United States v. David Irvin

U.S. Court of Appeals for the Third Circuit
United States v. David Irvin, 431 F. App'x 142 (3d Cir. 2011)

United States v. David Irvin

Opinion

OPINION OF THE COURT

RENDELL, Circuit Judge.

Defendant David Irvin appeals an order of the District Court revoking his super *143 vised release. Irvin’s counsel filed a brief arguing that all of the potential issues for appeal are frivolous and requesting permission to withdraw under Anders v. California, 886 U.S. 738, 87 S.Ct. 1396, 18 L.Ed.2d 493 (1967). We disagree with counsel’s assessment of Irvin’s appeal and, following the procedure outlined in United States v. Youla, 241 F.3d 296, 302 (3d Cir. 2001), will discharge current counsel, appoint substitute counsel, restore the case to the calendar, and order supplemental briefing in accordance with this opinion.

I.

After entering a guilty plea on a charge of possession of a stolen firearm in violation of 18 U.S.C. § 922(j), Irvin was sentenced to 57 months in prison, to be followed by three-year term of supervised release. He was released from prison, and entered supervised release, on November 1, 2007. A general condition of Irvin’s release was that he not commit another federal, state, or local crime. On June 8, 2010, the United States Probation Office petitioned for revocation of Irvin’s release for violating that condition based on Irvin’s May 27, 2010 arrest and subsequent state-law charge with delivery of a controlled substance and criminal use of a communication facility.

The District Court held a revocation hearing on October 13, 2010. The government presented criminal complaints and dockets from the Dauphin County Court of Common Pleas documenting charges arising out of the May 27 arrest and another, earlier arrest, also involving drugs. One of the complaints includes a probable-cause affidavit from a narcotics agent. The government did not present testimony from the probation officer, the narcotics agent, or from any officer who was involved in the underlying arrests. Irvin testified at the hearing that he did not commit the crimes, and defense counsel argued that the documents presented by the government were insufficient to meet the government’s burden of proof because, among other things, Irvin had no opportunity to cross-examine the arresting officers. The District Court disagreed and issued an order revoking Irvin’s supervised release and sentencing him to another 24 months in prison.

Irvin appealed the revocation order to our Court. His attorney filed an Anders brief identifying only one issue for appeal: whether the government presented sufficient evidence at the hearing to support the District Court’s revocation order. In two-and-a-half pages of argument, the attorney concluded that the issue was frivolous because “the real issue is that the evidence must be reliable,” Appellant’s Br. 10 (citing United States v. Stephenson, 928 F.2d 728, 733 (6th Cir. 1991)), and, in this case, “[t]here is no question that” the criminal complaints and docket information the government presented “is reliable,” id. at 11. The attorney noted, further, that he “could have attempted to call the police officers and any informants involved” in the May 27 and April 9 arrests, id., but that the officers’ testimony “would have undoubtedly been consistent with the information that was provided in the Affidavits of Probable Cause and Criminal Complaint” and the informants “would probably not have been required to testify by the Lower Court,” id. at 12. Irvin’s counsel subsequently moved to withdraw from his representation. Irvin has not filed a pro se brief in support of his appeal.

II.

When counsel submits an Anders brief, our inquiry is “twofold: (1) whether counsel adequately fulfilled the rule’s requirements; and (2) whether an independent review of the record presents any *144 nonfrivolous issues.” Youla, 241 F.3d at 300. The Anders brief in this case founders on both prongs.

First, counsel’s brief is woefully inadequate. For one thing, it is difficult to tell from this record (which, unlike in Youla, does not contain a helpful pro se brief) whether counsel has identified all of the possible issues for appeal. And, more importantly, it is clear that he did not urge what appears to us to be the best argument on appeal, namely the lack of reliable evidence to support the conclusion that Irvin had committed another crime. Counsel’s unsupported speculation about what may or may not have happened if he had “attempted to call the police officers and any informants involved” in the incidents that the District Court ultimately found justified the revocation of Irvin’s supervised release is clearly insufficient. Furthermore, the two-and-a-half page argument section does not cite any cases from this Court or even mention Irvin’s right to cross-examine those officers, even though counsel presumably was aware of that right, since he alluded to it during the revocation hearing. In short, here, as in Youla and in United States v. Marvin, 211 F.3d 778, 781 (3d Cir. 2000), “[cjounsel simply has not provided sufficient indicia that he thoroughly searched the record and the law in service of his client.”

Second, we are unwilling to conclude that Irvin’s appeal is frivolous in light of the Federal Rules of Criminal Procedure that govern revocation hearings and our decision in United States v. Lloyd, 566 F.3d 341 (3d Cir. 2009). In Lloyd, we explained that defendants in revocation px-ocedures enjoy limited due-px-ocess rights to confront and cx-oss-examine adverse witnesses. Id. at 343 (citing and quoting Morrissey v. Brewer, 408 U.S. 471, 488-89, 92 S.Ct. 2593, 33 L.Ed.2d 484 (1972)). We observed that the Federal Rules of Criminal Procedux-e specifically guax'antee such defendants “ ‘an opportunity to appeax’, px’esent evidence, and question any ad,verse witness unless the coux't detex'mines that the intex'est of justice does not require the witness to appear.’ ” Id. (quoting Fed.R.Crim.P. 32.1(b)(2)(c) (emphasis added)). And we held a distxict coux’t must weigh “[tjhe x'eliability of proffex'ed heax-say” against “the x’eleasee’s intex-est in confrontation” when considering whether a particular defendant has a right to cross-examine advex’se witnesses in a pax-ticular case. Id. at 344-45. In this case, as in Lloyd, the Distx-ict Court revoked Ixwin’s supex-vised x-elease based on documents proffex’ed by the government, without any live testimony and without considex'ing Ix*vin’s interest in confi'onting the officers or informants who wex-e involved in his ax'rests. At a minimum, Lloyd’s application to this case raises a colox*able issue for appeal, which any attox'ney x'epx'esenting Irvin must addx'ess.

III.

For the fox'egoing reasons, we will x’eject Irvin’s cuxTent counsel’s Anders bx-ief. We will grant current counsel’s motion to "withdraw, order the Clerk to dischax’ge him, appoint substitute counsel, restox-e the case to the calendar, and set a new bx-iefing schedule. See Youla, 241 F.3d at 302.

Reference

Full Case Name
UNITED STATES of America v. David IRVIN, Appellant
Status
Unpublished