Deborah Hickerson v. Yamaha Motor Corporation, U.S.A.
Opinion
Deborah Meek Hickerson sustained serious internal injuries in a personal watercraft ("PWC") accident and filed a complaint in the District of South Carolina against the manufacturers of the PWC, Yamaha Motor Corporation, U.S.A. and Yamaha Motor Co., Ltd. (collectively "Yamaha"). In her complaint, Hickerson alleged product liability claims under South Carolina law for design and warning defects. The district court excluded Hickerson's proffered expert testimony and entered summary judgment in favor of Yamaha on all claims. Hickerson then filed a motion to reconsider under Federal Rule of Civil Procedure 59(e), which the district court also denied. On appeal, Hickerson contends the district court erred in requiring expert testimony on her claims and in failing to conduct an appropriate
Daubert
analysis before excluding her expert's testimony.
See
Daubert v. Merrell Dow Pharm., Inc.
,
I.
A.
This appeal follows a motion for summary judgment. Accordingly, we view the facts in the light most favorable to Hickerson, the nonmoving party below.
See
Anderson v. Liberty Lobby, Inc.
,
The PWC at issue, a 2011 Yamaha VXS WaveRunner, has on-craft warnings, which are repeated in the operator's manual, that advise riders to wear protective clothing to avoid internal injuries. The following warning (reproduced below) appears on the PWC's front glove box:
WEAR PROTECTIVE CLOTHING. Severe internal injuries can occur if water is forced into body cavities as a result of falling into water or being near jet thrust nozzle. Normal swimwear does not adequately protect against forceful water entry into rectum or vagina. All riders must wear a wet suit bottom or clothing that provides equivalent protection (See Owner's Manual).
J.A. 716. The PWC's rear boarding platform also bears a warning label (reproduced below) stating that "[s]evere internal injuries can occur" and passengers must "[w]ear a wetsuit bottom or clothing that provides equivalent protection."
J.A. 716.
The PWC and accompanying owner's manual also contained warnings that only three people may ride the craft at a time, the operator should be at least sixteen years old, and a person should not ride after consuming alcohol.
In 2012, Hickerson was a passenger riding the PWC on Lake Hartwell, South Carolina. She fell off the back of the PWC into the jet thrust behind it and suffered injuries to her rectum, perineum, vagina, anus, and colon ("orifice injuries"). She underwent eight weeks of medical procedures and recovery.
When she was injured, Hickerson was wearing a bikini and no wetsuit. It is undisputed that she was the fourth passenger on the PWC, a ten-year-old was driving, and Hickerson had consumed alcohol prior to riding. Hickerson admitted that she did not read any on-craft or manual warnings before riding the PWC.
B.
Hickerson, a South Carolina resident, filed her complaint in federal court based on diversity of citizenship with Yamaha.
See
During discovery, Hickerson proffered the expert testimony of Dr. Anand Kasbekar, a mechanical engineer familiar with PWCs who has been retained as an expert in dozens of various product liability cases. Dr. Kasbekar represented that he intended to give several opinions: that the PWC's warnings were inadequate, that a set of alternative warnings was better, and that design alterations like a contoured seat and hand straps would have made the PWC safer. The district court found Dr. Kasbekar qualified to testify as an expert on PWC warnings and design based on his relevant experience in engineering, forensic analysis, and warnings testimony.
However, in response to a motion in limine by Yamaha, the district court excluded Dr. Kasbekar's proffered opinion for a set of alternative warnings as unreliable under
Daubert
.
Hickerson v. Yamaha Motor Corp., U.S.A.
, No. 8:13-cv-02311-JMC,
Later, in awarding summary judgment to Yamaha, the district court revisited the issue of whether Dr. Kasbekar's proposed inadequate warning opinion was admissible.
Hickerson v. Yamaha Motor Corp., U.S.A.
, No. 8:13-cv-02311-JMC,
On the defective design claim, the court held that South Carolina continues to follow Comment j to § 402A of the Restatement (Second) of Torts, which, in the district court's view, allows adequate product warnings to "cure" alleged design defects. The court next observed that because Hickerson had not produced admissible evidence that the PWC's warnings were inadequate, "the product's warnings [were] adequate as a matter of law." Id. at *6. Consequently, under Comment j, the adequate warnings cured any alleged design defects so that the PWC could not be deemed defectively designed. Because strict liability, negligence, and breach of warranties claims require "proof of a defective condition," the court granted judgment as a matter of law on all of Hickerson's claims. Id.
