceptions to the Second
Amendment right. 21 This lack of clarity has led to disagreement
among the parties in this case and confusion among courts
generally. 22
We prefer not to venture into an area in which such uncertainty
abounds and that is not necessary to resolve this appeal. Because of
the outcome we reach on other grounds, we will simply assume
without deciding that the desired firearms and magazines are
bearable arms within the meaning of the Second Amendment and
that their acquisition and possession is presumptively entitled to
constitutional protection. We thus proceed to Bruen step two, which
provides a resolution to our quest.
D. Historical Tradition of Firearm Regulation
We now turn to whether Defendants, at this preliminary stage,
have provided sufficient evidence that the challenged statutes are
“consistent with the Nation’s historical tradition of firearm
regulation.” Bruen, 597 U.S. at 24. For the reasons that follow, we
conclude that they have done so.
See Ocean State Tactical, LLC v. Rhode Island, 95 F.4th 38, 47 (1st Cir.
21
2024) (situating the “dangerous and unusual” inquiry at step two), cert.
denied sub nom. Ocean State Tactical v. Rhode Island, No. 24-131, 2025 WL
1549866 (U.S. June 2, 2025); Hanson, 120 F.4th at 235 (same).
22 See, e.g., Harrel v. Raoul, 144 S. Ct. 2491, 2492 (2024) (Mem.) (statement
of Thomas, J.) (The Court’s “minimal guidance” is “far from a
comprehensive framework for evaluating restrictions on types of weapons”
and “leaves open essential questions such as what makes a weapon
‘bearable,’ ‘dangerous,’ or ‘unusual.’”); Bevis, 85 F.4th at 1198 (observing
that there is “no consensus whether the common-use issue belongs at Bruen
step or Bruen step two”).
34 No. 23-1162-cv; No. 23-1344-cv
Because the challenged statutes are state laws, “the prevailing
understanding of the right to bear arms” in both 1791 (the year in
which the states ratified the Second Amendment) and in 1868 (the
year that the Fourteenth Amendment, which McDonald held to
incorporate the Second Amendment against the states through the
Due Process Clause, was ratified) are relevant to our analysis.
Antonyuk, 120 F.4th at 972-73. We therefore consider limitations
imposed on the Second Amendment right during these time periods
and whether these historical traditions of regulation are analogous to
the challenged statutes. 691-92. We also note that while the Court has
not “provide[d] an exhaustive survey of the features that render
regulations relevantly similar,” it has provided “two metrics: how
and why the regulations burden a law-abiding citizen’s right to
armed self-defense.” Bruen, 597 U.S. at 29. We therefore attend to the
Court’s instruction to consider “whether modern and historical
regulations impose a comparable burden on the right of armed self-
defense and whether that burden is comparably justified” as “central
considerations” in our “analogical inquiry.” Id. (quotation marks
omitted). If we determine that the challenged statutes’ restrictions on
acquiring and possessing the desired firearms and magazines are
relevantly similar to the Nation’s historical tradition of firearms
regulation, we may conclude that Plaintiffs are unlikely to succeed on
the merits of their challenge and thus the preliminary relief Plaintiffs
seek should be denied.
Plaintiffs are unlikely to succeed on the merits. Connecticut’s
restrictions on AR-15s, .300 Blackout-chambered “other” firearms (in
Plaintiffs’ intended configuration), and large capacity magazines are
one more chapter in the historical tradition of limiting the ability to
“keep and carry” dangerous and unusual weapons. Heller, 554 U.S.
at 627. The challenged statutes are “relevantly similar,” Bruen, 597
35 No. 23-1162-cv; No. 23-1344-cv
U.S. at 29, to historical antecedents that imposed targeted restrictions
on unusually dangerous weapons of an offensive character—dirk and
Bowie knives, as well as machine guns and submachine guns—after
they were used by a single perpetrator to kill multiple people at one
time or to inflict terror in communities. At the same time, the
historical antecedents, like the challenged statutes, preserved
alternative avenues for the legal possession of less inherently
dangerous arms for self-defense and other lawful purposes. The
challenged statutes thus impose a “comparable burden” and are
“comparably justified” as those historical comparators offered by
Defendants. Id.
1. The Need for Nuanced Analogical Reasoning
Defendants have not identified, and we have not
independently found in the record before us, any exact historical
analogues to the challenged statutes. The apparent absence of an
exact historical analogue, however, is not necessarily determinative.
See Rahimi, 602 U.S. at 692. To be sure, Bruen instructs that “when a
challenged regulation addresses a general societal problem that has
persisted since the 18th century, the lack of a distinctly similar
historical regulation addressing that problem is relevant evidence
that the challenged regulation is inconsistent with the Second
Amendment.” 597 U.S. at 26-27. But the Court also instructs that in
cases that are not so “straightforward,” the lack of a distinctly similar
historical analogue may be excused in favor of “nuanced” analogical
reasoning. Bruen, 597 U.S. at 27-28. Here, we conclude that because
the challenged legislation addresses novel societal problems
stemming from newly developed technology, a nuanced analysis is
warranted.
36 No. 23-1162-cv; No. 23-1344-cv
As we discuss below, there is no evidence before the twentieth
century that any firearms could be used to carry out mass shootings.
Indeed, commonly used firearms “did not have the capacity to
occasion a societal concern with mass shootings . . . until dramatic
technological changes vastly increased their capacity and the rapidity
of firing.” Hanson v. District of Columbia, 120 F.4th 223, 240 (D.C. Cir.
2024), cert. denied, No. 24-936, 2025 WL 1603612 (U.S. June 6, 2025).
Therefore, there “simply is no relevantly similar historical analogue
to a modern, semiautomatic [firearm] equipped with [a large capacity
magazine].” Id.
As technology has facilitated an increase in mass shootings,
mass shootings have become the object of widespread fear and
societal concern. Together they have provoked a spate of state
legislation to address a problem that is without direct historical
precedent. Bruen had this type of situation in mind when it counseled
that where direct analogues are absent and the analysis is not
“straightforward,” we may employ a “more nuanced approach” to
evaluate relevant historical antecedents. Bruen, 597 U.S. at 26-27.
We will say a bit more about the situation we face: (a) the
dramatic technological changes and (b) the unprecedented societal
concerns.
a. Dramatic Technological Changes
The record before us reveals that contemporary assault
weapons represent dramatic technological changes. Their advanced
military-like features enable them to inflict catastrophic injuries that
bear no similarity to those injuries caused by the comparatively
primitive firearms that were widely available in the founding and
reconstruction eras.
37 No. 23-1162-cv; No. 23-1344-cv
Plaintiffs and their amici identify unregulated firearms
invented in the founding and reconstruction eras capable of shooting
a dozen or more shots before reloading. In their view, this means that
there has been no dramatic technological change. They contend that
the existence of historical multi-shot firearms, coupled with the
absence of distinctly similar historical regulations, is dispositive
evidence that the challenged statutes are unconstitutional. Br. of
Grant Appellants at 53. But the cherry-picked arms on which
Plaintiffs rely were different. Unlike today’s assault weapons and
large capacity magazines, the early multi-shot firearms were neither
reliable nor widely used.
Plaintiffs cite Joseph Belton’s 16-shot repeating rifle, the
Jennings 12-shot flintlock rifles, Pepperbox pistols capable of firing 6
to 24 shots, the Winchester Model 1866 (which could shoot 18
rounds), the 1873 Evans Repeating Rifle (which could shoot 34
rounds), and Bennet and Haviland Rifles (which could shoot 12
rounds), among others. Br. of Grant Appellants 48-51; see also Br. of
Firearms Policy Coalition Amici 19-37. These multi-shot firearms,
however, were substantially more difficult to operate and prone to
technological failings than contemporary firearms like AR-15s. See
Hanson, 120 F.4th at 242, 249-51 (explaining that because of these
differences, the Jennings multi-shot flintlock rifles, Pepperbox pistols,
Bennet & Haviland Revolving Rifles, and the Winchester Model 1866
are irrelevant and unpersuasive comparators). And these
malfunctions did not merely cause the weapon to jam or misfire.
