T Mobile Northeast LLC v. City of Wilmington
Opinion
No one likes bad cell phone reception or slow streaming data on their smartphone, but that does not mean anyone wants a cellular antenna in their neighborhood, which is why there are zoning battles like the one central to this case.
T Mobile Northeast LLC ("T Mobile"), a wireless telecommunications service provider, applied to the Zoning Board of Adjustment ("ZBA") of the City of Wilmington, Delaware for permission to erect an antenna in the City. The ZBA said no. So, relying on a provision of federal law that allows a disappointed wireless service provider like T Mobile to seek review in a district court "within 30 days after" a zoning authority's "final action,"
T Mobile now appeals. It argues that its complaint was not premature or, in the alternative, that its supplemental pleading cured any ripeness problem. We agree that the grant of summary judgment was improper and, for the reasons that follow, will remand the case for further proceedings consistent with this opinion.
I. BACKGROUND
A. Statutory Framework
This dispute is governed by the Telecommunications Act of 1996 ("TCA"), which amended the Federal Communications Act of 1934 and includes provisions on mobile phone services. Pub. L. No. 104-104, §§ 1, 704,
At issue here are three key sections of the statute. First, the TCA mandates that "[a] State or local government or instrumentality thereof shall act on any request for authorization to place, construct, or modify personal wireless service facilities within a reasonable period of time after the request is duly filed[.]"
Id
. § 332(c)(7)(B)(ii). The Federal Communications Commission ("FCC") has interpreted "reasonable period of time" in that statutory provision to mean that zoning authorities have a "shot clock"
1
and must act within 90 days of an application to attach an antenna to an existing structure or 150 days of an application where a new support structure is to be built.
Petition for Declaratory Ruling to Clarify Provisions of Section 332(c)(7)(B)
,
B. Factual Background
T Mobile is a telecommunications service provider. It says that it needs to erect a cellular antenna to fill "a significant gap" in coverage for its customers in Wilmington, Delaware, (Opening Br. at 3) presumably where there has been an increase in phone calls and data usage. T Mobile wants to put its antenna on top of a senior living high-rise in the City, but, because a special exception to local zoning laws is needed, it first had to go to the ZBA. It filed an initial application and then, on August 25, 2016, a final amended application, seeking the exception.
The ZBA held a hearing on October 26, 2016, to consider T Mobile's request, some two months after the final amended application was submitted. During the hearing, T Mobile presented evidence of the need for the antenna and discussed proposals to address aesthetic concerns. The ZBA also received objections from members of the local community, some of whom were outspoken in worrying about the effects of radio frequency emissions. At the end of the hearing, the ZBA denied T Mobile's application in a unanimous oral decision.
The Board gave several reasons for the denial. One board member said the ZBA should not encourage the use of a senior living community rooftop as the base for an antenna because of the potential adverse effect on the properties in the neighborhood. Another board member said there was not enough proof of a need for additional coverage to support the application. The Chairman said there was not enough evidence that T Mobile needed the antenna and that it did not appear to satisfy the zoning code in terms of placement and height restrictions.
The ZBA's oral decision to deny the application was not put in writing on October 26 or anytime soon thereafter. According to T Mobile, that fits a "pattern and practice of [the ZBA] not issuing a written decision of land use denials unless or until the City is sued." (Opening Br. at 7.) Only after T Mobile had filed its initial complaint in the District Court, and after the City filed its answer, did the ZBA issue its written decision and explanation of its reasoning for denying the application.
T Mobile asserts that the denial of its application violates the TCA. Under the statute, such a denial is invalid if it has the "effect of prohibiting the provision of personal wireless services[,]"
C. Procedural History
Evidently with its eye on the 30-day deadline in the TCA's review provision, T Mobile filed a lawsuit in the United States District Court for the District of Delaware within 30 days of the ZBA's oral decision, challenging that denial. 3 In addition to its claims on the merits, T Mobile's initial complaint alleged that the City violated procedures mandated in the TCA, specifically those in the denial provision, by failing to provide a written decision contemporaneous with its oral decision and by not supporting the denial with substantial evidence.
