Carlos Bastardo-Vale v. Attorney General United States
Dissenting Opinion
Today we hold that the panel in Alaka v. Attorney General
Nevertheless, I cannot agree that the Majority has appropriately dealt with the unambiguous phrase "by regulation" in
I.
Congress unambiguously stated that "[t]he Attorney General may designate by regulation offenses that will be considered to be a [particularly serious] crime."
My colleagues suggest that Congress would have stated that "the Attorney General shall designate by regulation," if Congress intended to require the Attorney General to act by regulation only. However, inserting a command such as "shall" instead of "may" would almost certainly obligate the Attorney General to designate additional particularly serious crimes, whether or not the Attorney General would otherwise have done so. Surely Congress did not intend to require the Attorney General to designate additional crimes as being "particularly serious" within the meaning of the statute. Rather, Congress left that decision to the discretion of the Attorney General. Had Congress intended to allow the Attorney General to designate other crimes as particularly serious in any way that s/he chose, rather than relying on "may" in drafting § 1158(b)(2)(B), Congress would have said something like: "[t]he Attorney General may designate by regulation, or otherwise , offenses that will be considered to be a crime described in clause (ii) ... of subparagraph (A)." Or, Congress could have omitted the limiting phrase completely and just said: "[t]he Attorney General may designate offenses that will be considered to be a crime described in clause (ii) ... of subparagraph (A)." It chose not to do that, so the limiting phrase that was inserted must mean something.
My colleagues gloss over the fact that they are reading "by regulation" out of the statute by explaining "[t]his authorization ... is permissive and does not preclude the Attorney General from evaluating, on a case-by-case basis, whether the facts and circumstances of a conviction also support concluding that an individual alien committed a particularly serious crime."
A simple and practical hypothetical is illustrative here. Assume that a child living in Newark, New Jersey asks her mother for permission to travel to New York City for the weekend, and the mother responds, "you may go to New York for the weekend." Now, imagine the mother's horror when the daughter calls from Los Angeles and tells the mother that she had permission to travel there because the mother simply said the daughter may go to New York, but did not say that the daughter may not go to Los Angeles or that she must go to New York. The daughter's claim of parental permission would be no less valid than the grant of congressional permission which my colleagues rely upon here. Yet, I think it is safe to assume that the daughter's explanation would be met with something less than enthusiastic approval. It is an argument that no parent would accept, and this Court should not accept it either.
The analogy is not as far afield as the very different context may suggest. Such "permission by omission" (or more precisely, license by omission) is exactly what the Majority is authorizing.
My colleagues explain that "[i]mmigration officials have proceeded via case-by-case adjudication since the early 1980s."
The Majority Opinion attempts to rescue the jettisoning of this limiting phrase in part by citing to Rossman v. Fleet Bank (R.I.) National Association ,
*271of a credit or charge card."
My colleagues' allusion to a second problem with my interpretation of the asylum statute is not helpful either. They cite Lorillard v. Pons
In order to justify reading "by regulation" out of the statute, the Majority Opinion also partially relies upon a discussion of some of the regulatory history and agency and judicial decisions that preceded the 1996 amendments.
The Majority's analysis is also contrary to our obligation to give effect to each word of a statute "so that no part will be inoperative or superfluous, void or insignificant."
*272I realize, of course, that the Supreme Court has long held that courts must presume Congress intended "a sensible construction" of statutes and that any interpretation that produces an absurd result suggests that Congress did not intend that which the text of a statute would otherwise require.
Nevertheless, my colleagues do insist that limiting the Attorney General to the regulatory process "would impose an onerous burden."
II.
My colleagues also rely on decisions of our sister appellate courts for their conclusion that "by regulation" includes case-by-case adjudication, but those decisions are devoid of the kind of analysis that should be required before ignoring an unambiguous statutory limitation on the authority of the Attorney General. Most of the cases relied upon by the Majority contain precious little (if any) analysis of the limiting phrase "by regulation" in § 1158(b)(2)(B). They merely recite the statutory text, don jurisprudential blinders, and blithely conclude that the statute doesn't say what it says. For example, in Ali v. Achim , relied on by the Majority, the Court of Appeals for the Seventh Circuit actually stated: "[n]owhere does [the statute] purport to prohibit the Attorney General from determining in a given case that an alien's nonaggravated felony is 'particularly serious' unless he had the foresight to explicitly itemize that particular crime by regulation. The statutory language simply is not susceptible to such a limited interpretation."
