Sierra Club v. U.S. Army Corps of Engineers
Opinion
The Sierra Club, West Virginia Rivers Coalition, Indian Creek Watershed Association, Appalachian Voices, and Chesapeake Climate Action Network ("Petitioners") ask this Court to set aside Respondent U.S. Army Corps of Engineers' (the "Corps") December 22, 2017, verification ("Verification") and July 3, 2018, reinstated verification ("Reinstatement") that construction of the Mountain Valley Pipeline (the "Pipeline") can proceed under the terms and conditions of Clean Water Act Nationwide Permit 12 ("NWP 12"), rather than an individual permit. For the reasons that follow, we hold that the Corps lacked statutory authority to substitute its own special condition "in lieu of" a different special condition imposed by West Virginia as part of its certification of NWP 12.
We further conclude that, absent completion of the notice-and-comment procedures required by the Clean Water Act, a state cannot waive a special condition previously imposed as part of its certification of a nationwide permit. Because West Virginia did not follow its federally mandated notice-and-comment procedures in waiving another special condition the state imposed as part of its certification of NWP 12, that condition remains a required-but, in this case, unsatisfied-condition of the nationwide permit. Accordingly, we vacate, in their entirety, the Corps' December 22, 2017, Verification and July 3, 2018, Reinstatement authorizing the Pipeline's compliance with NWP 12.
I.
A.
The 42-inch diameter natural gas Pipeline proposes to run 304 miles through parts of Virginia and West Virginia, crossing the Corps' Pittsburgh, Norfolk, and Huntington Districts. In the Corps' Huntington District, the Pipeline and related access roads propose to cross 591 federal water bodies, including four major rivers (the Elk, Gauley, Greenbrier, and Meadow), three of which are navigable-in-fact rivers regulated by Section 10 of the Rivers and Harbors Act of 1899 (the Elk, Gauley, and Greenbrier).
The Corps has established, by regulation, two methods to obtain a permit to discharge fill material into federal waters.
See
Crutchfield v. Cty. of Hanover, Va.
,
NWP 12, reissued most recently in 2017,
As with any other federal Clean Water Act permit, an applicant for a Section 1344(a) permit, like Mountain Valley, "shall provide the [Corps] a certification from the State in which the discharge originates or will originate," unless the state waives, either explicitly or by inaction, its right to independently certify the project.
Pursuant to its authority under
Individual State Water Quality Certification is required for
i. Pipelines equal to, or greater than 36 inches in diameter;
ii. Pipelines crossing a Section 10 river (unless the bore is greater than 100 feet below the stream bed on the Ohio River mainstem, or greater than 50 feet below the stream bed on the Ohio River mainstem, or greater than 50 feet below the stream bed on all other Section 10 waters);
J.A. 43. And Special Condition C provides that:
Individual stream crossings must be completed in a continuous, progressive manner and within 72 hours during seasonal normal or below normal stream flow conditions. Crossings on the Ohio River, Kanawha River, New River, Monongahela River, and the Little Kanawha River, below the confluence with Hughes Rivers, are exempt from the 72-hour requirements. All stream activities shall be completed as rapidly as possible.
J.A. 43-44. Accordingly, under Special Conditions A and C, NWP 12 in West Virginia requires certain pipelines to obtain an individual Section 401 certification (Special Condition A) and limit construction of stream crossings to a 72-hour window, except for certain rivers not at issue in the instant case (Special Condition C). NWP 12 also requires the submission of a pre-construction notification to the Corps if any of seven criteria are met. Given the nature and scope of the Pipeline project, it satisfies several of these conditions. On February 25, 2016, Mountain Valley submitted an NWP 12 pre-construction notification for the Pipeline's 591 water crossings in the Huntington District.
B.
To comply with Special Condition A, Mountain Valley applied to the West Virginia Department of Environmental Protection (the "State Department") for an individual water quality certification. On March 23, 2017, the State Department issued a conditional grant of the certification, subject to certain special conditions and the standard 401 conditions. Petitioner Sierra Club timely petitioned this Court for review of the Department's individual certification. Sierra Club v. W. Va. Dep't of Envtl. Prot. , No. 17-1714, ECF No. 3 (4th Cir. June 9, 2017). The State Department then sought voluntary remand with vacatur of its verification with this Court, contending that "the information used to issue the Section 401 Certification needs to be further evaluated and possibly enhanced" and that it "needs to reconsider its antidegradation analysis in the Section 401 Certification." Id ., ECF No. 42 (4th Cir. Sept. 13, 2017). On October 17, 2017, we granted the motion, vacated the Pipeline's individual water quality certification, and remanded to the State Department pursuant to 15 U.S.C. § 717r(d)(3). Id ., ECF No. 45 (4th Cir. Oct. 17, 2017). On remand, the State Department purported to waive its requirement that Mountain Valley obtain an Individual 401 Water Quality Certification. Accordingly, Mountain Valley does not have an individual state water quality certification under Section 401 of the Clean Water Act.
