United States v. Quintin Bell
Opinion of the Court
Following a six-day trial, a jury convicted Quintin Bell of (1) possession with intent to distribute 100 grams or more of heroin, in violation of
On appeal, Bell contends that the district court erred (1) in denying his motion to suppress statements he made to officers executing a search warrant for his residence; (2) in admitting "other acts" evidence under Federal Rule of Evidence 404(b) ; (3) in denying his motion to disclose the identity of a confidential informant who provided information used to obtain the search warrant; and (4) in enhancing his sentence on the basis of his prior convictions.
For the reasons that follow, we affirm.
I
On April 9, 2014, an ATF task force consisting of federal and state law enforcement officers obtained a "no-knock" warrant from the Circuit Court of Prince George's County, Maryland, to search 5404 Morton Place in Riverdale, Maryland, and to seize from the house any narcotics, firearms, and related items found. The probable cause for the warrant was based on the affidavit of ATF Special Agent Frank Oliver, who had learned from a confidential informant ("CI-1") that Bell was "utilizing the residence to sell and store large quantities of Heroin while armed with a firearm." The warrant application recounted that CI-1 had recently visited Bell's residence and "observed, inside a room of the residence, a firearm and a quantity of heroin, consistent with distribution amounts." It further stated that the informant had been shown a police photograph of Bell and had "positively identified" him as "the individual utilizing [the residence] to sell ... Heroin."
The next morning, April 10, 2014, officers of the Prince George's Police Department made a forced entry into 5404 Morton Place to execute the warrant and, while performing a security sweep, found Bell in the basement and placed him in handcuffs. They led him upstairs to the living room and seated him in a chair near his wife, Stacy Bell ("Stacy"), who had also been handcuffed and seated in a chair. After the house was secured, Agent Oliver entered the living room and, knowing that Stacy was the owner of the house, informed her "that [he] had a narcotics search warrant for the home" and then asked her, in the interest of officer safety, "if there [were] any weapons in the house that would hurt an officer." Before Stacy could respond, however, Bell interjected, stating that "there was a gun under the couch" next to them and that "a friend had given him the gun [after] somebody had tried to break into the house and rob him." Officers then searched under the living-room couch and recovered a Mini-14 Ruger semi-automatic rifle.
The ATF task force proceeded to search the house, recovering extensive evidence of drug trafficking. In the basement, where Bell was found, officers found approximately 112 grams of heroin and various drug-trafficking paraphernalia, including a digital scale, empty pill capsules, a capsule-filling device, and bottles of cutting agents. They also found a loaded rifle magazine that was compatible with the Mini-14 Ruger rifle. In the master bedroom upstairs, the officers found in a nightstand several more grams of heroin, another scale, approximately $2,000 in cash, a letter addressed to Bell, and Bell's driver's license. And in a separate bedroom, they found in a filing cabinet approximately $10,000 in cash and a collection of jewelry. Upon completion of the search, the task force released Bell from custody, pursuant to the "request of another [law enforcement] agency."
Some four months later, on August 24, 2014, officers of the Metropolitan Police Department of the District of Columbia ("MPD") received a tip leading them to investigate a parked car in Southeast Washington, D.C. Bell was in the car, accompanied by two others. As the officers approached, Bell opened his door and attempted to exit but was apprehended. The officers found a loaded Glock pistol next to the driver's seat, where Bell had been sitting, as well as approximately $1,000 in cash on Bell's person. They also found several small baggies of marijuana, heroin, and crack cocaine in the car's center console. One baggie containing marijuana was imprinted with green dollar signs, and another baggie containing heroin was imprinted with blue caricatures of a devil's face.
After the MPD officers brought Bell back to the station, a detective advised him of his Miranda rights and then interviewed him. During the interview, which was recorded by video, Bell stated that he had been "sharing" the Glock pistol with another man in the car; that the two of them had been "hustlin[g] together" when they were arrested; that he had come to Washington, D.C., that evening to buy "two guns and some coke"; and that, in particular, he was expecting to buy "two Rugers." Bell was charged in the Superior Court of the District of Columbia with several offenses relating to this incident, but the government subsequently decided not to prosecute him in the District of Columbia and dismissed the charges.
Five days later, on August 29, 2014, while Bell was still in custody in Washington, D.C., the ATF task force executed a second search warrant at 5404 Morton Place. Probable cause for this warrant was based on Bell's Washington, D.C. arrest, the evidence from the initial search in April 2014, and CI-1's assertion that Bell was "storing quantities of heroin within [the] residence ... consistent with distribution amounts." During this search, officers found 14 grams of heroin and 3 grams of crack cocaine in the basement, as well as baggies marked with green dollar signs and blue devil faces. Elsewhere in Bell's residence, they again recovered other evidence of drug trafficking, including digital scales, bottles of cutting agent, and handgun ammunition hidden inside a crockpot.
In November 2014, a grand jury indicted Bell on four counts for drug trafficking and the illegal possession of a firearm. Bell filed a pretrial motion to suppress the statements he made to Agent Oliver during the April 2014 search of his residence, when he admitted to possession of the Ruger rifle, contending that the statements were obtained in violation of Miranda . He also filed a motion to compel disclosure of the identity of CI-1 or, in the alternative, for an in camera examination of the informant to determine whether disclosure was warranted. Also prior to trial, the government filed a motion to admit evidence under Federal Rule of Evidence 404(b) of Bell's arrest in Washington, D.C., including the video of his interview.
