United States v. Tyson Baker
Opinion
Tyson Baker appeals his convictions for stealing public property and for related offenses. He complains of the District Court's denial of his request for a jury instruction on entrapment, the jury instruction that was given on intent, and the exclusion of his wife's testimony regarding her medical expenses. For the reasons that follow, we will affirm.
I. BACKGROUND
A. Factual History 1
Baker was employed as a police officer by the Fairview Township Police Department in York County, Pennsylvania. In *294 2015, the FBI approached Baker's fellow officer Michael Bennage to assist in an investigation into allegations that Baker was involved in the theft of drug proceeds. Bennage reluctantly agreed to "keep [his] ear to the ground" and "report back to them what [he] saw or heard." (App. at 45.)
He did so. A few months later, he relayed to the FBI that Baker had suggested to him that "we ... start ripping off drug dealers as a means to help financially with our individual bills and stresses of life." (App. at 48.) An FBI agent then gave Bennage a recording device to capture any future incriminating conversations. In September 2015, Bennage recorded a conversation with Baker during which, in response to Bennage's statement that he had heard of a drug dealer who would be transporting a large sum of money, Baker said it sounded "like a rip to me, a straight up rip." (App. at 52.)
A few weeks passed without incident. Then, on November 17th, Baker apparently learned from a police report prepared by Bennage that Bennage had found cash on a drug-overdose victim, and Baker indicated he wanted some of the money. He texted, "Where's mine? LOL." (App. at 57.) Bennage responded that other officers had been watching him, to which Baker texted, "next time. LOL." (App. at 58.)
Three days afterwards, on November 20, Bennage secured a search warrant for a residence suspected to be used in illegal drug transactions. In the process of executing that warrant, Bennage and other officers discovered multiple stacks of cash amounting to $1,000 each. Baker arrived at the scene hours later, after sending an unexpected text to Bennage saying that he would help with the evidence. Baker told Bennage, "tonight's the night, don't get greedy, be smart." (App. at 70.) Later that day, after the drug proceeds had been moved to the conference room, Baker told Bennage the stacks should be "less two[ ]" for the two of them to split. (App. at 82, 472.) Baker ultimately told Bennage to put his share, a single stack, in a toolbox in Baker's truck. 2
Less than a month later, on December 16th, the FBI and Bennage executed an undercover operation in which Bennage and Baker would stop an FBI agent travelling with $15,000 and posing as a drug trafficker. The operation went according to plan: Bennage pulled over the undercover officer, and Baker arrived at the scene shortly thereafter. Bennage then took the 'trafficker' in for booking, leaving Baker alone with the vehicle. Once alone, Baker had the car towed to a garage and searched it. He discovered a bag containing the $15,000. Unbeknownst to Baker, the FBI had installed cameras in the vehicle and remotely watched the entire process. Baker took $3,000. 3 Baker later described that theft as the result of his "ugly thoughts[.]" (App. at 478.)
He was taken into custody by the FBI two days later, and he confessed to the thefts that took place on November 20th and December 16th. Procedural History
B. Procedural History
A grand jury returned an eight count indictment against Baker, including a charge for stealing or embezzling public money, in violation of
At trial, Baker made three requests that are at issue on this appeal. First, he asked the District Court to give a jury instruction on the defense of entrapment, but he and the government agreed to wait until "the conclusion of testimony" for the Court to "make [its] decision whether ... [he had] fairly raised [the defense]." (App. at 446.) After the close of testimony, the District Court decided that an entrapment instruction was not warranted and did not give the requested instruction.
Second, Baker requested a jury instruction requiring the government to prove a violation of
Third, Baker wanted to present testimony by his wife about the financial burden created by her cancer-related medical bills. Baker gave two reasons for offering that evidence: first, to demonstrate that he did not intend to permanently deprive the government of its money, and, second, to respond to the government's evidence showing his nice home. 4 The District Court concluded that the first purpose was irrelevant. As to the second purpose, the Court excluded the proposed testimony, saying there was a risk of unfair prejudice to the government due to sympathy for a cancer survivor. The District Court did, however, rule that Baker and his wife could explain the fine quality of the house, by saying, for example, that Mrs. Baker's parents helped pay for it. 5 And, the Court allowed Baker himself to testify about the burdens associated with his wife's medical bills, though it did not allow Mrs. Baker to discuss them.
