Simkins v. Gressette
Opinion of the Court
Appellants are eleven black citizens and registered voters of the State of South Carolina.
1980 is an election year for the South Carolina State Senate. Plaintiffs filed their complaint March 14, 1980, two days before the opening of the filing period set by statute
The senate reapportionment plan under attack here was adopted by the South Carolina legislature in 1972 following the decision in McCollum v. West,
Although the Court decided that Plan A complies with the guidelines of the Court’s earlier order, the order of May 23 adopting Plan A expressly noted that elections should be held in conformity with Plan A until “further order of this Court.”
Any party seeking to challenge Plan A may, of course, bring an action seeking further relief. If such a party can prove Plan A constitutionally infirm based on facts not previously presented to this Court, relief would not be barred by the doctrine of res judicata.
Plan A, enacted as Act No. 1205,
The district court denied appellants’ request for a three-judge court and dismissed their complaint, relying primarily on Maryland Citizens for a Representative General Assembly v. Governor of Maryland, 429 F.2d 606 (4th Cir. 1970). In that case we established the guidelines to be used by a single judge in determining whether to convene a three-judge court. Section 2284(b)(1) requires convening of a three-judge district court when a suit is filed that challenges the constitutionality of the apportionment of a congressional district or any statewide legislative body unless the single judge “determines that three judges are not required.” In Maryland Citizens we stated at 611 that:
If it appears to the single district judge that the complaint does not state a substantial claim for injunctive relief, he need not request the convening of a three-judge court. Insubstantiality in the claim may appear because of the absence of federal jurisdiction, lack of substantive merit in the constitutional claim, or because injunctive relief is otherwise unavailable.
Based on such language, the district court found that injunctive relief would not be available to the plaintiffs primarily because of their delay in filing this action and because of the impending 1980 census that would likely require reapportionment. Holding that general equitable principles would prevent a three-judge court from granting relief, the district court determined that it would be inappropriate to convene such a court. The district court then went further to determine whether plaintiffs’ factual allegations were so compelling that equity should be disregarded and a three-judge court convened. Based upon City of Mobile v. Bolden, 446 U.S. 55, 100 S.Ct. 1490, 64 L.Ed.2d 47 (1980), and the prior decision in McCollum, the court found no reason to require the convening of a three-judge court.
Plaintiffs claim that Maryland Citizens is no longer good law in light of Goosby v. Osser, 409 U.S. 512, 93 S.Ct. 854, 35 L.Ed.2d 36 (1973), and therefore the district court erred in its reliance on it. We find, however, that the plaintiffs have not stated a substantial claim, and that the district court did not commit reversible error in denying their request for the convening of a three-judge court. As an alternate ground for our decision, we find that the district court correctly applied Maryland Citizens in its denial of relief to the plaintiffs.
The McCollum court had struck down the predecessor of Act No. 1205. That earlier plan provided for multi—member districts with numbered seats. Section 7-17-600’s majority runoff requirement for primaries was then also in effect. Code of South Carolina, 1962, § 23-496. That court, however, did not strike the plan down on the grounds now argued but instead because of its population variances and its residency requirements. The McCollum court did consider and reject the contentions attacking the multi-member districts with numbered seats and majority runoffs. Because of the importance of that case to our decision today, we quote a portion of the court’s opinion as follows:
We do not agree, however, that any plan that may be formulated by the General Assembly must provide for single-member districts, and cannot include mul-ti-member districts. Were this required, it is manifest neither the General Assembly nor the Court would likely be able to work out a proper plan of reapportionment for use at the election in November. We do not, however, find such drastic action required. The authorities do not interdict multi-member districts. So much was held in both Fortson v. Dorsey [379 U.S. 433, 85 S.Ct. 498, 13 L.Ed.2d 401], supra, and Burns v. Richardson [384 U.S. 73, 86 S.Ct. 1286, 16 L.Ed.2d 376], supra. It was reaffirmed and emphasized anew in Whitcomb v. Chavis (1971) 403 U.S. 124, 147 [91 S.Ct. 1858, 1871, 29 L.Ed.2d 363], where in sustaining multi-member districts, the Court said that, “We are not ready, however, to agree that multi-member districts, wherever they exist, over-represent their voters as compared with voters in single-member districts, even if the multi-member delegation tends to bloc voting.” It is only when the provision for multi-member districts incorporates some additional provision that unconstitutionally “operate(s) to minimize or cancel out the voting strength of racial or political elements” that it becomes illegal. Such dilution is not to be presumed; it must appear on the face of the legislation itself or from the evidence in the record. The Supreme Court found no such effect in the Indiana multi-member plan reviewed in Chavis; indeed, as the Court remarked in Chavis, it has never sustained an attack on a multi-member plan. If the General Assembly in this case adopts a plan with acceptable population variances and without any special provisions diluting “the voting strength of racial or political elements” the plan is not to be invalidated merely because it contains both single-member and multi-member districts. The plaintiff McCollum suggests, though, that, because of a record of past racial discrimination, Chavis, with its approval of multi-member districts, is not applicable to a .legislative reapportionment effected by a Southern Legislature. However, there is not the slightest evidence that in its reapportionments, South Carolina has ever been motivated by racial considerations. In fact, we understood that counsel for McCollum conceded the want of racial motivation in the reapportionment plans reviewed in this action. Under these circumstances, there is no basis for regarding the situation in South*292 Carolina differently from that in Indiana, which was at issue in Chavis. It is not to be lightly assumed that the Supreme Court intends to establish “different apportionment rules for the North and the South,” and yet that is what the argument of plaintiff McCollum leads to.