Following a two-day hearing on these pretrial motions, the district court denied Bell's motion to suppress, stating that Agent Oliver had testified credibly about the April 2014 search; that Oliver had directed his question about weapons in the house to Stacy; and that Bell had then volunteered the answer. The court thus concluded that Bell was not interrogated in violation of Miranda . The court also denied Bell's motion to disclose the identity of CI-1, explaining that Bell had failed to meet his burden to pierce the informer's privilege or to obtain an in camera examination of the informant that would risk disclosure of his or her identity. Finally, the court granted the government's motion to admit evidence of Bell's arrest in Washington, D.C., concluding that the evidence was reliable and relevant to showing Bell's knowing possession of the rifle and drugs found in his residence and that any prejudice to Bell would be outweighed by the evidence's probative value.
Following trial, the jury convicted Bell on all charges.
The probation officer prepared a presentence report noting Bell's several prior convictions, on which the government relied to argue that he was an "armed career criminal" subject to a 15-year mandatory minimum sentence for his conviction under
Bell objected to the calculation of his Guidelines sentencing range and to the statutory mandatory minimum sentence, arguing that his predicate convictions did not qualify him as either an armed career criminal or a career offender. He argued further that the statutory mandatory minimum sentences could not constitutionally be applied to him because the fact of his prior convictions had neither been charged in the indictment nor found by the jury beyond a reasonable doubt. The district court rejected Bell's arguments and sentenced him to 480 months' imprisonment.
This appeal followed.
II
Bell contends first that the district court erred in denying his motion to suppress the statements he made on April 10, 2014, during the execution of the first search
warrant for 5404 Morton Place. During the course of that search and after Agent Oliver asked Bell's wife, Stacy, "if there [were] any weapons in the house that would hurt an officer," Bell interjected that there was a Ruger rifle under the couch. Bell notes that he and Stacy "were being held together, next to each other"; that "it is commonplace for [married] couples to jointly answer questions about matters within their individual knowledge, even when a question is directed only to one of them"; and that Agent Oliver "did not specify whether [Bell] or [Stacy] should respond" to his question. Accordingly, he claims that Agent Oliver's questioning
of Stacy
constituted interrogation
of him
, relying on
Rhode Island v. Innis
,
At the pretrial hearing, Agent Oliver described the April 10 encounter in some detail, testifying that after he entered the living room from outside the house, he approached Stacy, because she was the owner of the house, and "informed [her]" that the officers had "a narcotics search warrant for the home." He then asked her, out of "concern[ ] for officer safety," "if there [were] any weapons in the house that would hurt an officer." According to Agent Oliver, in posing this question to Stacy, he walked to "[w]ithin a couple feet" of her and "directed [his] question to [her] ... directly," "looking at her in the eye." At the time, Stacy was handcuffed and seated in a chair in the living room. Bell, who was also handcuffed, was seated in "another chair off to the right, behind her chair," and the two chairs were "in close proximity" to each other. After Agent Oliver directed the question to Stacy, however, and before she could answer, Bell stated that "there was a gun under the couch." When the officers looked under the couch, they found the Mini-14 Ruger semi-automatic rifle that, Bell explained, a friend had given him.
The district court accepted Agent Oliver's testimony about the encounter, stating that he credited, as a factual matter, "Agent Oliver's testimony that he did direct the question at Ms. Bell and that the defendant then volunteered an answer." The court thus concluded that although Bell "was in custody, he was not being interrogated" and that his statements were therefore "admissible even though Miranda had not been given."
To safeguard the protection against self-incrimination guaranteed by the Fifth Amendment, the Supreme Court in
Miranda
adopted a set of procedural rules that apply when a suspect is subjected to custodial interrogation, including the familiar requirements that he be informed of his "right to remain silent, that any statement he [makes] may be used as evidence against him, and that he has a right to the presence of an attorney, either retained or appointed."
Miranda v. Arizona
,
In
Innis
, the defendant was arrested for a robbery that had been committed hours before with a shotgun.
See
In this case, as in Innis , it is apparent that Bell was subjected to neither express questioning nor its functional equivalent. Agent Oliver focused directly on Stacy as the owner of the house, looked her in the eye, and asked her a single question relating to officer safety - whether there "w[ere] any weapons in the house that would hurt an officer." The question was not posed to Bell and did not seek a response from him, nor was there any evidence that it was intended to. Moreover, nothing in the formulation of the question would suggest that it invited a response from anyone other than Stacy. In short, the record hardly supports Bell's claim that the question, in the circumstances, was likely to elicit from him a statement implicating himself in the illegal possession of a firearm. To be sure, Bell was within earshot, and thus it was within the realm of possibility that he would interject to answer the question. But a conclusion that Agent Oliver should have known that his question to Stacy was likely to prompt an incriminatory response from Bell cannot be reconciled with the record before us, including the district court's factual findings, which Bell does not challenge. Nor could such a conclusion be reconciled with the holding of Innis .
