Michael Sauers v. Borough of Nesquehoning
Opinion of the Court
This case arises out of a tragic car accident that injured Michael Sauers and killed his wife. The crash resulted from the criminally reckless driving of police officer Stephen Homanko. Sauers later brought this suit against Homanko and others pursuant to
I. Background
On May 12, 2014, Sauers and his wife were driving southbound on Route 209 in the Borough of Nesquehoning, Pennsylvania. At the same time, Homanko was on patrol on Route 209 and traveling in the same direction when he observed the driver of a yellow Dodge Neon commit a summary traffic offense in the northbound lane. Based on that observation alone, he turned around and began to pursue the Dodge. At some point he took the time to radio ahead to the police in the neighboring borough to request that officers there pull the Dodge over when it reached their jurisdiction.
Homanko then decided that catching the Dodge himself was important enough to warrant a chase at speeds of over 100 miles-per-hour. Several members of the public observed him driving recklessly. During the pursuit, Homanko lost control of his police car while going around a curve. His car began to spin, crossed the center line into southbound traffic, and crashed into Sauers's car. The accident seriously injured Sauers and killed his wife. Homanko was subsequently charged and pled guilty to vehicular homicide, which requires proof beyond a reasonable doubt of reckless or grossly negligent driving, and reckless endangerment.
The criminal case was not the end of Homanko's legal trouble. Sauers - individually and as the administrator of his wife's estate - initiated the present lawsuit against him, setting forth federal and state law causes of action, including a claim under § 1983.
As to liability, the Court determined that the complaint adequately pled a state-created danger claim, a determination that Homanko does not now appeal. The Court further concluded that the law was clearly established in May 2014 that "any reasonable officer would have known that pursuing a potential traffic offender in excess of 100 miles-per-hour under the[ ] circumstances [alleged in the complaint] gives rise to a state-created danger claim." (App. at 21.) That determination is the subject of this appeal.
II. Discussion
Qualified immunity protects government officials from civil damages for conduct that "does not violate clearly established statutory or constitutional rights of which a reasonable person would have known."
Pearson v. Callahan
,
In its recent decisions addressing qualified immunity, the Supreme Court has "repeatedly told courts ... not to define clearly established law at a high level of generality."
Kisela v. Hughes
, --- U.S. ----,
A. Sauers's Complaint Pleads a Plausible State-Created Danger Claim.
Homanko has not appealed the District Court's determination that the complaint adequately describes a constitutional violation, and for good reason. The pleadings describe a police officer driving at speeds over 100 miles-per-hour on a two-way, undivided road to catch someone who had committed a minor traffic infraction. There was no emergency at all, and Homanko likely did the most that was warranted when he radioed the police in a neighboring jurisdiction to stop the offender. His hyper-aggressive decision to chase the Dodge cannot be justified. Nonetheless, to determine whether his conduct violated a clearly established constitutional right, we must take the time to define that right and explain why the conduct violated it.
Defining a right at the appropriate level of specificity is often the most critical aspect of a qualified immunity analysis. In undertaking that task, we are guided by the Supreme Court's repeated instructions
to do so in light of the particular facts of the case at hand.
See
Kisela
,
As earlier noted, Sauers's complaint relies on the state-created danger theory of liability to establish his right to be free from what Homanko did. That doctrine embodies the principle that the government has an obligation under the Fourteenth Amendment's Due Process Clause "to protect individuals against dangers that the government itself creates."
Haberle v. Troxell
,
(1) [t]he harm ultimately caused was foreseeable and fairly direct;
(2) a state actor acted with a degree of culpability that shocks the conscience;
(3) a relationship between the state and the plaintiff existed such that the plaintiff was a foreseeable victim of the defendant's acts, or a member of a discrete class of persons subjected to the potential harm brought about by the state's actions, as opposed to a member of the public in general; and
(4) a state actor affirmatively used his or her authority in a way that created a danger to the citizen or that rendered the citizen more vulnerable to danger than had the state not acted at all.
