United States v. Whorley
United States v. Whorley
Opinion of the Court
supporting the denial of rehearing en banc:
My colleague’s dissenting position rests on his belief that the First Amendment protects concededly obscene e-mails because the e-mails “implicated no commercial interest and, although the e-mails described fantasies about sexual conduct involving children, the children referred to were imagined, not real.” Yet, if we accept, as we must, the proposition that expression, regardless of its form, is protected by the First Amendment, we must likewise recognize the proposition that obscenity in any of those forms is not protected and may be regulated by the state. See Miller v. California, 413 U.S. 15, 24, 93 S.Ct. 2607, 37 L.Ed.2d 419 (1973); Kaplan v. California, 413 U.S. 115, 119, 93 S.Ct. 2680, 37 L.Ed.2d 492 (1973) (“Obscenity can, of course, manifest itself in conduct, in the pictorial representation of conduct, or in the written and oral description of conduct”).
Despite my good colleague’s misgivings, Whorley violated criminal statutes regulating obscenity, and his convictions may not be forgiven because his conduct was prompted by his sexual fantasies. Accordingly, we appropriately deny his motion for a rehearing en banc.
Dissenting Opinion
dissenting from the denial of rehearing en banc:
Dwight Whorley was convicted on twen
This is a difficult case. The e-mails were admittedly transmitted and received through channels of interstate commerce and were found by a jury to be obscene under the obscenity test laid out in Miller v. California, 413 U.S. 15, 24, 93 S.Ct. 2607, 37 L.Ed.2d 419 (1973). One might say that this absolves us of the need to look any further into the potential constitutional harms inflicted by the application of 18 U.S.C. § 1462 to Whorley’s conduct.
In Stanley v. Georgia, 394 U.S. 557, 89 S.Ct. 1243, 22 L.Ed.2d 542 (1969), the Supreme Court extended First Amendment protections to the possession of obscene materials in the privacy of one’s home. Since then, our obscenity jurisprudence has not allowed Stanley to reach much beyond its facts. As the panel opinion notes, the Supreme Court “has repeatedly rejected the notion ... that as a matter of logic, because the First Amendment prohibits the criminalization of private possession of obscene materials within the home, there exists a correlative ‘right to receive’ obscene materials.” United States v. Whorley, 550 F.3d 326, 332 (4th Cir. 2008). Yet, I am aware of no case that, in limiting Stanley, deals with circumstances like this where the sending or receiving of the obscene materials involves neither a commercial transaction nor any kind of victim. In fact, I have difficulty seeing what interest the government could possibly have in regulating this particular conduct of Whorley’s other than some sort of “indirect harm” theory of the type rejected by the Supreme Court in Free Speech Coalition, 535 U.S. 234, 122 S.Ct. 1389.
In that case, the Court considered the constitutionality of a definition of “child pornography” in the Child Pornography
Similarly, here, I see no interest in regulating the sending of private e-mail fantasies about imaginary children beyond the perceived desirability of censoring these kinds of thoughts. Free Speech Coalition makes clear’ that the First Amendment protects against this kind of censorship premised on speculative and indirect theories of harm.
One might argue that this case is distinguishable from Free Speech Coalition because here we are dealing with material that has been found obscene and thus is not entitled to any First Amendment protections to begin with. But, as the Supreme Court recognized in Stanley, while “the First and Fourteenth Amendments recognize a valid governmental interest in dealing with the problem of obscenity[,] .... the assertion of that interest, cannot, in every context, be insulated from all constitutional protections.” 394 U.S. at 563, 89 S.Ct. 1243. Free Speech Coalition and Stanley, taken together, stand for the proposition that when the government’s only interest in regulating obscenity is to protect people from their own thoughts or to censor thoughts that have an unquantifiable potential to induce future bad acts, the First Amendment shelters individuals from this kind of state intrusion on their personal privacy. “Our whole constitutional heritage rebels at the thought of giving government the power to control men’s minds.” Stanley, 394 U.S. at 565, 89 S.Ct. 1243; cf. United States v. Reidel, 402 U.S. 351, 356, 91 S.Ct. 1410, 28 L.Ed.2d 813 (1971) (suggesting in reversing dismissal of indictment for mailing obscene circulars that the case might be different if defendant had “complaints about governmental violations of his private thoughts or fantasies”).
The Supreme Court has long recognized that “constitutionally protected expression ... is often separated from obscenity only by a dim and uncertain line” and thus we must be careful that “regulations of obscenity scrupulously embody the most rigorous procedural safeguards.” Bantam Books, Inc. v. Sullivan, 372 U.S. 58, 66, 83 S.Ct. 631, 9 L.Ed.2d 584 (1963) (citations omitted). Where the state has a legitimate interest in regulating obscene materials — for example, where those materials are being commercially traded and/or where those materials are the product of the abuse or exploitation of their subjects — the First Amendment’s protections may not apply. But where the only articulable interest in regulation is a fear of the expression of certain kinds of thoughts, even obscenity must be given a constitutional safe harbor. “Stanley rests on the proposition that freedom from governmental manipulation of the content of a man’s mind necessitates a ban on punishment for the mere possession of the memorabilia of
In today’s world, our e-mail inbox, just as much as our home, has become the place where we store the “memorabilia of [our] thoughts and dreams,” id., and the same principles that animated Stanley call now for Stanley’s extension to the circumstances of this case. A failure to recognize Stanley’s applicability to non-commercial, private e-mail communications in which the government has no legitimate interest dangerously restricts the use of today’s dominant medium for exercising freedom of speech.
The Supreme Court’s obscenity jurisprudence has never come close to stripping adults of First Amendment protections for their purely private fantasies, and the implications of our sanctioning this kind of governmental intrusion into individual freedom of thought are incredibly worrisome. This is an important and difficult case, and one that I strongly believe merits rehearing by this court sitting en banc. My colleagues apparently disagree, and I therefore urge the Appellant to seek certiorari from the Supreme Court.
. Section 1462 criminalizes the import or transportation of “any obscene, lewd, lascivious, or filthy book, pamphlet, picture, motion-picture film, paper, letter, writing, print, or other matter of indecent character” in interstate commerce.
. The only argument raised on appeal regarding these e-mails was that, as textual speech, the e-mails could not be obscene. The panel majority correctly pointed out that words can be obscene under the Miller test. United States v. Whorley, 550 F.3d 326, 335 (4th Cir. 2008). Nonetheless, I believe we are obligated to review for plain error whether the district court should have dismissed these charges because of the significant implications of the majority’s decision for the First Amendment. See id. at 347-48 (Gregory, J., dissenting).
. Whorley has also raised an as-applied challenge to 18 U.S.C. § 1466A(a)(1), which he argues prohibits only visual depictions of actual minors. 1 agree and believe this is also an important issue for further consideration if not by this Court sitting en banc then by the Supreme Court. A straightforward reading of the statute shows that it prohibits images that "depictf] a minor engaging in sexually explicit conduct.” 18 U.S.C. § 1466A(a)(1)(A) (emphasis added). A minor is typically understood to be a "person under the age of eighteen years.” 18 U.S.C. § 2256 (emphasis added). Images of purely imagined children are not depictions of a minor person such that the prohibitions of § 1466(A)(a)(l) would apply. See Whorley, 550 F.3d at 351 (Gregory, J., dissenting). This interpretation of the statute is further bolstered by the fact that an interpretation that found § 1466A(a)(l) applied to depictions of both real and imagined children would render § 1466A(a)(2) superfluous. See id. at 351-52.
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