Rather, early multi-shot arms using “superposed loads,” like Belton’s
16-shot repeating rifle, were prone to explode if “the sequencing
between rounds was off.” Brian DeLay, The Myth of Continuity in
American Gun Culture, 113 Calif. L. Rev. 1, 23, 27 (2025). The
technological limitations of these arms prevented their use for most
38 No. 23-1162-cv; No. 23-1344-cv
practical purposes and assuredly prevented a single gunman from
using them to unleash a massacre in a matter of seconds.
The purported multi-shot analogues, moreover, do not appear
to have been widely used. In the founding and reconstruction eras,
most firearms were muskets and fowling pieces, which are flintlock
muzzle-loading firearms. Plaintiffs and their amici discuss the
designs of early multi-shot firearms, but they do not provide evidence
of their prevalence. This makes sense, as many of the proffered multi-
shot firearms were expensive curios, more likely to be seen in
exhibitions than in practical use. Id. at 23. But even if they were
prevalent, there is no evidence that these arms were used for mass
murder. The record instead reveals that early multi-shot firearms
never “achieve[d] sufficient market penetration to impact gun
violence.” Cornell Decl. ¶ 41, NAGR App’x 955.
The prevalent firearms of the founding and reconstruction eras,
as Plaintiffs concede, are technologically distinguishable from
modern AR-15–style firearms. Flintlock muzzle-loaders generally
held just one round at a time (and often had to be pre-loaded); had a
maximum accurate range of 55 yards; had a muzzle velocity of
roughly 1,000 feet per second; required at least thirty seconds for the
shooter to manually reload a single shot; and were frequently liable
to misfire. See Decl. of Randolph Roth ¶ 16, NAGR App’x 894; Br. of
Amici Giffords Law Center to Prevent Gun Violence et al. at 11. As a
result, they could do much less harm. A shooter using such a firearm
could kill only at a rate of less than one person per minute. NAGR Sp.
App’x 57. After all, in the 1770 Boston Massacre, seven British
soldiers firing flintlock muskets into a crowd managed to take only
five lives. Roth Decl. ¶ 41, NAGR App’x at 918-19.
By contrast, today’s assault weapons—fed continuously by
large capacity magazines—are dramatically and reliably lethal. An
39 No. 23-1162-cv; No. 23-1344-cv
AR-15 can hold 30 rounds; is accurate within 400 yards; has a muzzle
velocity of approximately 3,251 feet per second; can be reloaded with
full magazines in as little as three seconds; and can empty a thirty-
round magazine in five seconds. See Decl. of Randolph Roth ¶ 49,
NAGR App’x 926; Br. of Amici Giffords Law Center to Prevent Gun
Violence et al. at 11. That’s how, in 2019, one terrorist in Dayton, Ohio
armed with an AR-15 equipped with 100-round magazines could fire
41 shots in just 32 seconds, killing nine people and wounding 17
others before he was stopped. 23 And unlike their predecessors,
contemporary semiautomatic firearms are also widely commercially
available, though only recently so. 24
Modern assault weapons, such as the AR-15, and large capacity
magazines represent dramatic technological changes that have given
rise to the unprecedented societal concern of mass shootings fueled
by this dependable, widespread, and substantially more lethal
technology.
b. Unprecedented Societal Concerns
We find in the record no direct historical precedent for the
contemporary, growing societal concern over and fear of mass
shootings resulting in ten or more fatalities.
Plaintiffs point to historical mass casualty events for the
proposition that mass killings are not an unprecedented societal
Holly Yan, et al., The Dayton gunman killed 9 people by firing 41 shots in
23
30 seconds. A high-capacity rifle helped enable that speed, CNN (Aug. 5, 2019),
https://www.cnn.com/2019/08/05/us/dayton-monday-shooter-stopped-in-
seconds/index.html [https://perma.cc/8RZG-HNXG]; Bianchi, 111 F.4th at
463-64.
24 Automatic and semiautomatic weapons initially became widely
commercially available in the twentieth century. AR-15s, in particular,
proliferated among civilians in the twenty-first century.
40 No. 23-1162-cv; No. 23-1344-cv
concern. But there is “no direct precedent for the contemporary and
growing societal concern that [assault weapons with large capacity
magazines] have become the preferred tool for murderous
individuals intent on killing as many people as possible, as quickly as
possible.” Ocean State Tactical, LLC v. Rhode Island, 95 F.4th 38, 44 (1st
Cir. 2024), cert. denied, No. 24-131, 2025 WL 1549866 (U.S. June 2, 2025);
see also Hanson, 120 F.4th at 241 (concluding “mass shootings incidents
cause outsized collective trauma on society” and constitute an
“unprecedented societal concern”).
Early firearms by themselves did not facilitate mass killings. In
the founding era, firearms were common but rarely used to
perpetuate homicides. Mass murders have occurred throughout
history, but the “limits of existing technologies” meant that they
generally involved the use of multiple people and multiple weapons.
Roth Decl. ¶ 41, NAGR App’x 918. Until the late nineteenth and early
twentieth century, mass homicides could only be carried out by
groups using primitive firearms and melee weapons—clubs, knives,
and nooses—that, though lethal, “did not provide individuals or
small groups of people the means to inflict mass casualties on their
own.” Id.
The Founders faced no problem comparable to a single
gunman carrying out a mass murder in seconds. How could they,
when there was “no known occurrence of a mass shooting resulting
in double-digit fatalities at any point in time during the 173-year
period between the nation’s founding in 1776 and 1948”? Decl. of
Louis Klarevas ¶ 18, NAGR App’x 285. The first single-gunman
shooting resulting in ten or more deaths did not occur until 1949. Id.25
See also Patrick Sauer, The Story of the First Mass Shooting in U.S. History,
25
SMITHSONIAN MAG. (Oct. 14, 2015),
41 No. 23-1162-cv; No. 23-1344-cv
From 1949 to 2004, there were ten mass shootings with double-digit
fatalities. Id. ¶ 21, NAGR App’x 288.
The proliferation of unusually dangerous weapons, however,
has led to a frequent, growing, and extremely lethal threat to public
safety, actual and widely perceived. An assault weapon was first
used to perpetuate a mass shooting resulting in ten or more fatalities
in 1982. Id. ¶ 20, NAGR App’x 288. After there were five such mass
shootings within five years, Congress enacted three significant federal
firearms restrictions. Id. ¶¶ 20-21, NAGR App’x 285-88. In the
eighteen years after the most significant of those restrictions expired
in 2004, there were twenty mass shootings each resulting in ten or
more deaths. Id. ¶ 21, NAGR App’x 288. Mass shootings continue to
be a growing threat unlike anything that the Framers could have
imagined.
Certainly it would have been shocking to the Framers to
witness the mass shootings of our day, to see children’s
bodies “stacked up . . . like cordwood” on the floor of a
church in Sutherland Springs, Texas; to hear a Parkland,
Florida high school student describe her classroom as a
“war zone” with “blood everywhere”; to be at a movie in
Aurora, Colorado when suddenly gunfire erupted,
leaving “bodies” strewn and “blood on seats, blood on
the wall, blood on the emergency exit door”; to run past
“shoes scattered, blood in the street, bodies in the street”
while bullets blazed through the sky in Dayton, Ohio; to
watch law enforcement officers encounter “a pile of dead
children” in Sandy Hook, Connecticut; to stand next to
https://www.smithsonianmag.com/history/story-first-mass-murder-us-
history-180956927/ [https://perma.cc/ZS89-AL6J].
42 No. 23-1162-cv; No. 23-1344-cv
one of those officers as he tried to count the dead
children, but “kept getting confused,” as his “mind
would not count beyond the low teens.”