Similarly, in Delgado , the Court of Appeals for the Ninth Circuit relied on Ali 's analysis to conclude that, even though the statute "is silent on case-by-case adjudication," it "does not require the Attorney General to anticipate every adjudication by promulgating a regulation covering each particular crime."
Two issues relevant to our discussion were before the court in Delgado . First, whether the withholding statute limited particularly serious crimes to aggravated felonies; and second, whether, under the asylum statute, the Attorney General was limited to the regulatory process in order to declare other crimes particularly serious. On the first question, because there was no controlling judicial precedent to guide its analysis, the court relied upon Chevron and deferred to the BIA's interpretation of the statute. The court's analysis can be summed up in its statement: "[u]nder Chevron, we owe deference to the BIA's interpretation."
The court then decided that "by regulation" also included case-by-case adjudication, in part by deferring to the BIA. It stated: "[b]ecause the history of the withholding and asylum statutes are similar, our conclusion as to the withholding statute is instructive."
The other case that the Majority relies upon for the proposition that "by regulation" includes case-by-case adjudication is Gao v. Holder .
Moreover, as my colleagues note, and as I have noted above, Congress specifically amended the asylum statute to add the limiting phrase: "by regulation."
III.
Accordingly, for all the reasons I have set forth above, I must respectfully dissent.
This is different from the asylum statute, which creates only two tiers: aggravated felonies, all of which are particularly serious, and all other crimes, which may "by regulation" be designated as particularly serious.
Maj. Op. at 259-60 n.1.
Chevron, U.S.A., Inc. v. Natural Res. Def. Council, Inc. ,
Maj. Op. at 262-63.
Id . at 262-63.
Id . at 262-63 (emphasis added).
Id . (citing Delgado v. Holder ,
Id .
Maj. Op. at 263-64 n.4.
Rossman ,
Id . (quoting
Id .
Id . at 393 (emphasis added).
Maj. Op. at 262-63.
Id. at 262-64.
Conn. Nat'l Bank v. Germain ,
Corley v. United States ,
Maj. Op. at 261-62 (citing Leocal v. Ashcroft ,
United States v. Kirby , 74 U.S. (7 Wall.) 482, 486-87,
Maj. Op. at 264 (quoting Ali v. Achim ,
Id .
See Omnibus Consolidated Appropriations Act, 1997, Pub. L. No. 104-208, div. C., tit. VI, § 604(a),
See, e.g. ,
See
Leocal ,
Stone v. I.N.S. ,
Opinion of the Court
*258Today we decide whether the phrase "particularly serious crime" as used in both the asylum and withholding of removal statutes,
In reaching this conclusion, we overrule Alaka v. Attorney General,
I
Bastardo-Vale petitions for review of the BIA decision that his conviction for second-degree unlawful imprisonment under Delaware law constitutes a "particularly serious crime," rendering him ineligible for both asylum and withholding of removal relief.
In the early morning of November 10, 2013, Bastardo-Vale returned to his apartment. There, by the victim's account, Bastardo-Vale invited her to his apartment where he forcibly pulled her into his room and began raping her, or by Bastardo-Vale's account, they began to have consensual sex. According to the police report, the victim told Bastardo-Vale to " 'stop' numerous times but he refused." A.R. 2187. She "freed herself by using her knee to strike [Bastardo-Vale] in the rib cage and push him off of her body."
Bastardo-Vale pleaded no contest to second-degree unlawful imprisonment in violation of
The Department of Homeland Security ("DHS") then charged Bastardo-Vale with removability under *259
The BIA agreed with DHS, disregarded our precedent in Alaka, and held that Bastardo-Vale had "been convicted of a particularly serious crime under [the BIA's] case-by-case approach set forth in," among other cases, N-A-M-. A.R. 6. The BIA concluded that the Delaware unlawful imprisonment statute encompasses conduct involving physical force and intimidation, as well as that which "places at risk a particularly vulnerable segment of society ... [so the] conviction falls within the potential ambit of a particularly serious crime." A.R. 6. The BIA concluded the circumstances of Bastardo-Vale's offense demonstrated its seriousness because "[t]he use of physical force to overcome another's desire to terminate a sexual encounter, whether originally consented to or not, is an inherently violent act that places a victim in fear for their safety." A.R. 6-7. The BIA held that Bastardo-Vale's conviction for a particularly serious crime barred him from receiving asylum and withholding of removal but remanded the matter to the IJ to address whether he was entitled to CAT relief.
