United States v. Tonelli
United States v. Tonelli
Opinion of the Court
Earl Williams appeals from his conviction for conspiracy to commit bank larceny in violation of 18 U.S.C. § 371, after a jury trial before Judge Gerard L. Goettel in the United States District Court for the Southern District of New York.
I
Appellant does not challenge the sufficiency of the evidence against him. The Government’s case was principally based on the testimony of a co-conspirator named Theodore Simmons, who was a bank teller at a branch office of the Bank of New York. From the evidence, the jury could have found the following: On April 14, 1975, appellant, Simmons and the other co-conspirators
The Government attempted in several ways to bolster its case against appellant, which was based principally on Simmons’ testimony. First, the prosecution introduced Simmons’ telephone book, which contained the number of appellant’s brother-in-law, who had previously testified that appellant had resided with him during the
II
Appellant most strenuously challenges the admission of his prior conviction. In United States v. Benedetto, supra, and United States v. Gubelman, supra, we set forth at some length the analysis to be applied by the district courts in deciding whether to admit other crimes evidence. Under both our prior precedents and the Federal Rules of Evidence, the trial judge must first find that the proffered evidence is relevant to some issue at trial other than to show that the defendant is a bad man.
A
The district court ruled that the pri- or conviction was relevant to corroborate Simmons’ testimony that appellant had previously robbed banks and also to demonstrate appellant’s intent in participating in the planning of the larceny. As to the latter ground, appellant claims that intent was not genuinely contested and that therefore the prior conviction should not have been admitted under this theory. In the past, we have indicated that other crimes evidence is inadmissible to prove intent when that issue is not really in dispute. See United States v. DeCicco, 435 F.2d 478, 483-84 (2d Cir. 1970); accord, United States v. Ring, 513 F.2d 1001, 1006-10 (6th Cir. 1975). Thus, the question of intent will usually not be in issue if the defendant takes the stand and, as his sole defense, claims that he did not commit the alleged acts at all. See United States v. Benedetto, supra, 571 F.2d at 1249; United States v. Gubelman, supra, 571 F.2d at 1254 n. 8. However, in this case, the testimony linking appellant to the conspiracy was subject to an innocent interpretation and appellant, who presented no evidence, did not affirmatively take the issue of intent out of the case. Accordingly, the district judge did not err in allowing the Government to introduce evidence on that point. See United States v. Johnson, 382 F.2d 280, 281 (2d Cir. 1967); see also United States v. Freedman, 445 F.2d 1220, 1224 (2d Cir. 1971).
Indeed, a review of the trial record shows that the question of appellant’s in-
The district court also regarded the other crimes evidence as relevant to corroborate crucial accomplice testimony. As stated above, Simmons averred that his doubts concerning the feasibility of robbing his bank were allayed by appellant’s assurance of expertise based upon prior experience, and appellant’s prior conviction obviously corroborated that portion of Simmons’ story. While Federal Rule of Evidence 404(b), see note 5 supra, does not specifically refer to corroboration as an example of the use of other crimes evidence, this is not controlling. The categories listed in Rule 404(b) are not exhaustive, see 2 Weinstein’s Evidence 1404[08], at 404 — 42 (1977), and we have long been committed to the inclusory form of the rule, so “that evidence of other crimes is admissible, if relevant, except when offered solely to prove criminal character.” United States v. Papadakis, 510 F.2d 287, 294 (2d Cir.), cert. denied, 421 U.S. 950, 95 S.Ct. 1682, 44 L.Ed.2d 104 (1975). Nonetheless, appellant claims that the other crimes evidence was inadmissible under the rubric of corroboration because it failed to prove a “consequential fact.” However, the prior conviction strongly bolstered a key portion of Simmons’ inculpatory testimony and thereby tended through a series of direct inferences to prove appellant’s participation in the conspiracy — the ultimate fact to be proved by the Government. The admission of such other crimes evidence has been repeatedly approved in this circuit. See, e. g., United States v. Taylor, 562 F.2d 1345, 1358 (2d Cir.), cert. denied, Salley v. United States, 432 U.S. 909, 97 S.Ct. 2958, 53 L.Ed.2d 1083 and Ramsey v. United States, 434 U.S. 853, 98 S.Ct. 170, 54 L.Ed.2d 124; Green v. United States, 434 U.S. 853, 98 S.Ct. 170, 54 L.Ed.2d 124 (1977); United States v. Bermudez, 526 F.2d 89, 96 (2d Cir. 1975), cert. denied, 425 U.S. 970, 96 S.Ct. 2166, 48 L.Ed.2d 793 (1976); United States v. Eliano, 522 F.2d 201 (2d Cir. 1975); United States v. Stolzenberg, 493 F.2d 53, 54 (2d Cir. 1974); United States v. Bozza, 365 F.2d 206, 213-14 (2d Cir. 1966). We recognize that the other crimes evidence in many of these cases was admissible on grounds additional to corroboration. Nevertheless, logic and the inclusory form of Rule 404(b) do not suggest exclusion of similar acts even if the trial court finds that such evidence is relevant only for corroboration purposes, provided that the corroboration is direct and the matter cdrroborated is significant. Therefore, even if we had not already found that the prior conviction was probative of intent, we would still affirm the district judge’s exercise of discretion in admitting the evidence.