Bianchi, 111 F.4th at 463 (quoting Silvia Foster-Frau et al., Terror on
Repeat: A Rare Look at the Devastation Caused by AR-15 Shootings, WASH.
POST (Nov. 16, 2023)) (cataloguing thirty-three mass shootings
resulting in nine or more fatalities); see also Ocean State Tactical, 95
F.4th at 44; Duncan v. Bonta, 133 F.4th 852, 873 (9th Cir. 2025); Hanson,
120 F.4th at 241. And such incidents remain distressingly frequent.
Bruen thus had in mind the very situation we face here when it
counseled that where direct analogues are absent because of
unprecedented societal concerns and dramatic technological changes,
our analysis may adopt a “more nuanced” approach. It is that
approach we undertake here. In employing this “nuanced approach,”
we examine how the challenged statutes work and the reasons behind
them.
2. The Challenged Statutes
The challenged statutes—as applied to AR-15s, .300 Blackout-
chambered “other” firearms in Plaintiffs’ intended configuration, 26
The relevant features of a .300 Blackout-chambered “other” firearm in
26
Plaintiffs’ intended configuration (i.e., with a pistol grip and fore grip)
make this firearm substantively similar to the AR-15. See NAGR App’x at
381 (discussing how such features enable user to “spray . . . a large number
of bullets over a broad killing zone, without having to aim at each
individual target”). And Plaintiffs have not argued or provided evidence
distinguishing between these categories of challenged weapons. See Grant
Sp. App’x 11 (observing that “neither side argues that there are any
significant differences in the key functionality between the 2023 assault
weapons and the more limited group of firearms classified as assault
43 No. 23-1162-cv; No. 23-1344-cv
and large capacity magazines—are, as Defendants contend, targeted
restrictions on unusually dangerous weapons that leave open many
lawful alternatives to Connecticut residents for armed self-defense.
The challenged statutes focus on unusually dangerous
firearms, in substantial part those more powerful semiautomatic
centerfire rifles that can accept a large capacity magazine and have an
additional military-style feature that increases the firearm’s lethality.
In so doing, these statutes restrict unusually dangerous weapons that
have grave capacity for inflicting harm disproportionate to the
Second Amendment’s “core lawful purpose of self-defense.” Heller,
554 U.S. at 630. Consider, as a paradigmatic example, the AR-15s and
large capacity magazines that Plaintiffs seek to purchase.
The AR-15 was initially developed for modern military combat.
It has the same basic structure and operation, as well as near-
equivalent muzzle velocity as its military counterpart, the M-16.
Warenda Decl. ¶ 22, NAGR App’x 199; Roth Decl. ¶ 49, NAGR App’x
925; Capen v. Campbell, 708 F. Supp. 3d 65, 85 (D. Mass. 2023), aff’d, 134
F.4th 660 (1st Cir. 2025). The AR-15 is more lethal to victims,
bystanders, and law enforcement than ordinary handguns typically
used for self-defense. Its powerful centerfire ammunition can
penetrate standard construction walls, car doors, and law
enforcement officers’ body armor. Kolbe v. Hogan, 849 F.3d 114, 127
(4th Cir. 2017). Its standard configuration comes equipped with .223
caliber rounds “designed to fragment and mushroom” in a victim’s
body, though it may alternatively be configured to fire larger .300
Blackout rounds that inflict even larger entry wounds. Donohue
Decl. ¶ 66, NAGR App’x 224. Whereas an ordinary handgun causes
weapons prior to” the 2023 legislation). The reasoning applicable to the
AR-15 set forth in this section therefore applies to both types of desired
firearms.
44 No. 23-1162-cv; No. 23-1344-cv
injuries equivalent to a “stabbing with a bullet,” an AR-15 exacts
serious injuries tantamount to being shot “with a Coke can.” Id. ¶ 109,
NAGR App’x 242. It has combat-functional features—like the ability
to accept large capacity magazines as well as grips and barrel shrouds
that facilitate spray firing—that dramatically increase its utility for
lethality and its appeal to mass shooters. See id. ¶ 65, NAGR App’x
224.
The primary difference between the M-16 and AR-15 is that the
AR-15 does not have fully automatic firing capability. 27 Warenda
Decl. ¶ 22, NAGR App’x 199. Plaintiffs point to this distinction as the
critical difference between weapons that can be permissibly regulated
and those that cannot. Br. of Grant Appellants at 41. But Plaintiffs
have not offered evidence that this distinguishing factor
fundamentally transforms the AR-15 into a weapon that is
substantially less dangerous than its military counterpart. Rather,
Defendants have offered evidence that “[a]t ranges over 25 meters,
rapid semiautomatic fire is superior to automatic fire in all measures:
shots per target, trigger pulls per hit, and time to hit.” Donohue Decl.
¶ 168, NAGR App’x 263 (quoting Dep’t of the U.S. Army, FM 3-22.9:
Rifle Marksmanship M16-/M4-Series Weapons, § 7-15 (2008)); 28 see
27
An M-16 set to fully automatic can fire approximately 750 to 900
rounds per minute. Roth Decl. ¶ 49, NAGR App’x 925. The maximum rate
of fire over the same period for a semi-automatic rifle, which requires the
user to pull the trigger for each shot, will vary based on the experience and
skill of the user. The U.S. Army, however, defines “rapid semiautomatic
fire” as 45 rounds per minute. Dep’t of the U.S. Army, TC 3-22.9: Rifle and
Carbine, § 8-19 (2016).
28 This U.S. Army manual has since been replaced with an updated
version, which again emphasizes the drawbacks of automatic fire, noting
that “[a]utomatic or burst fires drastically decrease the probability of hit
due to the rapid succession of recoil impulses and the inability of the Soldier
45 No. 23-1162-cv; No. 23-1344-cv
also Capen, 708 F. Supp. 3d at 85 (noting that the “U.S. Marine Corps
discarded” the M-16’s fully automatic function “in favor of a
maximum setting of a three-round burst” to “enhance lethality by . . . .
improving accuracy”).
In addition, the AR-15, unlike an ordinary handgun, has
features that actually limit its usefulness for self-defense. Cf. Heller,
554 U.S. at 629 (discussing characteristics of handguns that make
them “the quintessential self-defense weapon”). It is “significantly
heavier and longer,” “less concealable, more difficult to use, and less
readily accessible, particularly for an inexperienced user” than a
typical pistol. Capen, 708 F. Supp. 3d at 86. And with their high
muzzle velocity, AR-15–style weapons are more likely to penetrate a
house or apartment wall when fired in a self-defense scenario,
threatening family members or the building’s other occupants.
Donohue Decl. ¶ 154, NAGR App’x 257; Roth Decl. ¶ 50, NAGR App’x
926.
Moreover, assault rifles with large capacity magazines, like the
AR-15, are especially dangerous in mass shootings. An assault
weapon, large capacity magazine, or both, has been used in each of
the ten deadliest mass shooting events in American history. 29 See
Donohue Decl. ¶ 49, tbl. 1, NAGR App’x 217. Criminals, terrorists,
and the mentally ill armed with such weapons may easily fire more
to maintain proper sight alignment and sight picture on the target.” TC 3-
22.9: Rifle and Carbine, supra note 27, § 8-21.
29 In addition, the perpetrators of one-third of the more numerous high-
fatality mass shooting events in the last 32 years used assault weapons or
other firearms outfitted with large capacity magazines. Klarevas Decl. ¶ 23,
NAGR App’x 289. And AR-15 or AK-47 type assault rifles were used in
“every major terrorist attack on U.S. soil in the past decade.” Bianchi, 111
F.4th at 457 (citing attacks in San Bernadino, CA; Orlando, FL; Pittsburg,
PA; El Paso, TX; and Buffalo, NY).
46 No. 23-1162-cv; No. 23-1344-cv
than eleven rounds before pausing to reload, thereby eliminating
breaks that afford victims time to escape and law enforcement time to
intervene.