Hickerson filed a motion to reconsider under Rule 59(e), claiming the district court's rulings were clearly erroneous because Hickerson had provided sufficient evidence to withstand summary judgment and a product with adequate warnings can still be unreasonably dangerous under South Carolina law.
See
Hickerson v. Yamaha Motor Corp., U.S.A.
, No. 8:13-cv-02311-JMC,
Hickerson timely appealed, and we have jurisdiction pursuant to
II.
On appeal, Hickerson challenges the district court's exclusion of Dr. Kasbekar's opinions, its grant of summary judgment, and its denial of her motion for reconsideration.
We review the exclusion of expert testimony for abuse of discretion.
See
Gen. Elec. Co. v. Joiner
,
Because Hickerson appeals the district court's exclusion of Dr. Kasbekar's testimony as unreliable, we consider the following Daubert factors pertaining to the reliability of evidence:
(1) whether a theory or technique can be or has been tested; (2) whether it has been subjected to peer review and publication; (3) whether a technique has a high known or potential rate of error and whether there are standards controlling its operation; and (4) whether the theory or technique enjoys general acceptance within a relevant scientific community.
Cooper v. Smith & Nephew, Inc.
,
We review the district court's entry of summary judgment de novo.
Higgins v. E.I. DuPont de Nemours & Co.
,
III.
We turn first to Hickerson's warnings claims for which she sought to introduce expert opinion testimony as to the inadequacy of the PWC's existing warnings and that alternative warnings should have been used. Hickerson offered Dr. Kasbekar as her expert, and he proffered to opine that the existing warnings were inadequate in location, content, and form. These deficiencies, according to Dr. Kasbekar, inhibited passengers' ability to see the warnings and appreciate the danger of riding a PWC without a wetsuit. He also intended to offer a proposed set of alternative PWC warnings that he claimed would have better informed passengers of the PWC's danger. The district court excluded the alternative warning opinion as unreliable and later similarly excluded his inadequate warning opinion, which was "ostensibly ... ground[ed]" on the alternative warning opinion.
A.
Hickerson contends the district court abused its discretion by failing to conduct a proper Daubert analysis before excluding Dr. Kasbekar's inadequate warning opinion. She argues the court mistakenly held that the proposed inadequate warning opinion was based only on the excluded alternative warning opinion when, in fact, Dr. Kasbekar had formulated his inadequate warning opinion by drawing on his experience, training, testing, and knowledge of PWC industry standards. Yamaha responds that the district court appropriately excluded the inadequate warning opinion because it was unsupported with any scientific indicia of reliability. To that point, Yamaha noted that Dr. Kasbekar's claim for the inadequacy of the glove box and rear craft warnings hinged chiefly on their location; however, his only support for that proposition was his already excluded alternative warning opinion. The district court did not abuse its discretion when it excluded Dr. Kasbekar's inadequate warning opinion.
Dr. Kasbekar had concluded in his expert report that the existing warnings on the PWC were inadequate because passengers could more easily see a warning located directly on the seat instead of warnings appearing on the glove box and at the rear of the craft. He also concluded that the warnings were "congested" and confused important information that passengers should read before riding the PWC. J.A.
161. Yet, aside from his alternative warning opinion-the exclusion of which Hickerson does not challenge on appeal-Dr. Kasbekar supported his inadequate warning opinion with no research, data, or scientific theories. The district court observed,
outside of the warnings expert testimony, there is little to no evidence in the record on which this court can rely to conclude that there is a genuine factual dispute as to whether the product was 'unreasonably dangerous' based on Defendants' failure to provide an adequate warning concerning the product's use.
Furthermore, the district court concluded Hickerson presented "little to no evidence beyond Dr. Kasbekar's excluded testimony" to support her claim that the PWC's warnings were defective.
B.
Hickerson also contends the district court erred in requiring expert testimony at all to support her warnings claims. Because South Carolina only requires expert testimony when issues are beyond a jury's general knowledge and most jurors will have had exposure to various warnings, Hickerson posits the jury here did not need expert testimony to determine whether the PWC's warnings were adequate. Yamaha responds that the district court did not err because the issue of the adequacy of the warnings could only be submitted to the jury once admissible evidence had been presented that they were inadequate.
While the district court noted expert testimony was "in this particular case ... important" and was "perhaps the most appropriate form of evidence to support" the inadequacy of the PWC's warnings, the district court did not end its analysis there.
opinion testimony was the primary evidence Plaintiff presented on the issue and because there is little to no evidence in the record on the issue beyond his testimony."
C.