On December 22, 2017, the Corps issued the Verification concluding that the Pipeline project meets the criteria of NWP 12, provided Mountain Valley "compl[ies] with all terms and conditions of the enclosed material and the enclosed special conditions." J.A. 1-2. The Verification recognized that Mountain Valley's expected construction timeframe of these crossings would "take a total of 4-6 weeks to complete, 1-3 weeks for each side of the crossings." J.A. 86. Based on consultation with FERC, Mountain Valley plans to use a "dry open cut" method to construct the Pipeline through four major, Corps-managed rivers (the Elk, Gauley, Greenbrier, and Meadow), which requires installing cofferdams directing water away from a riverbed construction area to minimize sedimentation and erosion. This "dry" open-cut method takes longer than "wet" open-cut construction, which involves const ructing a pipeline while water continues to flow over the riverbed.
On May 22, 2018, pursuant to 15 U.S.C. § 717r(d)(1), Petitioner Sierra Club moved this Court to stay the Verification on grounds that contrary to the 72-hour limit set forth in Special Condition C, Mountain Valley expected to take four-to-six weeks to construct river crossings for the Pipeline through the Elk, Gauley, Greenbrier, and Meadow Rivers. ECF No. 40. On that same date, the Corps suspended the verification-purportedly as to the four rivers only-in order to "evaluat[e] the extent of [Mountain Valley's] compliance" with Special Condition C. J.A. 254. On June 21, 2018, this Court stayed the entire Verification. ECF No. 58.
On May 30, 2018, the Corps sent a letter to the State Department requesting the State Department's "views on whether the use of the dry-cut construction method is protective of water quality at the four crossings ...?" J.A. 256. The Corps further asked if the State "Department believe[s] that requiring the use of the method is more stringent for protecting water quality than the time requirement in Special Condition C?"
On July 3, 2018, the Corps sent the Reinstatement to Mountain Valley "reinstat[ing] with modifications" its prior Verification of the Pipeline project's compliance with NWP 12. J.A. 229-30. Citing
Construction of each river crossing (Greenbrier River, Gauley River, Elk River and Meadow River) will [be] conducted using the "dry" open-cut methodology (water-filled cofferdam approach) to minimize adverse effects to water quality, the aquatic environment, and overall environmental impacts. This Special Condition shall apply in lieu of Special Condition C of the West Virginia Department of Environmental Protection's (WVDEP) Section 401 Water Quality Certification (WQC) issued for Nationwide Permit 12 in West Virginia.
J.A. 232. The Reinstatement further noted that, in its Final Environmental Impact Statement for the Pipeline project, FERC concluded that "the proposed 'dry' method is preferred [to the 'wet' method] and thus found this method to be 'acceptable.' " J.A. 229. And the Reinstatement emphasized that the State Department also determined that the use of the "dry" cut construction "is more protective of water quality at each of the crossings of the Gauley, Greenbrier, Elk, and Meadow Rivers" as such techniques "generally provide better control of environmental sedimentation and more protection to the aquatic environment" than "wet" cuts, though "dry" crossings take longer to complete. J.A. 228.
Petitioners again timely filed a petition with this Court challenging the Corps' Reinstatement, and on July 6, 2018, Petitioners and Respondents filed a joint motion to consolidate that petition with Petitioners' earlier challenge to the Verification. Petitioners raise four issues: (1) whether the Corps exceeded its authority in the Reinstatement to impose Special Condition 6 "in lieu of" NWP 12's Special Condition C; (2) whether the Huntington Verification is inconsistent with Special Condition A; (3) whether the Verification lacked sufficient analysis of General Condition 7, and therefore fails arbitrary and capricious review; 1 and (4) whether complete vacatur or remand without vacatur is an appropriate remedy.
II.
