NOT PRECEDENTIAL

UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT

__________

No. 19-3563 ___________

UNITED STATES OF AMERICA

v.

SHAWN CAVANAUGH, a/k/a Shawn James Cavanaugh,

Appellant

________________ Appeal from the United States District Court for the Middle District of Pennsylvania (Criminal Action No. 3-17-cr-00203-002) District Judge: Honorable Robert D. Mariani ________________ Submitted Under Third Circuit L.A.R. 109.2(a) November 15, 2021

Before: AMBRO, JORDAN, and RENDELL, Circuit Judges

(Opinion filed: November 22, 2021)

___________ OPINION* ___________

* This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not constitute binding precedent. AMBRO, Circuit Judge

Shawn Cavanaugh appeals his conviction and sentence of 192 months’ imprisonment

for armed robbery. His counsel filed a motion to withdraw with accompanying brief

under Anders v. California,

(1967), contending the appeal raises only

frivolous issues.1 Though counsel’s Anders brief is inadequate, we still grant his motion

and affirm the District Court’s judgment because the record, which includes Cavanaugh’s

more complete pro se notice of appeal, reveals no appealable issues of arguable merit.

In June 2017, Cavanaugh and an accomplice robbed a PNC Bank in Avoca,

Pennsylvania. They concealed their faces and pointed what appeared to be firearms at

bank employees. It was later determined these objects were not, in fact, firearms but

pellet guns. The robbery netted approximately $2,610. Cavanaugh was subsequently

arrested and pled guilty to armed bank robbery in violation of

(a) &

(d).

During sentencing, the District Court imposed two enhancements over Cavanaugh’s

objections: a career-offender enhancement based on his prior Pennsylvania state

convictions for aggravated assault, robbery, and drug trafficking; and an enhancement for

use of a dangerous weapon during the robbery. See U.S.S.G. § 4B1.1. This resulted in a

range of 210 to 262 months’ imprisonment under the Sentencing Guidelines. The Court

then weighed the sentencing factors outlined in

(a) and determined that

1 We have jurisdiction under

and

(a). We exercise plenary review over legal conclusions and review factual findings for clear error. Simon v. Gov’t of Virgin Islands,

(3d Cir. 2012). 2 Cavanaugh’s past drug abuse, mental health issues, and difficult life history were

mitigating factors. It ultimately sentenced him to 192 months’ imprisonment, reflecting

an 18-month downward variance below the range of the Sentencing Guidelines.

Third Circuit Local Appellate Rule 109.2(a) reflects the guidelines endorsed by the

Supreme Court in Anders to make sure indigent clients receive adequate representation.

The rule lets trial counsel move to withdraw and file a supporting brief per Anders if

persuaded on review of the trial court record “that the appeal presents no issue of even

arguable merit.” 3d Cir. L.A.R. 109.2(a). If we agree on review that the appeal is

without merit, we “will grant counsel’s Anders motion, and dispose of the appeal without

appointing new counsel.”

Our Anders inquiry is twofold: “(1) whether counsel adequately fulfilled the rule’s

requirements; and (2) whether an independent review of the record presents any

nonfrivolous issues.” United States v. Youla,

(3d Cir. 2001). Here,

counsel did not meet the rule’s requirements. Yet, after our own review, we conclude

Cavanaugh’s appeal raises no issue of even arguable merit. Thus, we affirm the District

Court’s judgment and allow counsel to withdraw.

The standard for an adequate Anders brief is not high. We find Rule 109.2(a)’s

requirements fulfilled when “we are . . . satisfied that counsel adequately attempted to

uncover the best arguments for his or her client.”

But, at minimum, counsel must

address all the appellant’s pro se issues on appeal and show why they are “patently

without merit.” United States v. Marvin,

(3d Cir. 2000).

3 Even judged against this modest standard, counsel’s Anders brief is deficient. As a

threshold matter, his brief does not cite Anders or any case articulating our Circuit’s

requirements for Anders briefs. Worse, he addresses only one of five issues raised in

Cavanaugh’s pro se notice of appeal: whether the District Court correctly designated

Cavanaugh a career offender. Indeed, in failing to mention the four other arguments

Cavanaugh advanced in his notice of appeal, counsel does not even comment on the

guilty plea underlying Cavanaugh’s conviction. See, e.g., United States v. Ibrahim,

(2d Cir. 1995) (“Anders briefs in the future should always contain a

discussion regarding a guilty plea.”). Moreover, counsel provides incorrect reasoning for

why the Court’s career-offender designation was proper. He incorrectly premises that

argument on United States v. Folk,

(3d Cir. 2020), which held that an

incorrect career-offender enhancement under the advisory Sentencing Guidelines is not a

recognized claim. But Folk dealt explicitly with a collateral attack under

, and, as the Government correctly points out, a different standard applies on direct

appeal. See

(comparing different standards for direct appeals and

collateral attacks).