Innis
's articulation of the
Miranda
rule as applying not only to express questioning but also to its "functional equivalent" reflected the Supreme Court's concern that certain conduct by the police could be designed to have the same coercive effect as
conventional interrogation. To illustrate, the Court gave as examples several "techniques of persuasion," such as using a "coached witness" to pick the suspect out of a police lineup, or accusing him of a "fictitious crime" in order to induce his confession to the actual crime under investigation.
Innis
,
Here too, the record before us falls well short of establishing that Bell was subject to anything beyond the compulsion inherent in custody itself or the "subtle compulsion" accepted in
Innis
. It can hardly be said that overhearing a single question posed to one's spouse creates the necessary level of compulsion without more. To the contrary, the district court found as fact that Bell had "volunteered" his answer to the question directed to Stacy. At bottom, we cannot conclude that Agent Oliver's single question to Stacy resulted in the degree of coercion for it to constitute the functional equivalent of express questioning, as would make Bell's self-incrimination likely enough that Oliver should have foreseen it.
See
Innis
,
We therefore affirm the district court's ruling on Bell's motion to suppress.
III
Bell contends next that the district court abused its discretion in admitting evidence about his August 24, 2014 arrest in Washington, D.C., particularly the video of his police interview and the testimony of the MPD officers who arrested Bell relating how Bell was seated next to a Glock handgun and several bags of illegal drugs. Because Bell was not charged for this conduct, the district court admitted the evidence under Federal Rule of Evidence 404(b) as proof that Bell knowingly possessed the drugs and Ruger rifle recovered from the April and August 2014 searches of his Maryland residence. Bell argues that, "as compared to the charged conduct [in Maryland], the [Washington, D.C.] incident involved a different gun and categorically different quantities of drugs found in ... a different context," and thus the evidence could only be relevant to establish his criminal propensity, a prohibited ground for the admission of such evidence under Rule 404(b). He argues further that, even if the evidence had some marginal relevance, it should have been excluded under Rule 403 because "that relevance was vastly overshadowed by the danger of unfair prejudice [to him]."
Rule 404(b) provides that "[e]vidence of a crime, wrong, or other act is not admissible to prove a person's
character
in order to show that on a particular occasion the person acted in accordance with the character" (emphasis added), but that such evidence may nonetheless be admissible for other purposes, "such as proving motive,
opportunity, intent, preparation, plan, knowledge, identity, absence of mistake, or lack of accident." It is thus a rule of inclusion because it "recognizes the admissibility of prior crimes, wrongs, or acts, with only the one stated exception."
United States v. Queen
,
To admit evidence of uncharged crimes under Rules 404(b) and 403, we have held that it must satisfy the following criteria:
(1) The evidence must be relevant to an issue, such as an element of an offense, and must not be offered to establish the general character of the defendant. ... (2) The act must be necessary in the sense that it is probative of an essential claim or an element of the offense. (3) The evidence must be reliable. And (4) the evidence's probative value must not be substantially outweighed by confusion or unfair prejudice in the sense that it tends to subordinate reason to emotion in the factfinding process.
Queen
,
In this case, we readily conclude that the district court did not abuse its discretion in admitting the Washington, D.C. evidence. The video of Bell's police interview - in which he stated that he had been "sharing" the handgun with a companion as they "hustl[ed] together," and that he was expecting to buy "some coke" and "two Rugers" - was plainly necessary and relevant to showing that Bell had, as charged, possessed the Ruger rifle in furtherance of drug trafficking four months earlier. And the MPD officers' testimony, recounting how Bell was arrested with heroin, marijuana, and crack cocaine, packaged in distinctively marked baggies, was similarly probative. Indeed, those same narcotics, and the same baggies, were discovered in Bell's basement the very next week. Rather than merely establishing a propensity to commit crimes, the Washington, D.C. evidence was persuasive proof that Bell had, as alleged in the indictment, knowingly possessed the illegal drugs in his residence with the intent to distribute them and that he had knowingly possessed the Ruger rifle in furtherance of his drug-trafficking activity. Bell's character was not at issue and the evidence was not admitted to prove his character. But intent and motive were at issue, and evidence of both were admissible under Rule 404(b). Finally, Bell makes no claim that the Washington, D.C. evidence was unreliable.
As to Bell's claimed unfair prejudice under Rule 403, nothing in the record suggests that admitting the Washington, D.C. evidence created confusion or tended to subordinate reason to emotion in the jury's factfinding process. Moreover, Bell was notified before trial of the government's intent to use the Washington, D.C. evidence, and the district court gave appropriate limiting instructions to the jury, explaining that the evidence could only be considered to infer his intent to commit the crimes alleged in his indictment.
See
Queen
,
Nonetheless, Bell argues that our decision in
United States v. Hall
,
We therefore conclude that the district court did not abuse its discretion in admitting the evidence of Bell's arrest in Washington, D.C.
IV
For his final challenge to his conviction, Bell contends that the district court erred in denying his motion to compel disclosure of the identity of the confidential informant who supplied law enforcement with information used to obtain the search warrants for his residence or, in the alternative, to have the district court conduct an in camera examination of the informant to determine whether disclosure was warranted. He argues that the crux of his defense was that the contraband at his residence actually belonged to Steven Wise, a heroin addict who assertedly had been living in Bell's basement prior to his death in August 2014. In light of Wise's unavailability as a witness, Bell maintains that he was entitled to pierce the informer's privilege so that he would have an opportunity to examine the informant at trial, as this "could establish that the informant [had] mistakenly identified Mr. Bell [to law enforcement] and that the contraband actually was possessed by Mr. Wise." By denying his motion, Bell argues, the district court foreclosed his ability to offer testimony that was "essential to a fair determination of [his] case."