The jury found Baker guilty of violating § 641 by stealing or embezzling public funds, and also convicted him of related offenses in violation of
II. DISCUSSION 7
Baker argues on appeal that the District Court erred by (1) refusing to instruct the jury on entrapment, (2) refusing to instruct the jury that an intent to permanently deprive, as opposed to temporarily *296 deprive, the government of property is necessary to establish theft under § 641, and (3) excluding Mrs. Baker's testimony about her medical expenses. We disagree with his contentions on all points.
A. The District Court did not err in refusing to instruct the jury on entrapment.
Baker argues that the District Court erred in denying his "request for an entrapment instruction despite there being evidence to support one." (Opening Br. at 13.) An entrapment instruction is warranted when there is "inducement by the government to commit the crime," and "the defendant[ ] lack[s] [the] predisposition to commit the crime."
United States v. Dennis
,
Inducement is not "mere solicitation" or "merely opening an opportunity for a crime[.]"
Dennis
,
There is, however, no evidence that the government did anything of the sort here. At the outset, the FBI did not instruct Bennage to set up a crime or organize a sting operation. Bennage was simply asked to "keep [his] ear to the ground" regarding Baker. 8 (App. at 45.) The first theft, on November 20, 2015, confirms that Baker, not Bennage, was the orchestrator. Baker unexpectedly inserted himself into the processing of a crime scene, texting and offering to help with the evidence. Baker's own testimony made clear that Bennage did not influence or otherwise motivate the decision to steal on that occasion. Instead, Baker's motivation was:
Being tired, not sleepy tired. Tired. Tired, tired mentally. Tired - I don't remember what movie, but it was the Rocky movie that said, "Did you ever get punched in the face a thousand times? It starts to sting after a while." Well, I was getting punched in the face, and I was tired.
(App at 473.)
Baker's second theft, on December 16, 2015, likewise does not present evidence of inducement. While that theft was based on an FBI undercover operation, according to Baker's own testimony, his motivation was internal, stemming from "ugly" thoughts and being "tired" and "weak." (App. at 478.) Baker testified, moreover, that Bennage did not harass or persuade him to steal:
Q: Officer Bennage wasn't there with you saying, take that money, take that money, was he?
A: No, sir.
*297 Q: That was your personal decision, correct?
A: Yes, sir.
(App. at 495.) Baker's actions, according to his testimony, were the result of his own decision-making, and that decision-making was, by his own admission, motivated by his mental state, not inducement by the government.
Cf.
United States v. Fedroff
,
Baker thus failed to meet his burden of production with respect to entrapment, and the District Court thus properly refused his request for an entrapment instruction.
B. The District Court did not err in its instruction to the jury regarding specific intent.
Baker argues that the District Court erred in refusing to include a jury instruction that an "inten[t] to permanently deprive another of their property [is necessary to demonstrate a theft] and that [a] temporary deprivation [is] not sufficient...." (Opening Br. at 20.) That argument fails because intent to permanently deprive is not an element of the offense, and its absence is not a defense.
Section 641 of Title 18 of the United States Code prohibits the stealing of public money.
9
"The Supreme Court has made clear that ... § 641 was designed to apply to not only larceny and embezzlement but all instances ... under which one may obtain wrongful advantages from another's property."
United States v. Crutchley
,
*298
We have addressed the same issue with respect to a similar statute,
In short, "[a]n intent to return the property does not exculpate the defendant."
United States v. Faulkner
,
Whether Baker told himself he was just borrowing the government's money is not relevant to his guilt. The jury was appropriately instructed with respect to § 641.
C. The District Court did not err in refusing to allow Mrs. Baker's testimony regarding her breast cancer and medical expenses.
Finally, Baker argues that the District Court abused its discretion by excluding the testimony of his wife regarding her prior medical expenses. Baker sought to use that evidence for two purposes. First, he said "it was evidence of [his] lack of intent to permanently deprive the government of its property." (Opening Br. at 15.) Second, he thought it would rebut "the false impression that he had stolen money to improve his property[,]" an impression he feared was created by the government's introduction of pictures of his house. 12 (Opening Br. at 16.) But the District Court did not abuse its discretion in excluding that evidence.