At the same time that the Connecticut statutes restrict access to
unusually dangerous weapons, Defendants show, the statutes still
allow the lawful possession of many popular weapons, including
semiautomatic weapons deemed to be less dangerous by the
legislature for self-defense and other lawful purposes. See Warenda
Decl. ¶ 33, NAGR App’x 200. And while Plaintiffs at times
characterize Connecticut’s law as a “categorical[] ban [on] the
possession of multi-shot, semi-automatic firearms,” Br. of Grant
Appellants at 52, Connecticut residents remain able to purchase and
possess more than 1,000 firearms for self-defense, hunting, and sport
shooting. Among others, the challenged statutes permit Connecticut
residents to own and possess popular semiautomatic handguns like
the Glock 17 and M9 Barretta, and popular semiautomatic hunting
rifles like the Ruger Mini-14 and the Ruger 10/22 Target. 30
Many popular hunting rifles fall outside of Connecticut’s definition of
30
“assault weapon” because they are bolt-action rather than semiautomatic.
Top 25 Rifles for Hunting in the Last 50 Years, PETERSEN’S HUNTING,
https://www.petersenshunting.com/editorial/top-25-hunting-rifles-last-
50-years/389930 [https://perma.cc/6UQK-QVJT] (last visited May 30, 2025)
(including 22 bolt-action rifles in a list of the top 25 hunting rifles in the last
25 years); Richard Mann, The 6 Best Rifles, Tested and Reviewed, FIELD &
STREAM (Jan. 20, 2021), https://www.fieldandstream.com/guns/best-rifles
[https://perma.cc/K5T5-Z8MC] (listing sixteen of the “most exciting” rifles
of 2024, including 15 bolt-action rifles, one lever-action, and no
semiautomatic rifles); Jordan Sillars, The Best Deer Hunting Rifle at Every
Price Point, MEATEATER (June 7, 2024),
https://www.themeateater.com/gear/general/the-best-deer-hunting-rifle-
at-every-price-point [https://perma.cc/2L7B-RXNY] (recommending only
bolt-action rifles). These bolt-action rifles are often preferred due to their
47 No. 23-1162-cv; No. 23-1344-cv
3. The Comparators
Having considered “how and why” the challenged statutes
“burden a law-abiding citizen’s right to armed self-defense,” Bruen,
597 U.S. at 29, we next look to whether Defendants are likely to
succeed in establishing there are “relevantly similar” historical
analogues that “work[] in the same way” and “for the same reasons,”
as required by our nuanced approach. Rahimi, 602 U.S. at 711
(Gorsuch, J., concurring). On the record at this stage, we find that
Defendants have provided sufficient evidence of analogous historical
regulations and that Plaintiffs are therefore unlikely to succeed on the
merits.
While the Connecticut statutes lack an “historical twin,” id. at
701 (quotation marks omitted), Defendants have provided evidence
of a longstanding tradition of restricting novel weapons that are
particularly suited for criminal violence—a tradition that was
superior accuracy. Texas Parks & Wildlife, Common Firearms,
https://tpwd.texas.gov/education/hunter-education/online-
course/firearms-and-ammunition-1/common-firearms
[https://perma.cc/XN9N-RP3V] (last visited June 25, 2025). But the ability
of semiautomatic weapons to quickly place follow-up shots has led to the
popularity of some semiautomatic guns for hunting small- to medium-
sized game. Examples of guns popular for this use include the Ruger Mini-
14 and the Ruger 10/22 Target. See Joseph von Benedikt, Is it Better to Have
a Bolt Action or Semiauto?, PETERSEN’S HUNTING (Feb. 22, 2023),
https://www.petersenshunting.com/editorial/great-debate-boltaction-
semiauto/469183 [https://perma.cc/A29D-LTWC] (explaining that for
hunting under 60 or 70 yards, “a Ruger Mini-14 or the like can serve”); David
E. Petzel, Field & Stream’s Ultimate Guide to Hunting Rifles, FIELD & STREAM,
Aug. 2017 (listing the Ruger 10/22 Target as the “top pick” for small game
hunting). Because the Ruger Mini-14 and the Ruger 10/22 Target are not
specifically banned weapons and lack features that would otherwise result
in their classification as assault weapons, both of these popular hunting
weapons are lawful in Connecticut today.
48 No. 23-1162-cv; No. 23-1344-cv
“liquidate[d] and settle[d]” by “a regular course of practice” of
regulating such weapons throughout our history. Bruen, 597 U.S. at
35-36.
This tradition can be traced back to pre-colonial England, with
the enactment of laws prohibiting “riding or going armed, with
dangerous or unusual weapons [to] terrify[ ] the good people of the
land.” Rahimi, 602 U.S. at 697 (quoting 4 William Blackstone,
Commentaries *148-49). The Statute of Northampton prohibited the
carrying of launcegays, which were shorter and lighter than a full
knights’ lance and designed for thrusting, that were “generally worn
or carried only when one intended to . . . breach the peace.” Bruen,
597 U.S. at 41; see also 7 Rich. 2, ch. 13 (1383) (prohibiting riding with
launcegays in pre-colonial England).
The tradition of regulating weapons used for criminal violence
continued in the 19th century, with state legislatures targeting
unusually dangerous, novel, and concealable weapons, including
uniquely configured dirk and Bowie knives. Hanson, 120 F.4th at 237.
These ubiquitous historical restrictions on dirk and Bowie knives
exemplify a relevantly similar historical tradition. See Capen, 708 F.
Supp. 3d at 83 (observing that Bowie knives were subject to regulation
by 49 states). The relevance of this history is supported by the text of
the Second Amendment, which speaks to the right to keep and bear
“arms,” not just firearms. See U.S. Const. amend. II; State v. DeCiccio,
315 Conn. 79, 117, 128 (2014) (concluding that dirks are “Arms” within
the meaning of the Second Amendment).
Like the weapons regulated by the challenged statutes, dirk
and Bowie knives were technological advancements over ordinary
defensive arms because they were designed “expressly for fighting,”
with longer blades, crossguards to protect fighters’ hands, and clip
points to facilitate cutting or stabbing adversaries. Roth Decl. ¶ 25,
49 No. 23-1162-cv; No. 23-1344-cv
NAGR App’x 903. In certain respects, these knives were superior even
to contemporary firearms, which had limited effectiveness in close
quarters. 31 As with the regulated weapons before us, legislators
singled out fighting knives after they were first used in a widely-
publicized act of violence resulting in multiple fatalities: Colonel Jim
Bowie’s “Sandbar Fight” at the Mississippi River on September 19,
1827 that led to two deaths and multiple non-fatal casualties. 32
Ultimately, these knives were used, among other concealable
weapons liable to criminal misuse, in “an alarming proportion of the
era’s murders and serious assaults.” Roth Decl. ¶ 24, NAGR App’x
902. And, like the regulated weapons here, the large blades of Bowie
knives wreaked particularly “bloody” and “gruesome” injuries. 33
Restrictions on dirk and Bowie knives could be severe, whereas
restrictions on other types of household and utility knives were
nonexistent. Most states and territories restricted their concealed
carry. 34 Kachalsky, 701 F.3d at 95. These prohibitions at times
31Roth Decl. ¶ 25, NAGR App’x 903; David B. Kopel et. al., Knives and
the Second Amendment, 47 U. MICH. J.L. REFORM 167, 185 (2013).
32 Kopel, supra note 31, at 180; The Bowies and Bowie Knives, N.Y. TIMES,
Jan. 27, 1895, at 2.
33 Kopel, supra note 31, at 187 (comparing Bowie knife wounds to the
“surgical” and “cosmetic” consequences of low-velocity early firearms).
34 See, e.g., Act of Feb. 1, 1839, ch. 77, 1839 Ala. Acts at 67-68; Act of Feb.
1, 1881, 1881 Colo. Sess. Laws at 74; Act of Jan. 14, 1820, ch. 23, 1820 Ind.
