Andrew Shaw v. Jefferson Sessions III
Opinion of the Court
Petitioner Andrew Richard Shaw, a native and citizen of the United Kingdom and a Lawful Permanent Resident, was convicted under New Jersey law of conspiracy in the third degree and was sentenced to two years' probation. Later, after returning from a trip abroad, the Department of Homeland Security ("DHS") determined that Shaw was inadmissible under Section 212(a)(2)(A)(i)(II) (the "Controlled Substance Provision") of the Immigration and Nationality Act (the "INA"), denied him entry into the United States and began removal proceedings. The Controlled Substance Provision states, "[A]ny alien convicted of, or who admits having committed, or who admits committing acts which constitute the essential elements of ... a violation of (or a conspiracy or attempt to violate) any law or regulation of a State ... relating to a controlled substance (as defined in section 802 of Title 21) ... is inadmissible."
Shaw now petitions this Court for review. We find no error with the Board's decision and deny Shaw's petition for review.
I.
In March 2007, Shaw was charged in New Jersey state court with, among other things, possession of "twenty-five pounds or more" of marijuana with the intent to distribute and conspiracy to commit that crime. A.R. 195. Shaw pleaded guilty to the conspiracy offense and the state court sentenced him to two years' probation. As relevant to Shaw's instant petition, the statute to which he pleaded guilty, N.J. Stat. Ann. § 2C:5-2 (the "Conspiracy Statute"), is a generic conspiracy statute: it forbids any agreement to "engage in conduct which constitutes [a] crime." N.J. Stat. Ann. § 2C:5-2(a).
Several years after Shaw's conviction, he briefly left the United States for the United Kingdom. In June 2014, Shaw returned to the United States through Raleigh-Durham International Airport, in North Carolina. At the airport, Shaw applied for admission to the United States as a lawful permanent resident. His application was denied.
Following that denial of admission, DHS initiated removal proceedings by serving Shaw with a Notice to Appear. The operative Notice to Appear alleged that Shaw was subject to removal because his conviction under the Conspiracy Statute rendered him inadmissible under the Controlled Substance Provision.
Shaw contested his removability and filed a motion to terminate the removal proceedings, contending that he was not inadmissible under the Controlled Substance Provision. According to Shaw, the Conspiracy Statute did not categorically relate to a controlled substance and, thus, that he was not inadmissible under the Controlled Substance Provision. He also maintained that the Conspiracy Statute was not divisible and, therefore, that the IJ should use the categorical rather than the modified categorical approach adopted in
Descamps v. United States
,
The IJ rejected Shaw's arguments. At the outset, the IJ determined that neither the categorical nor the modified categorical approach was appropriate, but rather that the Controlled Substance Provision required application of the "circumstance-specific" approach. Under that approach, the IJ may review the "attendant circumstance[s] of the underlying conviction."
Hernandez-Zavala v. Lynch
,
Shaw appealed the IJ's order to the Board. There, he principally contended that the IJ "erred in holding that [he] was inadmissible because of a conspiracy conviction." A.R. 47. In other words, Shaw stuck to his previously unsuccessful position and argued that his conviction did not categorically relate to a controlled substance and that the Conspiracy Statute was otherwise indivisible. Shaw also introduced a back-up position: even if the Conspiracy Statute were divisible, the IJ improperly considered the indictment in contravention of
The Board dismissed Shaw's appeal. Initially, it rejected the IJ's use of the circumstance-specific approach. Even so, the Board concluded that the IJ's methodology-reviewing the indictment-was permissible because the Conspiracy Statute was divisible. Finally, reviewing the IJ's conclusion, the Board agreed: Shaw's conviction under the Conspiracy Statute rendered him inadmissible.
Shaw timely petitioned this Court for review of the Board's adverse decision. We have jurisdiction to consider Shaw's petition for review under
II.
We review the Board's legal determinations de novo, but afford
Chevron
III.
A.
In his petition for review, Shaw revisits his earlier-made arguments. First, he contends that the Board improperly applied the modified categorical approach and should have used the categorical approach. Consequently, Shaw argues that the Board should have looked no further than the face of the Conspiracy Statute. He also asserts that, even if the Conspiracy Statute were divisible, his indictment wasn't proper evidence under the INA. We address each of these arguments in turn.