The parties entered into a stipulation asking the District Court for an expedited case schedule, as provided for in the review provision of the TCA.
Not until December 21, 2017, nearly a year after the ZBA issued its written denial, did T Mobile file a motion seeking leave to amend or supplement the initial complaint to note the issuance of that written decision. 4 The District Court granted the motion to supplement. Wilmington then responded by moving to dismiss the supplemental complaint as untimely because it failed to cure the defect.
Ultimately, the District Court granted Wilmington's cross-motion for summary judgment for want of jurisdiction, without ruling on the City's motion to dismiss. The Court first concluded that the initial complaint was irreparably unripe because both the TCA and Delaware law require the ZBA to issue a written decision before the agency's action could be considered final, and T Mobile had thus filed its initial complaint too soon. Second, the Court said that the supplemental complaint could not fix the ripeness problem because it was filed past the 30-day window for seeking review of the ZBA's final action. Because the Court reached that determination, it found it unnecessary to conclude whether T Mobile's supplemental complaint was entitled to the benefit of the relation-back doctrine under Rule 15(c).
This appeal followed.
II. DISCUSSION 5
T Mobile challenges the District Court's grant of summary judgment in favor of Wilmington, contending that there is jurisdiction to hear its case. It advances two alternative grounds for reversal: that its complaint was ripe because the ZBA's oral decision qualifies as a "final action" under the review provision of the TCA, and, in the alternative, that the supplemental complaint relates back to and cures any ripeness problem with its initial complaint. Those arguments in turn raise three questions for determining whether the District Court's jurisdictional ruling was proper. First, whether the oral decision of the ZBA was a final action. Second, whether the timing requirement in the TCA's review provision is jurisdictional. And third, whether an untimely supplemental complaint can relate back and cure an unripe initial complaint. Although we disagree with T Mobile that an oral decision of the ZBA qualifies as a "final action," we agree that jurisdiction was proper in the District Court because the timing requirement in the TCA's review provision is non-jurisdictional, and T Mobile's supplemental complaint therefore relates back and cures the ripeness problem with the initial complaint. The District Court should thus have reached the merits of the dispute.
A. The Oral Decision Was Not a Final Action of the ZBA.
The ripeness of T Mobile's initial complaint depends upon whether the ZBA's oral decision was a "final action" within the meaning of the TCA. Consideration of that issue uncovers another: whether the TCA requires a locality to render its decision in writing for that decision to qualify as a final action. The District Court held that, under both federal and Delaware law, only a written decision can serve as a final action of the ZBA. Because traditional hallmarks of agency action and the statutory text and structure of the TCA favor that approach, we agree that only a written decision can serve as a locality's final action when denying an application.
In
Delaware Riverkeeper Network v. Secretary Pennsylvania Department of Environmental Protection
,
( Riverkeeper III )
, we determined that, when reviewing finality under the Natural Gas Act, "[a]lthough the decisionmaking process we are reviewing is defined by [state] law, we nevertheless apply a federal finality standard to determine whether Congress has made the results of that process reviewable[.]"
Under federal law, not all agency determinations are final actions.
Bacon v. Sullivan
,
To decide what the TCA requires for finality, we begin, of course, with the text.
See, e.g.
,
Ross v. Blake
, --- U.S. ----,
Moreover, an oral decision is not an action from which legal consequences flow. Federal law governs finality, but Delaware's procedures still matter, and the Delaware Superior Court has concluded that a written document must be filed for a ZBA action to be final.
McDonald's Corp. v. Zoning Bd. of Adjustment for the City of Wilmington
, No. CIV. A. 01A-05-011CG,
There are distinct policy advantages to forestalling judicial scrutiny until a written denial is issued. Requiring a written decision focuses review on a particular, documented statement of reasons.
See
USCOC of Greater Mo. v. City of Ferguson
,
The Supreme Court's decision in
T-Mobile South, LLC v. City of Roswell, Georgia
, also adds support to the conclusion that only a written denial can constitute final action, triggering a party's right to review. --- U.S. ----,
The Court went on to discuss timing, saying, "the locality must provide or make available its written reasons at essentially the same time as it communicates its denial[,]" "[b]ecause an entity may not be able to make a considered decision whether to seek judicial review without knowing the reasons for the denial of its application, and because a court cannot review the denial without knowing the locality's reasons[.]"