The level of culpability required "to shock the contemporary conscience" falls along a spectrum dictated by the circumstances of each case.
County of Sacramento v. Lewis
,
The District Court rightly interpreted the complaint to allege that Homanko "had at least some time to deliberate" before deciding whether and how to pursue the traffic offender. (App. at 16.) That places the fact-pattern in the second category of culpability, requiring inferences or allegations of a conscious disregard of a great risk of serious harm. That conclusion is supported by the allegation that Homanko, at some point, had time to call the neighboring police department as he was contemplating his actions. It is further supported by an obvious inference from the nature of the Dodge driver's mild provocation: there was no emergency arising from a simple traffic violation. The liability question thus becomes whether deciding to pursue a potential summary traffic offender at speeds of over 100 miles-per-hour, after radioing for assistance from the neighboring jurisdiction where the potential offender was headed, demonstrates a conscious disregard of a great risk of serious harm. We have no difficulty in concluding that it does.
Engaging in a high-speed pursuit on public roadways at speeds of over 100 miles-per-hour threatens "all those within ... range [of the pursuit], be they suspects, their passengers, other drivers, or bystanders."
Lewis
,
In sum, Sauers adequately pled that Homanko's conduct was conscience-shocking under our state-created danger framework. The complaint therefore contains a plausible claim that Homanko violated Sauers's and his wife's Fourteenth Amendment substantive due process rights.
B. The Right at Issue Was Not Clearly Established In May 2014.
The existence of a substantive due process claim having been established, we now turn to the central issue of this appeal, namely whether Homanko had fair warning that he could be subject to constitutional liability for actions taken in conscious disregard of a great risk of harm during the course of a police pursuit. We conclude that he did not. At the time of the crash in May 2014, the state of the law was such that police officers may have understood they could be exposed to constitutional liability for actions taken during a police pursuit only when they had an intent to harm. Thus, it was not at that time clearly established that Homanko's actions could violate the substantive due process rights of Sauers and his wife.
A right is clearly established when the law is "sufficiently clear that every reasonable official would have understood that what he is doing violates that right."
Reichle v. Howards
,
When qualified immunity is at issue, context matters. The "inquiry 'must be undertaken in light of the specific context of the case, not as a broad general proposition.' "
Mullenix
,
There is, moreover, an important distinction between assessing whether a plaintiff has pled a "clearly established theory of liability" and the question of whether that theory is fairly applied to a government official in light of the facts in a given case.
See
Kedra
,
Accordingly, to assess whether the right to be free of the risk associated with a non-emergency but reckless police pursuit was clearly established in May 2014, we must ask whether Supreme Court precedent, our own precedent, or a consensus of authority among the courts of appeals placed that right beyond debate.
See
al-Kidd
,
An officer on patrol in May 2014 could have reasonably understood, based on prevailing law, that he could pursue a potential traffic offender, even recklessly, without being subjected to constitutional liability. The Supreme Court, in
County of Sacramento v. Lewis
,
Lewis
involved a police officer who was pursuing two suspects actively fleeing the police in a dangerous manner.
Lewis , then, clearly established that an officer can be liable for a substantive due process violation resulting from a high-speed pursuit of a dangerously fleeing suspect only if the officer intended to cause harm. But it left open the possibility that a lower level of culpability could suffice in the right circumstances. In May 2014, the courts of appeals had not coalesced around what those circumstances might be in the police-pursuit context. The Tenth Circuit, in Green v. Post , addressed a police officer's request for qualified immunity in a case analogous to ours and explained that
there are many permutations on the theme of police pursuits; while most involve high speeds, there are many variables, including whether the officer is responding to an emergency or not, whether he or she is directly pursuing a fleeing suspect or not, and, significantly under Lewis and cases interpreting it, whether the officer has time for actual deliberation.
