Fahrenwald v. Republic Iron & Steel Co.
Fahrenwald v. Republic Iron & Steel Co.
Opinion of the Court
In the court below Frank A. Fahrenwald, grantee of patent No. 1,623,469, and) his exclusive licensees thereunder, on February 26, 1929, brought suit charging infringement against the Republic Iron & Steel Company. The ease was heard May 13, 1930, and on September 9, 1931, the trial court entered a decree adjudging that “Frank A. Fahren-wald made misrepresentations to the Patent Office in connection with his application for the Letters Patent of the United States on which the suit is founded by reason of which it is adjudged that he is not entitled to obtain in a Court of Equity the relief prayed for in the bill.” No such defense was made in the answer, and! no such contention made before that court.
Undoubtedly the patent was valid on its face on the presumption arising from its grant, and the only inquiry the court could make was as to invalidity arising by reason of the Commissioner’s power to issue it as not involving invention, that the applicant was not the first and sole inventor, and other elements going into its validity. But where, as here, there is no question of the authority of the Commissioner to issue the patent, and the patent issues, and the government which grants the patent takes no steps to set it aside, the patent stands, and those charged with infringerqent thereof are relegated to the statutory defenses provided for by statute. In that regard the Supreme Court, in Philadelphia, W. & B. Railroad Co. v. Dubois, 12 Wall. 47, 64, 20 L. Ed. 266, citing Providence Rubber Co. v. Goodyear, 9 Wall. 788, 19 L. Ed. 566, held a defendant is “not at liberty to set up as a defence that the patent had been fraudulently obtained, no fraud appearing upon its face.” Moreover, reference may also be made to Walker on Patents, §§ 321, 322, 323; Briggs v. United Shoe Machinery Co., 239 U. S. 48, 36 S. Ct. 6, 69 L. Ed. 138; Giant Powder Co. v. Safety Nitro Powder Co. (C. C.) 19 F. 509; Railway Register Mfg. Co. v. North Hudson Co. R. Co. (C. C.) 23 F. 593; Eureka Clothes Wringing Mach. Co. v. Bailey Washing & W. Mach. Co., 11 Wall. 488, 20 L. Ed. 209. Of course, this does not mean a court may not inquire into misrepresentation made bjr the applicant in procuring his patent in so far as it relates to the statutory requirements for the grant of a patent. Walker (6th Ed.) vol. 1, p. 472, and Corona Cord Tire Co. v. Dovan Chemical Corp’n, 276 U. S. 358, 48 S. Ct. 389, 72 L. Ed. 610.
In view of these holdings, it is clear the court below was in error, and the record should be remanded for a trial, decision, and opinion on the merits. But, inasmuch as counsel on both sides say the proofs which the lower court would consider if the ease were remanded are all before us, and in view of the delay incident to such a course, and of their strongly urging this court to itself dispose of the ease, we have yielded to their urge and now address ourselves to the merits of the ease.
The patent in suit is for a metallurgical furnace for annealing steel sheets and concerns especially the rolls thereof, or, as described in a claim, “a plurality of parallel, horizontal, hollow metal rolls, eaeh roll having a bearing portion extending outside of said furnace bearings for said rolls located outside of said furnace, means for heating that portion of the interior of each roll which lies inside the furnace to the full furnace temperature, and means for preventing the flow of such heat by fluid convection toward either end of said roll.” Without entering further into the alleged meritorious, original, and inventive character of the patent, and for present purposes assuming, but only assuming, it is valid and infringed, we address ourselves to the underlying and decisive question whether Fahrenwald was the sole inventor of the patented device. In considering that question, we limit ourselves to ascertaining whether Fahrenwald was the inventor, the sole inventor, thereof, and we do not concern ourselves with who was, or were, the inventors thereof, for, as said by the Supreme Court in Alexander Milburn Co. v. Davis Bournonville Co., 279 U. S. 390, 46 S. Ct. 324, 325, 70 L. Ed. 651, “it is not necessary to show who did invent the thing in order to show that Whitford did not.”
The proofs show that Fahrenwald was connected with the American Manganese Steel
By stipulation, it is agreed that the testimony of the engineers Tyrrel and Warren would, if taken, be to the same effect. When called, Dr. Fahrenwald did no.t contradict the testimony of these witnesses. From uneon-tradieted proof it is clear, first, that Malbom and his associates suggested the use of a hollow, noneooled roll; second, that the bearings of such roll must be reduced in size to fit the bearings of their Costello furnace; third, that Fahrenwald was asked if he could make a noneooled roll with bearing reduced to fit the Costello furnace; fourth, that several preliminary, sketches of the desired roll were then made by Tyrrel and Draper, and after discussion, a final sketch was then made by the Sharon people and given to Dr. Fahren-wald or was afterwards sent him; fifth, that the casting of such a roll was the engineering work which Fahrenwald was to take up and report upon. From these facts it follows that Fahrenwald was not the sole inventor of such roll, and that the conclusions drawn by Malbom, Tyrrel, and Draper, namely, “As to whether the design of this sketch as drawn up was the idea of any one person or the joint idea of the persons present, namely, Mr. Tyrrel, Mr. Warren, Dr. Fahrenwald and myself, I would say I honestly believe it was a joint-idea. It was discussed by one just as much as the other; each added their little contribution to it. I am speaking particularly of the last sketch,” were warranted.
Moreover, the letter of Fahrenwald of June 17, 1925, confirms, and is in entire ae-cord with, that conclusion. Without quoting it entirely, though all of it is in line with the part quoted, we note that Dr. Fahrenwald, immediately following the Sharon interview, while the matter was fresh in mind, wrote as follows: “Following our discussion of Saturday regarding the most desirable manner in which to supply shafts for the proposed test in your present furnace, I have discussed this matter in detail with various men of our Production Department and I find that it is possible to make a shaft for this purpose with ends so restricted that a one-piece shaft with machined ends to fit your present bearings can be made without any great difficulty. I am accordingly submitting prints not only of the proposed straight cylindrical type of shaft, into which you propose inserting steel bearing pieces, but a sketch showing also a one-piece non-cooled alloy shaft.” It will be noted he makes no claim of invention, of his having been the only inventor of the roll or of the holes therein on which he now lays such great stress.
Concerning the meeting at Sharon and the conversation there had, Fahrenwald contradicts the three witnesses. His testimony is: “Positively. not one word was said at the plant of the Sharon Steel Hoop Company upon the occasion of my visit there in June, 1925, about which I testified, regarding this double bottle-neck form of hollow non-cooled shaft.” His account of the origin of the alleged invention is as follows: “After I left Sharon Steel Hoop and before I got back to the shop at Chicago Heights, I devised or conceived the idea of getting away from all of these difficulties by making the required larger hollow portion and the specified small diameter, and joining these two in such a way that the feared thermal expansion stresses would not be permitted effective play.” As between three disinterested witnesses, on the one hand, confirmed by Fahren-wald’s letter of June 17th, and Fahrenwald, on the other hand, who is interested in sustaining the patent, we believe the testimony of the former, and hold Fahrenwald was not the sole inventor.
Such being our conclusion on the basis of sole invention, and without discussing other phases of the case, all of which have had due consideration, we limit ourselves to holding the bill should have been dismissed on that ground, and direct the record be remanded to the lower court, with direction to dismiss the bill because Fahrenwald was not the sole inventor of the alleged invention.
Reference
- Full Case Name
- FAHRENWALD v. REPUBLIC IRON & STEEL CO.
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