Petitioners' challenges to the Verification and the Reinstatement are governed by the standards for reviewing administrative actions set forth in the Administrative Procedure Act ("APA"). Under the APA, we may "hold unlawful and set aside agency action, findings, and conclusions found to be ... arbitrary, capricious, an abuse of discretion, or not otherwise in accordance with law."
We first address Petitioners' claim that the Corps exceeded its statutory and regulatory authority by imposing Special Condition 6 "in lieu of" NWP 12's Special Condition C. Petitioners assert that the verification was "not ... in accordance with law,"
A.
1.
We turn first to the statutory claim. Petitioners challenge Special Condition 6 on grounds that the Corps lacks authority under the Clean Water Act to "reject Section 401 certification conditions or remove them from a federal permit." Pet'rs' Br. at 30. When a challenger asserts that an agency action conflicts with the language of a statute, we generally apply the two-step analytical framework set forth in
Chevron, U.S.A., Inc. v Nat. Res. Def. Council, Inc.
,
But as the Supreme Court held in
United States v. Mead Corp.
,
When an agency's interpretation "derives from notice-and-comment rulemaking," it will "almost inevitably receive
Chevron
deference."
Knox Creek Coal Corp. v. Sec'y of Labor, Mine Safety & Health Admin.
,
The Corps' July 3, 2018, Reinstatement to Mountain Valley authorizing Special Condition 6 "in lieu of" Special Condition C necessarily rests on the Corps' determination that it has the statutory authority to substitute, on a case-specific basis, its own conditions for those conditions imposed by states as part of their certification of an NWP. Yet this determination, which the Corps nowhere expressly addresses in the Reinstatement, neither results from notice-and-comment rulemaking nor bears any of the "procedural hallmarks of a legislative-type determination." Id . at 288. This legal determination, upon which the Reinstatement relies, has no precedential value.
Indeed, the imposition of Special Condition 6 is highly specific to the four river crossings across the Greenbrier, Gauley, Elk, and Meadow Rivers, and makes no mention of the Condition even applying to all future crossings across those rivers.
See also
High Sierra Hikers Ass'n v. Blackwell
,
Because the Corps' interpretation of the Clean Water Act with respect to Special Condition 6 does not merit
Chevron
review, we next consider whether it is entitled to
Skidmore
deference.
Skidmore
deference is appropriate depending upon
"the thoroughness evident in [the agency's] consideration, the validity of its reasoning, its consistency with earlier and later pronouncements, and all those factors which give it power to persuade, if lacking power to control."
Skidmore
, 323 U.S. at 140,
Here, however, the Reinstatement is completely devoid of any statutory analysis-Special Condition 6 does not even reference the Clean Water Act. In fact, the only explicit reference to the Act in the entire Reinstatement states the following: "Section 404 of the Clean Water Act ... requires a Department of Army permit be obtained prior to discharging dredged and/or fill material into waters of the United States, including wetlands." J.A. 228. There is no effort made to explain or justify how the statutory text affords the Corps the authority to issue one special condition "in lieu of" a state-imposed condition, as it did in replacing Special Condition C with Special Condition 6.
See
Sierra Club
,
Accordingly, the Corps' Reinstatement warrants neither Chevron nor Skidmore deference. So, we review de novo the Corps' construction of its authority under the Clean Water Act to replace a state-imposed condition on a nationwide permit.
2.
In interpreting a statute, the "cardinal rule ... is that the intent of [Congress] is to be given effect."
N.L.R.B. v. Wheeling Elec. Co.
,
The plain language of Section 1341(d) of the Clean Water Act provides that any state certification "
shall
become a condition on any Federal license or permit."
The Corps concedes as much, acknowledging that it is an "established principle that an agency may not ignore a state condition and issue a permit with less stringent conditions." Gov't Br. at 21. Nevertheless, the Corps contends that its imposition of Special Condition 6 "in lieu of" Special Condition C does not run afoul of that rule because the Corps does not claim discretion to ignore, reject, or replace Special Condition C. Instead, the Corps claims that it "has incorporated Special Condition C into NWP 12 in West Virginia, and Special Condition C continues to define the scope of NWP 12 authorizations in other cases." Id . at 21-22. Put differently, the Corps argues that Section 1341(d) authorizes the Corps to reject or alter conditions in a state certification of a Nationwide Permit on a project-specific basis if the condition meets the "floor for water quality protection" provided for in Special Condition C. Id .
