Jordan v. Hutcheson
Jordan v. Hutcheson
Opinion of the Court
This is a class action brought by three Negro attorneys of Norfolk, Virginia, against a Committee of the Virginia State Legislature, its Chairman, its counsel, and a process agent of the City of Norfolk for equitable relief under the provisions of the Civil Rights Acts, 42 U.S.C. §§ 1981 and 1983. Federal jurisdiction is asserted under 28 U.S.C. § 1343(3). The complaint prays for temporary and permanent injunctions from “any further unlawful action to harass and intimidate” the three plaintiff lawyers and those of their clients
The complaint alleges that the defendants are acting as part of a conspiracy engaged in by the elected officials of Virginia to intimidate, discourage and impede the plaintiffs and all Negro citizens of Virginia from using the courts as a means of ending the practices of racial segregation in that state. It further alleges that the Legislature created the defendant committee for the sole purpose of harassing and intimidating the plaintiffs in their efforts as lawyers to serve the cause of desegregation. Specifically, it alleges that in furtherance of this unlawful objective, the Committee and its agents have: investigated the friends and clients of the plaintiffs; urged and asked their clients to abandon them; raided the offices of plaintiffs and their clients seeking to gather confidential papers and notes; published statements naming the plaintiffs as violators of the law, and that defendants threaten to continue such practices.
The District Court dismissed the complaint on the grounds both that it lacked jurisdiction and that the complaint failed
We think this statement of the issues begs the question. The extent to which the state through its legislative power may intrude upon a citizen’s rights becomes a matter for the consideration of the federal courts when such conduct invades the citizen’s constitutional privileges. Whereupon the federal courts are commanded to act under the self-executing provisions of the Fourteenth Amendment. We submit it would be impracticable to test the constitutionality of the state’s conduct without considering its purpose.
The real question at issue on this appeal is whether the complaint alleges facts which if true constitute a violation of the plaintiffs’ First Amendment rights, and if so whether a federal court has the power to enjoin such conduct as
We are remanding the case in order that the District Court may reconsider its opinion in the light of the opinion of this court and the decision of the Supreme Court in N.A.A.C.P. v. Button, 371 U.S. 415, 83 S.Ct. 328, 9 L.Ed. 405, which was decided subsequent to the District Court’s opinion and is pertinent to the issues herein. It is obvious, of course, that in reviewing the case at this stage the plaintiffs are entitled to a liberal construction of their pleadings, the truth of which we must presume to be conceded. Clark, Attorney General v. Uebersee Finanz-Korporation, 332 U.S. 480, 68 S.Ct. 174, 92 L.Ed. 88 (1947).
There can be no question that the District Court had jurisdiction to •entertain this suit. The plaintiffs have asserted rights, the correct decision of which depends upon the construction and application of the Constitution and laws •of the United States. Miller v. Long, 152 F.2d 196 (4 Cir., 1946); Douglas v. City of Jeannette, 319 U.S. 157, 63 S.Ct. 877, 87 L.Ed. 1324 (1943); Bell v. Hood, 327 U.S. 678, 66 S.Ct. 773, 90 L.Ed. 939 (1946); Bock v. Perkins, 139 U.S. 628, 630, 11 S.Ct. 677, 35 L.Ed. 314 (1891). Freedom of speech and of assembly are among the rights secured by the Constitution and the terms of statutes giving federal district courts original jurisdiction of suits to redress the deprivation ■of such rights. Hatfield v. Bailleaux, 290 F.2d 632, 636 (9 Cir., 1961), cert, denied, 368 U.S. 862, 82 S.Ct. 105, 7 L.Ed.2d 59. Freedom from race discrimination is clearly within the rights so protected. Bush v. Orleans Parish School Board, 188 F.Supp. 916 (D.C.E.D.La. 1960), aff’d, 365 U.S. 569, 81 S.Ct. 754, 5 L.Ed.2d 806; 28 U.S.C.A. § 1343(3), (4). The amount in controversy is immaterial, Douglas v. City of Jeannette, supra, as such rights are inherently incapable of pecuniary valuation. Hague v. Committee for Industrial Organization, 307 U.S. 496, 59 S.Ct. 954, 83 L.Ed. 1423 (1939).