B
Appellant further contends that even if the prior conviction was relevant,
C
Appellant’s last contention concerning other crimes evidence focuses upon the allegedly erroneous jury instructions given by the district court regarding the prior conviction. However, Judge Goettel specifically charged the jury that they could not consider Williams’s prior conviction as bearing upon his intent unless they first found beyond a reasonable doubt that appellant had actually participated in the planning of the bank robbery. The district judge also indicated that the prior conviction had been admitted to substantiate Simmons’ testimony. Viewed as a whole, the jury instructions and charge sufficiently explained the proper limited purposes of the other crimes evidence, while repeatedly warning the jurors not to consider it as indicating appellant’s propensity to commit the crimes for which he had been indicted. These instructions were substantially correct. While it is true that following them required considerable mental agility, courts assume that jurors possess that ability. In this instance— as elsewhere in the law — we will not presume that the jury was either unwilling or unable to follow Judge Goettel’s charge. In sum, we find no reversible error.
Ill
Finally, appellant claims that the district court erroneously admitted a post-conspiracy conversation between Simmons and appellant. Simmons testified that, after appellant had acknowledged hearing about Simmons’ arrest, appellant had remained silent when Simmons stated that “you [Williams] don’t have to worry, because I haven’t told anyone about you or Carson, so you are in the clear.” Appellant urges that this conversation was inadmissible hearsay, since the statements offered into evidence were not made “during the course and in furtherance of the conspiracy,” as required by Federal Rule of Evidence 801(d)(2)(E). The Government concedes that this Rule is inapplicable, but argues that the conversation was properly allowed into evidence as (a) non-hearsay statements under Rule 801(c) because they were not “offered to prove the truth of the matter asserted,” and (b) an adoptive admission under Rule 801(d)(2)(B).
We have carefully considered all of appellant’s contentions and find them to be without merit. The judgment of conviction is affirmed.
. Appellant’s prior trial, also before Judge Goettel, resulted in a hung jury. In his second trial, appellant was acquitted of the substantive offense of bank larceny, 18 U.S.C. § 2113(b). The judge imposed a 4‘A year prison sentence for the conspiracy conviction.
. Simmons and two other conspirators, Carson Corley and Fred Attaway, pleaded guilty. Before appellant’s first trial, however, Attaway died of gunshot wounds. The Government entered nolle prosequi orders as to two other alleged conspirators.
. Since the bank funds were handed over by a conspirator (Simmons), the crime was bank larceny and not bank robbery. Compare 18 U.S.C. § 2113(a) with id. § 2113(b).
. Appellant rested without presenting any evidence.
. See Fed.R.Evid. 404(b), which provides:
Evidence of other crimes, wrongs, or acts is not admissible to prove the character of a person in order to show that he acted in conformity therewith. It may, however, be admissible for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident.
. See Fed.R.Evid. 403, which provides:
Although relevant, evidence may be excluded if its probative value is substantially outweighed by the danger of unfair prejudice, confusion of the issues, or misleading the jury, or by considerations of undue delay, waste of time, or needless presentation of cumulative evidence.
. Counsel argued as follows:
I want to suggest to you, ladies and gentlemen, that mere presence, assuming you believe Earl Williams was present on April 14, 1975, that mere presence at a place where a conversation is taking place concerning a bank robbery, mere presence is not a crime; nor is association with people who may have committed crimes in the past a crime . . .
. That Rule provides in relevant part:
(d) A statement is not hearsay if—
(2) The statement is offered against a party and is . (B)’ a statement of which he has manifested his adoption or belief in its truth .
. The Government contends that the statements were introduced to show appellant’s state of mind at the time of his arrest over a year later, which in turn explains why he presumably felt safe at that time in falsely denying to the FBI that he knew Simmons. Under this theory, the truth or falsity of Simmons’ statement that appellant was “in the clear” is immaterial. We do not pass on this contention, although we note that, assuming that Simmons’ comment was admissible to show appellant’s later state of mind, it is not readily apparent why his failure to respond to Simmons’ statement would also be admissible on this theory. See United States v. Flecha, 539 F.2d 874, 878 (2d Cir. 1976).
Reference
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- United States v. James R. TONELLI
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