In
Green
, an innocent driver was killed after a police officer crashed into the victim's car as the officer "was simply trying to catch up to [a] suspected violator of the law[.]"
The court identified the officer's actions as falling "in the middle range of the culpability spectrum" identified by
Lewis
- more than negligent but not quite intentional - that could potentially give rise to a substantive due process violation.
It noted that at least two of our sister circuits - the Eighth and Ninth Circuits - have adopted an "intent to harm" standard for all police pursuit cases, whether or not an emergency existed at the time of pursuit.
The Eighth Circuit has since reemphasized its interpretation of
Lewis
. In
Sitzes v. City of West Memphis
, it was faced with circumstances in which a police officer responded to a 911 report of a robbery in a Wal-Mart parking lot involving $55 and an alleged assault.
Given those decisions by the Eighth, Ninth, and Tenth Circuits, we cannot conclude that case law by May of 2014 had clearly established that an officer's decision to engage in a high speed pursuit of a suspected traffic offender could, in the absence of an intent to harm, give rise to constitutional liability.
Our dissenting colleague disagrees, concluding that it was obvious in May 2014 that Homanko's conduct violated the Constitution. Concur./Dissent at 727-28. To the dissent, it is of high importance that the Tenth Circuit in
Green
applied a deliberate difference standard to a police driving case that, as here, involved neither an emergency nor an actively fleeing suspect. But the dissent discounts the fact that no court of appeals (until now) has joined the Tenth Circuit in distinguishing between those police pursuit cases in which a true exigency exists and those in which less is at stake. As we have described above, at least two courts of appeals have explicitly questioned the sort of distinction drawn by the Tenth Circuit.
We agree with the Tenth Circuit's application of a culpability standard below that of "intent to harm" in a non-emergency police pursuit case - indeed the entire panel here is in accord on that point. Where we part company with our dissenting colleague is at his rejection of the rest of the Tenth Circuit's decision. That court acknowledged that the law was not yet clearly established. We accept the accuracy of that assessment then and believe the law as of May 2014 still remained unsettled; our dissenting colleague disagrees. While he evidently views the legal conclusion about constitutional liability as obvious, we do not. Nor can we say that the Tenth Circuit's decision in Green alone amounts to the " 'robust consensus of cases of persuasive authority' in the Court of Appeals" that we have held necessary to clearly establish a right in the absence of controlling precedent.
Mammaro
,
The dissent also suggests that Homanko's guilty plea to vehicular homicide and reckless endangerment supports the conclusion that he violated a clearly established constitutional right. Concur./Dissent at 728 n.3. Assuming that a guilty plea to a state criminal statute is important in deciding whether the culpable conduct violated a clearly established right guaranteed by the United States Constitution,
see
Kane v. Barger
,
Consequently, although Homanko's judgment was bad to the point of recklessness, he is entitled to qualified immunity on Sauers's § 1983 state-created danger claim.
C. Establishing the Law in the Third Circuit.
Although the state of the law in May 2014 was unsettled as to whether police officers engaged in a police pursuit could be subject to constitutional liability for a level of culpability less than an intent to harm, our opinion today should resolve any ambiguity in that regard within this Circuit. Police officers now have fair warning that their conduct when engaged in a high-speed pursuit will be subject to the full body of our state-created danger case law. That law clearly establishes that the level of culpability required to shock the conscience exists on a spectrum tied to the amount of time a government official has to act. In the police pursuit context, it is also necessary to take into consideration the officer's justification for engaging in the pursuit. We recognize that most high-speed police pursuits arise when officers are responding to emergencies or when they must make split-second decisions to pursue fleeing suspects. Our holding today does nothing to alter the longstanding principle that, in such cases, constitutional liability cannot exist absent an intent to harm. But when there is no compelling justification for an officer to engage in a high-speed pursuit and an officer has time to consider whether to engage in such inherently risky behavior, constitutional liability can arise when the officer proceeds to operate his vehicle in a manner that demonstrates a conscious disregard of a great risk of serious harm.