*260On remand, Bastardo-Vale withdrew his CAT claim, and the IJ ordered Bastardo-Vale removed. Bastardo-Vale appealed the IJ's decision to the BIA for it to certify the ruling as final and petitioned our Court for review.
Bastardo-Vale seeks review of the BIA's determination that his conviction for second-degree *261unlawful imprisonment qualifies as a particularly serious crime and asserts that he is entitled to asylum and withholding of removal. He claims that the BIA erred in disregarding Alaka and holding that his nonaggravated offense was a "particularly serious crime" that bars him from relief.
After oral argument before a panel of our Court, we elected sua sponte to hear the case en banc to determine whether Alaka remains good law. We now examine the phrase "particularly serious crime" under both the asylum and withholding of removal statutes as well as the rulings of our sister circuits who have concluded that the phrase "particularly serious crime" is not limited to aggravated felonies in either the asylum or withholding of removal context.
II
A
The IJ granted Bastardo-Vale asylum but the BIA overturned that ruling because it found that Bastardo-Vale was convicted of an offense it deemed to be a particularly serious crime, even though it was not an aggravated felony. To determine whether this is correct, we will first review the statutory framework for asylum.
The Secretary of Homeland Security or the Attorney General may grant an asylum application if the alien shows that he is a "refugee" who is persecuted due to his race, religion, nationality, membership in a particular social group, or political opinion.
The phrase "particularly serious crime" is not defined in § 1158, but Congress included two "Special Rules" within the asylum statute addressing the subject.
§ 1158(b)(2)(B). The Special Rules provide:
(i) Conviction of aggravated felony
For purposes of clause (ii) of subparagraph (A) [which bars an alien convicted of a particularly serious crime from asylum relief], an alien who has been convicted of an aggravated felony shall be considered to have been convicted of a particularly serious crime.
(ii) Offenses
The Attorney General may designate by regulation offenses that will be considered to be a crime described in clause (ii) ... of subparagraph (A).
Moreover, reading "particularly serious crime" to include only aggravated felonies would improperly render the phrase meaningless as it would just be an alternate phrase for "aggravated felony." See TRW Inc. v. Andrews,
Such a reading would also render meaningless the Attorney General's power to designate other crimes as serious. See Delgado v. Holder,
Congress's grant of authority to the Attorney General to promulgate regulations to identify other offenses as particularly serious crimes further demonstrates that offenses other than aggravated felonies could be designated as per se particularly serious crimes. Through rulemaking, the Attorney General gives notice to the public of offenses, in addition to aggravated felonies, that may be designated as per se "particularly serious crimes" and receives comments. This authorization, however, is permissive and does not preclude the Attorney General from evaluating, on a case-by-case basis, whether the facts and circumstances of a conviction also support concluding that an individual alien committed a particularly serious crime. Immigration officials have proceeded via case-by-case adjudication since the early 1980s. See Delgado,
For these reasons, we hold that under the asylum statute, (1) aggravated felonies *265are a subset of offenses that constitute particularly serious crimes; (2) the Attorney General has the authority to designate other offenses as per se particularly serious; and (3) the Attorney General retains the authority, through a case-by-case evaluation of the facts surrounding an individual alien's specific offense, to deem that alien to have committed a particularly serious crime.
B
We next examine the phrase "particularly serious crime" in the withholding of removal statute to determine whether it also includes, but is not limited to, aggravated felonies. The "particularly serious crime" bar in that statute provides:
Subparagraph (A) [providing for withholding of removal] does not apply to an alien deportable under section 1227(a)(4)(D) of this title or if the Attorney General decides that-
...
(ii) the alien, having been convicted by a final judgment of a particularly serious crime is a danger to the community of the United States;
...
For the purposes of clause (ii), an alien who has been convicted of an aggravated felony (or felonies) for which the alien has been sentenced to an aggregate term of imprisonment of at least 5 years shall be considered to have committed a particularly serious crime. The previous sentence shall not preclude the Attorney General from determining that, notwithstanding the length of sentence imposed, an alien has been convicted of a particularly serious crime.