Acts at 39; 29 Ky. Gen. Stat. art. 29, § 1 (as amended through 1880); Act of
Mar. 25, 1813, 1813 La. Acts at 172; 1886 Md. Laws, ch. 375, § 1; Act of Mar.
5, 1879, ch. 127, 1879 N.C. Sess. Laws at 231; Act of Mar. 18, 1859, 1859 Ohio
Laws at 56; Act of Feb. 18, 1885, 1885 Or. Laws at 33; Act of Dec. 24, 1880,
no. 362, 1880 S.C. Acts at 447-48; S.D. Terr. Pen. Code § 457 (1883); Act of
Feb. 2, 1838, ch. 101, 1838 Va. Acts at 76; Wash. Code § 929 (1881); W. Va.
Code, ch. 148, § 7 (1891); see Kachalsky, 701 F.3d at 96 n.21 (also collecting
statutes).
50 No. 23-1162-cv; No. 23-1344-cv
restricted the concealed carry of all, or nearly all, weapons, 35 failing to
provide support for the existence of an historical tradition of
heightened regulations on unusually dangerous weapons. But many
laws specifically targeted the concealed carry of only those “unlawful
weapons,” Act of Jan. 14, 1820, ch. 23, 1820 Ind. Acts at 39, “usually
used for the infliction of personal injury,” Act of Dec. 24, 1880, no. 362,
1880 S.C. Acts 448, § 1C, such as Bowie and dirk knives. 36
Defendants also offer evidence of state laws banning the open
carry of Bowie knives, dirks, and weapons identified as unusually
dangerous, with no or limited exceptions. See Act of Apr. 1, 1881, ch.
96, § 1, 1881 Ark. Acts at 191 (prohibiting “carry[ing], in any manner
whatever . . . any dirk or bowie knife”); Act of Apr. 12, 1871, ch. 34,
1871 Tex. Gen. Laws at 25-27 (imposing severe limitations on the
“carry[]” of a “bowie-knife, or any other kind of knife manufactured
or sold for the purposes of offense or defense”); see also Hanson, 120
F.4th at 237 (collecting statutes). And Defendants provide examples
35See, e.g., Act of Mar. 25, 1813, 1813 La. Acts at 172 (prohibiting carrying
“any concealed weapon”); 29 Ky. Gen. Stat. art. 29, § 1 (as amended through
1880) (prohibiting the concealed carry of any weapon “other than an
ordinary pocket knife”); Act of Feb. 18, 1885, 1885 Or. Laws at 33 (same);
Wash. Code § 929 (1881) (prohibiting carrying “any concealed weapon”).
36 See, e.g., Act of Feb. 1, 1839, ch. 77, 1839 Ala. Acts at 67-68 (prohibiting,
inter alia, the concealed carry of “any bowie knife, Arkansas tooth-pick, or
any other knife of the like kind”); Act of Jan. 14, 1820, ch. 23, 1819 Ind. Acts
at 39 (prohibiting the concealed carry of any “unlawful weapon,” such as a
“dirk” or “sword in cane”); Act of Mar. 5, 1879, ch. 127, 1879 N.C. Sess. Laws
at 231 (prohibiting the concealed carry of “deadly weapon[s]” including the
“bowie-knife”); Act of Dec. 24, 1880, no. 362, 1880 S.C. Acts at 447-48
(prohibiting the concealed carry of specific “deadly weapon[s] usually used
for the infliction of personal injury,” including “dirk[s]”); 1838 Va. Acts at
76 (prohibiting the concealed carry of any “dirk, bowie knife, or any other
weapons of the like kind, from this use of which the death of any person
might probably ensue”).
51 No. 23-1162-cv; No. 23-1344-cv
of states imposing severe taxes on the sale of such weapons. In 1837,
Alabama imposed a law placing a tax of “one hundred dollars” on the
sale of “Bowie Knives,” “Arkansaw [sic] Tooth-picks,” or knives that
“resemble” these weapons. Act of June 30, 1837, No. 11, § 2, 1837 Ala.
Acts 7. Florida imposed a tax of “two hundred dollars per annum”
on sellers of “dirks, pocket pistols, sword canes, or bowie knives,” and
levied a tax of “ten dollars per annum” on those carrying such
weapons. Act of Jan. 30, 1838, No. 24, § 1, 1838 Fla. Laws 36. And
Tennessee outright banned the sale of such weapons in 1838. Act of
Jan. 27, 1838, ch. 137, § 1, 1837 Tenn. Pub. Acts 200.
These laws imposing the most severe restrictions on unusually
dangerous weapons were enacted largely by those southern states
facing the most severe increases in violence in the pre-Civil War
period. Roth Decl. ¶ 23, Grant App’x 1148-49. Contemporaneous
state court decisions indicate that such regulations were considered
permissible exercises of state police power—with different states
permitted to make different decisions on how best to protect their
citizens. There is limited historical evidence that courts viewed
constitutional rights to self-defense as impaired by regulations that
restricted unusually dangerous weapons of an offensive character
(including dirk and Bowie knives) while preserving the availability of
alternative weapons for self-defense. 37 To the contrary, state courts
repeatedly upheld the constitutionality of such restrictions, affirming
that these state legislatures acted “within the scope of their police
powers in responding to the demands of [their] own citizens.”
Bianchi, 111 F.4th at 447; see also Heller, 554 U.S. at 626 (“[T]he majority
For example, in 1837, Georgia forbade the sale, possession, or carry of
37
dirk and Bowie knives, among others. The Georgia Supreme Court later
held that the statute violated the Second Amendment, except to the extent
that it prohibited concealed carry. See Nunn v. State, 1 Ga. 243 (1846).
52 No. 23-1162-cv; No. 23-1344-cv
of the 19th-century courts to consider the question held that
prohibitions on carrying concealed weapons were lawful under the
Second Amendment or state analogues.”); Bruen, 597 U.S. at 50-55.
Among other examples, the Tennessee Supreme Court rejected
the argument of a defendant convicted under an 1837 Tennessee law
banning the concealed carry of Bowie knives that the law violated his
rights arising under Tennessee’s constitutional analogue to the
Second Amendment. Aymette v. State, 21 Tenn. 154, 155 (1840). There,
the court noted that “[t]he Legislature . . . ha[d] a right to prohibit the
wearing or keeping [of] weapons dangerous to the peace and safety of
the citizens” that was not impeded by the state constitutional right to
bear arms. Id. at 159. The Tennessee Supreme Court recognized that
the state’s restrictions were justified to protect the community from
acts of terror by individuals employing unusually dangerous
weapons:
To hold that the Legislature could pass no law upon this
subject by which to preserve the public peace, and
protect our citizens from the terror which a wanton and
unusual exhibition of arms might produce, or their lives
from being endangered by desperadoes with concealed
arms, would be to pervert a great political right to the
worst of purposes, and to make it a social evil of infinitely
greater extent to society than would result from
abandoning the right itself.
53 No. 23-1162-cv; No. 23-1344-cv
Id. at 159. Other courts rejected similar constitutional challenges for
nearly identical reasons. 38
Twentieth-century regulation of automatic and semiautomatic
weapons continued the relevantly similar tradition of imposing
targeted restrictions on unusually dangerous weapons after their use
in multiple-fatality homicides and terror. 39 The development of the
Thompson submachine gun in 1918, and its subsequent use by
gangsters in mass shootings, led to the National Firearms Act of 1934,
which prohibited ownership of machine guns, submachine guns, and
short-barreled shotguns, as well as numerous state analogues. See
Cornell Decl. ¶¶ 41, 53, NAGR App’x 956 (analogizing “pre-Civil War
38See Cockrum v. State, 24 Tex. 394, 402-03 (1859) (rejecting a
constitutional challenge to a law imposing higher penalties for killings
committed with Bowie knives because Bowie knives were an “instrument
of almost certain death” and because “[h]e who carries such a weapon, for
lawful defense, as he may, makes himself more dangerous to the rights of
others . . . than if he carried a less dangerous weapon”); State v. Workman,
35 W. Va. 367, 373 (1891) (“So, also, in regard to the kind of arms referred
to in the [Second A]mendment, it must be held to refer to the weapons of
warfare to be used by the militia . . . and not to” weapons including Bowie
knives that “are usually employed in brawls, street fights, duels, and
affrays, and are only habitually carried by bullies, blackguards, and
desperadoes, to the terror of the community and the injury of the state.”).