1.
Shaw first contends that the Board must apply the categorical approach to a generic conspiracy conviction like that at issue here; it cannot consider the conspiracy's object. Accepting Shaw's argument would mean that the Board could not look beyond the fact of his conviction to determine whether it involved a controlled substance. Shaw gives two reasons to support his position: First, such statutes are not divisible because they do not list alternative elements, but rather only one crime: conspiracy. Second, generic conspiracy statutes do not categorically relate to any controlled substance because they touch on any agreement to violate the law. We find Shaw's contention without merit.
Shaw's argument rests on the incorrect assumption that the Board must analyze inchoate crimes-attempt, conspiracy, and solicitation-like any other: by looking only to the elements of the statute criminalizing the inchoate conduct.
In
Matter of Beltran
, the Board held that if the object of an inchoate offense "would constitute a ground of deportability under [the Controlled Substance Provision]," it would "likewise consider a conviction for solicitation [or attempt or conspiracy] to commit that crime to be a violation of a law 'relating to a controlled substance.' "
With Board precedent solidly against his position, Shaw argues that the result compelled by
Matter of Beltran
is contrary to law.
See
Indeed, the procedure the Board used in
Beltran
mirrors our own precedent applying the categorical approach to inchoate crimes.
See
United States v. Ward
,
Before one may be convicted of a conspiracy charge, it must always be asked: "conspiracy to do what?" Though Virginia's conspiracy statute does not explicitly include as an element "the use, attempted use, or threatened use of physical force against the person of another," that element logically must be proven to support a conviction for conspiracy to commit a violent felony. Simply because some conspiracy convictions will not be predicate offenses, Taylor 's categorical approach [5 ] does not require a finding that all conspiracy convictions are exempt from serving as predicate offenses. Such a rule would ignore the policy underlying Taylor 's categorical approach as one meant "to capture all offenses of a certain level of seriousness that involve violence or an inherent risk thereof, and that are likely to be committed by career offenders." To give full effect to this policy, it is critical to determine the object of the conspiracy.
This analysis and outcome are consistent with the approach adopted by the other circuit courts of appeals.
See, e.g.
,
Mizrahi v. Gonzales
,
We thus conclude the Board correctly looked through the Conspiracy Statute to review the criminal object of the conspiracy to which Shaw pleaded guilty-possession of more than twenty-five pounds of marijuana with the intent to distribute. Shaw necessarily conspired to do something. Without the power to consult the indictment, the Board would have been unable to learn the object of that conspiracy. To remove that tool from the Board's reach, as Shaw requests, would inhibit its ability to enforce the INA. That conclusion is especially true here, as the Controlled Substance Provision explicitly contemplates the Board applying it to aliens convicted of conspiracy offenses.
Assured that the Board applied the proper procedure, we briefly address its conclusion: that Shaw's conspiracy conviction relates to a controlled substance. The administrative record shows that the object of Shaw's conspiracy was the possession of a significant amount of marijuana with the intent to distribute it. Marijuana is a controlled substance, listed in Schedule I of the Controlled Substances Act.
See
In sum, the Board correctly determined that Shaw was convicted of a conspiracy related to the distribution of a controlled substance. That conviction, in turn, rendered Shaw inadmissible under the Controlled Substance Provision and, therefore, subject to removal under § 1227(a)(1)(A).
2.
We next consider whether DHS may use an indictment as evidence of a conviction in a removal proceeding. The INA, specifically 8 U.S.C. § 1229a, provides extensive detail about the conduct of such proceedings. DHS "has the burden of establishing by clear and convincing evidence" that an alien is deportable. See 8 U.S.C. § 1229a(c)(3)(A). When the alien's criminal history is at issue, § 1229a lists items that "shall constitute proof of a criminal conviction," which include:
• An official record of judgment and conviction.
• An official record of plea, verdict, and sentence.
• A docket entry from court records that indicates the existence of the conviction.
• Official minutes of a court proceeding or a transcript of a court hearing in which the court takes notice of the existence of the conviction.
