E.W. v. Rosemary Dolgos
Opinion
This matter involves a school resource officer's decision to handcuff a calm, compliant elementary school student for fighting with another student three days prior. The child brought a claim under
I.
Because this case arises from a grant of summary judgment, we set forth the material facts in the light most favorable to Appellant E.W., the non-movant.
Henry v. Purnell
,
On Tuesday, January 6, 2015, ten-year-old E.W. rode a school bus to East Salisbury Elementary School in Salisbury, Maryland. E.W. sat in an aisle seat on one side of the bus while another student, A.W., sat diagonally across from her in an aisle seat one row behind E.W. on the opposite side of the bus. The two schoolgirls both had their feet in the aisle: E.W. was facing sideways with her feet in the aisle, and A.W. was facing forward with her left leg in the aisle, extended in the direction of E.W.
Video footage from the school bus's surveillance camera shows A.W. swaying her left knee from side to side in the aisle. ECF No. 18 (DVD filed with Joint Appendix, hereinafter "Video"), at 0:10. Several seconds later A.W. raised her left leg in the air and made a sudden, stomping motion in the direction of E.W.'s leg. Video 0:24. E.W. later reported that A.W. had stomped on her shoe. In response to the stomp, E.W. immediately stood up and faced A.W., who was slouched in her seat. Video 0:26. The bus driver then asked E.W. what she was doing. E.W. sat down, took off her backpack, and removed what appeared to be two lanyards from around her neck. Video 0:26-38. A few seconds later, E.W. stood up again and raised her leg towards A.W. Video 0:40. As E.W. raised her leg, A.W., still sitting, also raised hers. Video 0:40. Because A.W. was slouched in her seat, she was able to extend her leg further than she would have sitting fully upright. The two girls appear to trade kicks before E.W. put her leg down and A.W. slid lower into her seat. Video 0:41.
E.W. then stood over A.W. and began hitting her, swinging her arms downward because of their height difference. Video 0:41-45. Although the seat in front of A.W. obscured the camera's view of the scuffle, the way A.W. was sitting suggests that E.W.'s swings likely landed on A.W.'s left arm, shoulder, and possibly her head. Video 0:46-48. After four seconds, E.W. returned to her seat. Video 0:46-48. Shortly thereafter, E.W. looked at A.W., stood up, and again moved in A.W.'s direction. Video 0:54-55. A.W. raised her leg in the air, and E.W. kicked at A.W.'s shoe several times while A.W. kicked back. Video 0:56-59. During the exchange of kicks, A.W. appeared to laugh and say something to E.W. Video 0:56-59.
This exchange drew the attention of the bus driver, who called both E.W. and A.W. to the front of the bus and eventually suspended both girls from the bus for three days. Video 1:00-2:15; J.A. 22-23.
On Friday, January 9, 2015, the school contacted Appellee Rosemary Dolgos, a deputy sheriff and school resource officer ("SRO") in Wicomico County, about the scuffle. When she arrived at the school, Dolgos watched the surveillance video described above. Dolgos spoke to A.W. first, asking her if she was injured. A.W. pulled up her left pant leg, and Dolgos observed "two small, bluish bruise[s]" above the left knee and one on the side of A.W.'s leg. J.A. 23. Notably, no other injuries, including upper body injuries, were reported.
E.W. was then removed from class and placed in a closed office with Dolgos and two school administrators. Dolgos told E.W. that she was there to discuss what took place on the bus. But, in Dolgos's estimation, "E.W. [did not] seem to care." J.A. 23. E.W. explained, "A.W. stepped on my shoe so I kicked her and started to hit her." J.A. 23. Dolgos attempted to emphasize to E.W. the seriousness of the situation and the possible repercussions, telling her that adults could be jailed for such behavior. Still, in Dolgos's opinion, "E.W. continued to act as if the situation simply was not a 'big deal.' " J.A. 23. Dolgos then decided to take E.W. into custody.
Dolgos placed E.W. in handcuffs from behind and reseated her. Dolgos inserted two fingers between the handcuffs and E.W.'s wrists to ensure that they were not too tight. In her affidavit, Dolgos stated that she was concerned about the physical safety of herself and the school administrators because of both the incident she observed in the surveillance video and E.W.'s apathy. Dolgos expressed concern in the affidavit that E.W. might act violently against her or someone else if she attempted to walk E.W. from the school to her patrol car. Dolgos also admitted, however, that she had no idea whether E.W. had "any past or current behavioral issues or past involvements with law enforcement." J.A. 24. According to Dolgos, E.W. stood 4'4" and weighed about 95 pounds, while Dolgos stands 5'4" and weighs 155 pounds.