And “[w]hile the length of a brief does not necessarily determine the merit of its

arguments, we do not believe that” counsel’s three-page explanation of why the issues

raised by Cavanaugh’s appeal are frivolous reflects a thorough examination of the record.

Youla, 241 F.3d at 300–01. By contrast, Cavanaugh submitted a ten-page pro se notice

of appeal and, as noted, set out five issues for appeal. Given this disparity, counsel fails

to “assure[] us that he has considered [all issues raised by his client] and found them

4 patently without merit.” Id. at 301. We likewise note that frequent misspellings and

grammatical errors compound our view that counsel’s Anders brief lacks the

thoroughness required for a “conscientious examination” of the record.2 See Anders,

. For these reasons, “[c]ounsel simply has not provided sufficient indicia that

he thoroughly searched the record and the law in service of his client so that we might

confidently consider only those objections raised.” Youla,

(internal

quotations omitted). We therefore reject his Anders brief as inadequate.

Yet even if an Anders brief is inadequate, we still may grant the Anders motion and

dispose of the appeal if the issues an appellant raises are “patently frivolous.” United

States v. Coleman,

(3d Cir. 2009). In determining this, we need not

conduct an independent and exhaustive search of the record. Instead, where appellant’s

pro se filings “explain[] the nature of the case and . . . discuss the issues that the type of

case might be expected to involve . . . [,] we confine our scrutiny to . . . those issues

raised in [a]ppellant’s pro se brief.” Youla,

(internal quotations omitted).

We therefore look to Cavanaugh’s pro se notice of appeal, which, we repeat, raises five

issues and is styled as a brief. As we conclude each of these issues is “patently

frivolous,” we will grant counsel’s Anders motion and dispose of the appeal despite

counsel’s dismal performance.

The major issue Cavanaugh raises on appeal is whether the District Court improperly

applied the career-offender enhancement. To be classified as a career offender, a

2 See, e.g., Anders Br. at 6 (“Did the sentencing court erred [sic] in designating Mr. Cavanaugh a career offender . . . [?]”). 5 defendant must have “at least two prior felony convictions of either a crime of violence

or a controlled substance offense.” U.S.S.G. § 4B1.1(a)(3). Cavanaugh had three such

convictions: one for aggravated assault, one for robbery, and one for drug distribution.

On appeal, he challenges the Court’s determination that his aggravated assault and

robbery convictions were crimes of violence under the Career Offender Guidelines.3

Under the Sentencing Guidelines, a “crime of violence” is “any offense under federal or

state law, punishable by imprisonment for a term exceeding one year,” that either

(1) has as an element the use, attempted use, or threatened use of physical force against the person of another, [(the “elements clause”)] or (2) is murder, voluntary manslaughter, kidnapping, aggravated assault, a forcible sex offense, robbery, arson, extortion, or the use or unlawful possession of a firearm described in

(a) or explosive material as defined in

(c) [(the “enumerated offenses clause”)].

U.S.S.G. § 4B1.2(a). Contrary to Cavanaugh’s contentions, our review of the record

shows that his aggravated assault and robbery convictions qualify as crimes of violence.

We first consider Cavanaugh’s conviction for aggravated assault under

Pennsylvania’s aggravated assault statute. 18 Pa. C.S. § 2702. We use the “categorical

approach” to determine whether a prior conviction qualifies as a crime of violence under

the “elements clause” of U.S.S.G. § 4B1.2(a)(1). United States v. Ramos,

(3d Cir. 2018). This approach “require[s] us to compare the elements of the statute

3 Our review shows that the District Court correctly determined that Cavanaugh’s prior Pennsylvania drug-trafficking conviction was a controlled substance offense under the Career Offender Guidelines. See United States v. Glass,

(3d Cir. 2018) (holding that Pennsylvania drug distribution in violation of 35 Pa. C.S. § 780- 113(a)(30) qualifies as a controlled substance offense under Career Offender Guidelines). Cavanaugh does not challenge this determination. 6 under which the defendant was convicted to the [G]uidelines’ definition of crime of

violence.” Id. (internal quotations omitted). In Ramos, we deemed Pennsylvania’s

aggravated assault statute divisible.

. This permits district courts to apply

the “modified categorical approach” and consult extra-statutory records, called Shepard

documents, in deciding whether a prior conviction categorically qualifies as a crime of

violence.