The concept of federalism: i. e., federal respect for state institutions, will not be permitted to shield an invasion of the citizen’s constitutional rights. Baker v. Carr, 369 U.S. 186, 82 S.Ct. 691, 7 L.Ed.2d 663 (1962). Certainly this principle has not shielded the activities of the executive and judicial branches of the state from interdiction when constitutional rights are involved. Bell v. Hood, supra. In Bush v. Orleans Parish School Board, supra, the court enjoined a long list of state executive officers beginning with the Governor. In United States v. Wood, 295 F.2d 772 (5 Cir., 1961), cert. denied, 369 U.S. 850, 82 S.Ct. 933, 8 L.Ed.2d 9, the court enjoined criminal prosecution. Cf. Terrace v. Thompson, 263 U.S. 197, 44 S.Ct. 15, 68 L.Ed, 255 (1923); Packard v. Banton, 264 U.S. 140, 44 S.Ct. 257, 68 L.Ed. 596 (1924); Evers v. Dwyer, 358 U.S. 202, 79 S.Ct. 178, 3 L.Ed.2d 222 (1958). And in the following cases, state and municipal boards were enjoined: Williams v. Kansas City, Mo., 104 F.Supp. 848 (D.C. Mo. 1952); Gonzales v. Sheely, 96 F. Supp. 1004 (D.C.Ariz. 1951); City of Greensboro v. Simkins, 246 F.2d 425 (4 Cir., 1957); Holmes v. Danner, 191 F. Supp. 394, (D.C.Ga.l961). Although the federal courts will recognize and respect the state’s right to exercise through its legislature broad investigatory powers, nevertheless these powers are not unlimited and it remains the duty of the federal courts to protect the individual’s constitutional rights from invasion either by state action or under color thereof. Especially is this true in the sensitive areas of First Amendment rights and racial discrimination. Where there exists the clear possibility of an immediate and irreparable injury to such rights by state legislative action the federal courts have exercised their equitable powers including the declaratory judgment and the in
Tenney v. Brandhove, 341 U.S. 367, 71 S.Ct. 783, 95 L.Ed. 1019 (1951), does not support the defendants’ arguments
We will not attempt to review in detail the long history of the litigation between this committee, its predecessor, and the various individuals and organizations active in the struggle against segregation in Virginia
In this historical setting, we do not think that a federal court of equity is confined to the literal words of the 1958 revisal of the statute which created the Committee in considering the rights of the plaintiffs in this action
We have no doubt that the court in reviewing its decision will find that there is a wide area under the 1958 statutes wherein the Committee may constitutionally operate, but the court may also
We also think the court should consider whether the alleged acts of dissuading plaintiffs’ clients from employing them and “raiding” the plaintiffs’ offices-were not in fact beyond the scope of the-Committee’s authorized activity. The courts would not insulate the plaintiffs against investigation into their ethical conduct in common with that of all of the lawyers of Virginia but against such efforts must be weighed the plaintiffs’' allegations (conceded for the purposes-of this appeal) that the defendants are in fact seeking information which Button says they are not entitled to and attempting to impede activity which that case has held to be constitutionally protected. While the courts will not ordinarily render wholly prospective equitable relief against legislative action, the past conduct of the Committee is certainly subject to the court’s scrutiny and may form the basis for relief.
In protecting the constitutional rights of individuals vis-a-vis state action, the federal courts are not concerned with the division of legislative, executive and judicial functions within the governmental structure of the state
Nor do we think there is any basis for abstention in this case. The statute, 42 U.S.C. § 1983, under which plaintiffs sue, involved federal rights. The federal courts are provided for the accommodation of these rights and the fact that the state courts are also available for the protection of plaintiffs’ constitutional rights does not require the federal courts to abstain.