Immediately after being handcuffed, E.W. began to cry. She explained that she did not want to go to jail and that she would not hit A.W. again. Dolgos kept her handcuffed for about two minutes as she cried and apologized. Dolgos averred that E.W. never complained that the handcuffs were too tight or displayed bruises to her. Rather, "[i]n response" to E.W.'s show of remorse, Dolgos decided not to arrest E.W. and removed the handcuffs. J.A. 24-25. "Based on [E.W.'s] remorse," Dolgos further decided to release E.W. to her parents. J.A. 25. The school contacted E.W.'s mother, T.W., and Dolgos informed T.W. that she would refer the matter to the Wicomico County Department of Juvenile Services. T.W. responded by asking, "[f]or a kid fight?" and "[s]o you're going to put my 10 year old daughter in the system when she's 10?" J.A. 25. Frustrated and upset by the treatment of her daughter, T.W. retrieved E.W. from the school.
On December 29, 2015, E.W., by and through T.W., filed this suit against Dolgos,
1
alleging (1) a violation of the Fourth Amendment under
II.
E.W. first maintains that the district court erred by granting summary judgment to Dolgos for her § 1983 claim. We review de novo a district court's order granting summary judgment.
2
See
Smith v. Ray
,
E.W. argues that the district court erred by concluding that Dolgos did not use excessive force and was entitled to qualified immunity. Qualified immunity shields government officials from liability in a § 1983 suit so long as their conduct did not violate "clearly established statutory or constitutional rights of which a reasonable person would have known."
Pearson v. Callahan
,
Courts are no longer required to analyze these questions sequentially, but it is often the "better approach" to "determine first whether the plaintiff has alleged a deprivation of a constitutional right at all."
A.
We begin by considering whether Dolgos used excessive force in violation of the Fourth Amendment when she handcuffed E.W. "The Fourth Amendment prohibition on unreasonable seizures bars police officers from using excessive force to seize a free citizen."
Jones v. Buchanan
,
For this inquiry,
Graham
encourages us to evaluate three factors: "the severity of the crime at issue, whether the suspect poses an immediate threat to the safety of the officers or others, and whether he is actively resisting arrest or attempting to evade arrest by flight."
Here, the parties dispute whether handcuffing E.W. was justified under the circumstances. E.W. asserts that such physical restraint was unnecessary because Dolgos did not have a reasonable safety concern. Dolgos argues in response that because she had probable cause to arrest E.W. for assaulting A.W., as seen on video and as E.W. concedes, see Md. Code Ann, Crim. Law § 3-203(a) (West 2015) (defining second-degree assault), she was justified in using handcuffs to effectuate the arrest.
In
Brown v. Gilmore
, we stated that "a standard procedure such as handcuffing would rarely constitute excessive force where the officers were justified ... in effecting the underlying arrest."
But this Court has never held that using handcuffs is
per se
reasonable. Rather, the Fourth Amendment requires us to assess the reasonableness of using handcuffs based on the circumstances.
See
United States v. Drayton
,
The circumstances in this case are markedly different from those in Brown . We are not considering the typical arrest of an adult (or even a teenager) or the arrest of an uncooperative person engaged in or believed to be engaged in criminal activity. Rather, we have a calm, compliant ten-year-old being handcuffed on school grounds because she hit another student during a fight several days prior. These considerations, evaluated under the Graham framework, demonstrate that Dolgos's decision to handcuff E.W. was unreasonable.
The first factor considers the severity of the underlying offense.
Graham
,
The second factor identified in
Graham
, whether the suspect poses an immediate threat to the safety of the officer or others, weighs strongly in E.W.'s favor.
See
Here, Dolgos could not have reasonably believed that E.W. presented any immediate risk of harm to anyone. Like the adult suspect in
Solomon
, E.W. had no weapons and made no threats,
see
The significant time that had elapsed-without incident-since the fight on the bus further negates any notion that E.W. posed an immediate threat. While the scuffle took place on Tuesday, January 6, East Salisbury Elementary School waited three days to even contact Dolgos. In the interim, E.W. was allowed to and did in fact attend school without incident, indicating that she did not pose a risk to the children around her, much less to the adults.
See
Williams v. Nice
,
Moreover, Dolgos had no reason to think that the scuffle between E.W. and A.W. was anything but an isolated incident. E.W. had no prior behavioral issues or involvement with law enforcement, nor did Dolgos have any indication that she did. The use of force is an intrusion on Fourth Amendment rights, and an officer must have a reason for using or escalating force.
See
Graham
,
The third factor discussed in
Graham
, whether the suspect is actively resisting arrest or attempting to evade arrest by flight, also strongly favors E.W.
See
The suspect's age again favors E.W. Circuit and district courts around the country have recognized that youth is an important consideration when deciding to use handcuffs during an arrest.
4
The Ninth Circuit, applying the
Graham
factors, held that officers who handcuffed an eleven-year-old child used excessive force.
Tekle v. United States
,
The concurrence seems to suggest that elementary school children like E.W. are so inherently unpredictable and uncontrollable that officers would be reasonable in restraining them for our collective safety. Unsurprisingly, the concurrence's authorities do not actually support that position or apply to this case. The concurrence cites to
Knox Cty. Educ. Ass'n v. Knox Cty. Bd. of Educ.
