David Brat v. Gloria Personhuballah
Opinion
The main question presented in this appeal is whether intervening defendants can be required to pay a portion of prevailing plaintiffs' attorneys fees and costs, awarded under
Three Virginia voters commenced this action challenging a state law's delineation of Virginia's Third Congressional District as a racial gerrymander in violation of the Equal Protection Clause of the Fourteenth Amendment. They named as defendants the Virginia State Board of Elections, some members of the Board in their official capacities, and the Attorney General of Virginia (collectively, "the Commonwealth" or "Virginia"). A three-judge district court
was convened under
Shortly after commencement of the action, eight U.S. Congressmen from Virginia, who neither resided in nor represented the Third District, were granted permission to intervene as defendants to defend the Third District based on their claim that granting relief to the plaintiffs would upset existing congressional district boundaries and constituent relationships and engender confusion among voters. After trial, the court concluded that the Third District was indeed a racial gerrymander.
The Commonwealth determined not to appeal, but the Intervening Congressmen did. On appeal, the Supreme Court remanded the case for consideration of its recent decision in
Alabama Legislative Black Caucus v. Alabama
, --- U.S. ----,
On the plaintiffs' motion, the district court awarded the plaintiffs as prevailing parties roughly $1.35 million in attorneys fees and costs and, in a 2-1 opinion, assessed roughly $480,000 of those fees and costs against the Intervening Congressmen based on their independent appeals to the Supreme Court. Senior District Judge Robert Payne dissented, concluding that the Supreme Court's decision in
Independent Federation of Flight Attendants v. Zipes
,
In
Zipes
, the Supreme Court held that an award of attorneys fees under a fee-shifting statute, such as § 1988(b), should be made "against losing intervenors only where the intervenors' action was frivolous, unreasonable, or without foundation."
I
With its enactment of H.B. 251 on January 25, 2012, Virginia redrew its congressional district lines, as it was required to do in response to the 2010 decennial census. Three voters commenced this action under
Shortly after this action was commenced, eight Congressmen representing various congressional districts in Virginia, but not the Third District, filed a motion to intervene as defendants, claiming that they had an interest in the existing 2012 map and that the plaintiffs' request that the map be redrawn "would not only upset existing district boundaries and constituent relationships but also engender confusion among the voting public." The district court granted their motion.
Following a bench trial, the district court found that the Third District was an unconstitutional racial gerrymander, in violation of the Equal Protection Clause.
Page v. Va. State Bd. of Elections
,
Given the factual findings made by the district court, the Commonwealth decided not to appeal the district court's October 7, 2014 order, concluding that the Supreme Court would not likely reverse the decision under the demanding "clear error" standard of review. The Intervening Congressmen, however, did appeal, invoking
The Supreme Court vacated the district court's order and remanded the case "for further consideration in light of
Alabama Legislative Black Caucus v. Alabama
."
Cantor v. Personhuballah
, --- U.S. ----,
On remand, the district court considered
Alabama
and issued a new order, dated June 5, 2015, applying the
Alabama
legal framework and again concluding that the Third District was an unconstitutional racial gerrymander.
2
Page v. Va. State Bd. of Elections
,
While that second appeal was pending, the September 1 deadline passed, and the district court proceeded to address a remedial redistricting plan, soliciting proposed plans from the parties and any interested nonparties. It also appointed a special master to assist it in reviewing the plans and designing a new map. The Intervening Congressmen filed motions to stay this process pending their appeal to the Supreme Court, but both the district court and the Supreme Court denied them. By order dated January 7, 2016, the district court selected for implementation a remedial plan proposed by the special master.
Meanwhile, the Supreme Court expressed doubt that the Intervening Congressmen had standing to challenge the district court's June 5, 2015 order because none of them resided in or represented the Third District. It directed the parties to submit supplemental briefing on the issue. In response, three of the ten Intervening Congressmen claimed that they had standing, and the Commonwealth agreed as to at least one of them. The Commonwealth, nonetheless, requested that the Court affirm the district court's order on the merits. In a unanimous decision, however, the Supreme Court determined that none of the Intervening Congressmen had standing and dismissed the appeal.