The Supreme Court anticipated that localities might need to delay issuing a written denial if they are not ready to release their substantial reasons.
See
Two of our sister courts of appeals agree that only a written decision can constitute final action. The Eighth Circuit in
USCOC of Greater Missouri v. City of Ferguson
stated that "[t]he plain language of the TCA indicates that 'final action' does not occur until issuance of a written decision."
Persuasive authority thus indicates that any action, and certainly a denial, must be in writing to be final. But, there is another possible interpretation of the statutory text. The words "shall be in writing" could be read not as a condition of finality, but instead as a simple directive to state and local governments to place their final action in writing. "The TCA provides no express answer to ... when a local government's permitting decision becomes a 'final action,' which starts the thirty-day clock."
Athens Cellular
,
But, of course, one can almost always fault legislative drafting, like other
kinds of writing, after the fact. That something might have been said even more clearly does not mean it is not clear enough. So, "[r]ather than expecting (let alone demanding) perfection in drafting," we can "construe[ ] statutes to have a particular meaning even as we acknowledge[ ] that Congress could have expressed itself more clearly."
Torres v. Lynch
, --- U.S. ----,
The text and structure of the statute, Delaware procedures, Supreme Court reasoning, our sister circuits' decisions, and policy arguments all support the conclusion that a writing is in fact a requirement for a denial to be final. 11 In light of that conclusion, the ZBA's oral determination on October 26, 2016, was not a final action ripe for judicial review. Therefore, as that oral determination was not reduced to writing until December 22, 2016, preceding the filing of T Mobile's initial complaint, that complaint's cause of action was not ripe.
B. No Separate Time Limit Exists Following an Oral Determination.
As an alternative to its argument that the ZBA's oral decision was a final action, T Mobile asks us to consider whether a "local government must issue the 'writing' close in time to the 'decision ... to deny' to establish a 'final action' that will be subject to expedited review." 12 (Opening Br. at 41.) Essentially, T Mobile is asserting that the "shot clock" governing the time to act, which allows a wireless carrier to sue for a locality's failure to act, is insufficient, and that a new requirement, albeit not in the statute, should be imposed on localities. Under T Mobile's proposed rule, an oral decision would have to be reduced to writing within a specified time period. That argument assumes that an oral determination can serve to satisfy the requirement to "act" on a request within the limits of the shot clock, and that, without a separate judicially created time limit, there would be no deadline for the locality to release its written decision to deny, despite City of Rowell's contemporaneous writing requirement. Because we conclude that a denial must be in writing to be a final action, the issuance of that writing is the government "act" ruled by the shot clock. 13 Aside from the time limits associated with the "shot clock," there is no other deadline governing the issuance of a written decision following an oral determination.
T Mobile argues that, without a requirement for localities to issue a written decision within a set amount of time following an oral determination, wireless carriers are left "to wait until the FCC 'shot clock' expires - which could be 90 or 150 days depending on the type of installation involved - and then [to] file an action alleging that the City has failed to act in a reasonable time[.]" (Opening Br. at 45.) It also contends that a "failure to act" lawsuit is insufficient because the remedy for a successful suit is simply an order telling the City to issue a written decision. In T Mobile's view, forcing wireless providers to sue both to compel a written decision once the shot clock is violated and again to contest the written decision serves only to "create yet further delay." (Opening Br. at 46.)
Those concerns are overstated and, in any case, irrelevant. The shot clock begins to run once a wireless provider files its application, so it is already ticking before any oral decision is made. If the locality fails to meet that deadline by not issuing a written decision before the shot clock expires, the wireless provider can bring a claim for a "failure to act."
14
C. The Timing Requirement Is Not Jurisdictional.
Because we hold that a writing is required for a denial to constitute a final action, T Mobile's initial complaint was not ripe for review when filed. And, T Mobile's supplemental complaint was filed more than 30 days after the ZBA issued its written decision and was therefore untimely under the TCA's review provision.