The district court denied Bell's motion because Bell had failed to meet his "heavy burden to demonstrate the need for identification," as would allow him to pierce the informer's privilege.
The "informer's privilege," which protects a confidential informant's identity, "is in reality the Government's privilege to withhold from disclosure the identity of persons who furnish information [about crimes]" to law enforcement.
Roviaro v. United States
,
In this case, we cannot conclude that the district court abused its discretion in refusing to disclose the identity of CI-1, the confidential informant who supplied information used by law enforcement to obtain the two warrants for the search of Bell's residence. Other than providing information for the search warrants - namely, that the informant had recently observed Bell "inside a room of the residence, [with] a firearm and a quantity of heroin ... consistent with distribution amounts" - the informant apparently had no role in Bell's crimes or his prosecution. The informant did not participate in the offenses charged in Bell's indictment, which arose from Bell's possession of narcotics and a firearm at times when the informant was not present, nor was the informant even mentioned to the jury at trial. Moreover, the assertion that the informant might have testified that it was Wise, not Bell, who had stockpiled illegal drugs at Bell's residence - in flat contradiction to the representations in the warrant affidavits - appears dubious, if not entirely speculative. In short, Bell has identified nothing in this case to exempt it from the "well settled principle that the government is permitted to withhold the identity of a confidential informant when 'the informant was used only for the limited purpose of obtaining a search warrant.' "
Gray
,
We also find no fault in the district court's refusal to convene an in camera proceeding to explore this issue further. Under the circumstances, the court was entitled to conclude that any marginal benefit to Bell from such a proceeding would not be worth the added risk of disclosure of the informant's identity.
The cases on which Bell relies to argue that disclosure is nonetheless required are materially distinguishable in that the confidential informants in those cases were intimately involved in the crimes that were to be proved at trial.
See
McLawhorn v. North Carolina
,
V
In challenging his 480-month prison sentence, Bell contends that, in concluding that he was subject to mandatory minimum sentences based on prior convictions, the district court erred in finding the fact of his prior convictions rather than submitting the issue to the jury. This error, he argues, violated his Sixth Amendment rights.
Bell's argument, however, is foreclosed by the Supreme Court's decision in
Almendarez-Torres v. United States
,
VI
In challenging his sentence, Bell also contends that the district court erred in relying on prior convictions that did not qualify as predicate offenses to conclude that he was subject to a mandatory minimum sentence of 40 years' imprisonment.
The district court imposed a 40-year mandatory minimum sentence by adding together two components: (1) a 15-year mandatory minimum sentence for his § 922(g)(1) conviction because Bell had at least three prior convictions "for a violent felony or a serious drug offense" under the Armed Career Criminal Act ("ACCA"),
Bell's challenge focuses only on the two 1985 Maryland convictions for "robbery with a deadly weapon." He contends that those two convictions do not qualify as predicate convictions under § 924(e) because, as he argues, the offense "does not have as an element the use or threatened use of violent force against a person, as required by the ACCA [ § 924(e) ]," in that "it can be accomplished with force to property, and it can be accomplished with non-violent ( i.e. , de minimis) force against a person."
Section 924(e) provides that any "person who violates section 922(g) of this title and has three previous convictions ... for a violent felony or a serious drug offense, or both, ... shall be ... imprisoned not less than fifteen years."
In determining whether a state offense encompasses the use of such force as an element, we look to state law and "the interpretation of [the] offense articulated by that state's courts."
United States v. Winston
,
In this case, Bell was twice previously convicted in Maryland state court for "robbery with a deadly weapon." Robbery in Maryland is a common law crime defined as "the felonious taking and carrying away of the personal property of another from his person by the use of violence or by putting in fear."
Williams v. State
,
Every person convicted of the crime of robbery, or as accessory thereto before the fact, shall ... be sentenced to the penitentiary for not less than three nor more than ten years.
And the second, Maryland Code, Article 27 § 488 (now repealed), provided:
Every person convicted of the crime of robbery or attempt to rob with a dangerous or deadly weapon or accessory thereto, shall ... be sentenced to imprisonment in the Maryland Penitentiary for not more than twenty years.
As Bell was sentenced to 20 years' imprisonment (with 8 years suspended) for each of his two Maryland robbery convictions, he does not dispute that he was therefore convicted under § 488.
Bell contends that despite the two distinctly numbered sections for simple and armed robbery, providing for two distinct punishments, Maryland nonetheless recognizes only one crime of robbery that can be committed with
de minimis
force or with force directed solely against property, either of which would disqualify it as a predicate offense under ACCA's force clause. To make his argument, he relies on statements made by the Maryland Court of Appeals that have described the "dangerous or deadly weapon" component of § 488 as a
sentence enhancement
for the "single common law offense" of simple robbery, as opposed to an
element
of the distinct crime of armed robbery.
E.g.