,
The location of the arrest also weighs in E.W.'s favor because all relevant activity took place in the school context.
6
Courts have found that officers should exercise more restraint when dealing with student misbehavior in the school context.
See
Hoskins
,
Viewing the facts in the light most favorable to E.W., the totality of the circumstances weighs against Dolgos and demonstrates that her actions were not " 'objectively reasonable' in light of the facts and circumstances confronting" her.
Graham
,
The district court considered only the amount of time E.W. was handcuffed and that she was released to her mother, but we are required to assess the
totality
of the circumstances presented to properly assess Dolgos's conduct.
Jones
,
Dolgos argues that any alleged injury E.W. suffered as a result of the handcuffs was
de minimis
. Even so, the severity of the physical injury resulting from the force used is but one "consideration in determining whether force was excessive."
See
Jones
,
Dolgos took a situation where there was no need for any physical force and used unreasonable force disproportionate to the circumstances presented. We therefore find that Dolgos's actions amount to excessive force. As such, E.W. has demonstrated a violation of her constitutional rights under the Fourth Amendment.
B.
Because we conclude that Dolgos's conduct was unreasonable and violated E.W.'s Fourth Amendment rights, we must next examine whether Dolgos violated a clearly established right. A right is "clearly established" if "the contours of the right [are] sufficiently clear that a reasonable officer would understand that what he is doing violates that right."
Hill v. Crum
,
Even though general statements of law may provide notice,
see
Hope
, 536 U.S. at 741,
At the time Dolgos seized E.W., the law was clear that, as a general matter, an officer must carefully measure the force used to respond to the particulars of a case, including the wrongdoing at issue, the safety threat posed by the suspect, and any attempt to evade arrest or flee.
See
Graham
,
This case is unlike
Turmon v. Jordan
, in which we concluded under
Graham
that it was obvious the officer "could not point his gun at an individual's face," pull the individual out of his hotel room, and "handcuff him when there was no reasonable suspicion that any crime had been committed, no indication that the individual posed a threat to the officer, and no indication that the individual was attempting to resist or evade detention."
Conversely, it was not obvious that Dolgos could not handcuff E.W. here. Although precedent supports the conclusion that Dolgos acted unreasonably and violated E.W.'s Fourth Amendment rights, it did not put Dolgos on sufficient notice that her conduct was unlawful. Indeed, this Court previously stated that the use of handcuffs would "rarely" be considered excessive force when the officer has probable cause for the underlying arrest.
See
Brown
,
Accordingly, we conclude that E.W.'s right not to be handcuffed under the circumstances of this case was not clearly established at the time of her seizure. As such, Dolgos is entitled to qualified immunity, and we affirm the district court as to the § 1983 claim.
III.
E.W. next argues that the district court erroneously concluded that she could not prove that Dolgos acted with malice or gross negligence. We first note that the standard for analyzing excessive force claims under Article 26 of the Maryland Declaration of Rights is the same for analyzing Fourth Amendment claims.
Purnell
,
But, under the MTCA, Md. Code Ann., State Gov't, §§ 12-101 - 12-110 (West 2017), Maryland officials are immune from liability for state constitutional violations and tortious acts "committed within the scope of their duties when the violations are made 'without malice or gross negligence.' "
Purnell
,
For purposes of MTCA immunity, "malice" refers to so-called "actual malice,"
i.e.
, "conduct 'characterized by evil or wrongful motive, intent to injure, knowing and deliberate wrongdoing, ill-will or fraud.' "
Lee
,
We conclude that there is insufficient evidence in the record for a reasonable jury to conclude that Dolgos acted maliciously or with gross negligence when she handcuffed E.W. As stated above, the evidence demonstrates that Dolgos was not reasonably in fear for her or anyone else's safety. Instead, Dolgos was bothered by E.W.'s lack of remorse or concern for hitting A.W. This is evident from Dolgos's own affidavit. J.A. 24-25. As Dolgos spoke to E.W. about the incident, she observed that E.W. did not seem to care. Displaying the maturity of a ten-year-old child, E.W. believed that the incident was not a big deal because A.W. should not have stepped on her shoe. Due to E.W.'s attitude, Dolgos handcuffed her. And, again much like a ten-year-old child, E.W. began crying profusely and apologizing because she was afraid of going to jail. Dolgos stated that she then removed the handcuffs about two minutes later "[b]ased on E.W.'s remorse" and "[i]n response" to her crying. J.A. 24-25. This evidence does not demonstrate "an evil or rancorous motive influenced by hate, the purpose being to deliberately and willfully injure" E.W.
Williams v. Mayor & City Council of Baltimore
,
IV.