Sebelius
,
"[T]o ward off profligate use of the term 'jurisdiction,' [the Supreme Court has] adopted a readily administrable bright line for determining whether to classify a statutory limitation as jurisdictional."
Sebelius
,
Referencing that last test, Wilmington asserts that "[s]ection 332's statutory grant of jurisdiction to district courts, the text of the statute, the placement of the filing window in that same section, and the well-established treatment of the filing window as jurisdictional, [all demonstrate] that the filing window is jurisdictional." (Answering Br. at 15.) We disagree. The differences between the review provision's timing requirement and the timing requirement we held to be jurisdictional in Kalb , and the similarities between the review provision's timing requirements and those at issue in Sebelius and Musacchio , which the Supreme Court held to be nonjurisdictional, actually support treating the timing requirement in the TCA's review provision as nonjurisdictional.
First, although Wilmington says that the text of the statute indicates Congress's desire to make the 30-day timing requirement jurisdictional, the text does not use the term "jurisdictional" or any variation of it to describe the timing requirement.
Wilmington next contends that the context of the timing requirement favors the view that the requirement is jurisdictional, because the Supreme Court has stated that it is "inextricably linked to ... the language that creates the right of action[.]" (Answering Br. at 13-14 (citing
City of Rancho Palos Verdes v. Abrams
,
True enough, the review provision's timing requirement does appear in the same subsection as the statutory text granting jurisdiction.
But the location of the timing requirement within the statutory structure, without more, does not clearly reveal Congressional intent. As noted by the Supreme Court in
Sebelius
, a timing requirement should not be classified as jurisdictional solely based on its placement in a jurisdictional provision.
Sebelius
,
Finally, Wilmington asserts that the timing requirement is jurisdictional because of the historical treatment of similar provisions. The City asserts that the phrase "within 30 days after" creates a "window," during which a complaint must be filed, and not a "deadline." (Answering Br. at 11-12 (citing
W. Union Tel. Co. v. FCC
,
Because the text and context of this statute, and historical treatment of timing requirements in similar statutes, do not reveal a clear intent from Congress to make the review provision's timing requirement jurisdictional, we conclude that it is not. 18
D. Rule 15 Allows a Supplemental Complaint Filed After a Claims Processing Deadline To Relate Back and Cure an Unripe Initial Complaint.
We next consider whether an untimely supplemental complaint can, by relating back, cure an initial complaint that was unripe. We believe it can, and because T Mobile's motion to supplement its complaint was properly granted, that supplemental complaint relates back and is ripe. The District Court therefore had jurisdiction and should not have granted Wilmington's motion for summary judgment.
At the outset, we note that the parties do not dispute, and we agree, that the District Court was within its discretion to grant T Mobile's motion to supplement its complaint. Pursuant to Federal Rule of Civil Procedure 15(d), "[o]n motion and reasonable notice, the [district] court may, on just terms, permit a [moving] party to serve a supplemental pleading setting out any ... event that happened after the date of the pleading to be supplemented." Fed. R. Civ. P. 15(d) ; see also 3 James Wm. Moore et al., Moore's Federal Practice ¶ 15.30 (3d ed. 2018) ("Supplemental pleadings ... are limited to subsequent events related to the claim or defense presented in the original pleading."). Here, the District Court rightly granted T Mobile's motion to supplement. That decision was just, since Wilmington had long since had notice of the event - the filing of the written denial - that occurred after the initial pleading. After all, the City issued that denial, and the denial was featured in the parties' discovery plan. The issuance of it was also plainly related to T Mobile's initial complaint.
That the initial complaint was premature is not a bar since, under Rule 15(d), "[t]he court may permit supplementation even though the original pleading is defective in stating a claim for relief or defense." Fed. R. Civ. P. 15(d). As the Advisory Committee Notes make clear, " Rule 15(d) is intended to give the [district] court broad discretion in allowing a supplemental pleading." Fed. R. Civ. P. 15(d) advisory committee's note to 1963 amendment. It is furthermore "within the discretion of the court to allow a supplemental pleading to be filed at any stage of the case[.]" Moore et al., supra , ¶ 15.30. The District Court here was thus well within its discretion in granting T Mobile's motion to supplement the complaint.