,
Whack v. State
,
Despite what
Whack
and similar Maryland cases have said, however, Maryland uniformly treats the dangerous or deadly weapon component in § 488 as a distinct element of a separate crime, as understood under federal law. The Maryland courts have invariably required the "dangerous or deadly weapon" component to be pled in the indictment and proven to the jury beyond a reasonable doubt.
See
Sweetwine
,
Thus, the offense of
armed
robbery in Maryland requires the prosecution to prove that the defendant committed (1) "[a] felonious taking and carrying away of the personal property of another from his person by the use of violence or by
putting in fear," (2) while using a "dangerous or deadly weapon."
Williams
,
Bell argues nonetheless that Maryland armed robbery could be committed with only
de minimis
force, proffering a hypothetical defendant who "uses an axe to break into a store and then snatches merchandise from the shop owner's hand" or who "use[s] a knife to cut the victim's purse strap [before] yank[ing] it off her shoulder." It is doubtful, to say the least, that those hypotheticals would actually support a conviction under § 488. But more importantly, Bell does not identify any
actual
defendant from a Maryland case who has been prosecuted in such circumstances. Yet, in determining the "minimum conduct" that satisfies a state offense, as the categorical approach requires, we must ensure "there is a 'realistic probability, not [just] a theoretical possibility,' that a State would actually punish that conduct."
United States v. Gardner
,
Bell also argues that the force required to commit Maryland armed robbery can be directed solely
against property
, giving the example of a defendant who uses a firearm "to threaten the victim's dog or car," thereby effecting a robbery of the victim without threatening force against his person. In making this argument, Bell relies on
Giles v. State
,
More importantly, Bell's hypothetical overlooks the elements of armed robbery as defined by the Maryland Court of Appeals.
To convict a defendant for armed robbery, the State must prove that he committed (1) "[a] felonious taking and carrying away of the personal property of another
from his person
by the use of violence or by putting in fear," (2) while using a "dangerous or deadly weapon."
Williams
,
At bottom, we hold that Bell's two Maryland convictions for robbery with a dangerous or deadly weapon were "violent felon[ies]" as used in § 924(e), and in doing so we join the other Courts of Appeals that have considered this issue and reached the same conclusion.
See
United States v. Redrick
,
While we acknowledge that Bell also challenges the district court's finding under U.S.S.G. § 4B1.1 that he qualified as a career offender by relying on his 1991 District of Columbia conviction for assault with a deadly weapon, in view of our conclusion that Bell's 480-month sentence was a statutory mandatory minimum sentence, any error in the career offender classification would not provide Bell with any relief. We therefore do not reach the issue.
* * *
For the foregoing reasons, we affirm the judgment of the district court.
AFFIRMED
Maryland repealed §§ 486 and 488 in 2002 but generally retained common law robbery and the substance of §§ 486 and 488 in a recodification.
See
Md. Code Crim. Law §§ 3-401(e) (providing that robbery "retains its judicially defined meaning," with certain enumerated exceptions), 3-402 (addressing simple robbery), 3-403 (addressing armed robbery);
see also
Spencer v. State
,
Dissenting Opinion
After a jury convicted Defendant Quintin Antonio Bell ("Defendant") of several drug and firearms offenses, the U.S. District Court for the District of Maryland sentenced Defendant to what the court determined was the mandatory minimum of 480 months' imprisonment. On appeal, Defendant lodges numerous challenges to his convictions and sentence, asserting, among other claims, that the district court (1) reversibly erred in admitting inculpatory statements made by Defendant obtained
in violation of his rights under
Miranda v. Arizona
,
My good colleagues in the majority conclude that the district court properly rejected Defendant's Miranda argument because Defendant did not make his inculpatory statements in response to "interrogation" by a law enforcement officer. Ante at 462-64. In particular, like the district court, my colleagues conclude that because the law enforcement officer testified that he intended to direct the question to which Defendant responded to Defendant 's wife -who was seated "in close proximity" to Defendant when the officer asked the question- Defendant was not subject to "express questioning," therefore rendering Miranda inapplicable. But, under Miranda , our assessment of whether Defendant was subject to "interrogation" must be analyzed from the perspective of Defendant , not the officer who questioned Defendant. Therefore, as explained below, the district court erred by treating as dispositive the officer's testimony that he intended to, and did in fact, direct the question to Defendant's wife.
Additionally, regarding Defendant's sentence, my colleagues in the majority conclude that Defendant's prior Maryland armed robbery convictions had "as an element the use, attempted use, or threatened use of physical force
against the person of another
," as Section 924(e)(1) requires, notwithstanding that Maryland appellate decisions, which remain good law, provide that armed robbery can be committed solely by use or threatened use of force
against property
.
See, e.g.
,
Giles v. State
,
Regarding the resolution of these issues by the majority opinion, I respectfully dissent.
I.
First, the district court erred in refusing to suppress statements Defendant made while in custody, in violation of his Fifth Amendment rights as protected by the prophylactic rule in
Miranda v. Arizona
,
A.