The Corps' argument fails for two reasons. First, contrary to the Corps' position, the Reinstatement's explicit language applying Special Condition 6 "in lieu of" Special Condition C indicates that it is replacing Special Condition C.
See
Dorzback v. Collison
,
The Corps also claimed at oral argument that its position is supported by the Ninth Circuit's decision in
Snoqualmie
. Oral Argument at 39:47-40:40. In that case, the Washington State Department of Ecology issued a water quality certification specifying minimum water flows over the Snoqualmie Falls, a sacred site for the Snoqualmie Tribe.
Snoqualmie
,
Snoqualmie
meaningfully differs from the instant case because there is no dispute that Special Condition 6 and Special Condition C cannot simultaneously be satisfied. In fact, Special Condition 6 expressly contemplates that the "dry" method will take longer than the 72-hour limit prescribed by Special Condition C, and therefore Mountain Valley cannot satisfy Special Condition C while using the "dry" method. Only if Special Condition 6 had required a river-crossing time of
within
72 hours could both conditions be satisfied. Indeed, the Reinstatement specifically states that the "dry" open-cut method, which cannot be achieved in 72 hours, would "otherwise be inconsistent with Special Condition C." J.A. 245. Because the Clean Water Act mandates that Special Condition C be followed under NWP 12, we conclude that the Corps' issuance of the Reinstatement authorizing Special Condition 6 "in lieu of" Special Condition C exceeded its statutory authority and therefore must be vacated under
Congress's express purpose in enacting the Clean Water Act-and Section 1341, in particular-as well as that provision's legislative history are in accord with Section 1341(d) 's plain and unambiguous language. If adopted, the Corps' broad interpretation of its own discretionary authority would significantly upset Congress's carefully prescribed allocation of authority between federal and state agencies in the Clean Water Act. The Act explicitly recognizes "[i]t is the policy of the Congress to recognize, preserve, and protect
the primary responsibilities and rights of States
to prevent, reduce, and eliminate pollution, to plan the development and use (including restoration, preservation, and enhancement) of land and water resources."
Legislative history further emphasizes the central role Congress intended for the States to play under the regulatory scheme laid out in the Act.
See
S. Rep. 92-414, at 4 (1971) ("The States have first responsibility for enforcement of their standards.");
see also
S. Rep. 92-414, at 69 (1971) ("In addition, [Section 401] makes clear that any water quality requirements established under State law, more stringent than those requirements established under this Act, also
shall
through certification become conditions on any Federal license or permit.") (emphasis added); Jim Rossi & Thomas Hutton,
Federal Preemption and Clean Energy Floors,
Of particular relevance, the Senate Report addressing the version of Section 401 ultimately enacted by Congress also specifically states that "[t]he purpose of the certification mechanism provided in [ Section 1341 ] is to assure that Federal licensing or permitting agencies cannot override State water quality requirements." S. Rep. 92-414, at 69 (1971) (emphasis added). Yet "overriding" state water quality requirements is precisely what the Corps seeks to do here. By substituting Special Condition 6 for Special Condition C, the Corps has essentially directed a federal agency override of West Virginia's state-imposed condition as part of NWP 12. Such agency action is explicitly barred by the Act.
The State certifications under Section 401 are "essential in the scheme to preserve state authority to address the broad range of pollution,"
S.D. Warren Co. v. Maine Bd. of Envtl. Prot.
,
Indeed, such authority would materially alter the Clean Water Act's balance of authority between federal agencies and the states. For example, another special condition imposed by West Virginia as part of its certification of NWP 12-Special Condition L-provides that "[n]o structure authorized by this permit shall impede or prevent fish movement upstream or downstream." J.A. 44. Under the Corps' theory, it would be permissible for the Corps to replace that structure prohibition with, for example, a "dry" open cut provision so long as the Corps determined the "dry" provision was, overall, more protective of water quality than the structure provision, even though those conditions appear to target substantively different environmental protection goals. Further, the state may have legitimate reasons for preferring the structure condition to the dry-cut condition, even if the dry-cut condition is more environmentally protective. For example, the state may be more concerned with preserving places for fish to spawn than preventing erosion and sedimentation. 2 Put simply, the state may prefer protecting the environment in one way to protecting it in another way. But in enacting Section 1341(a)(1), Congress did not intend to allow federal agencies to "override" such state policy determinations. S. Rep. 92-414, at 69 (1971). That the Corps seeks to override state policy decisions without providing public notice or receiving public comment-procedures required by Congress in Sections 1341 and 1344 -renders the Corps' claim of unconstrained authority to set aside state certification conditions on a case-by-case basis all the more problematic. See infra Part III.