In Alaka, we interpreted the phrase "particularly serious crime" as used in the withholding statute to be limited to aggravated felonies.
*266As we already stated, the phrase "particularly serious crime" as used in the asylum statute includes but is not limited to aggravated felonies. Examining the identical phrase in the withholding of removal statute, we reach the same conclusion. The withholding of removal statute specifically lists a subset of aggravated felonies deemed per se "particularly serious crimes." The statute provides that "an alien who has been convicted of an aggravated felony (or felonies) for which the alien has been sentenced to an aggregate term of imprisonment of at least 5 years shall be considered to have committed a particularly serious crime."
Moreover, Congress used both "aggravated felony" and "particularly serious crimes" in the statute and, as stated earlier, we are obligated to give each word meaning. See N-A-M,
In sum, the language of the withholding of removal statute shows that aggravated felonies are a subset of particularly serious crimes and that Congress has deemed one subset of aggravated felonies, namely those for which the alien was sentenced to at least five years, particularly serious per se. Our sister circuits have also embraced the view that the phrase "particularly serious crime" as used in the withholding of removal statute includes but is not limited to aggravated felonies. See *267Delgado,
In reaching this conclusion, we depart from our precedent in Alaka. In our Court, precedent is binding on later panels, 3d Cir. I.O.P. 9.1, and "[w]e do not overturn our precedents lightly," Al-Sharif v. U.S. Citizenship & Immigration Servs.,
III
Having determined that the phrase "particularly serious crime" can include offenses other than aggravated felonies, we now address the Government's argument that Bastardo-Vale waived his right to challenge the BIA's application of N-A-M- to his conviction.
*268"[A]n appellant's opening brief must set forth and address each argument the appellant wishes to pursue in an appeal." Barna v. Bd. of Sch. Directors of Panther Valley Sch. Dist.,
Bastardo-Vale failed to argue in his opening brief to us that the BIA improperly applied N-A-M- in concluding that his conviction for second-degree unlawful imprisonment was a particularly serious crime. Instead, Bastardo-Vale argued only that, because he was not convicted of an aggravated felony, the particularly serious crime bar did not apply to his claims for asylum and withholding of removal. Bastardo-Vale's clear focus on Alaka in his brief to our Court and his omission of any argument regarding the BIA's application of N-A-M- and its analysis of the circumstances of his offense constitutes a waiver of any challenges to the BIA's assessment of whether his offense of conviction constitutes a particularly serious crime. Thus, we will leave the BIA's conclusion undisturbed.
IV
For the foregoing reasons, we will deny the petition.
In reaching this conclusion, the BIA did not cite and in fact did not follow Alaka. Rather, it relied upon its own decision in In re M-H-,
The IJ and BIA's blatant disregard of the binding regional precedent is ultra vires. See Abdulai v. Ashcroft,
In Alaka, we did not hold that the phrase "particularly serious crime" in the withholding of removal statute was ambiguous. Thus, the case on which the BIA and IJ relied, M-H-, misunderstood Alaka's view of the statutory phrase. M-H- reasoned that since Alaka did not expressly state that the withholding statute was "unambiguous," the agency was free to disregard our interpretation of the statute and impose its own.
Although Bastardo-Vale prematurely filed his petition for review before a final order of removal was entered, such an order has since been entered, and thus we now have jurisdiction under
The IJ had jurisdiction under
In his dissent, Judge McKee contends that the phrase "by regulation" in the asylum statute,
First, this reading overlooks the word "may" that precedes the phrase "by regulation."
Second, Congress knows how to limit an agency to rulemaking or to adjudication. For example, the Attorney General can parole aliens "for urgent humanitarian reasons or significant public benefit," but can do so "only on a case-by-case basis," not by using prospective rulemaking.
Third, as stated previously, Congress added the "by regulation" language within the context of the agency's regular use of case-by-case adjudication. Because Congress was aware of the agency's practice of adjudication, see Lorillard,
Finally, to the extent that Judge McKee asserts that Congress must confer adjudicatory powers upon the agency to determine which crimes are particularly serious, it has already done so. An IJ "conduct[s] proceedings for deciding the inadmissibility or deportability of an alien." 8 U.S.C. § 1229a(a)(1). The IJ, among other things, "receive[s] evidence, and interrogate[s], examine[s], and cross-examine[s] the alien and any witnesses."