III. Conclusion
For the foregoing reasons, we will vacate the District Court's denial of Homanko's request for qualified immunity.
When reviewing an appeal from a district court's ruling on a motion to dismiss, we accept allegations in the complaint as true and draw all plausible inferences from those allegations in favor of the plaintiff.
Kedra v. Schroeter
,
When the car arrived in the neighboring jurisdiction, the officers stopped it as requested but did not charge the driver with a traffic violation or any other crime.
As recounted in his briefing, Homanko additionally pled guilty to a number of minor traffic offenses.
Sauers also sued the Borough of Nesquehoning and the Nesquehoning Police Chief. Those parties filed a motion to dismiss the complaint, separately from Homanko. The District Court granted the motion as to the police chief and granted it in part and denied it in part as to the Borough. Those rulings have not been appealed. Accordingly, this appeal addresses only the District Court's denial of Homanko's request for qualified immunity.
The District Court had jurisdiction under
The District Court identified "gross negligence or arbitrariness" as the level of culpability required to shock the conscience when an officer has time only for hurried deliberation. (App. at 11-12.) We have described the "gross negligence or arbitrariness" standard, however, as one "that provides little guidance."
Sanford v. Stiles
,
Although the Ninth Circuit appears to have limited its application of
Lewis
's intent-to-harm standard to "situations involving high-speed chases aimed at apprehending a fleeing suspect," any such limitation does not undermine that court's explicit refusal to distinguish between " 'emergency' and 'non-emergency' situations."
Bingue
,
Our own precedents do not provide any added clarity regarding the proper standard by which to judge whether an officer's conduct shocks the conscience in police pursuits that involve neither an emergency nor a fleeing suspect. Although we have indicated that the "shocks the conscience" standard applies to police pursuit cases,
see
Brown
,
The dissent minimizes the import of Bingue and Helseth because those cases involved conduct differing from the conduct alleged here. But those differences do not alter those courts' explicit holdings that the intent-to-harm standard should apply to police pursuits whether or not the officer is responding to a pending emergency.
We note that
Kane
's ultimate rejection of qualified immunity rested on the fact that our own precedent contained factually and legally analogous case law to put the defendant "on notice that he acted unconstitutionally."
Kane
,
We emphasize that our decision on qualified immunity does not mean that Homanko is immune from any suit arising from his conduct; he is only immune to a suit alleging the federal constitutional claims made here. He remains exposed to state law tort claims that can, and have been, brought against him, so Sauers is not without a remedy.
Concurring in Part
I agree with my colleagues that under our state-created danger framework, the facts alleged by Appellee Michael Sauers readily establish that Officer Homanko's conduct was conscience-shocking. I also agree that, going forward, "[p]olice officers now have fair warning that their conduct when engaged in a high-speed pursuit will be subject to the full body of our state-created danger case law." Maj. Op. at 723. I therefore join parts II.A and II.C of the majority's decision in full. However, because I believe that a reasonable officer in Homanko's position would have known on May 12, 2014, that the outrageous conduct alleged in this case was unconstitutional, I respectfully dissent from the majority's finding that Homanko is entitled to qualified immunity.
I.
Under the second prong of the qualified immunity analysis, we must ask "the objective (albeit fact-specific) question whether a reasonable officer could have believed [Homanko's conduct] to be lawful, in light of clearly established law and the information [he] possessed."
Anderson v. Creighton
,
Here, I agree with the majority that, as of May 2014, it was "clear" that Homanko's conduct would be evaluated pursuant to our Court's sliding scale of culpability.
