Kendell Alexander, Sr. v. Robert Ortiz
Kendell Alexander, Sr. v. Robert Ortiz
Opinion
NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT __________
No. 18-1778 __________
KENDELL CHARLES ALEXANDER, SR., Appellant
v.
ROBERT ORTIZ __________
On Appeal from the United States District Court for the District of New Jersey (D.N.J. No. 1:15-cv-06981) Honorable Jerome B. Simandle, U.S. District Judge __________
Submitted Under Third Circuit L.A.R. 34.1(a) on May 28, 2020
Before: SMITH, Chief Judge, HARDIMAN, and KRAUSE, Circuit Judges
(Opinion filed: May 29, 2020)
__________
OPINION* __________
* This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not constitute binding precedent. KRAUSE, Circuit Judge.
Kendell Alexander, a former federal inmate who worked in his prison’s UNICOR
facility,1 brought a Fifth Amendment claim under Bivens v. Six Unknown Named Agents
of Federal Bureau of Narcotics,
403 U.S. 388(1971), against his manager, Robert Ortiz,
for allegedly denying him pay increases, overtime opportunities, and promotions on
account of race. The District Court granted Ortiz’s motion to dismiss. For the following
reasons, we will affirm.2
A. Discussion3
The Supreme Court has “clearly communicate[d] that expanding Bivens beyond
those contexts [it has] already recognized . . . is disfavored.” Bistrian v. Levi,
912 F.3d 79, 95(3d Cir. 2018). Thus, before allowing a damages remedy for a federal officer’s
constitutional violations, a court must first compare the claim to those previously
recognized under Bivens and ask whether the claim either “arises in a new context or
involves a new category of defendants.” Hernandez v. Mesa,
140 S. Ct. 735, 743(2020)
1 UNICOR is a wholly owned corporation of the federal government that seeks to “provide employment for the greatest number of those inmates in [federal] . . . correctional institutions . . . as is reasonably possible.”
18 U.S.C. § 4122(b)(1). 2 The Court appointed Christian J. Pistilli, Esq. and Noam Kutler, Esq. to represent Alexander on appeal. They have ably discharged that responsibility, for which the Court is grateful. 3 The District Court had jurisdiction under
28 U.S.C. § 1331, and we have jurisdiction under
28 U.S.C. § 1291. On appeal, Alexander has not contested the District Court’s dismissal of his First Amendment retaliation claim against Ortiz, so we deem that claim abandoned and will not discuss it here. See Free Speech Coal., Inc. v. Att’y Gen.,
677 F.3d 519, 545(3d Cir. 2012). 2 (internal quotation marks and citation omitted). If it does, the next question is whether
there are “any special factors [that] counse[l] hesitation” in extending Bivens.
Id.(alterations in original) (internal quotation marks and citation omitted). If the court
answers both questions in the affirmative, it may not expand Bivens to cover the claim.
Alexander argues (1) his claim arises in an existing context and against a category
of defendants the Supreme Court already recognized in Davis v. Passman,
442 U.S. 228(1979); and (2) even if the context is considered new, no special factors weigh against
creating a Bivens remedy. We reject both contentions.
1. New Context
Alexander challenges the District Court’s determination that his racial
discrimination claim against his UNICOR supervisor arises in a context different from
Davis, which involved a gender discrimination claim against a congressman. See 442
U.S. at 230–31. We think the District Court correctly reasoned that “Davis, while
addressing a Fifth Amendment discrimination claim, concerns a congressional” rather
than “prison employment context.” JA 25.
The Supreme Court’s conception of “new context” is “broad,” Hernandez,
140 S. Ct. at 743, and includes such considerations as whether a different type of officer is sued
or the officer is subject to different “statutory or other legal mandate[s],” Ziglar v.
Abbasi,
137 S. Ct. 1843, 1860(2017). A UNICOR manager and a congressman are
officers from different branches of the federal government, and as the District Court
recognized, a UNICOR workplace and a congressional office are “vastly different,”
operating under separate sets of legal mandates. JA 25–26.
3 Because “[n]one of the [Supreme Court’s] prior Bivens cases addressed federal
prisoners in the prison employment context,” JA 25, the District Court correctly
determined that Alexander’s claim arises in a new context.
2. Special Factors Counseling Hesitation
Alexander also urges that the District Court erroneously denied him a Bivens
remedy out of concern for the separation of powers. We see no flaw in the District
Court’s special-factors analysis.
The District Court began with the premises that “separation-of-powers principles
are or should be central to the analysis” and that, when considering “whether the
Judiciary is well suited, absent congressional action or instruction, to consider and weigh
the costs and benefits of allowing a damages action to proceed,” any “hesitat[ion] before
answering that question in the affirmative” indicates Congress, not the court, should
decide whether to create a damages remedy. JA 32–33 (quoting Ziglar, 137 S. Ct. at
1857–58).
With this “particularly weighty” concern for not intruding on the other branches in
mind, Bistrian,
912 F.3d at 90, the District Court observed that “the prison workplace is
an area that is heavily regulated by the legislative and executive branches.” JA 34.
Indeed, Congress envisioned that UNICOR would be managed within the executive
branch by a board appointed by the President, see
18 U.S.C. § 4121, and did not suggest
any role for the federal courts. And especially telling is that Congress knew how to
create a remedy for injuries suffered in UNICOR workplaces but chose to do so within
the executive branch and, even then, only for physical injuries. As the District Court
4 pointed out, in
18 U.S.C. § 4126(c)(4), “Congress specifically created a mechanism
[through UNICOR and the Federal Bureau of Prisons] by which prisoners could be
compensated for workplace injuries and illnesses, but did not extend that remedy to other
forms of workplace discrimination or constitutional violations.” JA 33–34; see also 28
C.F.R. pt. 301. We agree this remedial scheme for physical injuries is a strong signal that
Congress did not intend to create a judicially enforceable remedy for constitutional
violations and that any decision to do so must be left to Congress.
In sum, the District Court’s conclusion that “the prison workplace context is a
special factor precluding extending the Bivens remedy,” JA 32, is correct.
B. Conclusion
For the foregoing reasons, we will affirm the District Court’s order dismissing
Alexander’s complaint.
5
Reference
- Status
- Unpublished