"School-based policing is the fastest growing area of law enforcement." 11 While the officers' presence surely keeps the nation's children safe, officers should not handcuff young students who may have committed minor offenses but do not pose an immediate threat to safety and will not evade arrest. Unnecessarily handcuffing and criminally punishing young schoolchildren is undoubtedly humiliating, scarring, and emotionally damaging. We must be mindful of the long-lasting impact such actions have on these children and their ability to flourish and lead prosperous lives-an impact that should be a matter of grave concern for us all.
For the foregoing reasons, the judgment of the district court is
AFFIRMED .
SHEDD, Senior Circuit Judge, concurring in the judgment only:
The majority appears to agree that Deputy Dolgos had probable cause to arrest E.W. for her violent assault on another
student and authority to take E.W. into custody for transport to juvenile authorities. Moreover, the majority does not contend that the deputy
decided to arrest and take E.W. into custody
for an improper reason. For our purposes, therefore, the custodial arrest itself is lawful. Because there is no evidence that Deputy Dolgos used additional force or that E.W. was injured during the arrest, E.W.'s excessive force, assault, and battery claims hinge solely on the deputy's use of handcuffs. Ultimately, the majority affirms summary judgment on immunity grounds, and that holding (with which I agree) suffices to end this litigation.
See, e.g.
,
A.M. v. Holmes
,
Unfortunately, the majority is not content to speak with one voice and resolve this case on the noncontroversial immunity grounds. Instead, the majority reaches out unnecessarily to hold that E.W. has presented sufficient evidence to withstand summary judgment on her claims that Deputy Dolgos used excessive force and committed assault and battery by handcuffing her during the custodial arrest. In doing so, the majority disregards the undisputed objective fact that Deputy Dolgos handcuffed E.W. in preparation for transporting her from school to juvenile authorities, thereby erroneously judging the deputy's actions without considering the totality of the circumstances. Compounding this factual error, the majority significantly extends our precedent in a novel and uncertain manner that subjects law enforcement officers to potential liability for simply handcuffing a lawful custodial arrestee. The majority's holding runs counter to the prevailing federal rule and provides little, if any, guidance for law enforcement officers going forward. 2
I concur only in the result reached by the majority- i.e. , the affirmance of summary judgment in Deputy Dolgos' favor. I write separately to explain my disagreement with the majority's holding regarding the merits of E.W.'s federal and state claims. Simply put, on this record, the deputy's conduct is lawful under federal and state law.
I
The following material facts are not disputed. On January 9, 2015, Deputy Dolgos had been a law enforcement officer for more than 15 years, and a school resource officer for over 10 years. That day, she reported to East Salisbury Elementary School, where school officials briefed her about an incident that occurred between E.W. and another female student on a moving school bus three days earlier. The school vice-principal told Deputy Dolgos that the incident was recorded on video and depicted "an attack by one student on another, and not a fight between students." J.A. 22. Deputy Dolgos viewed the video, which shows E.W. standing over and repeatedly hitting and kicking the other student, who was seated on the bus and essentially defenseless.
Deputy Dolgos interviewed both students individually in a school office and in the presence of one or more school officials. While speaking with the victim, Deputy Dolgos confirmed that she suffered several injuries during the attack. During her interview with E.W., Deputy Dolgos explained why she was there, but E.W. seemed unconcerned about the seriousness of what had happened. E.W. admitted that she kicked the victim at least five times and hit her three times, and she attempted to justify her behavior by claiming that the victim had stepped on her shoe. The victim had denied that assertion in her interview, and Deputy Dolgos did not see the victim do anything in the video to prompt the attack. 3 Deputy Dolgos told E.W. that adults could be jailed for such behavior, but E.W. "continued to act as if the situation simply was not a 'big deal.' " J.A. 23. At the conclusion of her interview with E.W., Deputy Dolgos determined that she had probable cause to take E.W. into custody.
Departmental policy specified that juveniles taken into custody for criminal-type offenses were subject to the same security requirements as adults and could "be handcuffed or otherwise restrained as necessary during transport and processing." J.A. 44. This policy instructed officers that in deciding whether to handcuff an arrested juvenile, "primary importance is the physical safety of all persons present," and it specified that officers should consider the number of deputies present and the juvenile's physique, reputation for violence, conduct at the time of arrest, known arrest record, and community standing. J.A. 47-48.
Deputy Dolgos was the only law enforcement officer on the scene, and other than what she had observed, she "knew nothing of any past or current behavioral issues or past involvements with law enforcement involving [E.W.]" J.A. 24. Consistent with departmental policy, she explained her rationale for handcuffing E.W.:
My primary concern was the physical safety of all persons present. I had observed [E.W.] physically attack another student on a moving school bus, and she seemed unconcerned by the seriousness of what had and what might occur. I believed that there was a possibility that [E.W.] could physically act out against me or anyone else nearby as we left the school to go to my patrol car .
J.A. 24 (emphasis added).
