Phillip Polk v. Warden Allenwood FCI
Phillip Polk v. Warden Allenwood FCI
Opinion
NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT ___________
No. 19-3336 __________
PHILLIP BRADLEY POLK, Appellant
v.
WARDEN ALLENWOOD FCI ____________________________________
On Appeal from the United States District Court for the Middle District of Pennsylvania (D.C. Civil Action No. 3:19-cv-000591) District Judge: Honorable James M. Munley ____________________________________
Submitted Pursuant to Third Circuit LAR 34.1(a) December 8, 2023
Before: SHWARTZ, RESTREPO, and FREEMAN, Circuit Judges
(Opinion filed: December 15, 2023) ___________
OPINION* ___________
PER CURIAM
* This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not constitute binding precedent. Phillip Bradley Polk, who is proceeding pro se, appeals the District Court’s order
dismissing for lack of jurisdiction his petition filed pursuant to
28 U.S.C. § 2241. For the
reasons detailed below, we will affirm the District Court’s judgment.
In 2006, Polk pleaded guilty in the United States District Court for the Northern
District of Oklahoma to being a felon in possession of a firearm and ammunition. See
18 U.S.C. §§ 922(g)(1) and 924(a). The District Court classified Polk as a career offender
under the Armed Career Criminal Act (ACCA) because he had been convicted of at least
three prior violent felonies, including four second-degree burglary convictions under 21
Okla. Stat. § 1435. See
18 U.S.C. § 924(e)(1) (providing that a defendant is subject to
ACCA’s enhanced punishment if he has three or more previous convictions for a “serious
drug offense” or a “violent felony”); U.S.S.G. § 4B1.4. He was sentenced to 210 months
of incarceration, to be followed by five years of supervised release. The Tenth Circuit
affirmed on direct appeal. See United States v. Polk,
229 F. App’x 776, 781(10th Cir.
Apr. 30, 2007) (not precedential). In April 2008, Polk filed a motion pursuant to
28 U.S.C. § 2255. The District Court denied relief on the merits. United States v. Polk, No.
4:05-cr-00039,
2011 WL 3348022, at *3 (N.D. Okla. Aug. 3, 2011).
While incarcerated at FCI Allenwood, Polk filed a petition under
28 U.S.C. § 2241in the United States District Court for the Middle District of Pennsylvania. Relying on
Mathis v. United States,
579 U.S. 500, 513-14(2016) (providing guidance as to when the
modified categorical approach should be employed to determine whether a prior
conviction qualifies as a predicate offense under the ACCA), and United States v.
Hamilton,
889 F.3d 688, 699(10th Cir. 2018) (applying Mathis and concluding that the
2 Oklahoma second-degree burglary statute is indivisible and that a conviction under that
statute does not fit the ACCA’s enumerated offenses clause because it ‘could have been
based on conduct falling outside the generic definition of burglary”), Polk argued that his
§ 1435 convictions no longer qualified as a career-offender predicates. In response, the
Government argued that a § 2255 motion, not a § 2241 petition, is the proper vehicle to
test the legality of Polk’s detention. The District Court agreed and dismissed the petition
for lack of jurisdiction, noting that “Polk makes no claim that he is actually innocent of
his crime of conviction” and that his “§ 2241 petition does not rely on any intervening
court decisions that would cast doubt upon his factual—or even legal—guilt for his crime
or predicate offenses.” Polk timely appealed.1
We have appellate jurisdiction pursuant to
28 U.S.C. § 1291. In reviewing the
District Court’s dismissal of Polk’s § 2241 petition, we exercise plenary review over its
legal conclusions and review any factual findings for clear error. See Cradle v. United
States ex rel. Miner,
290 F.3d 536, 538(3d Cir. 2002) (per curiam).
We need not reach the merits of Polk’s underlying claim, which seeks to set aside
his conviction, because we agree with the District Court that his claim must be brought in
a motion pursuant to
28 U.S.C. § 2255. Attacks on the validity of a federal conviction or
sentence generally must be asserted under § 2255. See Okereke v. United States,
307 F.3d 117, 120(3d Cir. 2002). But because Polk’s initial § 2255 motion was denied on
1 The stay of this appeal – entered on July 26, 2023, pending a determination in Wilson v. Warden Canaan USP, C.A. No. 18-2154 – is hereby lifted. See Wilson v. Warden Canaan USP, -- F.4th --,
2023 WL 7642830(3d Cir. Nov. 15, 2023).
3 the merits, he cannot file a second or successive § 2255 motion unless he relies on either
“newly discovered evidence,” § 2255(h)(1), or “a new rule of constitutional law,”
§ 2255(h)(2). His claim, which was based on a more favorable interpretation of statutory
law adopted after his conviction became final, did not satisfy either of those
requirements.
Polk thus sought to proceed under the “saving clause” contained in § 2255(e),
which permits a federal prisoner to seek relief under § 2241 when a § 2255 motion would
be “inadequate or ineffective to test the legality of [the petitioner’s] detention.”
28 U.S.C. § 2255(e). The Supreme Court recently held the saving clause “preserves
recourse to § 2241 in cases where unusual circumstances make it impossible or
impracticable to seek relief in the sentencing court, as well as for challenges to detention
other than collateral attacks on a sentence.” Jones v. Hendrix,
599 U.S. 465, 478(2023).
But the saving clause “does not permit a prisoner asserting an intervening change in
statutory interpretation to circumvent [the] restrictions on second or successive § 2255
motions by filing a § 2241 petition.” Id. at 471. Indeed, the “inability of a prisoner with
a statutory claim to satisfy” the requirements for filing a second or successive § 2255
motion “does not mean that he can bring his claim in a habeas petition under the saving
clause. It means that he cannot bring it at all.” Id. at 480.
For the foregoing reasons, we will affirm the District Court’s dismissal of Polk’s
§ 2241 petition.
4
Reference
- Status
- Unpublished