39 Historical evidence postdating ratification of the Second and
Fourteenth Amendments is less instructive than earlier evidence but may
be considered so long as it does not contradict the text of the Second
Amendment or evidence from before or during the period of ratification.
See Bruen, 597 U.S. at 34-37 (“[T]o the extent later history contradicts what
the text says, the text controls.”); id. (“[P]ost-ratification adoption or
acceptance of laws that are inconsistent with the original meaning of the
constitutional text obviously cannot overcome or alter that text.” (quotation
marks omitted)); Antonyuk, 120 F.4th at 990 n.41 (“Twentieth-century
evidence is not as probative as nineteenth-century evidence. . . . But such
laws are not weightless.”).
54 No. 23-1162-cv; No. 23-1344-cv
fears about weapons of ‘bravado[] and affray’” to “[f]ears about
gangster weapons” because both reflected the “ancient common law
tradition of singling out weapons capable of producing a terror”);
Ocean State Tactical, 95 F.4th at 47 (observing that Congress began
regulating sawed-off shotguns after they were used by the “mass
shooters of their day” (quotation marks omitted)). But even the
National Firearms Act’s severe restrictions on these unusually
dangerous weapons did not unlawfully burden the Second
Amendment right. See United States v. Miller, 307 U.S. 174, 178 (1939)
(upholding the constitutionality of the Act’s prohibition on
possession of sawed-off shotguns).
We acknowledge that statutes that restricted the concealed or
open carry of particular arms in public are distinguishable from
restrictions on the acquisition and possession of certain weapons. But
that does not diminish the constitutionality of appropriate restrictions
that, like the Connecticut statutes, do not impair the core
constitutional right under the Second Amendment. We conclude that
historical prohibitions on unusually dangerous weapons used in
affray and restrictions on the concealed or open carry of unusually
dangerous weapons, when accompanied by statutes that imposed
taxes on the sale and possession of such weapons, provide an
historical tradition of restricting unusual weapons that is relevantly
similar to the challenged statutes. Historical legislators regulated
these unusually dangerous arms, like here, after observing the
regulated weapons’ unprecedented lethality. They did so, like here,
to prevent the use of these especially dangerous variants of otherwise
lawful types of weapons in further acts of mass homicide and terror.
And they did so, in a relevantly similar fashion, by singling out
unusually dangerous weapons.
55 No. 23-1162-cv; No. 23-1344-cv
In sum, we conclude that Defendants have, at this preliminary
stage, satisfied their burden to demonstrate that permissible historical
arms regulations that singled out the unusually dangerous weapons
of their day are “relevantly similar” to the challenged statutes. 40 At
the same time, both the historical and the contemporary legislatures
did not impair the Second Amendment right to self-defense by
allowing many weapons to go unchecked.
The less-than-absolute right codified by the Second
Amendment permits Connecticut legislators to honor the
constitutional balance captured by its text, as interpreted by the
Supreme Court in light of history. The Second Amendment thus
allows these legislators to do what they did here: implement targeted
regulations designed to protect residents and their children from
experiencing tragedies like the one at Sandy Hook Elementary School
Today, we join the First, Fourth, Seventh, Ninth, and D.C. Circuits
40
(every Circuit to address the question) in approving restrictions on assault
weapons and large capacity magazines and in recognizing a historical
tradition of regulating unusually dangerous weapons after their use in
terror or to perpetuate mass casualties. See Ocean State Tactical, 95 F.4th at
46 (recognizing the tradition of regulating dangerous aspects of weapons
“once their popularity in the hands of murderers became apparent”); Capen,
134 F.4th at 671 (recognizing a tradition of “protect[ing] the public from the
danger caused by weapons that create a particular public safety threat”);
Bianchi, 111 F.4th at 464-72 (describing “a strong tradition of regulating
those weapons that were invented for offensive purposes and were
ultimately proven to pose exceptional dangers to innocent civilians” and
that are “excessively dangerous”); Bevis, 85 F.4th at 1199 (describing “the
long-standing tradition of regulating the especially dangerous weapons of
the time”); Duncan, 133 F.4th at 874 (identifying tradition of “laws to protect
innocent persons from especially dangerous uses of weapons once those
perils have become clear”); Hanson, 120 F.4th at 237-38 (recognizing the
tradition of regulating “weapons that are particularly capable of
unprecedented lethality”).
56 No. 23-1162-cv; No. 23-1344-cv
that Connecticut and the nation experienced on December 14, 2012,
without sacrificing the self-defense core of the “right of the people to
keep and bear Arms.” U.S. Const. amend. II.
Accordingly, based upon the foregoing discussion in this
section, we have no difficulty concluding that Plaintiffs have failed to
establish a likelihood of success on the merits.
III. Other Preliminary Injunction Factors
The district court did not reach, and Plaintiffs only cursorily
argue on appeal, that they will be irreparably harmed absent
injunctive relief and that the balance of equities and the public interest
favor an injunction. Such cursory treatment is not unexpected, given
that Plaintiffs define the irreparable harm as the denial of their
constitutional rights and describe the equities and public interest as
disfavoring such a denial. In other words, Plaintiffs argue that each
of the injunction factors depends upon the merits of their
constitutional claims.
But the Supreme Court has made clear that Plaintiffs must do
more to warrant the extraordinary remedy of preliminary injunctive
relief. An injunction “does not follow from [a likelihood of] success
on the merits as a matter of course.” Winter, 555 U.S. at 32; see also Del.
State Sportsmen’s Ass’n, Inc. v. Del. Dep’t of Safety & Homeland Sec., 108
F.4th 194, 197 (3d Cir. 2024) (explaining that a preliminary injunction
“is not a shortcut to the merits”). Rather, plaintiffs “must make a clear
showing” on the remaining factors, which have persisted as
“commonplace considerations” in awarding injunctive relief
throughout “several hundred years of history.” Starbucks Corp. v.
McKinney, 602 U.S. 339, 346 (2024) (quotation marks omitted). As we
have been recently reminded, our power to grant equitable relief
“encompasses only those sorts of equitable remedies ‘traditionally
57 No. 23-1162-cv; No. 23-1344-cv
accorded by courts of equity’ at our country’s inception.” Trump v.
CASA, Inc., 145 S. Ct. 2540, 2551 (2025) (quoting Grupo Mexicano de
Desarrollo, S.A. v. All. Bond Fund, Inc., 527 U.S. 308, 319 (1999)).
Accepting Plaintiffs’ argument and concluding that these factors are
essentially superfluous when a constitutional harm is alleged would
be the sort of “major departure from the long tradition of equity
practice” that “should not be lightly implied.” Weinberger v. Romero‐
Barcelo, 456 U.S. 305, 320 (1982).
Accepting that “[o]ur authority to alter legal rights and
obligations generally derives from . . . our determination of the
merits,” we attend closely to these factors, as they “enforce a vital,
structural limitation on the role of courts” by restricting grants of
relief before the opportunity for a full adversarial testing of the merits.
Hanson, 120 F.4th at 243; see also Del. State Sportsmen’s Ass’n, 108 F.4th
at 199-201.
A. Irreparable Harm
For Plaintiffs to satisfy the irreparable harm requirement, they
“must demonstrate that absent a preliminary injunction they will
suffer an injury that is neither remote nor speculative, but actual and
imminent, and one that cannot be remedied if a court waits until the
end of trial to resolve the harm.” Faiveley Transport Malmo AB v.