Deputy Dolgos handcuffed E.W. in a manner to ensure that the handcuffs were not too tight, she did not use any additional force to secure E.W., and E.W. was not injured during the handcuffing. Shortly after E.W. was handcuffed, she "began crying, saying that she didn't want to go to jail, and that she wouldn't do it again." J.A. 24. In response, Deputy Dolgos consulted with the vice-principal and exercised her discretion to release E.W. from custody and allow her to leave school with a parent. Deputy Dolgos then removed the handcuffs, which had been on E.W. for approximately two minutes. Eventually, E.W.'s mother picked her up from school. Despite releasing E.W. into her mother's custody, Deputy Dolgos was required to inform juvenile authorities about the incident.
The foregoing undisputed evidence establishes that Deputy Dolgos handcuffed E.W. during the course of a lawful custodial arrest and in preparation for transporting her from school to juvenile authorities. Critically, however, the majority disregards the undisputed fact that Deputy Dolgos was preparing to transport E.W. from school when she handcuffed her. 4 Instead, calling her "callous," Majority Op. at 188, the majority treats Deputy Dolgos' action as being tantamount to sending E.W. to "timeout" for instructive and/or punitive reasons. See, e.g. , Majority Op. , at 181 (stating that "E.W. was in a closed office and surrounded by two school administrators and a deputy sheriff" when she was handcuffed); at 188 ("[Deputy Dolgos] was bothered by E.W.'s lack of remorse or concern for hitting [the victim]. This is evident from [the deputy's] affidavit."); at 188 ("[A] reasonable jury could infer that [Deputy Dolgos'] actions were motivated by a desire to dissuade E.W.'s apathy and induce remorse."). Further denigrating Deputy Dolgos' conduct, the majority states that she "kept [E.W.] handcuffed for about two minutes as she cried and apologized," Majority Op. , at 177, clearly implying that the deputy deliberately delayed removing the handcuffs until she was satisfied with E.W.'s remorse. That implication, however, does not accurately reflect what transpired: i.e. , after E.W. started crying, Deputy Dolgos consulted with the vice-principal before deciding to release E.W. into her mother's custody.
II
The Fourth Amendment protects persons from unreasonable seizures.
5
Although "an arrested person is not invariably taken to a police station or confined,"
Illinois v. Lafayette
,
A.
The Supreme Court has explained that the process of making a custodial arrest involves particular danger to an officer because of the extended exposure which follows the taking of the arrestee into custody and transporting him for further proceedings, and the "danger to the police officer flows from the fact of the arrest, and its attendant proximity, stress, and uncertainty, and not from the grounds for arrest."
Knowles v. Iowa
,
Every arrest must be presumed to present a risk of danger to the arresting officer. There is no way for an officer to predict reliably how a particular subject will react to arrest or the degree of the potential danger. Moreover, the possibility that an arrested person will attempt to escape if not properly supervised is obvious.
Washington v. Chrisman
,
"Fourth Amendment jurisprudence has long recognized that the right to make an arrest necessarily carries with it the right to use some degree of physical coercion or threat thereof to effect it."
Graham v. Connor
,
As in other areas of our Fourth Amendment jurisprudence, determining whether the force used to effect a particular seizure is reasonable requires balancing of the individual's Fourth Amendment interests against the relevant government interests. The operative question in excessive force cases is whether the totality of the circumstances justifies a particular sort of search or seizure.
The reasonableness of the use of force is evaluated under an objective inquiry that pays careful attention to the facts and circumstances of each particular case. And the reasonableness of a particular use of force must be judged from the perspective of a reasonable officer on the scene, rather than with the 20/20 vision of hindsight. Excessive force claims are evaluated for objective reasonableness based upon the information the officers had when the conduct occurred. That inquiry is dispositive: When an officer carries out a seizure that is reasonable, taking into account all relevant circumstances, there is no valid excessive force claim.
County of Los Angeles v. Mendez
, --- U.S. ----,
"The test of reasonableness under the Fourth Amendment is not capable of precise definition or mechanical application."
Graham
,
"To properly consider the reasonableness of the force employed we must view it in full context, with an eye toward the proportionality of the force in light of all the circumstances. Artificial divisions in the sequence of events do not aid a court's evaluation of objective reasonableness."
Smith v. Ray
,
B.
The alleged excessive force in this case is Deputy Dolgos' use of handcuffs. Handcuffing, or in the majority's provocative words, "binding a person's wrists in chains,"
Majority Op.
, at 180, is part of "the normal custodial arrest," even when the arrest is for a relatively minor offense,
Atwater
,
Given the universal acceptance of handcuffing as an appropriate safety measure incident to arrest, we have previously stated that "a standard procedure such as handcuffing would rarely constitute excessive force where the officers were justified in effecting the underlying arrest."
Brown v. Gilmore
,
A quick survey of federal caselaw reveals that the majority of federal circuit courts that have considered this issue have rejected the notion that handcuffing a custodial arrestee,
without more
, is excessive.
See, e.g.
