Lee v. Sixth Mount Zion Baptist Church of Pittsburgh
Opinion
*116 Reverend Dr. William David Lee was terminated from his position as pastor of the Sixth Mount Zion Missionary Baptist Church ("the Church") and sued the Church for allegedly breaching his employment contract. The District Court granted summary judgment in the Church's favor because the adjudication of Lee's contract claim would impermissibly entangle the Court in religious doctrine in violation of the First Amendment's Establishment Clause. We agree and will affirm.
I
A 1
In December 2012, the Church's Deacon board recommended, and the Church voted unanimously to accept, Lee for the position of church pastor. In March 2013, Lee and Church officials executed an employment contract ("the Agreement") establishing that Lee would serve as the Church's pastor for a twenty-year term, beginning December 2012 and subject to for-cause early termination. If the Church removed Lee without cause before the twenty-year term expired, it would be required to pay Lee the salary and benefits he would have received for the unexpired term of the Agreement, subject to additional reductions. The Agreement specified that Lee could be terminated for cause if he "commits any serious moral or criminal offense ("serious offense")-including but not limited to adultery, embezzlement, or fraud-is convicted of a felony, or commits any other act which is a violation of applicable law" or if he became incapacitated through illness or injury. App. 39 (Agreement § 12.3).
The Agreement also allowed either party to terminate upon "material breach" of the Agreement and specified that the enumerated rights of termination existed in addition to "any other rights of termination allowed ... by law." App. 39 (Agreement § 12.3). Under the Agreement, Lee agreed to "abide by the employment policies and procedures existing or established by the Church from time to time," App. 37 (Agreement § 7c) (capitalization *117 altered). This provision incorporated the Church's constitution and bylaws and was a "material term" of the Agreement. App. 38 (Agreement § 11). Furthermore, the Agreement required Lee to "lead the pastoral ministries of the Church and ... work with the Deacons and Church staff in achieving the Church's mission of proclaiming the Gospel to believers and unbelievers." App. 35 (Agreement § 2.5) (capitalization altered).
All executing parties understood that the congregation was required to approve the Agreement for it to become effective. During an April 2013 congregation meeting, Lee acknowledged that his failure to perform his job "would constitute cause for termination under the Agreement." App. 165 ¶¶ 25-27. He also said that "just cause" would occur if the Church "[was] not growing ... [was] stagnant, ... [or was] not a better place," and that "if [he did not] perform [his] duties well, [he would be] out." App. 166-67 ¶¶ 28-32. Based on these statements, the congregation approved the Agreement.
Twenty months later, in December 2014, Church leaders gathered the congregation and recommended that the Church "vacate the pulpit immediately," "void the pastor's[ ] employment contract," and approve the severance terms. App. 101 ¶ 16; App. 164 ¶ 16. They presented three reasons for their recommendation: (1) "Failures in Financial Stewardship," (2) "Failures in Spiritual Stewardship," and (3) "Failure[s] to Respond to Church Leaders." App. 45. Specifically, the Church reported that from 2013-14, there was a 39% decline in tithes and offerings, a 32% drop in Sunday morning worship attendance, a 61% decrease in registered members, a doubling of Church expenditures, and a decline in the quality of the Church's community outreach. Furthermore, according to the Church, Lee scheduled but then cancelled several meetings to discuss these financial and ministerial issues between June and December 2014. Based on the recommendations of Church leaders, the congregation voted in January 2015 to terminate Lee's employment.
B
Lee filed a complaint against the Church and eleven of its deacons, alleging breach of contract due to termination without cause and seeking $2,643,996.40 in damages. The District Court dismissed Lee's claims against the individual deacons because they were not parties to the Agreement.
Lee moved for summary judgment on his breach of contract claim against the Church and both parties submitted briefs, with the Church asserting several defenses,
2
including that Lee committed material breach of contract. Lee did not file a reply brief. After briefing, the District Court "became skeptical" that the case could proceed under the First Amendment's Free Exercise and Establishment Clauses and ordered both parties to file additional briefs addressing whether the "ministerial exception," grounded in the Religion Clauses of the First Amendment, prevented the court from adjudicating Lee's contract claim.