Wabtec Corp., 559 F.3d 110, 118 (2d Cir. 2009) (quoting Grand River
Enter. Six Nations, Ltd. v. Pryor, 481 F.3d 60, 66 (2d Cir. 2007)
(alterations accepted)). This requirement stems from the fundamental
purpose of a preliminary injunction, which is not to guarantee the
parties suffer no harm during the pendency of litigation but “merely
to preserve the relative positions of the parties until a trial on the
merits can be held.” Starbucks, 602 U.S. at 346 (quoting Univ. of Tex. v.
Camenisch, 451 U.S. 390, 395 (1981)). To satisfy this requirement,
58 No. 23-1162-cv; No. 23-1344-cv
however, Plaintiffs argue only that a “violation of constitutional
rights per se constitutes irreparable injury.” Br. of NAGR Appellants
at 66. This general assertion is incorrect.
To be sure, we have presumed irreparable harm for alleged
deprivations of certain constitutional rights. Brewer v. W. Irondequoit
Cent. Sch. Dist., 212 F.3d 738, 744 (2d Cir. 2000) (noting this Circuit has
presumed that the requirement of irreparable harm was met when
plaintiffs alleged deprivations of their Fourth and Eighth
Amendment rights). But the Supreme Court has never applied this
presumption outside the First Amendment context. See Elrod v. Burns,
427 U.S. 347, 373 (1976) (“The loss of First Amendment freedoms, for
even minimal periods of time, unquestionably constitutes irreparable
injury.”).1 And even in that context, our Court has not axiomatically
applied the presumption that plaintiffs alleging deprivations of First
Amendment rights have satisfied the requirement of irreparable
harm. See, e.g., Latino Officers Ass’n v. Safir, 170 F.3d 167, 171 (2d Cir.
1999) (concluding that the plaintiffs had not “establish[ed] real and
imminent irreparable harm” stemming from the alleged First
Amendment violation).
Plaintiffs offer little argument as to why we should extend the
presumption of irreparable harm in the context of this case. And the
Supreme Court’s recent emphasis on the limits of our equitable
powers caution against extending the presumption to new contexts.
But we are also reluctant to run afoul of the Supreme Court’s
admonishment that the Second Amendment is not a “second-class
right,” McDonald, 561 U.S. at 780, by treating this constitutional harm
differently than we have treated others in the past. We therefore
proceed to the final requirement for this Court to grant Plaintiffs’
requested relief without ruling on the nondispositive issue of whether
Plaintiffs have established irreparable harm.
59 No. 23-1162-cv; No. 23-1344-cv
B. Balance of the Equities and Public Interest
Even if we accept Plaintiffs’ argument that we may presume
irreparable harm in this context, we must also “balance the competing
claims of injury and . . . consider the effect on each party of the
granting or withholding of the requested relief.” Winter, 555 U.S. at
24. And we are instructed to “pay particular regard for the public
consequences in employing the extraordinary remedy of injunction.”
Id. (quoting Romero-Barcelo, 456 U.S. at 312). These two factors merge
when the government is party to the suit. We The Patriots USA, Inc. v.
Hochul, 17 F.4th 266, 295 (2d Cir. 2021) (per curiam).
In balancing the equities, we first acknowledge the harm the
government Defendants would suffer if “enjoined . . . from
effectuating statutes enacted by representatives of its people.” CASA,
145 S. Ct. at 2562 (quoting with approval Maryland v. King, 567 U.S.
1301, 1303 (2012) (Roberts, C.J., in chambers)). And specific to these
challenged statutes, Defendants have provided evidence that
granting the requested preliminary injunction would lead to a “flood”
of currently restricted weapons entering Connecticut—and that these
weapons will be near-impossible to retrieve once within the state. 41
Defendants also provide evidence that the enforcement of laws
restricting assault weapons, large capacity magazines, or both, “is
associated with a statistically significant decrease in per capita rates
of deaths and casualties due to mass shootings.” Donohue Decl. ¶ 82,
NAGR App’x at 232. Taken together, these considerations—
Br. of NAGR Appellees at 72-73 (citing Matthew Green, Gun Groups:
41
More Than a Million High-Capacity Magazines Flooded California During
Weeklong Ban Suspension, KQED (Apr. 12, 2019),
https://www.kqed.org/news/11740000/gun-groups-more-than-a-million-
high-capacity-magazines-flooded-california-during-weeklong-suspension-
of-ban [https://perma.cc/3R62-X6VL]).
60 No. 23-1162-cv; No. 23-1344-cv
implicating both the government’s interest in enforcing laws enacted
by duly-elected legislators and in protecting the lives of its citizens—
weigh heavily in the balance.
For their part, Plaintiffs rely only on the assertion that “securing
constitutional rights is always in the public interest.” Br. of NAGR
Appellants at 66. We agree that the potential denial of a party’s
constitutional rights is surely a significant consideration. But the fact
that a plaintiff alleges constitutional harm does not end our balance-
of-the-equities inquiry. See, e.g., Am. Civ. Liberties Union v. Clapper, 785
F.3d 787, 825-26 (2d Cir. 2015). While Plaintiffs point to their inability
to use the desired firearms for self-defense, Br. of NAGR Appellants
at 12; Br. of Grant Appellants at 9-14, they do not explain why the
thousands of firearms Connecticut’s statutes leave available,
including several semiautomatic handguns, are insufficient for this
purpose during the pendency of the case. And although Plaintiffs
have been unable to possess the desired AR-15s and large capacity
magazines since 2013, when the relevant legislation was enacted, they
offer no instances in which the many remaining available firearms in
the years since were insufficient for self-defense purposes. Plaintiffs
have offered no other argument or consequences to the public that
outweigh the serious effects of granting the requested relief
highlighted by Defendants. We require more of plaintiffs seeking the
“extraordinary and drastic remedy” of preliminary injunctive relief.
Mazurek v. Armstrong, 520 U.S. 968, 972 (1997). Plaintiffs have not
demonstrated that the balance of equities and public interest tip in
their favor.
61 No. 23-1162-cv; No. 23-1344-cv
CONCLUSION
For the foregoing reasons and for the reasons set forth in Judge
Nathan’s opinion, we AFFIRM the district court’s denial of the
preliminary injunctions in both cases.
NATHAN, Circuit Judge, joined by LIVINGSTON, Chief Judge, and
WALKER, Circuit Judge, concurring:
I join Judge Walker’s excellent and thorough opinion for the
Court in full. I write additionally to explain why Plaintiffs’ proposed
“dangerous and unusual” standard is particularly untenable in light
of our duty—as instructed by the Supreme Court—to engage in actual
historical analysis.
Judge Walker’s opinion carefully explains why historical
restrictions on “dangerous and unusual” weapons would have been
contemporaneously understood as “unusually dangerous.” See Op.
at 29–31. Nonetheless, Plaintiffs urge a contrary historical analysis
based on one word in Heller—the “and” in “dangerous and unusual.”
District of Columbia v. Heller, 554 U.S. 570, 627 (2008) (quotation marks
omitted). Plaintiffs contend that Heller’s use of the word “and” means
that only those weapons both dangerous and unusual are
unprotected. Br. of NAGR Appellants at 59; Br. of Grant Appellants
at 31-32. In this view, only weapons that are numerically uncommon,
and therefore unusual, may be regulated.
Adoption of Plaintiffs’ conjunctive test would flatly betray our
duty to engage in a careful historical analysis. Bruen instructs that the
contours of the Second Amendment right are historically determined.
New York State Rifle & Pistol Ass'n, Inc. v. Bruen, 597 U.S. 1, 17 (2022).
Accordingly, when the people challenge a law on Second
Amendment grounds, the judicial role is to “examin[e] text, pre-
ratification and post-ratification history, and precedent.” United
States v. Rahimi, 602 U.S. 680, 714 (2024) (Kavanaugh, J., concurring).
