United States v. Lisa Phillip
Opinion
OPINION
On March 12, 2007, a one count information was filed in the United States District Court for the Middle District of Pennsylvania charging Lisa Philip and Carl Johnson with conspiring to defraud the United *105 States in violation of 18 U.S.C. § 371. The information alleged that Philip and Johnson, the father of her children, failed to report income received while they were participating in a rental assistance program administration by the United States Department of Housing and Urban Development. The applications they completed in order to participate in the program required that they report all income. Yet they failed to report either Johnson’s income, or the approximate “$500 per month in rental income derived from a house owned in the name of [them] daughter.”
During a thorough change of plea hearing, Philip pleaded guilty to the information. She admitted she knew about both Johnson’s earnings and the rental income. At sentencing, the District Court imposed a two year period of probation and ordered that Philip make restitution totalling $15,473.00.
Philip appealed. 1 Philip’s defense counsel moved to withdraw pursuant to Anders v. California, 386 U.S. 738, 87 S.Ct. 1396, 18 L.Ed.2d 493 (1967). In Anders, the Supreme Court stated that the “constitutional requirement of substantial equality and fan* process” means that appellate counsel must act as an advocate for the defendant. 386 U.S. at 744, 87 S.Ct. 1396. Thus, counsel’s
role as advocate requires that he support his client’s appeal to the best of his ability. Of course, if counsel finds his case to be wholly frivolous, after a conscientious examination of it, he should so advise the court and request permission to withdraw. That request must, however, be accompanied by a brief referring to anything in the record that might arguably support the appeal.
Id. The Anders brief, as we explained in United States v. Youla, 241 F.3d 296, 300 (3d Cir. 2001), must demonstrate that counsel has “thoroughly examined the record in search of appealable issues,” and it must “explain why the issues are frivolous.” Accordingly, our inquiry is twofold: (1) whether counsel adequately fulfilled the requirements of Anders; and (2) “whether an independent review of the record presents any nonfrivolous issues.” Id. (citing United States v. Marvin, 211 F.3d 778, 780 (3d Cir. 2000)); see also Anders, 386 U.S. at 744, 87 S.Ct. 1396 (explaining that the court must proceed, “after a full examination of all the proceedings, to decide whether the case is wholly frivolous”).
Philip’s counsel has identified the only bases for appeal in light of Philip’s guilty plea: (1) an attack upon the validity of her guilty plea; and (2) a challenge to the reasonableness of her probationary sentence. See United States v. Broce, 488 U.S. 563, 570-75, 109 S.Ct. 757, 102 L.Ed.2d 927 (1989). Counsel explained that the record supported the District Court’s finding that she knowingly and voluntarily entered a plea of guilty. In addition, counsel pointed out that Philip admitted during the plea colloquy that she knew about the income earned by Johnson and from the rental property when she completed the forms to participate in the rental assistance program. With regard to the reasonableness of her probationary sentence, counsel asserts that she received the most lenient of sentences and that there is no basis for her challenge.
We agree that these issues are frivolous. The District Court’s plea colloquy complied with the mandates of Federal Rule of Criminal Procedure 11(b) and Boykin v. Alabama, 395 U.S. 238, 89 S.Ct. 1709, 23 L.Ed.2d 274 (1969). Inasmuch as Philip admitted she knew about the income she failed to report, there is a factual basis for the plea of guilty. Nor is there any basis for disturbing the District Court’s proba *106 tionary sentence, which was imposed after the District Court considered the factors set forth in 18 U.S.C. § 3553(a).
We recognize that Philip has taken advantage of the opportunity to file an informal brief as permitted by our Local Appellate Rule 109.2(b). She contests that there is evidence to prove her guilt. She also asserts that her counsel erred by failing to adduce other evidence to support her innocence. As we noted above, however, the guilty plea colloquy established a factual basis for her plea, particularly in light of her acknowledgment that the rental income “went into the household.”
We conclude that counsel adequately fulfilled the requirements of Anders. Because our own independent review of the record fails to reveal any nonfrivolous issues for appeal, we will grant counsel’s motion to withdraw and affirm the judgment of the District Court entered on October 29, 2007. We certify that the issues presented in the appeal lack legal merit and thus do not require the filing of a petition for writ of certiorari with the Supreme Court.3d Cir. LAR 109.2(b).
. The District Court had jurisdiction pursuant to 18 U.S.C. § 3231. We exercise appellate jurisdiction under 28 U.S.C. § 1291 and 18 U.S.C. § 3742(a).
Reference
- Full Case Name
- UNITED STATES of America v. Lisa PHILLIP, Appellant
- Status
- Unpublished