,
Courtright v. City of Battle Creek
,
Fisher v. City of Las Cruces
,
The Missouri Court of Appeals has succinctly explained the basic rationale underlying these decisions:
Police officers face serious risks every time they carry out an arrest. Sometimes the most inoffensive appearing individuals turn out to be uncharacteristically violent. A police officer who is proceeding to convey any prisoner to a police headquarters in a police vehicle should not be faced with a civil law suit because he takes the precaution to handcuff the prisoner to prevent her from causing trouble on the way to headquarters.
Healy v. City of Brentwood
,
The majority correctly notes that in
Soares v. Connecticut
,
In a nutshell, the prevailing federal rule appears to be that an arrestee may pursue a Fourth Amendment excessive force claim based on the use of handcuffs only in very limited circumstances, such as when the handcuffing causes physical injury. That type of circumstance would likely qualify as the rare instance we recognized in Brown where handcuffing a lawful custodial arrestee may be unreasonable. However, there is scant authority for the proposition that handcuffing an arrestee, without more , may constitute excessive force.
C.
E.W. is a juvenile, and as the majority's opinion illustrates
,
it is, perhaps, tempting to trivialize the risks associated with arresting and transporting a juvenile. However, in addition to protecting themselves and bystanders, law enforcement officers have a "duty to look after the reasonable safety requirements of persons in their custody,"
United States v. Gwinn
,
As a general matter, the handcuffing of a juvenile-arrestee for a relatively minor offense is undoubtedly unsettling, but it is also undoubtedly legal under the Fourth Amendment. For example, in
Bernalillo County
, which involved the custodial arrest and handcuffing of an eleven-year-old student who kicked a teacher, the Tenth Circuit explained that the existence of probable cause empowered the officer to make an arrest, and "that power did not depend on classification of the arrestee (adult versus juvenile) or the crime (felony versus misdemeanor); law enforcement officers can arrest minors, as well as adults, even when the crime involves only a misdemeanor."
Because E.W.'s arrest occurred in Maryland, and Maryland law governs her state-law claims,
Branch v. McGeeney
,
Initially, the officers intended to handcuff Branch once she was placed in the police car, but a crowd began protesting the arrest, and the officers decided to handcuff Branch immediately. The officers made Branch kneel down while they handcuffed her behind her back, and they placed her in the police car, where she remained for approximately 25 minutes. During that time, Branch was crying, but the officers refused to permit her to speak with her mother. Eventually, the officers issued a juvenile citation and released Branch to her mother's custody.
Branch sued the officers for a variety of federal and state-law claims, including excessive force, assault, and battery. The officers moved for summary judgment, asserting (among other things) that the handcuffing was reasonable and lawful. Analyzing these claims, the court acknowledged that Branch did not try to flee or otherwise resist the arrest and that "the officers were not in fear" of her. Id. at 641. Even so, the court concluded that summary judgment in the officers' favor was proper. Looking at the constitutional reasonableness of the handcuffing for the federal and state excessive force claims, the court stated:
The facts remain that the officers had probable cause to arrest and that [Branch] was not physically injured in any way. Handcuffing [Branch] was entirely reasonable under the circumstances, given that she was already under arrest, she would soon be handcuffed for transport anyway , and the officers feared for her safety.
Id. at 641-42 (emphasis added). The court further found that the probable cause determination necessarily defeated the other state-law claims on the merits. 9
III
In evaluating an alleged Fourth Amendment violation, "we must uphold a police officer's actions-regardless of the officer's subjective intent-if sufficient objective evidence exists to validate the challenged conduct."
United States v. Rooks
,
A.
To be clear, this is not a case (as described by the majority) where a police officer handcuffed a child and forced her to sit in a closed room surrounded by adults for disciplinary or instructional reasons. Instead, the undisputed facts establish that: Deputy Dolgos had probable cause to arrest and take E.W. into custody; before she changed her mind, she was preparing E.W. for transport from school to juvenile authorities; and she handcuffed E.W. in preparation for transport. Viewing the totality of circumstances, as we are required to do, and mindful of the universal acceptance of handcuffing custodial arrestees, the inherent danger presented in every custodial arrest, and the natural unpredictability of juveniles, it is clear as a matter of law that the deputy's use of handcuffs in this instance was objectively reasonable.
Admittedly, the crime for which E.W. was arrested, although violent, is relatively minor; Deputy Dolgos was larger than E.W.; she applied the handcuffs in the presence of at least one other adult; and E.W. appeared compliant at that moment. However, these facts do not portray the totality of the circumstances. Instead, it is important to recognize that this was a fluid situation, and Deputy Dolgos knew that E.W. had violently attacked a fellow student on a moving school bus a few days earlier. Deputy Dolgos also knew that E.W. seemed unconcerned about the seriousness of her criminal behavior. Moreover, Deputy Dolgos did not know whether E.W. had a history of similar misbehavior, and she certainly could not predict with any sense of assurance how E.W. would react when she began escorting her from the school office to her vehicle for transport.