• An abstract of a record of conviction prepared by the court in which the conviction was entered, or by a State official associated with the State's repository of criminal justice records, that indicates the charge or section of law violated, the disposition of the case, the existence and date of conviction, and the sentence.
• Any document or record prepared by, or under the direction of, the court in which the conviction was entered that indicates the existence of a conviction.
• Any document or record attesting to the conviction that is maintained by an official of a State or Federal penal institution, which is the basis for that institution's authority to assume custody of the individual named in the record.
According to Shaw, the Board could not rely on his indictment because § 1229a(c)(3)(B) exclusively defines the universe of evidence DHS may use to prove the fact of a conviction. Because an indictment is not listed, Shaw contends that its use by the Board is categorically foreclosed. Shaw further argues that, because the list of evidence included in the INA is exclusive, the associated regulation, which permits reliance on additional evidence, conflicts with the plain language of § 1229a and is therefore invalid. Again, we disagree with Shaw.
We interpret statutes by examining their plain language.
See
Markovski v. Gonzales
,
We thus conclude that § 1229a(c)(3)(B) did not prohibit the Board from considering Shaw's indictment.
B.
In the usual case, rejecting the arguments presented in the petition for review ends the analysis. We note that Shaw raised a new theory for the first time at oral argument: that DHS could not carry its burden to demonstrate his removability because the indictment in the administrative record-and, consequently, the indictment used by the Board to ascertain the object of Shaw's conspiracy-was not the indictment to which he pleaded guilty.
Regardless of what, if any, merit this tardy argument has, we lack jurisdiction to consider it. Under § 1252(d)(1), we may review a "final order of removal only if ... the alien has exhausted all administrative remedies available to the alien as of right." We apply this exhaustion requirement not only to "final order[s] of removal" globally, but also to particular claims specifically.
See
Ramirez v. Sessions
,
Here, we have little difficulty concluding that Shaw failed to exhaust his administrative remedies as to his claim that the record relied on by DHS was incomplete. Shaw's counsel admitted at oral argument that this argument was not presented to the Board. Oral Arg. at 34:15-34:40 (indicating that this issue "was not articulated" before the Board); see also id. at 31:45-32:30 (counsel for the Government agreeing). Shaw never argued before the IJ, the Board, or on brief to this Court that there was any defect in the conspiracy indictment, but only that all indictments were impermissible evidence.
To fail to raise a legal theory before the Board is to abandon that theory.
See, e.g.
,
Tang v. Lynch
,
Shaw's new argument has no nexus to the arguments he previously made. Contrary to all his previous arguments, he
now
posits that indictments may be proper evidence of a conviction, but maintains that
this indictment
suffers a different, more significant problem: the indictment in the record wasn't the one to which he pleaded guilty. This argument was never raised before the IJ, the Board, or on brief before this Court. No party obtains relief for an argument first raised in oral argument to which neither the other party nor the Court was previously apprised.
See
Ramirez
,
In sum, in earlier proceedings Shaw challenged the admissibility of a particular piece of evidence on statutory grounds, not that there was any insufficiency in the indictment itself. At oral argument, he raised a completely new argument to challenge
the overall sufficiency of the evidence. He had not raised that contention anywhere before oral argument. Accordingly, we are without jurisdiction to address it.
See
IV.
For those reasons, we find no error in the Board's conclusion that Shaw was inadmissible under the Controlled Substance Provision and therefore is subject to removal under
DENIED.
As a lawful permanent resident, Shaw's re-entry into the United States from a trip abroad usually would not be considered "seeking admission into the United States for purposes of the immigration laws[.]"
The Conspiracy Statute provides in full:
A person is guilty of conspiracy with another person or persons to commit a crime if with the purpose of promoting or facilitating its commission he:
(1) Agrees with such other person or persons that they or one or more of them will engage in conduct which constitutes such crime or an attempt or solicitation to commit such crime; or
(2) Agrees to aid such other person or persons in the planning or commission of such crime or of an attempt or solicitation to commit such crime.
N.J. Stat. Ann. § 2C:5-2(a).
Chevron U.S.A., Inc. v. Nat. Res. Def. Council, Inc.
,
An inchoate crime is "[a] step toward the commission of another crime, the step itself being serious enough to merit punishment." Offense, Black's Law Dictionary (10th ed. 2014).