Neither do we find the provisions for a “numbered place system of conducting primary and general elections, included in both plans, illegal. Under this system, each senate seat constitutes a separate and distinct office, and candidates, in qualifying, must file for one specific senate seat in any district where more than one senator is to be nominated. It is contended by the plaintiffs that this “numbered seat law” illegally dilutes minority voting power. If a plan does not incorporate the invalid residency provision, or some similar invalid restriction, it does not appear that the “numbered seat” requirement is either arbitrary or unreasonable, especially if applied fairly and indiscriminately to all senatorial seats.
April 7, 1972 order in McCollum*at pages 17-19. Footnotes omitted.
As previously stated, McCollum allowed parties seeking to challenge Plan A, now Act No. 1205, to bring an action based upon new facts not then before the court. It becomes necessary then to consider plaintiffs’ contentions in view of the contentions raised in the previous McCollum decision.
Plaintiffs claim that there is a pattern of racial polarization in South Carolina that makes race the single most significant factor in any election. Because of this polarization, it is argued the establishment and use of multi-member senatorial districts has the effect of diluting the black vote. This, they say, is shown by the fact that no blacks have been elected to the South Carolina Senate in this century. Plaintiffs see No. 1205 as a method by which South Carolina is attempting to perpetuate racial discrimination in South Carolina.
This argument, however, was presented and rejected by the McCollum court.
Here, plaintiffs contend that the numbered seat requirement, majority runoffs and retention of county boundaries enhance the dilution of their vote. These claims were likewise made in McCollum.
The substantiality of these claims was adjudicated adversely to plaintiffs’ claims by the McCollum court. That decision found them to be without merit. Although
Because voting rights are at issue here, in an abundance of caution, at oral argument we inquired of plaintiffs what facts they would show if given an opportunity. The reply was that they would show that no blacks have been elected since the McCol-lum decision and prior to that in this century. They say they wish to prove racial polarization in voting and that black candidates do not have access to the financial resources to run in multi-member districts.
We think the claim of lack of access to financial resources could have nothing to do with race and is an impermissible consideration.
At this point we should note that from 1868 until 1965 the South Carolina Senate was elected under a system which provided for one senator from one county in single-member districts. As result of O’Shields v. McNair, 254 F.Supp. 708 (D.S.C. 1966) (three-judge court), in December 1965 the South Carolina system of electing its senate was held to be invalid. Early in 1966, the legislature divided the State into 27 election districts from which 50 senators were to be chosen. From that time on the senate has been elected in large part from multi-mem-ber districts, the number having been reduced to 46, as it originally was, by the case of State v. West, 249 S.C. 243, 153 S.E.2d 892 (1967). So the history of multi-member senate districts in South Carolina goes back only as far as 1966, for before that time, during all periods relevant here, there was one senator from each of the State’s 46 counties in single-member districts. Thus, whatever force the allegation may have that no black candidate has been elected to the senate in this century loses much of its weight when it is remembered that for the greater part of that time the present system of electing senators was not in effect and they were in fact elected from single-member one-county districts.