Lee v. Sixth Mount Zion Church of Pittsburg
, Civ. No. 15-1599,
II 3
We review orders granting summary judgment de novo.
Daubert v. NRA Grp., LLC
,
A court may grant summary judgment to a non-moving party, as long as the opposing party has notice and an opportunity to respond.
See
Fed. R. Civ. P. 56(f) ("After giving notice and a reasonable time to respond, the court may: (1) grant summary judgment for a nonmovant; (2) grant the motion on grounds not raised by a party; or (3) consider summary judgment on its own after identifying for the parties material facts that may not be genuinely in dispute."). In fact, with notice to the parties, a court may enter summary judgment in favor of a non-moving party sua sponte.
Celotex Corp. v. Catrett
,
Here, the District Court granted summary judgment to the Church, a non-moving party, after the District Court gave notice to the parties that it was considering the applicability of the ministerial exception and receiving supplemental briefing regarding "whether and to what extent the ... exception ... affects further adjudication of this matter."
Lee
,
*119 III
Lee argues that the ministerial exception does not apply and the District Court erroneously granted judgment to the Church. We disagree.
The First Amendment provides that "Congress shall make no law respecting an establishment of religion, or prohibiting the free exercise thereof." U.S. Const. amend. I. The First Amendment's Establishment Clause prevents "excessive government entanglement with religion," while its Free Exercise Clause "protects not only the individual's right to believe and profess whatever religious doctrine one desires, but also a religious institution's right to decide matters of faith, doctrine, and church governance."
Petruska v. Gannon Univ.
,
In
Hosanna-Tabor Evangelical Lutheran Church & School v. E.E.O.C.
,
Hosanna-Tabor
involved a statutorily-based employment discrimination
*120
suit, and the Supreme Court explicitly declined to state whether the ministerial exception "bars other types of suits, including actions by employees alleging breach of contract ... by their religious employers."
Here, the parties dispute whether Lee was properly terminated with or without cause in accordance with the employment agreement. Section 12.3 of the Agreement allows either party to terminate the contract upon the "material breach" of the Agreement's terms. 6 App. 39. Material breach is not defined in the *121 contract, but the Agreement identifies as a "material term" the requirement that Lee "[w]ill abide by the employment policies and procedures existing or established by the Church from time to time." App. 37 (Agreement § 7c), 38 (§ 11). The terms of the Agreement, which incorporate the Church's constitution and bylaws, establish that Lee's role as pastor involved spiritual leadership in furthering the mission of the Church and that he could be removed for failing in this role.
The Church argues that Lee materially breached the Agreement by failing to provide adequate spiritual leadership, as reflected in decreased church contributions and attendance during Lee's tenure. In particular, the Church cites a report by a joint board of Deacons and Trustees discussing, among other things, Lee's "failures in spiritual stewardship" reflected by a "drop in [the] number of registered members," "drop in [the] number of Sunday morning worshippers," and "drop in [the] level of tithes and offerings," and concludes that the Church's "capacity to cultivate new ambassadors for Christ has grown progressively more negative than positive over the two years of Pastor Lee's leadership," "[he] dimi[ni]shed [the Church's] capacity to fulfill the great mission" described in "Matt[hew] 28:19-20," and "[u]nder [his] leadership we were unable to launch and sustain the type of ministries likely to promote the spiritual health of families, neighborhoods, and the city." App. 51-55 (emphasis omitted and capitalization altered). Lee has not pointed to any materials in the record to contradict the Church's reasons for his dismissal but instead responds that the case turns on "the question of whether or not the attendance and financial issues plaguing [the Church] were [Lee's] fault. ..." Reply Br. at 3.
While the amount of church contributions and members is a matter of arithmetic, assessing Lee's role, if any, in causing decreased giving and reduced membership in the Church requires a determination of what constitutes adequate spiritual leadership and how that translates into donations and attendance-questions that would impermissibly entangle the court in religious governance and doctrine prohibited by the Establishment Clause.