Rule 15 does not indicate whether or under what circumstances a supplemental pleading can relate back to the date of the original pleading to avoid the effect of a time limit. 6A Charles Alan Wright et al.,
Federal Practice & Procedure
§ 1508 (3d ed. 2018). Subsection (c) of the Rule, which provides for the relation back of amended pleadings, does not specifically refer to supplemental pleadings. Fed. R. Civ. P. 15(c). Nor does Rule 15(d) make any mention of relation back. Fed. R. Civ. P. 15(d). But case law and secondary sources have long instructed that once a supplemental complaint is granted, it is treated like an amended complaint for purposes of relation back.
19
Thus, even though Rule 15(d) is in a separate statutory provision from Rule 15(c), a supplemental complaint can relate back. Wright et al.,
supra
, § 1508 ;
see also
F.D.I.C. v. Knostman
,
So a pleading filed according to Rule 15(d) can relate back, assuming it meets "the basic test for relation back prescribed by Rule 15(c)."
Id
.;
see also
Moore et al.,
supra
, ¶ 15.30 ("A supplemental pleading may relate back to the date of the original complaint if the requirements under Rule 15(c) for relation back are satisfied");
Davis v. Piper Aircraft Corp.
,
Looking then to Rule 15(c), a complaint "relates back to the date of the original pleading when ... [it] asserts a claim or defense that arose out of the conduct, transaction, or occurrence set out -- or attempted to be set out -- in the original pleading[.]" Fed. R. Civ. P. 15(c)(1)(B). The District Court here concluded that there was no need to determine whether T Mobile's supplemental complaint related back, because, even if it did, "it fail[ed] to cure the deficiencies of the initial complaint[.]" (App. at 8.) But given our view that the supplemental complaint could indeed cure the ripeness problem with the initial complaint, we must contend with the relation-back question.
To determine if relation back is proper, the only issue is whether there is a "common core of operative facts in the two pleadings."
Bensel v. Allied Pilots Ass'n
,
Thus, the only question remaining is whether a complaint that relates back can cure an untimely initial complaint, and the answer is yes. The clear preference embodied in Rule 15 is for merits-based decision making.
Cf.
Moore et al.,
supra
, ¶ 15.30 ("The same principles that support the liberal amendment of pleadings also apply to supplemental pleadings."). As the Supreme Court has stated, the purpose of Rule 15 is "to balance the interests of the defendant protected by the statute of limitations with the preference expressed in the Federal Rules of Civil Procedure in general, and Rule 15 in particular, for resolving disputes on their merits."
Krupski v. Costa Crociere S.p.A.
,
Relation back has been allowed to address jurisdictional problems. We said in
Berkshire Fashions, Inc. v. M.V. Hakusan II
that relation back may be used to cure defects in jurisdictional allegations.
Other circuits have held the same.
See
Woods v. Ind. Univ.-Purdue Univ. at Indianapolis
,
Courts have similarly permitted cure of actual defects in the court's jurisdiction, going beyond just jurisdictional allegations. For instance, although not in a case involving a later complaint, the Supreme Court has said that a court can drop a dispensable non-diverse party to cure a defect in diversity jurisdiction.
Newman-Green, Inc. v. Alfonzo-Larrain
,
Nonetheless, "[a]mendments that go beyond the mere correction or factual modification of the original pleading and significantly alter the claim or defense alleged in that pleading are treated more cautiously by the courts in applying the relation-back doctrine." Wright et al.,
supra
, § 1497. The Second Circuit, for instance, only sometimes allows jurisdictional defects to be cured "when the underlying facts, if properly pled, would have supported jurisdiction at the time the action commenced."
Correspondent Servs. Corp. v. First Equities Corp. of Fla
.,
We again disagree with the City. It is quite true that T Mobile has made procedural matters more difficult than they should be in this case. But denying relation-back to cure the defect in this instance would not comport with Rule 15 's aim to encourage resolution of disputes on the merits whenever possible. The ripeness requirement exists so that courts avoid issuing essentially advisory opinions.