We now turn to the examination of the pivotal and only fact in the plaintiffs’ case not disposed of in McCollum -that no black senators have been elected since 1972. This fact alone, even added to the McCol-lum facts, is not sufficient to state a claim here. In City of Mobile, Alabama v. Bolden, 446 U.S. 55, 66, 100 S.Ct. 1490, 1499, 64 L.Ed.2d 47 (1980), a plurality of the Supreme Court stated:
Despite repeated constitutional attacks upon multi-member legislative districts, the Court has consistently held that they are not unconstitutional per se. We have recognized, however, that such legislative apportionments could violate the Fourteenth Amendment if their purpose were invidiously to minimize or cancel out the voting potential of racial or ethnic minorities. To prove such a purpose it is not enough to show that the group allegedly discriminated against has not elected representatives in proportion to its numbers. [Footnotes and citations omitted]
In Bolden, the Court reversed a decision of the court of appeals which had affirmed a district court decision that Mobile’s at-large system of electing members of the City Commission violated the Fourteenth and Fifteenth Amendments because it diluted the voting strength of black voters. Mobile’s City Commission was elected in an at-large election for numbered seats with a majority runoff requirement. Thus, it contained all the elements of the statutory scheme objected to by the plaintiffs here. The plurality opinion of the Court specifically rejected the district court’s reliance upon past official discrimination in Alabama as evidence of unconstitutional dilution of the black vote.
A majority in Bolden also rejected the theory of voting dilution expressed in Zimmer v. McKeithen, 485 F.2d 1297 (5th Cir. 1973), aff’d on other grounds sub nom. East Caroll Parish School Bd. v. Marshall, 424 U.S. 636, 96 S.Ct. 1083, 47 L.Ed.2d 296 (1976),
In Whitcomb v. Chavis, 403 U.S. 124, 91 S.Ct. 1858, 29 L.Ed.2d 363 (1971), followed by the McCollum court and by the plurality in Bolden, the Court rejected arguments that the votes of ghetto residents, who were primarily black, were diluted. In that case, the Court examined the results of five elections and concluded that those results did not establish discrimination.
*295 Nor does the fact that the number of ghetto residents who were legislators was not in proportion to ghetto population satisfactorily prove invidious discrimination absent evidence and findings that ghetto residents had less opportunity than did other Marion County residents to participate in the political processes and to elect legislators of their choice. We have discovered nothing in the record or in the court’s findings indicating that poor Negroes were not allowed to register or vote, to choose the political party they desired to support, to participate in its affairs or to be equally represented on those occasions when legislative candidates were chosen. Nor did the evidence purport to show or the court find that inhabitants of the ghetto were regularly excluded from the slates of both major parties, thus denying them a chance of occupying legislative seats.
In light of McCollum, Bolden and Whitcomb, the plaintiffs have not alleged sufficient facts to raise a substantial claim requiring the convening of a three-judge court.
The alternate ground for affirming the judgment of the district court is the ground upon which that court primarily relied-that plaintiffs’ delay in filing suit foreclosed the grant of any equitable relief under Maryland Citizens. That case upheld the district court’s refusal to convene a three-judge district court and dismissal of a complaint where suit challenging the apportionment plan for the Maryland General Assembly was filed thirteen weeks prior to the filing deadline for candidates seeking election to the General Assembly of Maryland in 1970. The maintenance of such a suit at that time, the court concluded, would have resulted in great disruption in the election process in Maryland, with such disruption being forced upon a State legislature which had not been recalcitrant in taking action in the past to reapportion when necessary. Further, the court noted that any reapportionment arising out of such a suit would have only affected one election because a federal census was conducted in 1970, the results of which would have required another statewide reapportionment. On those facts, we held that equitable grounds prevented the granting of relief regardless of the merits of the plaintiffs’ claims. Insubstantiality of a claim, as we have noted, can be based upon the absence of federal jurisdiction, lack of substantive merit on the constitutional claim, or because injunctive relief is otherwise not available. It is the latter ground upon which the court relied in Maryland Citizens.
