Pennsylvania v. Environmental Protection Agency
Pennsylvania v. Environmental Protection Agency
Opinion of the Court
OPINION OP THE COURT
These consolidated cases are petitions to review regulations, promulgated by the Administrator of the Environmental Protection Agency, which establish standards of-performance for new point sources in the coal mining industry. Petitioner in No. 79-1057 is the Department of Environmental Resources of the Commonwealth of Pennsylvania. Petitioners in No. 79-1466 are the Pennsylvania Citizens Coalition and the Environmental Law Council of the University of Pittsburgh School of Law.
I. PROCEEDINGS BEFORE EPA
Petitioners seek review, pursuant to section 509 of the Federal Water Pollution Control Act, 33 U.S.C. § 1369 (1976 & Supp. I), of certain regulations promulgated by the Administrator of the EPA under section 306 of the Act, id. § 1316. Section 306 requires that the Administrator publish a list of source categories, including, at a minimum, the twenty-seven categories listed in the Act. See id. § 1316(b)(1)(A). Following inclusion of any new category on the list, the section requires that, within specified time limits, the Administrator promulgate standards of performance for new point sources in the category. Id. § 1316(bXl)(B). The section defines “new source” as
any source, the construction of which is commenced after the publication of proposed regulations prescribing a standard of performance under this section which will be applicable to such source, if such standard is thereafter promulgated in accordance with this section.
Id. § 1316(a)(2). The same section also defines a “standard of performance” as
a standard for the control of the discharge of pollutants which reflects the greatest degree of effluent reduction which the Administrator determines to be achievable through application of the best available demonstrated control technology, processes, operating methods, or other alternatives, including, where practicable, a standard permitting no discharge of pollutants.
Id. § 1316(a)(1). Section 1362, the general definition section of the Act, defines “point source” to mean
any discernible, confined and discrete conveyance, including but not limited to any pipe, ditch, channel, tunnel, conduit, well, discrete fissure, container, rolling stock, concentrated animal feeding operation, or vessel or other floating craft, from which pollutants are or may be discharged. This term does not include return flows from irrigated agriculture.
Id. § 1362(14).
In the instant case, the Administrator, acting pursuant to section 306, added coal mining as a new source category. See 40 Fed.Reg. 48,712-13 (1975). He thereafter promulgated the contested regulations. 44 Fed.Reg. 2586, 2590 (1979). These regulations specifically defer promulgation of regulations that will apply to those water pol
II. JURISDICTION
Petitioners and EPA both urge that this court has jurisdiction to consider the merits of the petition. Respondent National Coal Association, on the other hand, contends that the case belongs in a district court.
Judicial review under the Federal Water Pollution Control Act, 33 U.S.C. §§ 1251-1376 (1976 & Supp. I), is split between the district court and the court of appeals. Compare 33 U.S.C. § 1365 (section 505 citizens’ suits provision; district court has jurisdiction) with id. § 1369(b) (section 509 review of Administrator’s actions; court of appeals has jurisdiction).
Petitioners sought review in this court pursuant to section 509(b) of the Act. Id. § 1369(b). The section provides in relevant part that
[rjeview of the Administrator’s action (A) in promulgating any standard of performance under section 1316 of this title [section 306 of the act] . . . may be had by any interested person in the Circuit Court of Appeals of the United States for the Federal judicial district in which such person resides or transacts such business upon application by such person.
Id. § 1369(b)(1). Petitioners contend that the Administrator’s regulations were deficient under section 306 as promulgated and thus are within the terms of 509(b)(1)(A), 33 U.S.C. § 1369(b)(1)(A).
The National Coal Association argues that the suit in essence challenges the failure of the Administrator to act with respect to post-mining discharges and thus jurisdiction is governed by the citizens’ suit provision of the Act. Id. § 1365. That section provides that a citizen, as defined in the Act, see id. § 1365(g), may commence a civil action on his own behalf in two general types of cases, including a civil action
against the Administrator where there is alleged a failure of the Administrator to perform any act or duty under this chapter which is not discretionary with the Administrator.
