Clark v. Goode
Opinion of the Court
In Roger v. Ball, 497 F.2d 702, decided May 10, 1974, we held that the right of a federal employee to sue on account of racial discrimination under § 717 (42 U.S.C.’§ 2000e-16(c)) of Title VII of the Civil Rights Act of 1964, as amended by the Equal Employment Opportunity Act of 1972 (Pub.L. 92:261) extended not only to employees whose claims arose after the effective date of the Amendment (i. e., March 24, 1972) but also to employees whose claims were “the subject of administrative proceedings at the time of enactment.”
The factual context in which the claim of the plaintiff arose, as set forth in his complaint, is as follows: In 1955 the plaintiff was employed by the Coast Guard in a GS-4 classification. Having received no promotion during thirteen years of employment, he filed in 1968 a claim of racial discrimination in the denial of promotion under the administrative procedures set up for processing such claims by Executive Orders.
It might be a logical deduction from this that some difficulties had arisen between the plaintiff and other employees in the Fiscal Department. The plaintiff appealed to the United States Civil Service Commission’s Board of Appeals and
In November, 1971 he requested the Civil Service Commission to reopen and reconsider his claim for relief. Presumably this request related merely to the transfer issue, since all other issues were decided in plaintiff’s favor. This claim was filed under the terms of Civil Service Regulation 772-308, which authorized such filing on a showing of “[N]ew and material evidence * * * that was not readily available when the previous decision was issued” or when “the previous decision involves an erroneous interpretation of law or regulation or a misapplication of established policy * * *.”
In October, 1972 the plaintiff secured other counsel and, through such counsel, petitioned the Civil Service Commission a second time to reopen and reconsider its decision “insofar as ordering his promotion to GS-5 outside the Fiscal Department at the Coast Guard Yard at Curtis Bay.” The record does not indicate whether the request was predicated upon any “new and material evidence * * * not readily available” previously or rested on a claim that the prior decision of the Commission involved “an erroneous interpretation of law” but presumably was another request identical with his first request, that his promotion should notf have been “outside the Fiscal Department” but within the Fiscal Department. In any event, the request was denied by the Commission on January 9, 1973. The denial closed with the words, “[A]ny further appeal rights he may have are in the courts of the United States.” On February 7, 1973, within thirty days after the date of the letter denying the plaintiff’s second request to reopen, the plaintiff began this action, asserting compliance with the conditions of § 717.
The defendant moved to dismiss the action for failure to state a claim on which relief could be granted in that the cause of action arose before the enactment of § 717 and in any event was not filed within thirty days after receipt of notice of final action taken by the Civil Service Commission. In ruling on such motion, the District Court held that a final decision on the plaintiff’s claim was rendered on January 22, 1971 when the Commission affirmed the ruling of the Departmental Office. It followed, according to the District Court’s opinion, that the claim of the • plaintiff was not pending “undetermined administratively” on March 24, 1972 and accordingly would not support an action under § 717. On this ground, the District Court dismissed the action and this appeal followed.
It seems to be conceded by the plaintiff that § 717 is retroactive only to the extent of covering claims of discrimination “pending” administratively on its effective date. It is manifest from the agreed chronology of plaintiff’s administrative proceedings, the plaintiff’s claim was not “being administratively considered” and was not “the subject of administrative proceedings at the time of enactment” (i. e., March 24, 1972).
The plaintiff contends, however, that, since by the regulations of the Civil Service Commission, any claimant has a right to request at any time a reopening on a showing of “[N]ew and material evidence * * * that was not readily available when the previous decision was issued,” or when “[T]he previous decision involves an erroneous interpretation of law or regulation or a misapplication of established policy”, his claim, even though it had been decided by the Commission’s order of January 22, 1971 and even though a request to reopen that decision had been denied on December 7, 1971 was still pending on March 24, 1972, subject at any time to a renewed right to reopen even on the very same ground on which the former denial to reopen had been based, and that the plaintiff could by filing such a request to reopen and having same denied, acquire a right to file an action under § 717 within thirty days after such denial. It is his theory that when he made his second request to reopen and that request was denied on January 9, 1973 he acquired under the Act the right within thirty days thereafter to file his action.