See, e.g.
,
Fratello v. Archdiocese of N.Y.
,
Our sister circuit courts have repeatedly dismissed breach of contract claims asserted by terminated religious leaders against their religious institution employers based on the ministerial exception.
See
Bell v. Presbyterian Church (U.S.A.)
,
For all of these reasons, the District Court correctly entered judgment in favor of the Church.
IV
For the foregoing reasons, we will affirm.
Lee filed a motion for summary judgment, and each party filed a statement of material facts. Lee did not respond to the Church's statement of material facts, which were based on Lee's deposition testimony and Church documents quantifying the financial and attendance decreases under Lee's tenure. Lee has not challenged the District Court's use of the Church's additional facts, and we will accept them too.
In addition to asserting Lee committed material breach of contract, the Church alleged the following defenses: lack of consideration, unconscionability, fraud in the inducement, fraud in the execution, duress, misrepresentation, and the existence of a subsequent agreement which modified the Agreement.
The District Court had jurisdiction under
The ministerial exception is an affirmative defense.
Hosanna-Tabor Evangelical Lutheran Church & Sch. v. E.E.O.C.
,
Since we resolve this case on entanglement grounds, we need not address whether Hosanna-Tabor allows for contractual waiver of free exercise rights, as acknowledged in Petruska .
The Agreement provision states, in full:
Termination for Cause: This AGREEMENT may be terminated at the option of either party upon thirty (30) days prior written notice by either party of the material breach of the terms of this AGREEMENT by the other party, which breach is not cured within such thirty (30) days. The rights of termination set forth in this contract are in addition to any other rights of termination allowed to either party by law. Without limiting other rights or grounds for termination which the CHURCH may have under this Agreement or by law, it is agreed that the CHURCH may terminate this Agreement for cause upon the occurrence of any of the following events:
i. The pastor commits any serious moral or criminal offense ("serious offense")-including but not limited to adultery, embezzlement, or fraud-is convicted of a felony, or commits any other act which is a violation of applicable law (except for misdemeanors or traffic offenses); or
ii. The pastor becomes incapacitated by reason of illness, injury or other disability so that he cannot, in the reasonable good faith opinion of the Church, fully carry out and perform his duties and responsibilities under this Agreement for a period of at least six (6) months.
App. 39 (Agreement § 12.3).
While we focus on entanglement, we are also mindful that the ministerial exception "applies to any claim, the resolution of which would limit a religious institution's right to choose who will perform particular spiritual functions," even outside the context of entanglement.
Petruska
,
Reference
- Full Case Name
- Rev. Dr. William David LEE, A/K/A W. David Lee v. SIXTH MOUNT ZION BAPTIST CHURCH OF PITTSBURGH, D/B/A Sixth Mount Zion Missionary Baptist Church; Timothy Ralston, Individually and D/B/A Sixth Mount Zion Missionary Baptist Church; Nathaniel Young, Individually and D/B/A Sixth Mount Zion Missionary Baptist Church; Geoffrey Kevin Johnson, Individually and D/B/A Sixth Mount Zion Missionary Baptist Church; Rochelle Johnson, Individually and D/B/A Sixth Mount Zion Missionary Baptist Church; Alexander Hall, Individually and D/B/A Sixth Mount Zion Missionary Baptist Church; Raymond Jackson, Individually and D/B/A Sixth Mount Zion Missionary Baptist Church; James Grover, Individually and D/B/A Sixth Mount Zion Missionary Baptist Church; Arthur Harris, Individually and D/B/A Sixth Mount Zion Missionary Baptist Church; Jerome Taylor, Individually and D/B/A Sixth Mount Zion Missionary Baptist Church; Tommie Nell Taylor, Individually and D/B/A Sixth Mount Zion Missionary Baptist Church; Roy Elder, Individually and D/B/A Sixth Mount Zion Missionary Baptist Church Rev. Dr. William David Lee, Appellant
- Cited By
- 26 cases
- Status
- Published