In ruling on Defendant's suppression motion, the district court principally relied on the testimony of Bureau of Alcohol, Tobacco, & Firearms Special Agent Frank Oliver, which the court found credible. On April 20, 2014-after a Prince George's County Emergency Services Team had "clear[ed] [Defendant's] home, ma[d]e sure it [wa]s safe," and accounted for all individuals-Special Agent Oliver entered Defendant's home to execute a "no knock" search warrant for, among other things, firearms and drugs. J.A. 265, 272. Special Agent Oliver sought and obtained a "no knock" search warrant so as to surprise Defendant and thereby render him in "a state of confusion that w[ould] eliminate the possible use of a firearm." J.A. 61. Special Agent Oliver entered directly into the home's living room, where he found Defendant's wife seated handcuffed in a chair. Emergency Services Team members then brought Defendant, who also was handcuffed, into the living room as well. Defendant was placed in another chair in the living room, which Special Agent Oliver testified was "in close proximity" to the chair in which Defendant's wife was seated. J.A. 278, 282.
Without advising Defendant of his Fifth Amendment rights, Special Agent Oliver then informed Defendant's wife of the search warrant and "asked her if there [were] any weapons or anything that would hurt an officer." J.A. 266. According to Special Agent Oliver's testimony, when he asked that question, he "directed" the question to Defendant's wife, "looking at her in the eye." J.A. 282. Special Agent Oliver did not preface either the statement or the question by stating Defendant's wife's name or instruct only her to answer. J.A. 282-83. Immediately after Special Agent Oliver asked the question, Defendant "spoke up and said there as a gun under the couch." J.A. 391; see also J.A. 267. Defendant further stated that a "friend had given him the gun because somebody had tried to break into the house and rob him." J.A. 268.
Defendant moved to suppress his statements regarding the gun-a Mini-14 Ruger .223 caliber rifle that served as the basis of Defendant's firearms convictions-under Miranda . The parties agreed-and the district court concluded-that Defendant was "in custody" for purposes of Miranda when he made the statements. The parties disagreed, however, as to whether Defendant was subject to "interrogation" for purposes of Miranda when he made the statements regarding the gun. Ruling from the bench, the district court held that Defendant "was not being interrogated" when he made the statements. J.A. 392. The district court's entire explanation for that legal conclusion is as follows:
Regarding the April 10, 2014 statement in the house, defendant's primary argument is that the question regarding firearms in the house was actually directed at him and not his wife. I do credit, as a factual matter and as a legal matter, Agent Oliver's testimony that he did direct the question at Ms. Bell and that the defendant then volunteered an answer.
B.
In
Rhode Island v. Innis
, the Supreme Court held that a person is subject to "interrogation" for purposes of
Miranda
"whenever a person in custody is subject to either express questioning
or
its functional equivalent."
Although
Innis
did not expand upon what constitutes "express questioning"-perhaps because that "prong" of the interrogation inquiry was not at issue in the case,
Following
Innis
, lower courts-including this Court-have concluded that
Innis
likewise requires that courts assess whether a defendant was subject to "express questioning"
from the perspective of the suspect
, and not based on the subjective intent of the law enforcement officer engaged in the questioning. For instance, relying on
Innis
's discussion of the "functional equivalent" prong, the District of Columbia Circuit held that the determination of whether an individual was subjected to express questioning "is an objective inquiry; the subjective intent of the officer is relevant
but not dispositive
."
United States v. Bogle
,
The extension of
Innis
's objective, suspect-focused inquiry to the express questioning prong makes sense.
Innis
explained, for example, that the interrogation inquiry focuses on the "perceptions of the suspect, rather than the intent of the police" because "the
Miranda
safeguards were designed to vest a suspect in custody with an added measure of protection against coercive police practices,
without regard to objective proof of the underlying intent of the police.
"
That is particularly true in circuits, like this circuit, which recognize the possibility that a suspect can face "express questioning" without being subject to "interrogation" for purposes of
Miranda
, if the questions "are not reasonably likely to elicit incriminating responses."
Johnson
, 734 F.3d at 276.
But see
Smiley
,
Because whether a suspect was subject to express questioning must be examined from the perspective of the suspect, the district court committed legal error in denying Defendant's motion to suppress his un- Mirandized inculpatory statements.
The district court rested its decision entirely on "Agent Oliver's testimony that he did direct the question at Ms. Bell," not at Defendant. J.A. 392. But nowhere in the district court's oral ruling, or its earlier oral factual findings, did the district court consider the relevant question: whether a reasonable suspect in Defendant's position would have believed that Special Agent Oliver's question was directed at Defendant. Notably, the district court failed to address that dispositive question, even though Defendant's counsel repeatedly argued that the court should do so. See, e.g. , J.A. 337-38 (arguing that "[i]t really doesn't even matter as to what Agent Oliver's subjective intent was" because Defendant "took the question [as] being addressed to him reasonably and answered in response.").
That legal error is significant because the factual record includes evidence that could allow a factfinder to conclude that a reasonable suspect in Defendant's position would have believed that the question was directed at him. In particular, as my colleagues in the majority acknowledge, at the time of the questioning Defendant "was seated in 'another chair off to the right, behind [his wife's] chair,' and the two chairs were 'in close proximity' to each other." Ante at 462. Even though Special Agent Oliver intended to-and, according to his unrebutted testimony, did in fact- direct the question to Defendant's wife, a person seated directly "behind" and "in close proximity" to Defendant's wife, as Defendant was, may have reasonably believed that Special Agent Oliver was directing the question to him or to both he and his wife.