“It is no answer that the State has a law which if enforced would give relief. The federal remedy is supplementary to the state remedy, and the latter need not be first sought and refused before the federal one is invoked.” Monroe v. Pape, 365 U.S. 167, 183, 81 S.Ct. 473, 481-482, 5 L.Ed.2d 492 (1961).
McNeese v. Board of Education, 373 U.S. 668, 83 S.Ct. 1433, 10 L.Ed.2d 622 (decided June 3, 1963); Lee v. Hodges, 321 F.2d 480 (4 Cir., 1963). Furthermore, the courts of Virginia had considered the constitutionality of the Act of 1956 creating this Committee’s predecessor. National Ass’n. for the Adv. of C. P. v. Committee on Offenses, 199 Va. 665, 101 S.E.2d 631 (1958). The Virginia court had this Act before them in N. A. A. C. P. v. Committee on Offenses, 201 Va. 890, 114 S.E.2d 721 (1960), where the court declared itself unable to enjoin the Committee under state law.
In summary, we would agree with the district judge that no federal court should enjoin a state legislative committee so long as it is acting within the scope of the authority granted it by the legislature and its actions are not interdicted by the Constitution of the
Remanded.
. Plaintiffs allege that among their clients are The Congress of Eacial Equality, The Southern Christian Leadership Conference, The Lynchburg Improvement Association, The Petersburg Improvement Association, and other groups actively engaged in attacks upon racial segregation in Virginia.
. See National Association for the Advancement of Colored People, Inc. v. Committee on Offenses, 199 Va. 665, 101 S.E.2d 631, where the Virginia Supreme Court of Appeals upheld the Committee’s subpoena power and the constitutionality of the Act of 1956 creating this Committee’s predecessor. The Court also upheld the Committee’s right to subpoena the membership records of the N.A.A.C.P. and its affiliated groups which included the plaintiffs’ clients in this case. The Court recognized that the Committee’s powers were subject to constitutional restraint under the Fourteenth Amendment. But see N.A.A.C.P. v. Button, 371 U.S. 415, 83 S.Ct. 328, 9 L.Ed.2d 405 (Jan. 14, 1963), holding that the statute defining barratry under which that Committee was proceeding was unconstitutional because it invaded plaintiffs’ right of privacy under the First Amendment.
. See footnote 9, infra.
. In speaking of this process Mr. Justice Frankfurter (Justice Harlan concurring) said: “To be sure, this is a conclusion based on a judicial judgment in balancing two contending principles — the right of a citizen to political privacy, as protected' by the Fourteenth Amendment, and the right of the State to self-protection. And striking the balance implies the exercise of judgment. This is the inescapable judicial task in giving substantive content, legally enforced, to the Due Process. Clause, and it is a task ultimately committed to this Court.” Sweezy v. New Hampshire, 354 U.S. 234, 266, 77 S.Ct. 1203, 1219-1220, 1 L.Ed.2d 1311.
. The Justice’s remarks concerning separation of powers must be considered in the light of his concurring opinion rendered five years later in Sweezy v. New Hampshire, 354 U.S. 234, 77 S.Ct. 1203, 1 L.Ed.2d 1311 (1956), where he rejected the doctrine of separation of powers in considering state legislative activity. See footnote 10, infra.
. Cf. N.A.A.C.P. v. Patty, 159 F.Supp. 503 (D.C.E.D.Va. 1958); Harrison v. N.A.A.C. P., 360 U.S. 167, 79 S.Ct. 1025, 3 L.Ed .2d 1152 (1959); N.A.A.C.P. v. Harrison, Chancery Causes No. B-2879 and No. B-2880, Aug. 31, 1962; N.A.A.C.P. Legal Defense & Educational Fund, Inc. v. Harrison, 202 Va. 142, 116 S.E.2d 55 (1960); N.A.A.C.P. v. Button, 371 U.S. 415, 83 S.Ct. 328, 9 L.Ed.2d 405. See also N.A.A.C.P. v. Committee on Offenses, 199 Va. 665,101 S.E.2d 631; N.A.A.C.P. v. Committee on Offenses, 358 U.S. 40, 79 S.Ct. 24, 3 L.Ed.2d 46; N.A.A.C.P. v. Committee on Offenses, etc., 201 Va. 890, 114 S.E.2d 721.