Taylor v. United States
,
Dissenting Opinion
The majority endorses the Board's decision to ban a lawful permanent resident from the country based on a conviction that never occurred. Rather than grappling with this fact, the majority misconstrues the exhaustion doctrine to hold that we lack jurisdiction to consider it. Because I believe that we have jurisdiction to consider Shaw's argument regarding the reliability of the government's evidence, and that it has merit, I would grant the petition for review, vacate the order of removal, and remand to the Board for further proceedings.
I.
Andrew Richard Shaw has been a lawful permanent resident in the United States since 1988. In June 2007, he pleaded guilty under New Jersey's generic conspiracy statute to agreeing with another person to commit or aid in "a crime." N.J. Stat. Ann. § 2C:5-2. Seven years later, when Shaw was returning from a trip abroad, the Department of Homeland Security (DHS) deemed him inadmissible based on his 2007 conspiracy conviction. Six months after that, DHS initiated removal proceedings, again based solely on the 2007 conspiracy conviction. DHS charged in relevant part that the conviction qualified as a violation of a law relating to a controlled substance under the INA,
To substantiate this charge, DHS produced two documents: an indictment and the judgment of conviction. The indictment alleges that Shaw and two other individuals "did conspire with each other to dispense or distribute a controlled dangerous substance, that is, marijuana, in a quantity of twenty-five pounds or more, in violation of N.J.S. 2C:35-5a(1) and 2C:35-5b( (10)(a) ), contrary to the provisions of N.J.S. 2C:5-2." A.R. 146.
II.
Under New Jersey law, the conspiracy-to-distribute-drugs charge listed in the indictment DHS presented cannot be the conspiracy crime listed in the judgment. The record contains no conclusive evidence that Shaw admitted to or was convicted of a controlled-substance offense. Thus, DHS has failed to meet its burden of proving that Shaw is inadmissible under
A.
New Jersey grades conspiracy offenses according to the seriousness of the underlying object of the conspiracy: "[C]onspiracy to commit a crime of the first degree is a crime of the second degree," and in all other cases, "conspiracy is a crime of the same degree as the most serious crime which is the object of the conspiracy." N.J. Stat. Ann. § 2C:5-4. In other words, second-degree conspiracy is conspiracy to commit a crime of either the first or second degree; third-degree conspiracy is conspiracy to commit a crime of the third degree; and fourth-degree conspiracy is conspiracy to commit a crime of the fourth degree.
See
But the conspiracy crime listed in the indictment is not a crime of the third degree. The indictment alleges that Shaw conspired to dispense or distribute twenty-five pounds or more of marijuana in violation of N.J. Stat. Ann. §§ 2C:35-5a(1) and 2C:35-5b(10)(a). Per those statutes, dispensation or distribution of twenty-five pounds or more of marijuana is a crime of the first degree.
Simply put, Shaw did not admit to and was not convicted of conspiracy to dispense or distribute twenty-five pounds or more of marijuana. He admitted to and was convicted of conspiracy to commit a lesser crime not listed in the indictment.
B.
This discrepancy is significant not only because DHS has misrepresented Shaw's conviction but because DHS has the burden of proving that Shaw in fact committed an act that renders him removable under the INA. In removal proceedings against a lawful permanent resident, DHS must "establish[ ] by clear and convincing evidence" that the lawful permanent resident is removable.
See
8 U.S.C. § 1229a(c)(3)(A) ;
Salem v. Holder
,
DHS charged that Shaw was removable under
DHS failed to meet its burden. Given that the indictment DHS presented does not list the crime to which Shaw pleaded guilty, that document offers no evidence of either Shaw's conviction or what Shaw admitted to doing. Without the indictment, the only evidence of Shaw's conviction is the judgment. And the judgment shows only that Shaw was convicted of conspiracy to commit "a crime" of the third degree.
See
N.J. Stat. Ann. §§ 2C:5-2, 4; A.R. 143. This is not enough to give rise to "a firm belief or conviction, without hesitancy," that Shaw was convicted of conspiracy to violate a law relating to a controlled substance.