For the same reason, a factfinder could conclude that an officer in Special Agent Oliver's position "should have known" that directing a question at Defendant's wife, when Defendant was seated directly "behind" and "in close proximity" to her, was "reasonably likely to elicit an incriminating response" from Defendant.
Innis
,
That Special Agent Oliver's question-whether "there [were] any weapons in the house"
Here, Special Agent Oliver was investigating Defendant for drug and firearms offenses and expressly sought and obtained a warrant to seize any firearms found in his search of the residence. Accordingly, contrary to the majority opinion's conclusion, Special Agent Oliver's question was "directly relevant to the substantive offense charged,"
Cowan
,
Significantly, even if it were appropriate for this Court to independently review the record to determine whether a reasonable person in Defendant's position would have believed the question was directed at him, we cannot do so because the record on appeal omits a crucial piece of evidence bearing on that question. During cross-examination, defense counsel presented Special Agent Oliver with a diagram of the room in which the questioning occurred. At defense counsel's request, Special Agent Oliver made "X" marks on the diagram to indicate in which chairs Defendant and his wife were seated and where those chairs were located in the room. That marked diagram is not part of the record on appeal, nor was it preserved by the district court.
Additionally, during oral argument on the suppression motion-which occurred more than a week after Special Agent Oliver's testimony-the district court expressed confusion regarding where, exactly, Defendant and his wife were seated relative to each other. J.A. 359 ("I looked back in my notes and, even then, I wasn't hundred percent sure [i]n terms of who is seated where at the time the question is being asked."). The record includes no indication that the district court ever resolved that uncertainty, which bears directly on whether Defendant reasonably believed, based on his proximity relative to his wife, that the question was directed at him. In such circumstances, this Court should, at a minimum, remand the case to the district court to determine whether, under the proper legal standard, Defendant's inculpatory statements should have been suppressed.
II.
I also disagree with my colleagues' conclusion that Defendant's two 1985 Maryland convictions for "robbery with a deadly weapon" qualified as predicate convictions supporting enhancement of Defendant's sentence Section 924(e) of the ACCA. "[W]e review de novo the question whether his prior state convictions qualified as predicate felony convictions for purposes of a federal sentence enhancement."
United States v. Gardner
,
The ACCA subjects a defendant to substantial mandatory minimum sentences if the defendant has three prior convictions for "violent felon[ies]."
United States v. Reid
,
Defendant argues that his two 1985 Maryland convictions for armed robbery do not constitute "violent felonies" because, under Maryland law, a defendant can commit armed robbery through use or threatened use of violent force solely against
property
, and therefore that the offense does not categorically require use of force "against the
person
of another," as Section 924(e)(2)(B)(i) requires. In an analogous context, this Court held that when an offense can be committed through use or threatened use of violence against
property
alone, then the offense does not fall within language identical to that of the force clause.
Parral-Dominguez
,
Under Maryland common law, to convict a defendant of armed robbery, the State must prove that the defendant (1) committed simple "robbery" while (2) using a "dangerous or deadly weapon."
Williams v. State
,
Notwithstanding its prior concession as to simple robbery, the Government now argues-and the majority opinion agrees, ante at 471-72-that Giles 's and Douglas 's statements that robbery can be accomplished by threats to property are not dispositive because neither case involved a threat to property, rendering the statements dicta. But neither the Government nor the majority opinion identifies any controlling authority holding that we should disregard dicta in ascertaining whether a state law constitutes a crime of violence.
To the contrary, this Court and other Circuits previously have relied on dicta in state court opinions in determining whether a state offense crime was a "violent felony" for purposes of the ACCA. For example, in
United States v. Aparicio-Soria
,
Accordingly, that the language in Giles and Douglas was dicta in no way bars this Court from considering it in determining whether Maryland armed robbery constitutes a violent felony under the ACCA's force clause. Indeed, because Giles and Douglas remain good law, lower Maryland courts are bound to convict a defendant of robbery if the defendant solely threatens the victim's property, not his person. In such circumstances, it makes no sense to disregard Giles 's and Douglas 's description of the fear element as dicta.
Notwithstanding the
express
language in
Giles
and
Douglas,
my colleagues in the majority rely upon the supposed silence of two Maryland appellate decisions post-dating Defendant's convictions that describe the "fear" element of robbery
without
reference to threats to property.
Ante
at 471-72 (citing
Spencer v. State
,
The majority opinion also relies on a Maryland Court of Appeals decision that post-dates Defendant's convictions:
West v. State,
That Defendant committed armed, as opposed to simple, robbery also does not change this conclusion. The majority opinion implies that this Court should not treat Maryland armed robbery as a violent felony because there is not a "realistic probability"-but rather only a "theoretical possibility"-that a suspect can commit armed robbery by harming or threatening to harm property.
See
ante
at 472 (quoting
Moncrieffe v. Holder
,
Even assuming it is possible to draw an enforceable line between a "realistic probability" and "theoretical possibility"-which the majority opinion makes no effort to do-it takes little "legal imagination" to conceive of how a defendant could use a weapon to inflict or threaten harm to a victim's property without threatening the victim's person.
Moncrieffe
,
Importantly, none of the three opinions of our sister circuits concluding that Maryland robbery constitutes a violent felony under the force clause or statutory language similar thereto are binding on this Court.