Federal Rule of Evidence 401 provides that "[e]vidence is relevant if: (a) it has any tendency to make a fact more or *299 less probable than it would be without the evidence; and (b) the fact is of consequence in determining the action." Thus, with respect to Baker's first stated purpose, because intent to permanently deprive is not an element of the offense and an intent to return is not a defense, evidence offered to prove those points would be irrelevant. And, even if Mrs. Baker's testimony regarding her medical expenses were relevant, the District Court was within its discretion in deciding that the probative value of such testimony was substantially outweighed by danger that the testimony regarding her cancer and medical expenses could mislead the jury due to "sympathy" for her status as a cancer survivor. Fed. R. Evid. 403. (App. at 443.)
Nor did the District Court err in excluding that testimony despite the second proffered purpose, i.e., to rebut the "insinuati[on] or ... impression that [Baker] has this giant house and all these luxury items in the house, [and that] therefore he must be stealing." (App. at 443.) Baker is correct that his second purpose might be relevant to explaining or otherwise providing context behind the improvements to his home. Again, however, Federal Rule of Evidence 403 provides that a court "may exclude relevant evidence if its probative value is substantially outweighed by a danger of one or more of the following: unfair prejudice, confusing the issues, misleading the jury, undue delay, wasting time, or needlessly presenting cumulative evidence." In a Rule 403 analysis, we may take into account "the availability of other means of proof" when considering whether such evidence should be excluded.
Old Chief v. United States
,
Here, less prejudicial evidence was available to support the same purpose. The District Court made clear that Mrs. Baker could testify to "how they obtained the house, the whole history with her mother and father ... and how they got things up until the relevant time here when those pictures were taken." (App. at 444.) Moreover, it also provided that Baker himself could testify about his wife's parents, their history with the house, and his wife's medical expenses. Given that Baker and his wife were permitted to testify about their financial difficulties, and Baker was able to testify about the medical expense burden, the District Court provided him ample opportunity to rebut whatever impression the Government's evidence may have given about Baker's spending. The District Court was within its discretion in deciding that any particular benefit of Mrs. Baker's testimony about her cancer-related medical expenses was substantially outweighed by the risk of understandable but irrelevant sympathy.
III. CONCLUSION
For the foregoing reasons, we will affirm the judgment of conviction.
"Because the jury returned a verdict in favor of [the government], we must examine the record in a light most favorable to [the government], giving [it] the benefit of all reasonable inferences...."
Mancini v. Northampton Cty.
,
Baker, however, had driven a different car to work, so, instead, Baker unlocked his car and Bennage hid the money under the driver's side mat.
Baker gave Bennage $1,000 and kept $2,000 for himself.
The government presented photographic evidence of Bakers' home, which Baker argued would cause the jury to think that, since he has "this big nice house with a pole barn, tractors, and all that stuff, therefore he must be stealing money." (App. at 442.)
Baker did not call Mrs. Baker to testify at trial.
Baker was found guilty of false statements, pursuant to
The District Court had jurisdiction under
Moreover, according to Bennage, the FBI only provided Bennage with a recording device
after
Baker had expressed interest in "ripping off drug dealers." (App. at 48.) Baker offered a conflicting account at trial, claiming that his recorded exchange with Bennage in September 2015 was the first time they had discussed the idea to steal from drug dealers, and that the suggestion to do so originated with Bennage. But even if we disregarded the evidence indicating otherwise, Baker's testimony reveals no action taken by Bennage that went beyond "mere solicitation[.]"
Dennis
,
To support his argument, Baker cites two cases. Both are inapposite. The first merely re-states the statutory language of
To the extent that Baker argues that Mrs. Baker's testimony about her medical expenses would have "supported his defense" of entrapment, we are similarly unpersuaded. (Opening Br. at 16.) Baker was not entitled to a jury instruction of entrapment (even if that evidence had been offered to that effect), so Mrs. Baker's testimony for that purpose would have been irrelevant and was rightly excluded.
Reference
- Full Case Name
- UNITED STATES of America v. Tyson BAKER, Appellant
- Cited By
- 2 cases
- Status
- Unpublished