Id. § 1365(a)(2).
Unlike many other statutes providing for judicial review of agency action in the court of appeals, section 509 is not in terms limited to final agency action. Thus arguably EPA action postponing a decision can be reviewed here.
We conclude that these cases are suits seeking to have this court compel the Administrator to perform a nondiscretionary duty and, as such, they should have been brought in federal district court pursuant to section 505 of the Act. Thus, we adopt the analysis of the Act’s jurisdictional scheme adopted by the District of Columbia Circuit in a similar factual setting. See Environmental Defense Fund v. EPA (EDF), 194 U.S.App.D.C. 143, 171-172, 598 F.2d 62, 90-91 (D.C. Cir. 1978). EDF challenged the EPA’s failure to include past manufacturers and users of polychlorinated biphenyls in its polychlorinated biphenyl regulations. EDF petitioned the court of appeals for review of this omission from the regulations as promulgated.
We are here asked not to suspend regulations, but to order the promulgation of completely new and different regulations. We hold, therefore, that petitioners are required to seek the relief they ask for from the district court. Moreover, to the extent that our holding is inconsistent with the Fourth Circuit’s decision in Consolidation Coal Co. v. Costle, 604 F.2d 239 (4th Cir. 1979), we decline to follow it.
Conceding that section 505 and section 509 read alone or in conjunction with each other remain opaque, we find pragmatic reasons supporting the interrelationship between them that relegates suits to compel agency promulgation of regulations to the district court. First, the citizens’ suit provision is subject to a requirement that the plaintiff give the EPA sixty days’ notice before a court may order the performance of a mandatory duty. 33 U.S.C. § 1365(b). Because of the Act’s definition of citizens permitted to sue for relief under section 505, we are faced with the possibility that these same individuals might seek section 509 relief, thus circumventing the required waiting period. Compare id. § 1365(g) (defining citizen for purpose of § 505 citizens’ suit as a person “having an interest which is or may be adversely affected”) with id. § 1369 (§ 509 review of certain acts “may be had by any interested person”). If we construe our section 509 jurisdiction as encompassing petitions demanding the same type of relief as is available under section 505, the agency may lose the protection of the waiting period, which does not apply to a section 509 petition for review. Second, although section 509 is not couched in “final order” terms, an interpretation of the language “action (A) in promulgating any standard” to include action postponing promulgation of a standard would open this court to unlimited interlocutory review of all sorts of procedural steps taken in EPA rulemaking proceedings. While the absence of any finality language in section 509 points to the. availability of such review, it does so only slightly. By stressing the word “promulgation” rather than the word “action” one can find in section 509 the equivalent of a finality requirement. Since unlimited interlocutory review could seriously impede the performance of the EPA’s rule-making functions, there are strong policy reasons for that reading. Moreover interested parties aggrieved by EPA inaction are not left entirely without remedies. They can resort to district court relief under section 505.
Excluding from our section 509 jurisdiction petitions, however artfully couched, which seek no more than to force EPA to promulgate point source standards does no violence to the review scheme of the Federal Water Pollution Control Act. As our holdings in AISI I and AISI II illustrate, the exclusion of a competitor from coverage may afford a reason for seeking to prevent the operation of a standard until the competitor is included. But where the only real relief sought is to compel the adoption of an additional standard, the citizens’ suit provisions in section 505 suffice.
III. CONCLUSION
The petitions for review will be denied.
Submitted Pursuant to Rule 12(6) on Rehearing
March 7, 1980.
Before GIBBONS, HIGGINBOTHAM and SLOVITER, Circuit Judges.
. On July 9, 1979, this court stayed all proceedings in the third case consolidated in this appeal, No. 79-1457, pending repromulgation of certain regulatory provisions which had been temporarily suspended. See 44 Fed.Reg. 39,-391 (1979). Petitioner in that matter, the National Coal Association, appeared instead on this appeal as an intervenor-respondent.