Perhaps E.W. would have gone quietly, but she might also have fled or otherwise resisted. Because Deputy Dolgos decided to release E.W. into her mother's custody, we cannot know how this would have ultimately turned out, but we do know that once E.W. realized she was under arrest, she "display[ed] the maturity of a ten-year-old child, [and] began crying profusely and apologizing because she was afraid of going to jail." Majority Op. , at 188. It is not at all farfetched to envision E.W.'s completely understandable emotional reaction to being arrested escalating beyond mere tears during the custodial transport, and one can easily imagine the outcry if, instead of handcuffing E.W., Deputy Dolgos had chosen, or been forced, to control E.W. using a more physical "hands on" approach.
In short, under the totality of the objective circumstances present in this case, which the majority fails to consider, and in light of the overwhelming acceptance of handcuffing as a lawful incident of a custodial arrest, Deputy Dolgos' use of handcuffs as a relatively minor safety precaution was objectively reasonable. I would hold as a matter of law that Deputy Dolgos did not use excessive force or commit assault or battery.
B.
As I have explained, the majority's contrary decision is premised on its failure to view Deputy Dolgos' conduct in light of the totality of the objective circumstances. Given our agreement on the immunity issues and the ultimate affirmance of summary judgment in Deputy Dolgos' favor, my disagreement with the majority over the manner in which it has factually analyzed this case ultimately may have little affect beyond this case. However, I believe that the legal underpinnings of the majority's decision portend difficulties for law enforcement officers going forward. Although the majority purports to simply apply the well-established Graham factors for determining whether Deputy Dolgos used excessive force, it ominously warns that its "excessive force holding is clearly established for any future qualified immunity cases involving similar circumstances." Majority Op. , at 187. Despite this warning, however, the majority does not clearly define the parameters of its holding.
If the excessive force holding is limited to the majority's view of the facts of this case (
i.e.
, Deputy Dolgos handcuffed E.W. for disciplinary reasons with no intention of transporting her), then it seems to be relatively narrow: law enforcement officers may not handcuff an arrested juvenile at school simply to punish or teach him a lesson. Interpreted in this manner, the majority's holding would be rather obvious and unexceptional.
See, e.g.
,
Gray v. Bostic
,
I suspect, however, that the majority intends its excessive force holding to be broader. It is certainly not unreasonable to read the majority opinion as opening the door to permit all custodial arrestees to pursue (but not necessarily win) excessive force claims based on the mere fact that they were handcuffed. It may, perhaps, be slightly more reasonable to read the majority opinion as being limited to cases involving the handcuffing of certain juveniles who are arrested at school. Of course, either reading extends well beyond our precedent, runs counter to the prevailing federal rule, and will hinder law enforcement officers in safely and efficiently performing their duties.
Instead of being able to handcuff arrestees for custodial transport as a matter of course for obvious and practical safety reasons, which is the standard procedure in virtually all custodial arrests, officers subject to the majority decision will now have to make on-the-spot predictions about whether every arrestee will peacefully submit to the arrest and transport. Their ad hoc predictions will potentially be subjected to judicial second-guessing based on a variety of factors (both known and unknown to the officers) that should be irrelevant to the handcuffing determination. Included among these factors are the relative age or size disparity between the officer and arrestee, the arrestee's gender or background, the potential emotional consequences that an arrestee may one day suffer as a result of the arrest and handcuffing, and anything else a reviewing court may deem to be pertinent.
As one example of the difficulties created by the majority's decision, I note that the majority emphasizes that this case does not involve the arrest of an adult "or even a teenager." Majority Op ., at 180. I am skeptical that the majority would find the handcuffing reasonable in this case if E.W. had been a teenager at the time of the arrest, but the arbitrary age distinction implied by the majority illustrates the dilemma that officers face under the majority's analysis. Moreover, age is certainly not the only potential variable in play. Although I am again skeptical whether the majority would find the handcuffing reasonable in this case if E.W. had been taller or heavier, or male, the majority's analysis certainly leaves open that possibility.
Unfortunately, law enforcement officers cannot know how courts will view those or any other factors in litigation, and the majority provides no real guidance to assist them. Thus, despite the Supreme Court's unequivocal recognition of the inherent dangers associated with all custodial arrests, the majority's decision will inevitably lead officers who are subject to the decision to avoid using handcuffs during some custodial arrests. This restriction is not compelled by the Fourth Amendment or Maryland law, and it will further hinder officers' ability to perform their duties in a safe and effective manner for themselves, the arrestees, and the public.
IV
It is apparent that the majority's fundamental complaint is not Deputy Dolgos' use of the handcuffs
per se
. Instead, the majority is troubled by the deputy's decision to arrest E.W., which led to the handcuffing and is, itself, the real source of any embarrassment that E.W. may have suffered.