The facts here present an even stronger basis for applying the doctrine than did Maryland Citizens. Plaintiffs in our case waited until two days before the opening of the filing period to bring suit, and sixteen days before the deadline, see S.C.Code § 7-13-40, while the Maryland Citizens’ complaint was filed thirteen weeks before the filing deadline. Although the court below expedited this matter as best possible, the hearing did not occur until the filing deadline had passed and only 5½ weeks remained before the primary elec
The last election for State senators in South Carolina occurred in November 1976. The results of that election, upon which plaintiffs so heavily rely here, were known to them at that time. Instead of bringing suit then, they chose to wait for more than three years until the eve of the 1980 elections. The record reflects no good reason for the delay. Such a delayed suit, if maintained, would clearly cause a major disruption in the election momentarily to begin in South Carolina. This disruption, coupled with the fact that 1980 is also the year of a national census which will likely require reapportionment in South Carolina, places this case squarely within our holding in Maryland Citizens.
Plaintiffs argue that the holding in Goos-by casts some doubt, on the vitality of the Maryland Citizens’ holding. We disagree. The court below correctly noted that Goos-by dealt with the substantiality of the claim on its merits and not the inappropriateness of equitable relief. The Goosby court was dealing with the second basis of insubstan-tiality set out in Maryland Citizens, that is the lack of substantive merit of the constitutional claim itself, while in our alternate ground for decision, we need not consider the merits of the claim since equitable relief is unavailable in any event.
Since Goosby was decided, this court has relied upon Maryland Citizens in denying a request for a three-judge district court solely on equitable grounds. Age of Majority Educational Corp. v. Preller, 512 F.2d 1241 (4th Cir., 1974) (en banc). Thus, Maryland Citizens’ continuing vitality has been sustained by an en banc decision of this court.
The judgment of the district court is accordingly
AFFIRMED.
. State Senator Tom Turnipseed has moved to intervene as a defendant - cross-claimant-ap-
.28 U.S.C. § 2284 provides in part:
(a) A district court of three judges shall be convened when otherwise required by Act of Congress, or when an action is filed challenging the constitutionality of the apportionment of congressional districts or the apportionment of any statewide legislative body.
.S.C. Code § 7 13 40 provides in part that
“. . . the entries for those wishing to offer for nomination in such party primary for State Senator . shall open at noon on March sixteenth and close at noon on March thirtieth
. No. 71 1211 (D.S.C. April 7, 1972). Although not formally consolidated with Twiggs or McLeod, McCollum was argued and decided with Twiggs v. West, No. 71 1106, and McLeod v. West, No. 71 1123.
. Now codified as S.C. Code § 2- 1 60.
. South Carolina since 1868 had modeled its General Assembly apportionment on “the federal analogy” and provided for one senator per county. S.C. Constitution Art. Ill § 6. That type of apportionment was struck down in Reynolds v. Sims, 377 U.S. 533, 571-576, 84 S.Ct. 1362, 1386-1389, 12 L.Ed.2d 506 (1964), and its companion case, Lucas v. General Assembly of Colorado, 377 U.S. 713, 84 S.Ct. 1459, 12 L.Ed.2d 632 (1964).
. In his complaint, McCollum alleged that: “The creation of multi-member senatorial districts, however, with senators elected at large, operates to dilute and cancel out the voting strength of plaintiffs and their class.”
. In his complaint, McCollum alleged that: “The above mentioned diluting effect is aggravated by . the use of the ‘numbered post’ system. . . . ” In his brief, he argued that “[t]he South Carolina system isolates minorities in another significant way the majority requirement (and runoff) and numbered place system of conducting primary elections.” in disputing the State’s defense of using county boundaries, he stated that “[i]n most respects, to say that county lines should form the basis of legislative district lines because counties are the subdivisions of the State is simply a non-sequitur.”
. Plaintiffs'here were not parties to the McCol-lum suit. The parties had argued the precluso-ry effect of McCollum without mentioning whether or not it was a class action. We had thus assumed that that case was decided as a class action. Although McCollum brought his suit on behalf of a class, a post-argument close examination of the McCollum record indicates the case was never certified as a class action. While it may be argued that the judgment in favor of the defendants in McCollum operates as issue preclusion here, we do not depend on that technical ground for our decision. We have emphasized the McCollum case, however, and do place substantial reliance upon it in arriving at our decision, for the defendants or their predecessors in interest have have to defend against the same claims twice, and in neither case have the plaintiffs offered to prove any facts other than those we have mentioned in our opinion.
. Plaintiffs candidly conceded in their argument in the district court that “the allegations of the complaint , in this action, in large measure, reincorporate the allegations in the West and McCollum and Twiggs case. . . . ”
.The plurality stated that “past discrimination cannot . . . condemn governmental action that is not itself unlawful. The ultimate question remains whether a discriminatory intent has been proved in a given case. More distant instances of official discrimination in other cases are of limited help in resolving that question.” 446 U.S. at 74, 100 S.Ct. at 1503-1504.