Personhuballah
,
Following the district court's original order of October 7, 2014, that found the Third District unconstitutional, the plaintiffs filed two petitions seeking attorneys fees and costs pursuant to
From the district court's order awarding attorneys fees and costs, the Intervening Congressmen filed this appeal, contending that the district court misinterpreted Zipes and that the assessment of roughly $480,000 in fees and costs against them must be reversed. While the plaintiffs contend that the district court ruled correctly, they argue conditionally that if the assessment of fees against the Intervening Congressmen is reversed, the total award of $1.35 million should be assessed against the Commonwealth. Understandably, the Commonwealth objects to the plaintiffs' suggestion, arguing that it should not be held responsible for any fees incurred by reason of the Intervening Congressmen's actions.
II
After awarding plaintiffs, as prevailing parties, their fees and costs of roughly $1.35 million under
The plaintiffs contend:
[R]esolution of this appeal may be of keen concern to [the Intervening Congressmen] and the [Commonwealth], but it is of little concern to [the plaintiffs]. Regardless of the disposition of this appeal, the Panel awarded [the plaintiffs] a total award of $1,346,571.74. If [the Intervening Congressmen] are not held responsible for a portion of that total award, then [the plaintiffs] are entitled to a full recovery against the [Commonwealth]-who chose not to appeal the overall fee award.
Nonetheless, the plaintiffs argue further that the Intervening Congressmen "had cast themselves as the functional equivalent of a defendant, dramatically run up [the plaintiffs'] fees, and done so not in pursuit of any cognizable legal interest ... but to stand in the schoolhouse door in a futile attempt to block the remedy of a bald racial gerrymander." They conclude that the Intervening Congressmen, by reason of their action, "were not 'innocent' in the relevant sense" and therefore fell outside the general rule established in Zipes .
The Commonwealth contends that the dispute is between the Intervening Congressmen and the plaintiffs "over which of them is responsible for Plaintiffs' fees incurred after [the Commonwealth] stopped defending [the Third District]. The outcome of that dispute does not affect [the Commonwealth's] liability for the fees previously awarded against [it], a judgment that [the Commonwealth] did not appeal and that [the Commonwealth has] already paid and satisfied." Thus, it argues that if Zipes is applicable, then the plaintiffs themselves must bear the fees and costs that they incurred in litigating against the Intervening Congressmen. "And if Zipes does not apply, then [the Intervening Congressmen] must bear Plaintiffs' fees and costs. In neither case would [the Commonwealth] bear any increased liability."
The principal dispute in this appeal thus turns on whether Zipes prohibits an attorneys fees award under § 1988(b) and § 10310(e) against intervening defendants in the circumstances presented.
Under the traditional American rule, the prevailing party in a suit is not entitled to recover reasonable attorneys fees and costs from the losing party.
See
Alyeska Pipeline Serv. Co., v. Wilderness Soc'y
,
The
Zipes
Court announced a "categorical" rule that "district courts should ... award Title VII attorney's fees against losing intervenors only where the intervenors' action was frivolous, unreasonable, or without foundation,"
Awarding attorney's fees against such ... intervenor[s] would further neither the general policy that wrongdoers make whole those whom they have injured nor Title VII's aim of deterring employers from engaging in discriminatory practices.
Id
. at 762,
Under the categorical rule announced in
Zipes
, it is apparent that the Intervening Congressmen in this case were "blameless" intervenors (
i.e.
, persons not charged with violating the law) and therefore should not have been assessed attorneys fees under the fee-shifting statutes in question.
See
Zipes
,
[T]he party legally responsible for relief on the merits ... is the party who must pay the costs of litigation ... and it is clearly the party who should also bear fee liability under § 1988.
Zipes
,
Moreover, even though the Intervening Congressmen defended the Commonwealth's 2012 law and presented the same arguments as the Commonwealth in doing
so-a fact important to the district court-that fact does not mean that "the two must be treated alike for purposes of fee assessments."
Zipes
,
For these reasons and because no party contends that the Intervening Congressmen's actions were frivolous, unreasonable, or without foundation, the Intervening Congressmen should not, under Zipes , have been assessed with payment of any of the attorneys fees and costs awarded to the plaintiffs.