This decision, in turn, requires that an IJ consider whether there are grounds to order or not order an alien's removal. An IJ, for example, may consider a request for asylum, which includes evaluating whether there are legal impediments to receiving this relief, such as certain prior convictions. Thus, the authority to decide whether an alien is removable or eligible for relief from removal through asylum includes the authority to decide whether the alien committed a "particularly serious crime" that precludes asylum relief. See
The congressional enactments during this period also show that the regulatory authority did not displace the Attorney General's authority to also consider whether an alien committed a particularly serious crime on a case-by-case basis. Congress amended the immigration laws in the 1990s to limit the availability of asylum and other relief, St. Cyr v. I.N.S.,
In addition, the caselaw landscape before 1996 and Congress's reaction to it also show that inclusion of the "by regulation" language was a reaffirmation of regulatory authority. Since In re Frentescu, the Attorney General could proceed by adjudication. In other words, the adjudication door was open. By the time Congress added this language in 1996, however, the Court of Appeals for the Ninth Circuit had closed the other door by holding that the agency could not use rulemaking. Komarenko v. INS,
For these additional reasons, we conclude that the Attorney General has authority both to designate categories of offenses as particularly serious crimes and to decide whether an alien's offense constitutes a particularly serious crime on a case-by-case basis.
The differences in the statutes do not mean that the phrase "particularly serious crime" should be given a different meaning. While asylum is discretionary and withholding of removal is mandatory, and entitlement to asylum is met by a lower standard of proof than that required for withholding of removal, each statute reflects Congress's view that a "particularly serious crime" bars aliens from obtaining certain immigration relief.
Even if Bastardo-Vale did not waive this argument, there is likely enough evidence to uphold the BIA's determination that he committed a particularly serious crime.
Dissenting Opinion
I join in full Judge McKee's dissent relating to the interpretation of "by regulation" in
[Withholding of removal] does not apply... if the Attorney General decides that-
(ii) the alien, having been convicted by a final judgment of a particularly serious crime is a danger to the community of the United States;
...
For the purposes of clause (ii), an alien who has been convicted of an aggravated felony (or felonies) for which the alien has been sentenced to an aggregate term of imprisonment of at least 5 years shall be considered to have committed a particularly serious crime. The previous sentence shall not preclude the Attorney General from determining that, notwithstanding the length of sentence imposed, *275an alien has been convicted of a particularly serious crime.
Judge Shwartz, writing for the majority, holds that a "particularly serious crime" is not limited to an aggravated felony. This overrules the contrary reading of Alaka v. Attorney General ,
I do, however, continue to believe that Alaka got this right, and that the majority misreads the language of the withholding-of-removal statute. The first sentence of the clarifying paragraph makes all aggravated felonies carrying a sentence of more than five years particularly serious; the second, which expressly refers back to "[t]he previous sentence," authorizes the Attorney General to declare certain other crimes as particularly serious "notwithstanding the length of sentence imposed." On its face this appears to mean that the Attorney General's discretion qualifies only aggravated felonies that resulted in a prison sentence of less than five years, and it does not extend to other crimes. See Antonin Scalia & Bryan A. Garner, Reading Law: The Interpretation of Legal Texts 154 (2012) ("A proviso conditions the principal matter that it qualifies-almost always the matter immediately preceding.").
Thus the provision creates a three-tiered system: (1) certain aggravated felonies automatically are particularly serious (those with actual, aggregated prison sentences of at least five years); (2) other aggravated felonies with lesser prison sentences can be considered particularly serious on a case-by-case basis free of the need to do so by regulation; and (3) all other crimes are not particularly serious.
The majority holds to the contrary that the Attorney General's power conferred by the second sentence is effectively unlimited, but this does not fit the language of the statute. If that had been Congress's intent, it would have worded the provision differently, either adding "for any crime" after "notwithstanding the length of sentence imposed" or simply stating that "the previous sentence shall not preclude the Attorney General from determining in any other case that an alien has been convicted of a particularly serious crime." Yet Congress did not enact any such addition. Neither should a court.
I respectfully dissent.
Reference
- Full Case Name
- Carlos Eduardo BASTARDO-VALE, Petitioner v. ATTORNEY GENERAL UNITED STATES of America, Respondent
- Cited By
- 36 cases
- Status
- Published