United States v. Simmons
Opinion of the Court
OPINION
Antoine R. Simmons, Sr. appeals the District Court’s order revoking his supervised release. At the hearing, Simmons admitted that he violated conditions of his supervised release. But he argues on appeal that the District Court erred in accepting his admissions because they were not voluntary. Simmons’s counsel filed a brief in accordance with Anders v. California, 386 U.S. 738, 87 S.Ct. 1396, 18 L.Ed.2d 493 (1967), asserting that Simmons’s appeal does not raise any nonfrivolous issues. We agree, and thus dismiss the appeal and grant counsel’s motion to withdraw.
I.
In June 1999, Simmons pled guilty to conspiracy to commit mail fraud. He was sentenced to 21 months imprisonment and a three year term of supervised release. Among the conditions of his supervised release was the refraining from violating federal, state, or local laws.
In January 2003 the United States Probation Office filed a petition seeking to revoke Simmons’s supervised release. Six
The next day Simmons wrote to the District Judge a letter stating his desire to appeal and requesting a new counsel. The District Court appointed Marvin Miller to represent him on appeal. On appeal, Mr. Miller filed a brief with this Court stating that he believed that there are no nonfrivolous arguments for appeal.
II.
In Anders, the Supreme Court suggested that, “if counsel finds his case to be wholly frivolous, after a conscientious examination of it, he should so advise the court and request permission to withdraw.” 386 U.S. at 744. “That request must, however, be accompanied by a brief referring to anything in the record that might arguably support the appeal.” Id.
Pursuant to Anders, Third Circuit Local Appellate Rule 109.2(a) provides:
Where, upon review of the district court record, trial counsel is persuaded that the appeal presents no issue of even arguable merit, trial counsel may file a motion to withdraw and supporting brief pursuant to Anders v. California, 386 U.S. 738, 87 S.Ct. 1396, 18 L.Ed.2d 493 (1967), which shall be served upon the appellant and the United States. The United States shall file a brief in response. Appellant may also file a brief in response pro se. After all briefs have been filed, the clerk will refer the case to a merits panel. If the panel agrees that the appeal is without merit, it will grant trial counsel’s Anders motion, and dispose of the appeal without appointing new counsel. If the panel finds arguable merit to the appeal, it will discharge current counsel, appoint substitute counsel, restore the case to the calendar, and order supplemental briefing.
Thus, our inquiry is two fold: “(1) whether counsel adequately fulfilled the rule’s requirements; and (2) whether an independent review of the record presents any nonfrivolous issues.” United States v. Youla, 241 F.3d 296, 300 (3d Cir. 2001).
Mr. Miller has met the first requirement. He noted that he spoke with Simmons and his former counsel, and examined the trial record. In his Anders brief, Mr. Miller identifies two possible issues that might arguably support an appeal: non-voluntariness of Simmons’s admissions and ineffective assistance of counsel. His brief amply examines evidence in the record, discusses relevant case law, and specifically sets out the reasons why the issues lack merit.
Looking at the issues raised by Simmons’s counsel, we are convinced that they lack merit. First, the argument that Simmons’s admission was involuntary is frivolous. Simmons claims that he was actually innocent but admitted violating supervised release conditions only because his attorney promised him no jail time. He contends that he was completely unaware of the agreement reached by his attorney on his behalf with the Government.
However, the record shows that Simmons’s counsel stated, during the hearing in Simmons’s presence, that he had discussed the agreement with Simmons. Morever, counsel recited the contents of the agreement in open court: that Simmons would admit his violation and the Government, in return, would recommend to the Court 14 months imprisonment with no accompanying supervised release. Following this testimony, Simmons admitted to each violation without objection when questioned by the District Judge. Simmons also did not contest counsel’s testimony about the agreement with the Government. Because Simmons’s argument was not raised before the District Court, we may reverse its order only if we find that “(1) an error was committed; (2) the error was plain, that is, ‘clear’ and ‘obvious;’ and (3) the error ‘affected [the defendant’s] substantial rights.’ ” United States v. Syme, 276 F.3d 131, 143 n. 4 (3d Cir. 2002) (citations omitted). Even where plain error exists, we correct it “only if the error ‘seriously affect[s] the fairness, integrity, or public reputation of judicial proceedings.’ ” United States v. Stevens, 223 F.3d 239, 243 (3d Cir. 2000) (quoting United State v. Olano, 507 U.S. 725, 732, 113 S.Ct. 1770, 123 L.Ed.2d 508 (1993)). The record reveals nothing to support Simmons’s contention that he did not know the consequences of his admissions. Thus we conclude that it was not plain error for the District Court to admit his testimony as voluntary.
Next, we find a claim of ineffective assistance of counsel to be frivolous. In general, ineffective assistance of counsel claims are “not entertained on direct appeal.” United States v. Haywood, 155 F.3d 674, 678 (3d Cir. 1998). Except where the ineffectiveness of counsel is clear on the record, we require the defendant to pursue such a claim through collateral attack, for example, by filing a petition for a writ of habeas corpus. United States v. Cocivera, 104 F.3d 566, 570-71 (3d Cir. 1996). In this case, Simmons alleges that his counsel failed to explain adequately the consequences of admitting to violating conditions of supervised release. Nothing in the record establishes that Simmons’s counsel gave or did not give any assurances as to what Simmons could expect his sentence to be. Thus, we do not have a sufficient record to decide whether Simmons’s prior counsel was ineffective. Accordingly, any claim in this regard must be pursued through a collateral proceeding.
. We have jurisdiction pursuant to 28 U.S.C. § 1291.
Reference
- Full Case Name
- United States v. Antoine R. SIMMONS, Sr. a/k/a James Kyles, Jr. Antoine R. Simmons, Sr.
- Status
- Published