United Steelworkers of America v. Marshall
United Steelworkers of America v. Marshall
Opinion of the Court
OPINION OF THE COURT
This case presents the problem of the appropriate court to review agency action when petitions for review have been filed in this court and in the Court of Appeals for the Fifth Circuit. We conclude that the agency action in question should be reviewed by the Court of Appeals for the District of Columbia Circuit.
On November 9, 1978, the Occupational Safety and Health Administration of the United States Department of Labor (OSHA) held separate briefings for labor union representatives and industry representatives at which it disclosed the substantive contents of a proposed occupational health standard regulating employee exposure to lead, a highly toxic substance. The United Steelworkers of America, AFL-CIO-CLC (Steelworkers) had participated in the rulemaking proceedings in which the proposed standard was developed, representing members exposed to lead in industrial processes. The Lead Industries Association, Inc. (LIA), a trade association of manufacturers smelting or using lead, and Chloride Incorporated, a manufacturer, had also participated in those proceedings. Counsel for the Steelworkers had in the rulemaking proceedings sought a standard requiring a lower exposure level than OSHA was about to propose, while counsel for LIA and Chloride, Inc. had sought a standard less stringent in several respects. LIA is the chief spokesman for all employ
The governing statute provides that “[i]f proceedings have been instituted in two or more courts of appeals with respect to the same order the . . . commission .... concerned shall file the record in that one of such courts in which a proceeding with respect to such order was first instituted.” 28 U.S.C. § 2112(a). On November 29, 1978, the Solicitor of Labor informed the Chief Judges of both courts by letter that in the Labor Department’s view there is no court of first filing. The letter called to the courts’ attention the additional provision in 28 U.S.C. § 2112(a) that “[f]or the convenience of the parties in the interest of justice such court may thereafter transfer all the proceedings with respect to such order to any other court of appeals,” and suggested consultation between the respective courts as to which of the two should make a determination as to venue for the review of the lead standard.
The petitions for review were referred to panels in each court. Following the procedure adopted by the District of Columbia Circuit in American Public Gas Ass’n v. FPC, 180 U.S.App.D.C. 380, 555 F.2d 852 (1976), this court conferred with the Fifth Circuit panel which on December 14, 1978 filed a per curiam opinion on the LIA petition for review as follows:
Having conferred with the judges of the Third Circuit, and by agreement with them, we defer proceedings pending a decision by the Third Circuit Court of Appeals designating the forum to consider and decide this matter.
On December 20, 1978, we heard argument on the question of the proper forum, during which counsel for LIA and Chloride, Inc. advanced several arguments in support of its contention that the case should be heard in the Fifth Circuit.
The first contention of LIA is that, despite the fact that the court records suggest a simultaneous filing in both courts, in fact the filing in New Orleans occurred some ten seconds prior to that in Philadelphia. In support of that contention LIA filed in the Fifth Circuit affidavits by the persons who comprised its chain of communication between the Office of the Federal Register and the Clerk’s Office in New Orleans tending to suggest that their timepieces were more accurate and their communications were more rapid than those of their Steelworker rivals. Counsel for the Steelworkers filed opposing affidavits tending to suggest that at best the race produced no more than a dead heat. Unlike race tracks, however, courts are not equipped with photoelectric timers, and we decline the invitation to speculate which nose would show as first in a photo finish.
LIA also contends that “the convenience of the parties in the interest of justice” mandates transfer to the Fifth Circuit. In support of this contention it urges that the statute gave LIA a choice of forum, and that where it did not quite succeed in effectuating that choice because the race to the courthouse resulted in a tie, the tie should be broken by weighing the relative aggrievement of the two petitioners. The Steelworkers, according to LIA, achieved in the standard as promulgated by OSHA most of the employee protection they sought, whereas the standard is significantly more stringent than the industry thinks necessary. Since LIA members suffer greater aggrievement, the argument continues, “the interest of justice” demands that its choice of a forum prevail. Other courts have limited the inquiry into the respective merits of the petitions to a determination whether the petitioning party’s claim of aggrievement is so frivolous or insubstantial as to undercut the assumption of a good faith petition for review. E. g., Ball v. NLRB, 299 F.2d 683, 687 (4th Cir.), cert. denied, 369 U.S. 838, 82 S.Ct. 868, 7 L.Ed.2d 843 (1962); UAW v. NLRB, 126 U.S.App.D.C. 11, 373 F.2d 671, 673-74 (1967); Public Service Comm’n v. FPC, 153 U.S.App.D.C. 195, 472 F.2d 1270, 1272 (1972). The Steelworkers petition meets that minimal threshold, for the Union has at all times advocated a more stringent standard than that adopted by OSHA. Any more refined inquiry would require that the court considering a venue matter take into account the relative merits of the substantive positions being advanced. Certainly the reference to “the interest of justice” in § 2112(a) was not intended to require such a preliminary examination of the merits. Rather the entire clause is directed at a balancing of competing claims of convenience in the prompt disposition of the petitions.