Hickerson relied to her detriment on Dr. Kasbekar's expert testimony as the exclusive support for her warnings claims. Because "the question of the adequacy of the warning" does not reach the jury unless "evidence has been presented that the warning was inadequate," and Hickerson failed to present such evidence, her warnings claims could not withstand summary judgment.
Allen v. Long Mfg. NC, Inc.
,
IV.
We turn next to Hickerson's defective design claims. The Parties' core disagreement concerns whether claims of defective design are defeated when product warnings are deemed legally adequate, as occurred in this case. Our judicial function in a diversity case such as this is cabined by a bedrock principle of federalism: "In adjudicating non-federal questions, a federal court must apply the law of the state."
United States v. Little
,
South Carolina's Defective Products Act ("the Act") imposes strict liability on manufacturers of defectively designed products. S.C. Code § 15-73-10,
et seq.
This Act codified § 402A of the Restatement (Second) of Torts, whose comments the South Carolina General Assembly also adopted as the expression of its legislative intent for the Act. S.C. Code § 15-73-30 ("Comments to § 402A of the Restatement of Torts, Second, are incorporated herein by reference thereto as the legislative intent of this chapter.");
Aldana v. RJ Reynolds Tobacco Co.
, No. 2:06-3366-CWH,
Advancing a number of policy arguments, Hickerson contends Comment j allows her to bring defective design claims even if her defective warnings claims fail. Specifically, she argues that design claims are independent of any warning claim. As a consequence, Hickerson represents that allowing good warnings to trump bad design would "subordinat[e] design safety to warnings." Appellant's Br. 14. Her counsel also speculates that William Prosser, the drafter of the Restatement (Second) of Torts, simply erred in drafting Comment j and did not intend for it to say what it says. In response, Yamaha notes that Comment j's plain text, and the South Carolina court decisions applying it, allow a product manufacturer to rely on a legally adequate warning to avoid liability for an alleged defective design.
Hickerson calls Comment j "ambiguous" in passing but offers no textual support for her position. Appellant's Br. 6. Even a cursory examination of Comment j refutes her label. On its face, Comment j provides
that an adequate
warning
makes a product "safe for use if [the warning] is followed." § 402A cmt. j. A product seller who puts such a
warning
on his product is entitled to "reasonably assume that [the warning] will be read and heeded."
Consistent with Comment j's text, the South Carolina Court of Appeals has repeatedly applied its plain language to confirm that an adequate warning operates to "cure" a product's alleged design defects.
E.g.
,
Curcio v. Caterpillar, Inc.
,
This Court has likewise understood Comment j to shield a manufacturer from liability for product defects if the product contains an adequate warning.
See
Phelan v. Synthes (U.S.A.)
,
Although the Supreme Court of South Carolina has not applied Comment j to the precise issue before us, the South Carolina Court of Appeals has consistently applied Comment j in similar South Carolina products liability cases. When the highest court of a state has not indicated how it would decide an issue, we follow the law of intermediate state courts, like the South Carolina Court of Appeals, absent "persuasive data" that the highest court would rule differently.
Little
,
Under South Carolina law, a product manufacturer is entitled to assume that its warnings will be read and heeded. § 402A cmt. j. Hickerson admitted she did not read the PWC's warnings, and even if she had, she produced no admissible evidence that they were legally inadequate.
See
Allen
,
Nevertheless, Hickerson urges us to rewrite the text of Comment j despite its lack of facial ambiguity. She would have us ignore the uniform decisions of the South Carolina Court of Appeals based on her counsel's academic theories and policy arguments. She has presented no "persuasive data" that the Supreme Court of South Carolina would apply Comment j differently, yet she essentially asks us to do what that court has not done-overrule the South Carolina Court of Appeals on a question of South Carolina law. This we cannot do. Federal courts "should not create or expand [a] [s]tate's public policy."
St. Paul Fire & Marine Ins. Co. v. Jacobson
,
V.
Hickerson based her claims of strict liability, negligence, and breach of warranties on theories of warning and design defects. Because the record is devoid of admissible evidence on either theory of defect, the district court properly entered summary judgment for Yamaha on all claims, and its judgment is
AFFIRMED .
Though the district court's ruling on Yamaha's motion in limine underpinned the court's summary judgment ruling, Hickerson does not appeal the disposition of the motion in limine. And because the district court correctly disposed of the motion for summary judgment, it similarly did not abuse its discretion in denying Hickerson's motion for reconsideration.
Reference
- Full Case Name
- Deborah Meek HICKERSON, Plaintiff-Appellant, v. YAMAHA MOTOR CORPORATION, U.S.A.; Yamaha Motor Co Ltd., Defendants-Appellees.
- Cited By
- 35 cases
- Status
- Published