See
Richard H. Fallon, Jr. et al., Hart and Wechsler's the Federal Courts and the Federal System 224 (5th ed. 2003) (noting that the ripeness doctrine allows courts to avoid a "dispute ... too 'ill-defined' to be appropriate for judicial resolution until further developments ... more sharply framed the issues for decision."). That concern ceased to exist here once the supplemental pleading was in place. At that point, the dispute had matured and become capable of judicial review, demonstrating that, "actions taken after the filing of the initial complaint can be used to establish subject matter jurisdiction."
Prasco, LLC v. Medicis Pharm. Corp.
,
If a supplemental complaint cannot cure an unripe complaint, an endless feedback loop would be created whereby the ripeness problem could never be overcome, even though, as here, the dispute later
became obviously ripe. Our sister circuits have recognized that problem and concluded that a supplemental complaint is the solution.
22
In
Wilson v. Westinghouse Electric Corp.
, the Eighth Circuit determined that prohibiting an amended (or supplemental) complaint from alleging facts that occurred after the date the initial complaint was filed would turn a premature complaint into an "irretrievable mistake that bars jurisdiction" and would be "precisely the kind of procedural mousetrap that the Federal Rules were designed to dismantle."
The Ninth Circuit, in
Security Insurance Co. of New Haven v. United States ex rel. Haydis
, also relied on that logic to find that relation back could cure an unripe complaint filed before a statutory filing window opened.
The Supreme Court has favorably cited
Security Insurance
's ruling. In
Mathews
, the plaintiff had not satisfied a precondition of filing a complaint by first filing an application with a particular agency. 426 U.S. at 72, 75,
Yet Wilmington asserts that ripeness can never be cured by a later complaint. It advances four cases for that proposition, but none are helpful. First, the City cites
Delaware Riverkeeper Network v. Secretary Pennsylvania Department of Environmental Protection(Riverkeeper I)
,
Likewise, in another two of the four cases that Wilmington cites, there was no effort made to amend or supplement the complaint.
See
TeleSTAR, Inc. v. FCC
,
The City fares no better relying on
Council Tree Communications v. FCC
, in which we stated that "[a] petition to review a non-final agency order is incurably premature."
Wilmington also makes three policy arguments in support of its position that an untimely supplemental complaint should not be able to cure an unripe complaint. First, it contends that allowing suits to be filed before an action is ripe would "extend[ ] federal court jurisdiction over local government actions before those actions are final[.]" (Answering Br. at 9.) Second, such filings would waste judicial resources and, in this case, cost taxpayers money, by forcing courts to deal with a higher volume of unripe complaints. Third, the purpose of § 332 is to preserve local zoning authority, which would be undermined by allowing plaintiffs to file suit early and thereby places undue pressure on zoning commissions.
Those contentions, however, are unpersuasive. First, a court would remain without jurisdiction if the claim had not ripened by the time of the supplemental complaint. Second, it seems that Wilmington overstates the impact that a decision allowing an unripe complaint to be cured would have, since our holding today makes it clear that an action is not final until a written decision has been issued. Clarifying when a determination is ripe for review should end any incentive for aggrieved parties to file early to ensure they have not filed too late.
Perhaps more importantly, however, courts can police any potential abuse on a case-by-case basis using Rule 15(d) and the Rule 15(c) test for relation back. It is understood that "relation back of a supplemental pleading should not result in providing unfair procedural advantages to a plaintiff[,] so ... relation back may not be for all purposes." Wright et al.,
supra
, § 1508. But here no unfair advantage has resulted, and defendants in general will be adequately protected by a district court's Rule 15(d) analysis, which will determine if a supplemental complaint should be allowed at all. For instance, if a locality's action is not yet a final action at the time a Rule 15(d) motion is filed, the motion can easily be denied.
See
Beezley v. Fremont Indem. Co.
,
When all is said and done here, we conclude that, to effectuate the liberal purpose of Rule 15 and to avoid the endless feedback loop that the City's legal argument would create, Rule 15 allows an untimely supplemental complaint to relate back and cure an unripe initial complaint.