Our commitment to history requires us to look beyond
Plaintiffs’ reliance on one word in Heller and journey to the historical
1
sources of their proposed standard. Heller, the first time the Supreme
Court seems to have referenced the “dangerous and unusual”
tradition, reads as follows:
We also recognize another important limitation on the
right to keep and carry arms. Miller said, as we have
explained, that the sorts of weapons protected were
those “in common use at the time.” [United States v.
Miller, 307 U.S. 174, 179 (1939)]. We think that limitation
is fairly supported by the historical tradition of
prohibiting the carrying of “dangerous and unusual
weapons.” See 4 Blackstone 148-149 (1769); 3 B. Wilson,
Works of the Honourable James Wilson 79 (1804); J.
Dunlap, The New–York Justice 8 (1815); C. Humphreys,
A Compendium of the Common Law in Force in
Kentucky 482 (1822); 1 W. Russell, A Treatise on Crimes
and Indictable Misdemeanors 271–272 (1831); H.
Stephen, Summary of the Criminal Law 48 (1840); E.
Lewis, An Abridgment of the Criminal Law of the United
States 64 (1847); F. Wharton, A Treatise on the Criminal
Law of the United States 726 (1852).
Heller, 554 U.S. at 627. Thus, the line in Heller on which Plaintiffs rely
appears to be a quote of Blackstone. Id. And indeed, Rahimi confirms
that Heller derived the “dangerous and unusual” language from
Blackstone. 602 U.S. at 691 (quoting Heller for the “dangerous and
unusual” formulation and noting that Heller cited Blackstone).
2
A historically faithful analysis would therefore lead us to the
text of Blackstone itself, which reads as follows:
The offence of riding or going armed, with dangerous or
unusual weapons, is a crime against the public peace, by
terrifying the good people of the land; and is particularly
prohibited by the Statute of Northampton, 2 Edw. III c. 3.
upon pain of forfeiture of the arms, and imprisonment
during the king’s pleasure: in like manner as, by the laws
of Solon, every Athenian was finable who walked about
the city in armor. [Pott. Antiqu. b. 1. c. 26].
4 Blackstone 148-49 (1769). As is clear, Blackstone did not use the
phrase “dangerous and unusual” and instead described prohibitions
on the carrying of “dangerous or unusual weapons.” Id. (emphasis
added). It would seem a serious subversion of our commitment to
history to enshrine a conjunctive test based on the Heller opinion’s
possible misquote of Blackstone.
Even if Heller were not quoting Blackstone and instead derived
“dangerous and usual” from the string cite of treatises and cases that
followed the cite to Blackstone, our historical analysis still requires us
to reject Plaintiffs’ argument. The remaining sources to which Heller
cites use a mix of “dangerous or unusual” and “dangerous and
unusual.” See, e.g., H. Stephen, Summary of the Criminal Law 48
(1840) (“dangerous or unusual”); 3 B. Wilson, Works of the
Honourable James Wilson 79 (1804) (“dangerous and unusual”). In
light of this historical context, the word “and” cannot do the work
3
that Plaintiffs ask it to do. Instead, the interchangeable use of
“dangerous and unusual” and “dangerous or unusual” supports the
proposition that neither “and” nor “or” should be read so literally.
See Cornell Decl. ¶ 20, Grant App’x 1220–21; Elizabeth Fajans & Mary
R. Falk, Hendiadys in the Language of the Law: What Part of “And” Don’t
You Understand?, 17 Legal Comm. & Rhetoric: JAWLD 39, 40 (2020).
Molding these variegated historical descriptions into a doctrinal
test—as we must—the majority rightly reconstructs “unusually
dangerous” as the most faithful formulation.
What’s more, the historical reasons for regulating “dangerous
or unusual” weapons further counsel against Plaintiffs’
interpretation. See Rahimi, 602 U.S. at 692 (“Why and how the
regulation burdens the [Second Amendment] right are central to this
inquiry.”). Closer scrutiny of historical regulations on “dangerous
and unusual weapons” reveals a tradition of restrictions on public
affray—that is, terrifying the public. Blackstone, for example,
described “[t]he offence of riding or going armed, with dangerous or
unusual weapons” as a crime that “terrif[ies] the good people of the
land.” Blackstone, supra, at 148 (emphasis omitted). Hawkins,
another historical source that does use “dangerous and unusual,”
conveys in substance something identical. 1 W. Hawkins, A Treatise
of the Pleas of the Crown, 135 (1716) (describing the offense of affray
as “where a Man arms himself with dangerous and unusual
Weapons, in such a Manner as will naturally cause a Terror to the
People”).
Taken together, the various historical sources on affray laws
reveal a common concern about how “terrifying” dangerous and
4
unusual weapons are to the public. In fact, Blackstone, Hawkins, and
other historical sources repeatedly cite one particular statute: the
Statute of Northampton of 1328. See Blackstone, supra, at 148–49;
Hawkins, supra, at 135; 1 W. Russell, A Treatise on Crimes and
Indictable Misdemeanors 271-72 (2d. Am. ed. 1831); F. Wharton, A
Treatise on the Criminal Law of the United States 726 (2d ed. 1852);
Stephen, supra, at 48 ; W. Lambard, Eirenarcha: Or of the Office of the
Justices of Peace 128-29 (4th ed. 1599); see also Rahimi, 602 U.S. at 693–
94. And that statute—without explicit reference to the type of weapon
used—prohibits “bring[ing]” any “force in affray of the peace.” 2
Edw. III c. 3. 1 This broad restriction, at the heart of the “dangerous
and unusual” standard, makes clear that the tradition emerges from
concern about danger to the public, not statistical commonality of the
threatening weapon. Indeed, glaringly absent from these historical
laws is any particular focus on the commonality of the weapons used
1 In relevant part:
[I]t is enacted, that no man great nor small, . . except the King’s
servants in his presence and his ministers] . . . , be so hardy to come
before the King’s justices, or other of the King’s ministers doing
their office, with force and arms, nor bring no force in affray of the
peace, nor to go nor ride armed by night nor by day, in fairs,
markets, nor in the presence of the justices or other ministers, nor
in no part elsewhere, upon pain not forfeit their armour to the King,
and their bodies to prison at the King’s pleasure.
2 Edw. III c. 3 (1328) (“ne force mesner en affrai de la pees”). A translation of the
statute, which was originally written in Law French, can be found at
https://firearmslaw.duke.edu/laws/statute-of-northampton-1328-2-edw-3-c-3-eng
[https://perma.cc/P396-JVBH; PDF available at https://perma.cc/2FLM-NNTU].
5
to cause that terror. Rather, when these historical sources mention
weapons, they name ones that were certainly in common use. See
Blackstone, supra, at 149 (citing Pott. Antiqu. b. 1. c. 26 for an Athenian
law that fined those who were seen carrying a sword or wearing
armor on the city streets); E. Coke, Third Part of the Institutes of the
Laws of England: Concerning High Treason, and Other Pleas of the
Crown, and Criminal Causes 161 (1797) (understanding armed force,
in the context of the Statute of Northampton, to include the use of
sticks and stones if picked up during the course of an argument). 2
Plaintiffs ask us to go no further than our first intuition about
the word “and.” But we must go further because the Supreme Court
has instructed us to take historical analysis seriously. And history
requires us to reject the argument that the “dangerous and unusual”
tradition focused on the numerosity of the weapons in modern
society. The majority’s “unusually dangerous” test earnestly and
faithfully carries out the historical inquiry the Supreme Court has
mandated. For these reasons and those stated in Judge Walker’s
opinion, I join the opinion of the Court in full.
2The relevant passage in Coke, which is in Latin, quotes 3 H. Bracton, On the Laws
and Customs of England 20 (c. 1235) [https://perma.cc/Z3EM-NZ2C]. A
translation of Bracton can be found at
https://amesfoundation.law.harvard.edu/Bracton/ [https://perma.cc/6MNE-
2NJN].
6
Case-law data current through December 31, 2025. Source: CourtListener bulk data.