In concluding otherwise, the district court created a construct of
Zipes
that is simply not justified, either by its holding or its reasoning. The district court in essence collapsed the status and purpose of the Congressmen as intervenors with the status of the Commonwealth as defendant, overlooking (1) that the U.S. Congressmen did not enact the unconstitutional state law; (2) that
Turning in particular to the district court's reasoning, the court stated that the Intervening Congressmen "had the ability to grant Plaintiffs' relief
on the merits
by simply dropping [their] defense,"
Personhuballah
,
In every lawsuit in which there is a prevailing Title VII plaintiff there will also be a losing defendant who has committed a legal wrong. That defendant will ... be liable for all of the fees expended by the plaintiff in litigating the claim against him, and that liability alone creates a substantial added incentive for victims of Title VII violations to sue.
Zipes
,
Nonetheless, the district court pressed further, concluding that the Intervening Congressmen were liable for attorneys fees based on a principle that "when intervenors
functionally replace
the original defendants
in the defense
of an unconstitutional
law, they may be held liable for attorney's fees."
Personhuballah
,
Of course, an intervenor may sometimes raise an argument that brings into question not merely the appropriateness of the remedy but the plaintiff's very entitlement to relief. Here, for example, petitioner advanced one argument that would have prevented the District Court's approval of any relief for Subclass B respondents. But that an intervenor can advance the same argument as a defendant does not mean that the two must be treated alike for purposes of fee assessments.
Zipes
,
Finally, the district court concluded that the Intervening Congressmen were not blameless because they somehow were responsible "as representatives of the sovereign will of the Commonwealth."
Personhuballah
,
In reaching its construction of
Zipes
, the district court relied mainly on two cases, both of which are materially distinguishable because the intervening defendants in those cases were, as state actors, defending the challenged statute on behalf of the State.
See
Planned Parenthood of Cent. N.J. v. Att'y Gen. of N.J.
,
At bottom, we disagree with the district court and find no grounds in
Zipes
, or elsewhere, for not applying its categorical rule. Since no party has suggested that the Intervening Congressmen have acted frivolously, unreasonably, or without foundation, we conclude that they cannot be held liable for any of the plaintiffs' attorneys fees or costs under either
III
The plaintiffs argue that regardless of how we rule, they are, as prevailing plaintiffs, entitled to the full $1.35 million amount awarded by the district court, and if the Intervening Congressmen are not held to pay a portion, then the Commonwealth should pay the entire amount. The Commonwealth, on the other hand, argues that they are not responsible for any amount attributable to the Intervening Congressmen's actions, and that if the Intervening Congressmen are not held to pay a portion of the award, the plaintiffs should bear that portion under the default American rule that each party bears its own attorneys fees.
Our decision in
Rum Creek Coal Sales, Inc. v. Caperton
,
Accordingly, we conclude that the Commonwealth cannot be held liable for attorneys fees and costs incurred by the plaintiffs in litigating against the entry of the Intervening Congressmen or against the Intervening Congressmen's positions. Under the traditional American rule, the plaintiffs must bear those intervention-related fees.
We therefore vacate the district court's order of March 3, 2017, awarding attorneys fees and costs for reconsideration of
the plaintiffs' petitions in light of this opinion. On remand, the district court should award the plaintiffs attorneys fees and costs only in an amount for which the court, in its discretion, finds the Commonwealth to be responsible under
VACATED AND REMANDED
Early in the litigation, the Attorney General of Virginia and Board of Elections were dismissed as defendants, leaving as defendants only individual members of the Board. And after the 2014 state elections resulted in the election of new members of the Board, those members were substituted as defendants.
Following the remand order, the district court allowed two newly elected Congressmen also to intervene as defendants.
Reference
- Full Case Name
- David BRAT; Barbara Comstock ; Robert Wittman, Congressman; Bob Goodlatte, Congressman; Randy Forbes, Congressman; Morgan Griffith, Congressman; Scott Rigell, Congressman; Robert Hurt, Congressman, Intervenors/Defendants-Appellants, Eric Cantor, Congressman ; Frank R. Wolf, Congressman, Intervenors/Defendants, and Virginia State Board of Elections ; Kenneth Cuccinelli, II, Defendants, v. Gloria PERSONHUBALLAH, an Individual; James Farkas, an Individual, Plaintiffs-Appellees, James B. Alcorn; Clara Belle Wheeler; Singleton B. McAllister, Defendants-Appellees, and Dawn Curry Page, an Individual, Plaintiff.
- Cited By
- 10 cases
- Status
- Published