. The regulations thus provide, for example, that with respect to the subcategories of acid ferruginous drainage and alkaline mine drainage, “drainage which is not from an active mining area shall not be required to meet the limitations set forth.” 44 Fed.Reg. 2586, 2590, codiñed at 40 C.F.R. §§ 434.35(c), 434.45(c) (1979). Moreover, section 434.11(b), by defining “active mining area[s],” specifically limits applicability of the regulations so as to exclude post-mining discharges. 40 C.F.R. § 434.11(b) (1979). The Administrator’s comments, appended to the final rules published in the Federal Register, note that EPA “will study the post-mining discharge problem and promulgate standards” in connection with its statutorily-mandated review of the category with respect to the best available technology standards. 44 Fed.Reg. at 2592. Petitioners apparently do not challenge the establishment of a separate subcategory for post-mining discharges; they object only to the Administrator’s decision to defer promulgation of regulations applicable to that subcategory.
. Compare 33 U.S.C. § 1369 with 29 U.S.C. § 660 (Occupational Safety and Health) and 28 U.S.C. § 2349 (general court of appeals jurisdiction to review federal agency orders).
. See S.Conf.Rep.No.92-1236, 92d Cong., 2d Sess. 145-46 reprinted in Legislative History of
. See S.Conf.Rep.No.92-1236, 92d Cong., 2d Sess. 127-29, reprinted in Legislative History at 310-12; H.R.Rep.No.92-911, 92d Cong., 2d Sess. 110-12, reprinted in Legislative History at 797-99; S.Rep.No.92-414, 92d Cong., 1st Sess. 57-60, reprinted in Legislative History at 1475-78.
. The regulations at issue in EDF were effluent standards promulgated under section 307 of the Act, 33 U.S.C. § 1317. Such standards are reviewable in the court of appeals pursuant to section 509(b)(1)(C). Id. § 1369(b)(1)(C). That section permits direct review in the court of appeals of “the Administrator’s action . in promulgating any effluent standard, prohibition, or pretreatment standard under section 1317 of this title.” Id. Thus, the jurisdictional issue before the District of Columbia Circuit in EDF is indistinguishable from that presented herein.
. Environmental Defense Fund v. EPA, 194 U.S.App.D.C. 143, 172 & n.107, 598 F.2d 62, 91 & n.107 (D.C. Cir. 1978) citing Ethyl Corp. v. EPA, 176 U.S.App.D.C. 373, 386 n.21, 541 F.2d 1, 14 n.21 (D.C. Cir.) (Clean Air Act), cert. denied, 426 U.S. 941, 96 S.Ct. 2663, 49 L.Ed.2d. 394 (1976).
. Environmental Defense Fund v. EPA, 194 U.S.App.D.C. at 172, 598 F.2d at 91, citing Natural Resources Defense Council v. Train, 171 U.S.App.D.C. 151, 155, 519 F.2d 287, 291 (D.C. Cir. 1975) (relying on Administrative Procedure Act).
. E.g., Consolidation Coal Co. v. Costle, 604 F.2d 239, 250-53 (4th Cir. 1979); Appalachian Power Co. v. Train, 545 F.2d 1351, 1358-60 (4th Cir. 1976); American Iron & Steel Inst. v. EPA, 526 F.2d 1027, 1057 (3d Cir. 1975).
. See Appalachian Power Co. v. Train, 545 F.2d at 1358-59 (reviewing adequacy of variance clause in regulation); American Iron & Steel Inst. v. EPA, 526 F.2d at 1057 (reviewing adequacy of regulations that established permissible daily variance but failed to establish average monthly variance).
. The reported decisions in the two American Iron & Steel cases do not discuss the jurisdictional question.
