Securities & Exchang v. Dunlap

U.S. Court of Appeals for the Fourth Circuit

Securities & Exchang v. Dunlap

Opinion

UNPUBLISHED

UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

SECURITIES AND EXCHANGE  COMMISSION, Plaintiff-Appellee, v. TRACY CALVIN DUNLAP, JR., Defendant-Appellant, and ELFINDEPAN, S.A.; SOUTHERN  No. 02-1714

FINANCIAL GROUP; BARRY LOWE; JAMES L. MCCALL; STRATEGIC ASSET FUNDS, S.A.; EDMUND MENDEN; MICHAEL MENDEN; MICHAEL ZIEGLMEIER; C.R.C.C., LLC; PATRICK WILSON, Defendants.  Appeal from the United States District Court for the Middle District of North Carolina, at Durham. William L. Osteen, District Judge. (CA-00-742)

Submitted: January 24, 2003

Decided: February 19, 2003

Before WIDENER, WILLIAMS, and KING, Circuit Judges.

Affirmed by unpublished per curiam opinion. 2 SEC v. DUNLAP COUNSEL

Tracy Calvin Dunlap, Jr., Appellant Pro Se. Katherine B. Gresham, Eric N. Miller, Kurt Gregory Gresenz, John Wallace Avery, SECURI- TIES & EXCHANGE COMMISSION, Washington, D.C., for Appel- lee.

Unpublished opinions are not binding precedent in this circuit. See Local Rule 36(c).

OPINION

PER CURIAM: Tracy Calvin Dunlap, Jr. appeals the district court’s denial of his motion to set aside a preliminary injunction enjoining Dunlap and others from engaging in securities fraud, freezing their assets, prohib- iting the destruction of documents, ordering the production of records and accountings, and ordering the repatriation of investor funds deposited overseas. We reviewed this same injunction in SEC v. Dun- lap,

253 F.3d 768

(4th Cir. 2001). We have carefully reviewed Dunlap’s arguments on appeal and find them unavailing. Dunlap has failed to demonstrate that the doc- trine of judicial estoppel should have applied in this case. Similarly, he has failed to show that the district court acted inappropriately at all, much less on account of a specific personal bias arising from an extra-judicial source. See People Helpers Found. v. City of Richmond,

12 F.3d 1321

, 1325 (4th Cir. 1993). Accordingly, we affirm the district court’s order denying Dunlap’s motion to set aside the injunction. We decline to direct that further proceedings be assigned to a different district judge. We dispense with oral argument because the facts and legal contentions have been adequately presented before the court and oral argument would not aid the decisional process. AFFIRMED UNPUBLISHED

UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

SECURITIES AND EXCHANGE  COMMISSION, Plaintiff-Appellee, v. TRACY CALVIN DUNLAP, JR., Defendant-Appellant, and ELFINDEPAN, S.A.; SOUTHERN  No. 02-1714

FINANCIAL GROUP; BARRY LOWE; JAMES L. MCCALL; STRATEGIC ASSET FUNDS, S.A.; EDMUND MENDEN; MICHAEL MENDEN; MICHAEL ZIEGLMEIER; C.R.C.C., LLC; PATRICK WILSON, Defendants.  Appeal from the United States District Court for the Middle District of North Carolina, at Durham. William L. Osteen, District Judge. (CA-00-742)

Submitted: January 24, 2003

Decided: February 19, 2003

Before WIDENER, WILLIAMS, and KING, Circuit Judges.

Affirmed by unpublished per curiam opinion. 2 SEC v. DUNLAP COUNSEL

Tracy Calvin Dunlap, Jr., Appellant Pro Se. Katherine B. Gresham, Eric N. Miller, Kurt Gregory Gresenz, John Wallace Avery, SECURI- TIES & EXCHANGE COMMISSION, Washington, D.C., for Appel- lee.

Unpublished opinions are not binding precedent in this circuit. See Local Rule 36(c).

OPINION

PER CURIAM: Tracy Calvin Dunlap, Jr. appeals the district court’s denial of his motion to set aside a preliminary injunction enjoining Dunlap and others from engaging in securities fraud, freezing their assets, prohib- iting the destruction of documents, ordering the production of records and accountings, and ordering the repatriation of investor funds deposited overseas. We reviewed this same injunction in SEC v. Dun- lap,

253 F.3d 768

(4th Cir. 2001). We have carefully reviewed Dunlap’s arguments on appeal and find them unavailing. Dunlap has failed to demonstrate that the doc- trine of judicial estoppel should have applied in this case. Similarly, he has failed to show that the district court acted inappropriately at all, much less on account of a specific personal bias arising from an extra-judicial source. See People Helpers Found. v. City of Richmond,

12 F.3d 1321

, 1325 (4th Cir. 1993). Accordingly, we affirm the district court’s order denying Dunlap’s motion to set aside the injunction. We decline to direct that further proceedings be assigned to a different district judge. We dispense with oral argument because the facts and legal contentions have been adequately presented before the court and oral argument would not aid the decisional process. AFFIRMED

Reference

Status
Unpublished