It is perhaps not inappropriate to remark parenthetically that it is somewhat inconsistent for the plaintiff to argue that the denial of his second request to reopen constituted “final action” by the Commission while not recognizing that the earlier denial of his first request to reopen, occurring before the effective date of the Amendments, did not represent “final action” by the Commission, a recognition which, if made, would mean that his claim was not “pending” or “being administratively considered” on March 24, 1972. But there is a more serious and relevant objection to this argument. Logically, such an argument, if accepted,, would in effect deny finality to any decision of the Commission and an aggrieved claimant could revive at any time his claim, however stale, by the simple expedient of filing, as the plaintiff did in this case, a request to reopen. It would not matter that he may already have requested and been denied a reopening. Similarly, it would be of no moment that, after final action by thé Commission either on his original claim or on his request to reopen, he had not filed suit within thirty days. That re
The plaintiff would, however, attach some significance to the fact that in its letter denying the second request to reopen, the Commission stated that the plaintiff had exhausted his administrative remedies and that any further rights on his part would have to be asserted “in the courts of the United States.” This is substantially the same language with which the earlier denial of plaintiff’s request to reopen concluded save that, since § 717 was not then effective, no reference to the federal courts was included. The language, it would appear, is a part of the ritual employed customarily by the Commission in denying either a request to reopen or a claim. It would have been incorporated in any denial, whether it referred to the first or the tenth request to reopen. We cannot believe that a claim filed almost four years before the enactment of § 717, administratively decided almost two years earlier, and where the claimant had already been denied the right to reopen on exactly the same ground, could be regarded as “being administratively considered” or “the subject of administrative proceedings” during all the period between March 24, 1972 and October, 1972, merely because, with a new attorney, the claimant renewed his request to reopen and, in its denial, the Commission used its accustomed phraseology in dismissing the request.
We would add that it would seem that even if it be assumed that a request to reopen, if approved, will revive a proceeding it clearly could not do so unless and until it is approved. Only had the request to reopen in this case been granted would the administrative proceedings have been given new life and provided a basis for a subsequent administrative decision, which could have been reviewed through an action filed under § 717. The claim filed by this plaintiff and disposed of by the decision of the Commission in January, 1971 was never reopened or revived and was not “pending” within the intendment of § 717 on March 24, 1972 or at any subsequent time. It follows that plaintiff has no right of action under § 717 on the basis of his claim filed in 1968.
Initially in this Court, the plaintiff argues, also, that he is entitled to recover under the due process clause of the fifth amendment. We decline, however, to adjudicate this constitutional claim. It could not have been presented to the district court because it exceeds $10,000. See 28 U.S.C. § 1346(a)(2). His rights, if any he has, are cognizable only in the Court of Claims. 28 U.S.C. § 1491. See Chambers v. United States (1971) 451 F.2d 1045, 196 Ct.Cl. 186.
Affirmed.
. To the same effect is apparently Hackley v. Johnson (D.C.C. 1973) 360 F.Supp. 1247, 1249, n. 1. See, also, Walker v. Kleindienst (D.C.C. 1973) 357 F.Supp. 749, 752:
“* * * Its [Section 717] applicability to pending cases is also supported by the fact that the 1972 Act is amendatory, affecting procedural remedies and should, therefore, apply to all cases pending at the time of its enactment unless some vested right would be impaired as a result.”
There are eases that deny any retroactivity to the Act, even denying its application to pending cases. All the cases are listed in Henderson v. Defense Contract Admin. Serv. Reg., N.Y., (D.C.N.Y. 1973) 370 F.Supp. 180, 182, n. 1.
. See Executive Order No. 10722, 3 O.F.R. 1954-8 Comp., p. 384 (1957) ; Executive Order No. 10925, 3 C.F.R. 1959-1963 Comp., p. 448 (1961) ; Executive Order 11114, 3 C.F. R. 1959-1963 Comp., p. 774 (1963) ; Executive Order 11162, 3 C.F.R. 1964-1965 Comp., p. 215 (1964) ; Executive Order 11246, 3 C. F.R. 1964^-1965 Comp., p. 339 (1965), now Executive Order 11478, 3 C.F.R. 1966-1970 Comp., p. 803 (1969) ; and the Regulations of the Civil Service Commission, 5 C.F.R. §§ 4.2 and 713.202.
. Civil Service Regulation 772.308, 5 C.F.R.
. See Koger v. Ball, supra.
. Cf., Handy v. Gayler (D.C.Md. 1973) 364 F.Supp. 676, 678; Henderson v. Defense Contract Admin. Serv. Reg., N.Y., supra (370 F.Supp. at p. 184), and Johnson v. United States Postal Service (D.C.Fla. 1973) 364 F.Supp. 37, 39.
Reference
- Full Case Name
- Wardell F. CLARK v. Captain R. W. GOODE, Commanding Officer, U. S. Coast Guard Yard, Curtis Bay, Maryland
- Cited By
- 27 cases
- Status
- Published