III. CONCLUSION
For the foregoing reasons, we will reverse the District Court's grant of the City's motion for summary judgment, vacate the District Court's denial of T Mobile's motion for summary judgment, and remand to the District Court for further proceedings consistent with this opinion. 25
"Shot clock" is a term borrowed from basketball. In that game, it signifies a time limit to make a shot attempt, beginning once a team has possession of the basketball.
See, e.g.
, Nat's Basketball Ass'n, NBA Rulebook Rule No. 7: Shot Clock (2018-2019), http://official.nba.com/rule-no-7-24-second-clock/. If the team has not made a shot attempt, i.e., acted, within the prescribed time limit, it forfeits possession of the ball.
Id
. Here, the permitting authority has exclusive jurisdiction over an application until it fails to act within a "reasonable period of time."
T Mobile also raised a Delaware state law claim. That claim is not at issue here and does not impact T Mobile's claims under federal law.
For reasons discussed herein, the 30-day filing deadline was not triggered by the oral decision. See infra pp. 318-22. If it were, however, T Mobile's complaint would have been timely. The oral decision was delivered at the October 26, 2016 hearing. Suit was filed on November 28, 2016, but because the thirtieth day from October 26 fell on a weekend, the November 28 filing was within the 30-day window. Fed. R. Civ. P. 6(a)(1).
When "[a] claim or defense set out in a pleading [is] affected by events that occur after the pleading is filed .... Rule 15(d) allows a court," to permit a supplemental pleading. 3 James Wm. Moore et al., Moore's Federal Practice ¶ 15.30 (3d ed. 2018). Supplemental pleadings under Rule 15(d) differ from amended pleadings made under Rule 15(a). First, amended pleadings "relate to matters that occurred prior to the filing of the original pleading and entirely replace the earlier pleading; [supplemental pleadings] deal with events subsequent to the pleading to be altered and represent additions to or continuations of the earlier pleadings." 6A Charles Alan Wright et al., Federal Practice & Procedure § 1504 (3d ed. 2018). Second "certain amendments may be made as a matter of course within stated time periods, whereas all supplemental pleadings require leave of court under Rule 15(d)." Id . "Parties and courts occasionally confuse supplemental pleadings with amended pleadings and mislabeling is common." Id . Here, T Mobile's complaint was filed as an amended complaint but it is properly categorized as a supplemental complaint, and we will refer to it as such herein.
The District Court had jurisdiction to consider its jurisdiction under
For instance, it is not apparent why community members aggrieved by a decision to grant some permit to a wireless provider, assuming those members have standing to sue, would not be equally entitled to a zoning authority's written decision before the time limit in the TCA's review provision is triggered.
T Mobile cites to a different opinion,
Schmalhofer v. Board of Adjustment of Newark
, to advance a contrary position. No. C.A. 99A-05-010-WTQ,
The Court was interpreting the denial provision, which, as we noted earlier, states that, "[a]ny decision by a State or local government or instrumentality thereof to deny a request to place, construct, or modify personal wireless service facilities shall be in writing and supported by substantial evidence contained in a written record."
T Mobile asserts that Wilmington has a "pattern and practice of not issuing a written decision of land use denials unless or until the City is sued." (Opening Br. at 7.) But if only a written denial is a final action, the shot clock requires the City to issue that written decision within a given time period.
T Mobile attempts to distinguish
Preferred Sites
by stating that, unlike here, the case did "not address a city that does not issue a written decision close in time to when it makes the decision to deny." (Opening Br. at 37.) But that argument is irrelevant to whether the statutory text requires a writing for an agency decision to be final. T Mobile also cites to
Preferred Sites
to argue that it should not matter if there is a writing requirement since the oral denial could be seen as akin to a court announcing a decision. It explains that "when an appeal is filed after the court announces a decision, but before the entry of the judgment, it is treated as being filed on the date of entry." (Opening Br. at 28-29 (citing
Preferred Sites
,
What constitutes a "writing" has some flexibility, though.
See, e.g.
,
Omnipoint Holdings, Inc. v. City of Southfield
,
Wilmington argues that T Mobile has waived that issue, but we need not address that argument because we conclude that no such requirement exists.