See
Watson
,
The record suggests that DHS had doubts about the sufficiency of its evidence too. During the removal proceedings, DHS requested a continuance and an extension of time-after it had submitted the judgment and indictment described here-so that it could obtain additional records of Shaw's conviction. A.R. 152 ("DHS has requested additional documents from the New Jersey Superior Court, Law Division Hudson County. DHS has not yet received a response to that request.... DHS would respectfully request more time to allow the New Jersey state court to respond to the request for additional documents....[ ] Once DHS receives a response, DHS will be able to fully respond to the respondent's motion to terminate."). Indeed, multiple documents could have revealed the
actual
object crime underlying Shaw's conspiracy conviction-the transcript of the plea colloquy, the plea agreement, a superseding indictment. But DHS never submitted any of these additional documents.
There is a reason that 8 U.S.C. § 1229a(c)(3)(B) -the INA provision listing documents that "shall constitute proof of a criminal conviction"-does not include indictments or other charging documents. An indictment states what the government "set out to prove," not what the government in fact proved or what the defendant admitted.
United States v. Velasco-Medina
,
III.
Contrary to the majority's assertions, Shaw's previous challenge to the reliability of the indictment as evidence of his conviction gives us jurisdiction to consider that challenge now. The majority correctly notes that our jurisdiction is limited to claims that Shaw, the noncitizen petitioner,
raised in his administrative proceedings before the Board.
See
ante
456-57 (citing
Here, Shaw has repeatedly pressed the same basis for relief: failure of proof. As the IJ noted, Shaw contended that the judgment reveals only a "conspiracy" conviction and "that the record is unclear as to the nature of the underlying crime to which [he] pleaded guilty." A.R. 52. He also submitted to the Board that DHS "failed to meet its burden of proof ... because the certified record of conviction [i.e., the judgment
The "more specific and nuanced" arguments that Shaw articulated at oral argument are simply additional reasons "why" the indictment is not clear and convincing evidence that he was convicted of a removable offense.
See
Ramirez
,
The cases the majority cites to support its conclusion otherwise are distinguishable. In
Tang v. Lynch
, we lacked jurisdiction to consider a Convention Against Torture (CAT) claim because the noncitizen
petitioner had never argued to the Board that he was entitled to relief under CAT; he had argued only that he qualified for asylum and withholding of removal.
IV.
The ties that longtime lawful permanent residents, such as Shaw, "develop to the American communities in which they live and work, should not be lightly severed."
Hernandez-Guadarrama v. Ashcroft
,
Of course, Shaw may have been convicted of conspiracy to commit a lesser (third-degree) controlled-substance offense. But, under the INA and Supreme Court precedent, we cannot simply assume that is the case. 8 U.S.C. § 1229a(c)(3)(A) ;
Woodby
,
I respectfully dissent.
Because DHS seeks to remove Shaw on inadmissibility grounds, I use the terms "inadmissible" and "removable" interchangeably. See also ante note 1.
The indictment contains two other charges, both of which were dropped: one for possession with intent to distribute twenty-five pounds or more of marijuana, in violation of N.J. Stat. Ann. § 2C:35-5a(1), b(10)(a), and one for the same crime "within 1,000 feet of school property used for school purposes," in violation of N.J. Stat. Ann. § 2C:35-7. A.R. 146.
Even assuming that the object crime was a lesser (third-degree) controlled-substance offense, and therefore Shaw is inadmissible under
Although we have used the term "record of conviction" to refer to "the charging document, a plea agreement, a verdict or judgment of conviction, a record of the sentence, or a plea colloquy transcript,"
Bejarano-Urrutia v. Gonzales
,
The majority emphasizes that "Shaw's counsel admitted at oral argument that [the reliability-of-the-indictment] argument was not presented to the Board." Ante 456 (citing Oral Arg. at 34:15-34:40). But Shaw's counsel also explained that this argument was an extension of the one Shaw had asserted below: "That [argument] was a nuance that was not articulated earlier; however, [ ] it is part of the argument that the evidence is not sufficient here." Oral Arg. at 34:27-36.
Reference
- Full Case Name
- Andrew Richard SHAW, Petitioner, v. Jefferson B. SESSIONS III, Attorney General, Respondent.
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- 11 cases
- Status
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