Yet despite our conspicuous agreements on the pertinent legal principles and their application to the facts at hand, the majority has concluded that Homanko is entitled to qualified immunity on the ground that the law was not "settled in May 2014 that, absent a specific intent to harm, constitutional liability could be imposed on a police officer engaged in a police pursuit." Maj. Op. at 723 (emphasis added). Justification for such a finding eludes me. To endorse the majority's conclusion, one must accept the proposition that on May 12, 2014, a reasonable police officer-fully informed of the legal principles recited above-would not have considered it conscience-shocking to (1) execute a U-turn into oncoming traffic for the sole purpose of catching a potential traffic offender, and then (2) proceed in breakneck fashion to pursue the unmindful offender at speeds over 100 miles-per-hour, all while being fully aware that there are officers ahead better positioned to execute a stop.
Our case law does not compel such an implausible conclusion. On the date in question here, a reasonable officer undertaking a non-emergency, high-speed pursuit would have known that in police pursuit cases brought under
In my view, qualified immunity should not be granted here simply because there is little case law imposing liability on a police officer who drives his cruiser at speeds in excess of 100 miles per hour in a non-emergency situation. Neither the Supreme Court nor our Court has ever adopted a liability-based litmus test for determining whether a right was clearly established on the date in question.
See
Kedra
,
The three cases cited by the majority-two of which pre-date
Green
by several years-do not, in my opinion, alter this conclusion. When seeking guidance from our sister courts, "[t]he dispositive question is whether the violative nature of
particular
conduct is clearly established."
L.R. v. Sch. Dist. of Philadelphia
,
Nor did
Sitzes v. City of West Memphis
,
Although we are deeply troubled by Officer Wright's actions, we cannot say that the district court erred in applying the intent-to-harm standard in this case. First, we must reject plaintiffs' primary argument, which bases liability on the situation ... not being a "true" emergency. Terrell [v. Larson], forecloses inquiry into the objective nature of the emergency, as substantive due process liability turns on the intent of the government actor. 396 F.3d [975], 980 [ (8th Cir. 2005) ]. Thus, the fact that the situation ... was not as serious as those presented in Helseth or Terrell , or that it might not qualify as an "emergency" under the [police department] Policy and Procedure manual, is not determinative of the appropriate level of scrutiny. Neither is the fact, emphasized by the dissent, that Officer McDougal and others testified that they would never have driven in the manner that Officer Wright did, or that Officer McDougal responded to the situation ... differently than Officer Wright. This would all be more relevant if our question was whether the situation was an objectively "true" emergency. However, it bears little relevance to the question of what Officer Wright subjectively believed. ...
We agree with the dissent that our opinion should not be read to establish a rule that an officer can insulate himself from substantive due process liability, no matter the circumstances, by simply averring that he subjectively believed the situation to which he was responding was an emergency. See Terrell , 396 F.3d at 980 n. 2. This could lead to the absurd results forecasted by the dissent. For example, the dissent fears that this case could be used to insulate from substantive due process liability an officer who drove "100 miles per hour through a children's playground during recess time," or an officer who drove "the wrong way down an interstate highway ... when responding to something as routine as a reported accident requiring traffic control[,]" as long as the officer stated that he believed the situation to be an emergency. First, such cases are far beyond the factual scenarios of Lewis , Helseth , and Terrell , which involved officers using conventional emergency driving techniques to respond to perceived emergencies. Nothing in our opinion would countenance granting summary judgment in either of the two situations presented by the dissent. Second, we think it very likely that an officer who intentionally drove through a playground or the wrong way on an interstate highway could be held liable even under the intent-to-harm standard, regardless of the officer's avowed belief, at least absent some compelling exigency not described in the hypotheticals. In sum, we do not understand this case to establish a per se rule that an officer's self-serving affidavit will always insulate that officer from substantive due process liability. Instead, we simply hold that the plaintiffs have failed to create a genuine issue of fact as to Officer Wright's subjective belief and that this belief is not so preposterous as to reflect bad faith on the part of Officer Wright.