See
Birchfield
, 136 S.Ct. at 2177 ;
Atwater
,
Based on the foregoing, I disagree with the majority's determination that Deputy Dolgos is not entitled to summary judgment on the merits of the excessive force, assault, and battery claims. However, I concur in the judgment to the extent that it affirms summary judgment in Deputy Dolgos' favor on immunity grounds.
E.W. also sued the Wicomico County Sheriff's Department but voluntarily dismissed those claims.
We note that E.W. contests the district court's use of the summary judgment standard, but does not appear to challenge the court's conversion of the motion to dismiss to one for summary judgment.
We generally review a district court's conversion of a motion to dismiss to a summary judgment motion for abuse of discretion.
See
Laughlin v. Metro. Wash. Airports Auth.
,
Even the concurrence characterizes this offense as "relatively minor." Post at 197.
This consideration makes particular sense given the risk of lasting trauma among children exposed to the criminal justice system at young age.
E.g.
,
Sonora
,
To the extent that
Bernalillo
held that the use of handcuffs was reasonable on an eleven-year-old student, it is distinguishable because the officer there witnessed the student attack a teacher, an act considerably more serious than E.W.'s conduct in this case, and unlike this case, no time had elapsed between the student's offense and the arrest.
See
See
Statement of Interest of the United States at 20-22,
Kenton I
,
Research shows that "the presence of an SRO at a school significantly increased the rate of arrests" for minor misbehavior that previously would have been handled through in-school disciplinary measures. Elizabeth A. Shaver & Janet R. Decker,
Handcuffing a Third Grader? Interactions Between School Resource Officers and Students with Disabilities
,
See, e.g.
, Lanette Suarez,
Restraints, Seclusion, and the Disabled Student: The Blurred Lines Between Safety and Physical Punishment
,
Ofer, supra note 8 (noting that such effects fall disproportionately on students of color and students with disabilities).
Contrary to the concurrence's conclusion, we are not allowed to consider that Dolgos handcuffed E.W. for safety reasons related to the transport.
Post
at 190-91;
see
Pegg
,
Amanda Merkwae,
Schooling the Police: Race, Disability, and the Conduct of School Resource Officers
,
In many citations throughout this opinion, I have refrained from using parentheticals to note my routine alterations or omissions from quoted material.
Although it sometimes may be beneficial to decide the constitutional violation issue before proceeding to the qualified immunity analysis,
Pearson v. Callahan
,
The school bus driver suspended both students from the bus, and the majority clearly believes that the victim shares blame for E.W.'s violence. See, e.g. , Majority Op. , at 14 ("Even as to the altercation on the school bus, E.W., while unjustified in retaliating, did not become violent without physical provocation by [the victim]."). I tend to disagree on this point, but our disagreement is immaterial because the majority agrees that Deputy Dolgos had probable cause to arrest E.W.
The majority dismisses the fact that Deputy Dolgos handcuffed E.W. in preparation for transport based on its erroneous view that this is an irrelevant subjective fact. See Majority Op. , at 184 n.10. However, the fact of the pending transport is an objective, operative circumstance of this case that must be considered in assessing the reasonableness of Deputy Dolgos' conduct.
The Fourth Amendment analysis is applicable to E.W.'s state-law claims.
See
Richardson v. McGriff
,
Concurring in
Fisher
, then Circuit Judge (now Justice) Gorsuch noted: "
Graham
offers little guidance in tight handcuffing cases because police officers almost always may use handcuffs in the course of a lawful arrest, regardless of the severity of the crime, the dangerousness of the suspect, or any attempts at flight-
Graham's
three factors."
In
Kopec v. Tate
,
The Fifth Circuit recently held that the Fourth Amendment was not violated by a strip and cavity search of a twelve-year-old female who was arrested for fighting at school, handcuffed, and taken to a juvenile facility.
See
Mabry v. Lee County
,
The majority states that I believe children "are so inherently unpredictable and uncontrollable that officers would be reasonable in restraining them for our collective safety," Majority Op. , at 182, and it criticizes my reference to several cases regarding the general characteristics of juveniles and the general legality of handcuffing them as part of a custodial arrest. The majority's criticism of my position is misguided. Certainly, the majority does not disagree that law enforcement officers may lawfully restrain juveniles when they have a legitimate basis for doing so or that juveniles do, in fact, present special security considerations. The majority may disagree that a lawful custodial arrest of a juvenile is a legitimate basis for handcuffing, but there is no doubt that the authorities I have cited support the view that handcuffing an arrested juvenile for custody purposes is generally considered to be entirely lawful.
Gray
is one of several cases cited by the majority that are noteworthy for their inapplicability to this case. Among the other cases are
Solomon v. Auburn Hills Police Dept.
,
Reference
- Full Case Name
- E.W., a Minor, BY AND THROUGH Her Next Friend and Mother, T.W., Plaintiff-Appellant, v. Rosemary DOLGOS, School Resource Officer, in Her Individual Capacity, Defendant-Appellee, and Wicomico County Sheriff's Department, Defendant.
- Cited By
- 233 cases
- Status
- Published