. The AISI I case thus was a part of a general debate in environmental litigation with respect to whether the courts of appeals would have section 509 jurisdiction over section 304 promulgations. Since section 509 grants review of effluent limitations established under section 301 and does not mention section 304, the court first established that a section 304 limitation was promulgated under the general authority granted in section 301 and thus was directly reviewable in the court of appeals. 526 F.2d at 1035 — 46. Many of the cases relied on by petitioners in the instant case, however, are also technically concerned only with the 301-304 debate and are therefore inapposite. E.g., Tanners’ Council v. Train, 540 F.2d 1188, 1190-91 (4th Cir. 1976); American Frozen Food Inst. v. Train, 176 U.S.App.D.C. 105, 127, 539 F.2d 107, 129 (D.C. Cir. 1976); Hooker Chem. & Plast. Corp. v. Train, 537 F.2d 620, 624-28 (2d Cir. 1976); Natural Resources Defense Council v. EPA, 537 F.2d 642, 644 (2d Cir. 1976); CPC Int'l, Inc. v. Train, 515 F.2d 1032, 1036-45 (8th Cir. 1975).
070rehearing
OPINION ON REHEARING
The petitioner and the respondent in this action seeking review of an order of the Environmental Protection Agency (EPA) have jointly petitioned for rehearing by the original panel. The petition for review was consolidated with No. 79-1057. Both in No. 79-1057 and in No. 79-1466 the petitioners sought to challenge the decision of the Administrator of EPA to defer promulgation of new source performance standards, under the Federal Water Pollution Control Act, 33 U.S.C. §§ 1251-1376 (1976 &
The contested regulation was promulgated on the authority of section 306 of the Act, 33 U.S.C. § 1316, which defines a new source as:
any source, the construction of which is commenced after the publication of proposed regulations prescribing a standard of performance under this section which will be applicable to such source, if such standard is thereafter promulgated in accordance with this section.
Id. § 1316(a)(2). In the promulgated standard, however, the EPA noted that promulgation of the regulations was delayed for more than one hundred twenty days after publication of proposed regulations because the agency needed. additional time to address the substantial number of comments received on its proposal. It therefore made the effective date of the new source regulations the date of promulgation rather than the date of proposal. 44 Fed.Reg. 2587, 2589-90 codified at 40 C.F.R. § 434.11(i) (1979).
The Act provides that when the Administrator designates a category of sources, here coal mines, as subject to section 306, then “[a]s soon as practicable, but in no case more than one year” thereafter he “shall propose and publish regulations establishing Federal standards of performance for new sources within such category.” 33 U.S.C. § 1316(b)(1)(B). “After considering . comments, he shall promulgate, within one hundred and twenty days after publication of such proposed regulations, such standards with such adjustments as he deems appropriate.” Id. The quoted time limits are couched in mandatory language. The same subsection states that “[sjtandards of performance, or revisions thereof, shall become effective upon promulgation.” Id.
Petitioners urge that the effective date provision in section 306(b)(1)(B) must be read together with the new source definition in section 306(a)(2) quoted above; that is, the regulations apply upon promulgation to all new sources constructed after the standards are proposed. Otherwise, they argue, the mandatory time limits in section 306(b)(1)(B) will be easily circumvented. Thus, they urge, the EPA cannot rely on its own foot dragging as a reason for avoiding application of the promulgated standards to new sources constructed between the date of proposal and the date of promulgation. EPA, on the other hand, contends that taking into account its budgetary restraints and the technical subject matter with which it deals, we should read the deadlines and effective date provision in section 306 as directory only. Otherwise, EPA suggests, it will merely avoid the deadlines and the effective date provision by reproposing and
In the present ease, the only way in which the 120 day period between proposal and promulgation prescribed by section 306(b)(1)(B) could have been met would have been to repropose and then repromulgate the regulations less than 120 days thereafter.
Brief for Appellee at 19.