Id.
at 468, 469-70. Thus, far from rejecting application of a conscious disregard standard to police conduct that did not concern an emergency situation,
Sitzes
actually suggests that such a standard does apply when it is clear that the officer was not confronted with an emergency situation. And in our case, we are in full agreement that "[t]here was no emergency at all, and Homanko likely did the most that was warranted when he radioed the police in a neighboring jurisdiction to stop the offender." Maj. Op. at 716. The reliance in
Sitzes
on the officer's belief in that case that he faced an emergency situation can be read as providing notice to law enforcement officers that they are not insulated from liability for engaging in egregiously reckless criminal conduct in a non-emergency context.
Green
on the other hand-as the majority plainly recognized-"arose in a non-emergency setting and did not involve a suspect fleeing the police in a dangerous manner." Maj. Op. at 720. Those facts-again as the majority recognized-are akin "to the allegations in this case. ..."
Id
. The majority is correct in its assertions that "[w]hen qualified immunity it at issue, context matters" and that courts must "take into account the 'particularized' facts of a case." Maj. Op. at 718.
Green
, therefore, is the only case that addresses the context and
particularized
conduct at issue here. And when read in conjunction with the "general constitutional rule already identified in the decisional law," it is evident-indeed, "obvious"-that a reasonable officer would have known on May 12, 2014, that Officer Homanko's admittedly criminal conduct was unconstitutional.
Our decision in
Kedra
supports this conclusion. There, the mother of a Pennsylvania State Trooper brought a § 1983 claim against a police instructor who accidentally shot a loaded handgun into the trooper's chest during a routine training session, killing him.
Kedra
,
The same conclusion applies here. The general constitutional principles are clear. Green applied those principles to an analogous set of facts. The unconstitutional nature of Homanko's actions, placing at substantial risk those traveling a two-lane, undivided highway in recklessly criminal pursuit of an unsuspecting motorist for a minor traffic infraction, was clearly established when he slammed into the Sauers' vehicle, mortally injuring Mrs. Sauer and severely injuring her husband.
I respectfully dissent.
The Supreme Court in
County of Sacramento v. Lewis
,
Contrary to the majority's assertion, we do not minimize the import of the Ninth Circuit's holding in Bingue or the Eighth Circuit's holding in Helseth . Instead, we rely upon the Eighth Circuit's post- Helseth and post- Bingue careful delineation between emergency and non-emergency situations articulated in Sitzes . We also rely and on the Tenth Circuit's holding in Green that the intent to harm standard does not apply in the non-emergency context to conclude that a reasonable police officer would know in May of 2014 that the type of conduct engaged in by Homanko was conscience-shocking such that liability could be imposed.
It bears reiterating that Officer Homanko pled guilty to vehicular homicide and reckless endangerment. A reasonable officer engaged in criminal conduct that resulted in the loss of life and severe personal injuries in a violent collision surely would understand that his conduct would be regarded as sufficiently conscienceshocking so as to preclude the defense of qualified immunity. Indeed, it would appear that his guilty plea would defeat the defense of official immunity under Pennsylvania tort law that would otherwise be available to Officer Homanko for engaging in conduct that fell within the scope of his duties.
See
42 Pa.C.S.A. § 8550 (application of official immunity otherwise available under 42 Pa.C.S.A. § 8446(2) is foreclosed where "it is judicially determined that the act of the employee caused the injury and that such act constituted a crime, actual fraud, actual malice or willful misconduct."). This reinforces the conclusion that a reasonable law enforcement officer would understand that he could not take another person's life through criminal conduct and yet retain qualified immunity. Notably, in
Kane v. Barger
,
Reference
- Full Case Name
- Michael SAUERS, Individually and as Administrator of the Estate of Carola R. Sauers, Deceased v. BOROUGH OF NESQUEHONING ; Chief of Police Sean Smith; Officer Stephen Homanko Officer Stephen Homanko, Appellant
- Cited By
- 97 cases
- Status
- Published