LIA suggests that we should take into account the Steelworkers’ motivation in filing in the Third Circuit. That motivation purportedly is a desire to avoid application to the OSHA lead standard of the cost/benefit criteria announced in American Petroleum Institute v. OSHA, 581 F.2d 493, (5th Cir. 1978), cert. granted, - U.S. -, 99 S.Ct. 1212, 59 L.Ed.2d 454. LIA candidly concedes, however, that its motivation in filing in the Fifth Circuit was the presumed benefit its members would derive from that precedent. We have not been
Grasping at straws, LIA suggests that the Fifth Circuit’s recently passed Local Rule 13.2, which dispenses with the preparation of an appendix, will make litigation in that court significantly less expensive. Under Fed.R.App.P. 30(f) all courts of appeals may by order dispense with an appendix in any case. The Fifth Circuit retains the authority to ask for one. Since the OSHA rulemaking record in the lead standard case is represented to encompass over 20,000 pages, any court is likely to entertain an application for an order requiring some form of abbreviated appendix. We do not regard Fifth Circuit Local Rule 13.2 as a significant factor in the venue decision. Indeed we may speculate reasonably that if other courts of appeals began to rely on that rule as a reason for transferring cases to the Fifth Circuit it would soon be repealed.
Finally LIA urges that a large number of employers aggrieved by the lead standard, including some who have moved to intervene in this review proceeding, have plants located in the Fifth Circuit. The Steelworkers counter this factor by observing that it has fifteen thousand members working in plants in the Third Circuit which will be covered by the standard. Neither the location of the plants nor the location of the workers bears, however, on the issue of relative convenience for the review of an OSHA standard adopted pursuant to § 6 of the Act. Review is confined to the agency record.
Aside from that factor, three possible institutional considerations occur to us. One is the relative expertise of a given court of appeals in the area of law under review. We think that Congress, by providing for review in the circuit wherein the petitioner resides or has his principal place of business, 29 U.S.C. § 655(f), has implicitly determined that OSHA litigation should not be concentrated in a single “expert” court. Thus we think it would be improper to speculate that any circuit court of appeals is more expert in OSHA matters than another. Accord, Public Service Comm’n v. FPC, supra, 472 F.2d at 1272-73. A second institutional consideration is the relative state of the dockets of those courts to which the case might be relegated. But since no court which is likely to be convenient to counsel has an uncrowded docket, that consideration is essentially neutral. A third institutional consideration is the desirability of concentrating litigation over closely related issues in the same forum so as to avoid duplication of judicial effort. In her November 29, 1978 letter the Solicitor of Labor informed us that on November 21,1978, LIA filed in the District of Columbia Circuit a petition to review ambient air quality standards for lead issued pursuant to the Clean Air Act by the Environmental Protection Agency (EPA). 43 Fed.Reg. 46246 et seq. (October 5, 1978). Under that statute, in contrast to the Occupational Safety and Health Act, judicial review of ambient air standards may be brought only in the
That institutional interest would not in our view suffice to justify a serious imposition of inconvenience upon those counsel most closely involved in the litigation. But in this instance the District of Columbia is obviously a convenient forum. The agency and its counsel are located there. The law firm which represents the Steelworkers, and which was the leading participant in the agency proceedings on the side urging more stringent standards, is located in Washington. The counsel for LIA, who was the leading participant in the agency proceedings on the side urging less stringent standards, is located in New York City. As between Washington and Philadelphia there is no measurable difference in convenience. For us the institutional interest in having one court consider air standards for lead issued by both federal agencies issuing such standards, then, is decisive.
It will therefore be ordered (1) that the petition for review of the United Steelworkers of America be transferred to the Court of Appeals for the District of Columbia Circuit, (2) that the Occupational Safety and Health Administration file in that court the record in the proceedings which culminated in the order to which that petition for review is addressed, and (3) that a copy of the judgment of this court and of this opinion be forwarded to the Court of Appeals for the Fifth Circuit.
. “The determinations of the Secretary shall be conclusive if supported by substantial evidence in the record considered as a whole.” 29 U.S.C. § 655(f).
Reference
- Full Case Name
- UNITED STEELWORKERS OF AMERICA, AFL-CIO-CLC v. Ray MARSHALL, Secretary of Labor, U. S. Department of Labor, and Doctor Eula Bingham, Asst. Secretary of Labor, O.S.H.A.
- Cited By
- 12 cases
- Status
- Published