See
ante
at 472 (citing
UnitedStates v. Redrick
,
Redrick
principally ignored the harm-to-property language in
Giles
and
Douglas
on grounds that that language was dicta.
Warren disregarded the harm-to-property language in Giles and Douglas on grounds that those decisions were issued by an "intermediate-appellate court" and therefore were "not binding." 723 Fed. App'x at 164. But we have held in this Circuit that when, as here, there is an absence of authority from a state's highest court, this Court follows the decisions of intermediate state appellate courts unless we are "convinced by other persuasive data that the highest court of the state would decide otherwise."
Castillo
,
Finally,
Segovia
never mentions
Giles
or
Douglas
, much less examines whether harm or threats to property satisfy the fear element, and therefore is even less persuasive.
III.
In sum, the majority opinion follows the district court's legal error by analyzing Defendant's Miranda argument from the perspective of the law enforcement officer, not the suspect. And the majority opinion incorrectly holds that Maryland armed robbery categorically constitutes a violent felony for purposes of the ACCA.
Accordingly, I respectfully dissent.
I concur in the majority opinion's judgment that the district court did not abuse its discretion in admitting certain evidence under Federal Rule of Evidence 404(b). Ante at 464-65. That rule provides that "[e]vidence of a crime, wrong, or other act is not admissible to prove a person's character in order to show that on a particular occasion the person acted in accordance with the character," but that such evidence may nonetheless be admissible for other purposes, "such as proving motive, opportunity, intent, preparation, plan, knowledge, identity, absence of mistake, or lack of accident." Fed. R. Evid. 404(b).
Here, the district court did not abuse its discretion in concluding that the testimony regarding Defendant's August 25, 2014, arrest, search, and interrogation in Washington, D.C., because there was an adequate factual basis to conclude that the conduct at issue in that arrest was "part of single criminal episode,"
United States v. Chin
,
In rendering its judgment, the majority opinion characterizes Rule 404(b) as "a rule of inclusion."
Ante
at 465. To be sure, this Court has characterized Rule 404(b) as "a rule of inclusion."
United States v. Hall
,
I further concur in the majority opinion's judgment that the district court did not abuse its discretion by refusing to compel the government to disclose the identity of a confidential informant.
Ante
at 466-67. In rendering its judgment, the majority opinion states that "[t]he district court denied [Defendant's] motion because [Defendant] failed to meet his 'heavy burden to demonstrate the need for identification,' as would allow him to pierce the informer's privilege."
Ante
at 466. The majority opinion's reference to a "heavy burden" simply quotes the district court's opinion, it does not state-much less establish-the standard applied by the Supreme Court or this Court in reviewing motions to compel identification of a confidential informant.
At several points the majority opinion emphasizes that the question was "relating to officer safety."
Ante
at 462, 463. Whether Special Agent Oliver's
intent
in asking the question was to protect the safety of the officers searching the residence does not resolve whether the question amounted to interrogation for purposes of
Miranda
-an inquiry that "focuses primarily upon the perceptions of the suspect,
rather than the intent of the police
."
Innis
,
To be sure,
Miranda
's "public safety exception" permits law enforcement officers to ask questions, without giving
Miranda
's prophylactic warnings, if doing so is necessary to protect the officers or the public from immediate danger.
See
United States v. Mobley
,
Tellingly, the majority opinion does not uphold the district court's separate conclusion that Defendant's statements were admissible under the public safety exception. J.A. 393. For good reason; this case is on all fours with
Mobley
, in which this Court declined to apply the public safety exception. There, law enforcement officers executed a search warrant at the defendant's apartment.
Mobley
,
Like in Mobley , when Special Agent Oliver asked the question regarding weapons, the Emergency Services Team had finished performing their protective sweep and Defendant and his wife were handcuffed and under the control of the officers. Accordingly, without endangering themselves or others, the law enforcement officers could have advised Defendant of his Miranda rights before asking if there were any dangerous objects in the homes. Therefore, there was no "immediate need" warranting application of the public safety exception.
After concluding that Special Agent Oliver did not expressly question Defendant, the majority opinion further concludes that Defendant was not subjected to the "functional equivalent" of express questioning.
Ante
at 463-64. In particular, the majority opinion states "[i]t can hardly be said that overhearing a single question posed to one's spouse creates the necessary level of compulsion without more" to amount to the functional equivalent of express questioning.
Id.
at 464. The majority opinion offers no legal authority in support of this assertion, nor does the majority opinion examine the coerciveness of the questioning from
Defendant's perspective
, as
Innis
requires.
Additionally, the majority opinion errantly treats the district court's assertion that Defendant " 'volunteered' his answer" as relevant to the
Miranda
inquiry, notwithstanding that the Supreme Court has held that "
Miranda
's procedural safeguards exist precisely because the voluntariness test is an inadequate barrier when custodial interrogation is at stake."
J.D.B. v. North Carolina
,
Reference
- Full Case Name
- UNITED STATES of America, Plaintiff - Appellee, v. Quintin Antonio BELL, A/K/A Quinton Antonio Bell, A/K/A Quinten Antonio Bell, A/K/A Go-Go, Defendant - Appellant.
- Cited By
- 33 cases
- Status
- Published