Such Shepard documents include “the statutory definition, charging

document, written plea agreement, transcript of plea colloquy, and any explicit factual

finding by the trial judge to which the defendant assented.” Shepard v. United States,

(2005). Our review reflects that the Court properly relied on Ramos to

review these documents underlying Cavanaugh’s aggravated assault conviction, which, in

turn, revealed he was convicted under 18 Pa. C.S. § 2702(a)(4). As we have held that

provision qualifies as a crime of violence under the Career Offender Guidelines, the

Court correctly determined Cavanaugh’s aggravated assault conviction so qualified.

Ramos,

.

We next consider his conviction under Pennsylvania’s robbery statute, 18 Pa. C.S.

§ 3701. This statute is also divisible, justifying access to Shepard documents. United

States v. Peppers,

(3d Cir. 2018). Our review reflects that the Court

appropriately consulted those documents that underlie Cavanaugh’s robbery conviction,

which showed he was convicted for third-degree robbery in violation of 18 Pa. C.S. §

3701(a)(1)(v). As third-degree robbery in Pennsylvania requires the use of “force

however slight,” the Court determined Cavanaugh’s conviction qualified as a crime of

violence. We agree. See United States v. Graves,

(3d Cir. 2017)

7 (holding North Carolina robbery statute requiring de minimis use of force was a crime of

violence under the Career Offender Guidelines). Therefore, as Cavanaugh’s prior

convictions for aggravated assault, robbery, and drug-trafficking qualify as predicate

offenses under the Career Offender Guidelines, we conclude the Court correctly

designated him a career offender.

Cavanaugh also challenges the sufficiency of his indictment, contending it did

“not provide adequate notice of the precise nature of the charges sufficient to permit

[him] to prepare a defense.” App. at 85. We find this argument unavailing. An

indictment is sufficient if it (1) “contains the elements of the offense charged and fairly

informs a defendant of the charge against which he must defend,” and (2) “enables him to

plead an acquittal or conviction in bar of future prosecutions for the same offense.”

Hamling v. United States,

(1974). Cavanaugh’s indictment satisfies this

standard because it identifies the time, date, place, alleged acts, relevant statutory

elements, and parties involved in the charged crime.

Cavanaugh next contends his sentence was enhanced past the statutory maximum,

purportedly in violation of Alleyne v. United States,

(2013), and Apprendi v.

New Jersey,

(2000). But these cases stand for the proposition that “facts

that increase” the maximum statutory penalty are elements of the crime that must be

found by juries, not judges, and are therefore irrelevant. Alleyne,

;

Apprendi,

. Although Cavanaugh’s offense level was subject to a four-

level enhancement for using a dangerous weapon, that enhancement produced a

8 maximum Guidelines sentence of 262 months, far below the statutory maximum of 300

months for armed bank robbery.

(d).

In addition, Cavanaugh claims his indictment and conviction constituted double

jeopardy, that he was illegally charged under

(a) & (d), and that his

sentence for committing armed bank robbery in violation of § 2113(d) is unlawful

because he pled guilty only to simple bank robbery under § 2113(a). But our review of

the record shows Cavanaugh knowingly and intelligently pled guilty to armed bank

robbery in violation of

(a) & (d). And contrary to Cavanaugh’s

assertions, he was not indicted and convicted for two separate, overlapping offenses.

Armed bank robbery, rather, is an enhanced form of simple bank robbery, and not a

distinct offense, as shown by the statutory text of § 2113(d), which does not establish an

offense without reference to § 2113(a). These contentions thus lack plausible merit.

Finally, Cavanaugh argues the Court’s sentence was substantively unreasonable

because it failed to account for his struggles with drug addiction and mental illness. The

record belies this argument. “In order for a sentence to be reasonable, the record must

demonstrate that the sentencing court gave meaningful consideration to [the § 3553(a)]

factors.” United States v. Bungar,

(3d Cir. 2007) (internal quotations

omitted). But “[t]he court need not . . . discuss a defendant’s clearly nonmeritorious

arguments, or otherwise discuss and make findings as to each of the § 3553(a) factors if

the record makes clear the court took the factors into account in sentencing.” Id. (internal

quotations omitted). Our review shows the Court considered Cavanaugh’s personal

history, including his history of drug addiction and mental illness, when weighing the

9 relevant § 3553(a) factors. It further reveals the Court granted an 18-month downward

variance from the recommended range under the Sentencing Guidelines, accounting, in

part, for these very struggles. We thus conclude the Court’s sentence was reasonable.

See Bungar,

(defendant’s disagreement with district court’s weighing of

mitigating factors does not make sentence unreasonable).

* * * * *

Accordingly, we affirm the District Court’s judgment and sentence and grant

counsel’s motion to withdraw under Anders.

10