Mr. Justice Stevens, in concurring, did not agree with the plurality’s theory that the subjective intent of the decision makers is a key to a finding of invalidity and indicated that he would even accept as a fact that there may have been some discrimination as a part of the setting up of the system of electing the Commission, for he observed that “drawing political boundaries is generally committed to the legislative process and that the process inevitably involves a series of compromises among different group interests.” 446 U.S. at 91, 100 S.Ct. at 1513. His test for liability would 'seem to turn on whether there is otherwise any legitimate justification for the established system which he felt was present in that case.
It follows, since the plurality rejected the theory of past discrimination and the failure to elect minority officials as facts which would support a finding of invalidity, that, taken together with Mr. Justice Stevens’ concurrence, a majority of the Court has rejected a claim of invalidity when considering a plan containing each aspect of the South Carolina plan for electing State senators; that is to say, a multi-member election district which conducts at-large elections for numbered seats with majority runoff requirement and which has not elected minority officials.
. The plurality opinion of the Court rejects Zimmer’s theory at 446 US. 69-74, 100 S.Ct. 1501 1504. Mr. Justice Stevens also rejects Zimmer at 88, 100 S.Ct. at 1511.
. We are asked here to examine the results of at the most four elections and make a determination of purposeful discrimination from the results thereof. We decline to do so.
. We emphasize there has been no serious contention in this case, or offer of any proof, that black citizens are not permitted complete participation in the entire political process. The complaint is that black candidates have not been elected, and from that follows the plaintiffs’ argument that black citizens are unable fully to participate in political affairs. We are of opinion the argument is without merit.
. Plaintiffs argue in their brief that the approval of Maryland Citizens in Age of Majority is not dispositive here absent a showing that Goosby was called to the attention of the en banc court. Expressing no opinion on the abstract merit of such an argument, we have reviewed the briefs in Age of Majority which reveal that Goosby was in fact argued to that en banc court.
. Two further matters deserve mention.
First. Following oral argument in this case, we inquired by telephone of the South Carolina Division of Research and Statistical Services as to the county by county makeup of the population of that State, both currently and for 1970, fancying the same to be public information. That Division replied by way of letter dated June 7, 1980, sending a copy of its reply to the defendants’ attorneys but not to plaintiffs’. We forthwith sent a copy of the reply from the Division to the plaintiffs’ attorneys on June 16, 1980. The plaintiffs’ attorneys have objected to the consideration by the court of the information received from the Division concerning South Carolina’s population. It has not been necessary for us to consider the population makeup of South Carolina any more than is shown in the record before us, and because we have not considered the information in arriving at our decision, we find it unnecessary to pass upon the objection.
Second. Only moments before oral argument, plaintiffs filed a motion that Honorable Donald Russell recuse himself from the hearing of this case. Judge Russell did not recuse himself but declined to sit. This case was heard and decided by a quorum of the panel which was authorized to hear the case. 28 U.S.C. § 46(d).
Reference
- Full Case Name
- Modjeska M. SIMKINS, F. B. Drakeford, Billie S. Flemming, Freddie Jolley, Isaac W. Williams, Dorothy Drakeford, Lenny Springs, Frank Gilbert, S. T. Peden, Hyland Davis, and Marva Smalls, Individually and on behalf of all others similarly situated v. L. Marion GRESSETTE, Individually, in his official capacity as President Pro Tempore of the Senate of South Carolina, and as a representative of the class of members of the Senate of South Carolina, Richard W. Riley, Individually and in his capacity as Governor of South Carolina, Fredinan Stevenson, Individually and in her capacity as President of the South Carolina Senate, Rex L. Carter, Individually and in his official capacity as Speaker of the South Carolina House of Representatives, and as a representative of the class of members of the South Carolina House of Representatives, H. Ray Ham, Margaret Townsend, Zilla Hinton, James O. Brown, and Neal D. Thigpen, Individually and in their capacities as members of the South Carolina State Election Commission, Daniel I. Ross, Jr., Chairman of the South Carolina Republican Party, and Donald L. Fowler, Chairman of the South Carolina Democratic Party, Individually and as representatives of the class of officers of duly certified political parties of South Carolina
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