We start our analysis with the plain language of the statute. Section 306 requires that once a category of sources has been identified by the Administrator as subject to the section, regulations governing new sources within that category must be proposed within one year. In equally mandatory terms, the section requires promulgation of the regulations within one hundred and twenty days after proposal and defines a “new source” as one the construction of which was commenced after proposal of regulations, “if such [regulations are] thereafter promulgated in accordance with this section.” 33 U.S.C. § 1316(a)(2). Seizing upon this quoted provision, EPA argues that its failure to promulgate within one hundred and twenty days is a failure to promulgate in accordance with the section which renders the statutory new source definition inapplicable. The legislative history of the Act reveals that the original Senate bill defined new sources solely with reference to the date of proposal of the regulations, see Legislative History of the Federal Water Pollution Control Act Amendments of 1972 at 1623-24 (1973) [hereinafter Legislative History ] (reprinting S. 2770). The House bill added the above-quoted language, see id. at 990 (reprinting H.R. 11896), which was ultimately adopted in Conference. See id. at 42 (reprinting Pub.L. No. 92-500, § 306(a)(2)). Nothing in the legislative history discloses the reason for the addition of the quoted language. What is clear, however, is that Congress intended to subject as many firms as possible to the- new source regulations, as evidenced by the various reports that accompanied section 306(a). See H.R.Rep.No.92-911, 92d Cong., 2d Sess. 110-12, reprinted in Legislative History at 797-99 (reflecting intent to “preclude construction of new sources . . . which use.less than the best available control technology” and defining new sources as those “for which the construction ... is commenced after the publication of proposed regulations prescribing a standard of performance under section 306”); S.Rep. No. 92-414, 92d Cong., 1st Sess. 57-60, reprinted in Legislative History at 1475-78 (“The overriding purpose of this section would be to prevent new water pollution problems, and toward that end, maximum feasible control of new sources, at the time of their construction, is considered by the Committee to be the most effective and, in the long run, the least expensive approach to pollution control”); cf. S.Conf.Rep.No.92-1236, 92d Cong., 2d Sess. 127-29, reprinted in Legislative History at 310-12 (expressly embodying intent of both houses with regard to meaning of § 306).
Although the legislative history is inconclusive, the time limit appears to serve a dual purpose. It advances the public interest in a prompt abatement of polluting discharges. It also serves to limit the period during which businesses contemplating construction, put on notice by a proposal for a standard, are left in a state of uncertainty with respect to final agency action. Congress said, in effect, that it is not unreasonable, once a business has been put on notice of a proposed standard affecting it, for that business to pattern its conduct for four months to the likely application of the standard. We reject the government’s suggestion that it can postpone indefinitely the period of uncertainty by the expedient of periodic reproposal.
Assuming such a congressional purpose for the one hundred and twenty day provision in section 306, the next question is the consequence of EPA failure to meet that deadline. There are several alternative possibilities. That espoused by EPA here is the recognition of its power to disregard entirely the provision in section 306 defining new sources as those constructed after proposal of standards, and to apply the standards only to post-promulgation
We conclude that this last construction is the only one consistent with the basic policies of the Act. It is not at all unfair, because businesses contemplating new construction which may be covered by the proposed standards are put on notice.
The petition for review in No. 79-1466, insofar as it challenges that provision in the new source standards for coal mines making them effective only as to construction commenced after the date of promulgation rather than after the date of proposal will be granted, and the case remanded to EPA for modification of the promulgated regulations in accordance with this opinion. In all other respects the petition for review will be denied for the reasons set forth in our prior opinion.
. We reserve judgment on the issue, not presented in the instant case, of the proper interpretation of the Act in circumstances involving the combination of a substantial time deviation and a substantial change in the substance of the regulations between the dates of proposal and of promulgation.
Reference
- Full Case Name
- COMMONWEALTH OF PENNSYLVANIA, DEPARTMENT OF ENVIRONMENTAL RESOURCES v. ENVIRONMENTAL PROTECTION AGENCY, National Coal Association, Intervenor PENNSYLVANIA CITIZENS COALITION and Environmental Law Council of University of Pittsburgh School of Law v. UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
- Cited By
- 10 cases
- Status
- Published