. The Committee has broad plenary powers. Any member of the Committee may issue subpoenas requiring; the attendance of witnesses or production of records and may compel attendance by court order. Failure to attend or answer questions or produce records subjects one to a fine of one thousand dollars or imprisonment for one year or both. Va. Code of 1950 Chap. 5 §§ 30-42 to 30-51.
. Cf. Hall v. St. Helena Parish Board, 197 F.Supp. 649, 652 (D.C. 1961), aff’d per curiam, 368 U.S. 515, 82 S.Ct. 529, 7 L.Ed.2d 521.
. N.A.A.C.P. v. Patty, D.C., 159 F.Supp. 503, 515 n. 6, where Judge Soper said in reviewing these same statutes:
“6. While it is well settled that a court may not inquire into the legislative motive (Tenney v. Brandhove, 341 U.S. 367, 377, 71 S.Ct. 783, 95 L.Ed. 1019), it is equally well settled that a court may inquire into the legislative purpose. (See Baskin v. Brown, 4 Cir., 174 F.2d 391, 392-393, and Davis v. Scknell, D.C., 81 F.Supp. 872, 878-880, affirmed 336 U.S. 933, 69 S.Ct 749, 93 L.Ed. 1093, in which state efforts to disenfranchise Negroes were struck down as violative of the Fifteenth Amendment.) Legislative motive — good or bad — is irrelevant to the process of judicial review; but legislative purpose is of primary importance in determining the propriety of legislative action, since the purpose itself must be within the legislative competence, and the methods used must be reasonably likely to accomplish that purpose. Because of this necessity, a study of legislative purpose is of the highest relevance when a claim of unconstitutionality is put forward. Usually a court looks into the legislative history to clear up some statutory ambiguity, as in Davis v. Schnell, D.C., 81 F.Supp. at page 878; but such ambiguity is not the sine quo non for a judicial inquiry into legislative history. See the decision in Lane v. Wilson, 307 U.S. 268, 59 S.Ct. 872, 83 L.Ed. 1281, in which the Supreme Court showed that the state statute before the court was merely an attempt to avoid a previous decision in which the “grandfather” clause of an earlier statute had been held void.”
In Bush v. Orleans Parish School Board, D.C., 191 F.Supp. 871, the court declared unconstitutional acts innocent on their face which substituted a legislative committee for an elected school board, asserting that such acts were part of a program of massive resistance to Brown v. Board of Education, 347 U.S. 483, 74 S.Ct. 686, 98 L.Ed. 873. The court said: “But, even if we were so disposed, we could not ignore the background of the new legislation.”
. See Sweezy v. New Hampshire, 354 U.S. 234, 255, 77 S.Ct. 1203, 1214, 1 L.Ed.2d 1311 (1957) : “Moreover, this Court has held that the concept of separation. of powers embodied in the United States Constitution is not mandatory in state governments.” See also Dreyer v. People of the State of Illinois, 187 U.S. 71, 84, 23 S.Ct. 28, 32, 47 L.Ed. 79, where the Court said: “Whether the legislative, executive or judicial powers of a State shall be kept altogether distinct and separate, or whether persons or collections of persons belonging to one department may, in respect to some matters, exert powers wbiek, strictly speaking pertain to another department of government, is for the determination of the state. And its determination one way or the other cannot be an element in the inquiry whether the due process of law prescribed by the Fourteenth Amendment has been respected by the State or its representatives when dealing with matters involving life or liberty.”
Reference
- Full Case Name
- Joseph A. JORDAN, Jr., E. A. Dawley, Jr., and L. W. Holt v. J. C. HUTCHESON, Chairman, Virginia's Legislative Committee on Offenses Against the Administration of Justice, William King, counsel for the Committee, Honorable Charles Leavitt, City Sergeant, and Committee on Offenses Against the Administration of Justice
- Cited By
- 45 cases
- Status
- Published