Again, the Supreme Court held in City of Roswell that a locality's decision to deny must be accompanied by substantial reasons. 135 S.Ct. at 811-12. Otherwise, if a locality were able to withhold its reasoning for its decision, those aggrieved by the locality's actions would "be left to guess at what the locality's written reasons will be, write a complaint that contains those hypotheses, and risk being sandbagged by the written reasons that the locality subsequently provides in litigation after the challenging entity has shown its cards." Id . at 816 n.3. If an applicant cannot file suit, however, because the locality's "final action" has not yet occurred, those concerns vanish. The ZBA's decision here, when reduced to writing, was both its decision to deny and its final action.
It is not clear which time limit would have applied in this case and whether it would have been violated.
We do not reach the issue of whether an unripe complaint can be cured by a supplemental or amended pleading over which the Court lacked jurisdiction.
The City claims that our decision in
Nextel Partners Inc. v. Kingston Township
,
T Mobile also points to
Henderson v. Shinseki
, which held a timing requirement to be nonjurisdictional even though it used the mandatory "shall" before stating the timing requirement.
That conclusion is further supported by the thoughtful concurrence in
Athens Cellular
, concluding after
Sebelius
that the timing requirement "imposed by Congress in the TCA ... is not a jurisdictional bar."
Athens Cellular
,
Courts have generally held that a supplemental complaint is eligible for relation back, but rely on different rationales to do so. See Wright et al., supra , § 1508 ("[S]ome courts have held that for purposes of applying the relation-back doctrine a supplemental pleading may be treated as an amended pleading under Rule 15(c) ; other courts have applied the relation-back principle directly to supplemental pleadings even though Rule 15(d) does not mention it.") (internal citations omitted).
We note, however, that "[a] party opposing the introduction of a supplemental pleading might wish to raise the statute-of-limitations defense when the additional pleading (1) alleges new matter that brings the earlier pleading up to date; (2) cures a defect in the original pleading; or (3) states a new claim that arose after the filing of the complaint." Wright et al., supra , § 1508.
This is not a pass for endless delay in supplementing a complaint. Indeed, we have endeavored to emphasize that whether to allow supplemental pleading depends on equitable considerations of fairness and notice that district courts must take into account.
In our Circuit, a thoughtful district court decision had long ago reached that conclusion. It held that an untimely supplement adding facts occurring after the initial filing that showed exhaustion of administrative remedies could relate back to the initial premature complaint and allow maintenance of the lawsuit.
Bates v. W. Elec.
,
We note that sparing the cost of refiling and providing convenience to the Court would remain legitimate reasons for allowing supplemental complaints. But the purpose of Rule 15(d) is broader.
See
Wright et al.,
supra
, § 1504 ("The purpose of subdivision (d) is to promote as complete an adjudication of the dispute between the parties as is possible. ... A supplemental pleading may be employed for a variety of purposes."). Wilmington contends that
Wilson
is inapposite since it involved a timely supplemental complaint. Thus, concern about a perpetual loop outcome was not proper because the plaintiff could have simply refiled his complaint. But we agree that "a plaintiff need not commence a new action when after-occurring events demonstrate that it has a right to relief even if the original complaint was insufficient. A plaintiff may also be allowed to supplement the complaint even if jurisdiction ... would not have been proper if the claim had been asserted in an independent action." Moore et al.,
supra
, ¶ 15.30 (3d ed. 2018) (citation omitted). If supplemental complaints could not cure ripeness, "then all supplemental pleadings of this nature would be defeated for lack of jurisdiction - [the] 'procedural mousetrap' would render all supplemental pleadings void."
George v. IRS
, No. C05-00955 MJJ,
Wilmington contends that Mathews is inapposite since the statute of limitations was waived. That argument has no traction since, if it were a jurisdictional bar, it could not be waived.
We will vacate the District Court's denial of T Mobile's motion for summary judgment because it was solely based on a finding that T Mobile's suit was not timely brought.
Reference
- Full Case Name
- T MOBILE NORTHEAST LLC, Appellant v. CITY OF WILMINGTON, DELAWARE ; City of Wilmington Zoning Board of Adjustment
- Cited By
- 44 cases
- Status
- Published