Absent any further limiting principles, the Corps' interpretation would radically empower it to unilaterally set aside state certification conditions as well as undermine the system of cooperative federalism upon which the Clean Water Act is premised. Further, the plain language of the Clean Water Act does not authorize the Corps to replace a state condition with a meaningfully different alternative condition, even if the Corps reasonably determines that the alternative condition is more protective of water quality. Accordingly, we vacate the July 3, 2018, Reinstatement as exceeding the Corps' statutory authority.
B.
The Corps' own Clean Water Act implementing regulations reinforce our conclusion
that Section 1341(d) 's plain and unambiguous language bars the Corps from replacing Special Condition C with Special Condition 6. The Reinstatement primarily cites to
Section 330.1(d) provides:
District and division engineers have been delegated a discretionary authority to suspend, modify, or revoke authorizations under an NWP. This discretionary authority may be used by district and division engineers only to further condition or restrict the applicability of an NWP for cases where they have concerns for the aquatic environment under the Clean Water Act section 404(b)(1) Guidelines or for any factor of the public interest.
Likewise, Section 330.1(e)(2) provides that the Corps district engineer, in responding to a precertification notice
may add activity-specific conditions to ensure that the activity complies with the terms and conditions of the NWP and that the adverse impacts on the aquatic environment and other aspects of the public interest are individually and cumulatively minimal.
Although not mentioned in the Reinstatement, the Corps also relies in its briefing on
But a close reading of those regulations and the Corps' other regulations implementing Section 1341, as well as the plain language of that statute, do not support the discretionary authority the Corps claims to substitute Special Condition 6 for Special Condition C. The Corps' regulations state that "a prospective permittee must satisfy
all terms and conditions
of an NWP for a valid authorization to occur."
The other regulations relied upon by the Corps similarly require that a project satisfy all terms and conditions of an NWP
before
obtaining "authorization" to proceed under the NWP. For instance, Section 330.2(c) provides that "[a]uthorization means that specific activities that qualify for an NWP may proceed,
provided that the terms and conditions of the NWP are met
. After determining that the activity complies with
all applicable terms and conditions
, the prospective permittee may assume an authorization under an NWP."
Thus, a precondition for "authorization" of the Pipeline project is satisfaction of "
all
of the NWP's terms and conditions," necessarily including state-imposed conditions like Special Condition C under Section 1341(a).
Notably, the "definitions" section of the regulations defines the "discretionary authority" conferred on the Corps as the authority of the relevant Corps official "to modify an NWP authorization by
adding conditions
, to suspend an NWP authorization, or to revoke an NWP authorization and thus require individual permit authorization."
The Corps argues that such a reading of its regulations would render Section 330.4(e) 's language superfluous. In particular, the Corps focuses on Section 330.4(e) 's language that "[m]odification means the imposition of additional
or revised
terms or conditions on the authorization."
However, as above, we must consider this provision in conjunction with the Clean Water Act and the language of the Corps' other regulations.
See
Epps v. JP Morgan Chase Bank, N.A.
,
The Corps further argues that this reading fails to meaningfully distinguish a "verification" from an "authorization" because "authorization" exists "even when no verification is required," and the Corps' "authority to impose 'additional or revised terms or conditions' applies to the 'authorization,' not to the broader Nationwide Permit or the narrower verification." Gov't Br. at 23. We agree that verifications and authorizations meaningfully differ, and that a project can be "authorized" even if it is not "verified" because authorization inheres, even without verification, if a project complies with the terms and conditions of the NWP. However, that distinction does not advance the Corps' argument.
Here, the Pipeline project never satisfied all terms and conditions of NWP 12 because, without dispute, it cannot satisfy the time limit set forth in Special Condition C. The Pipeline project never obtained "authorization" under NWP 12, and therefore there is no "authorization" for the Corps to "modify" through "revis[ion]." To agree with the Corps would allow the Corps' discretionary authority to permit noncompliance with an NWP condition. Such a finding would reject the plain language of the Clean Water Act, which bars the Corps from rejecting, altering, or overriding a state-imposed condition. See supra Part II.A.
We accord no deference to an agency's "improper interpretation of a decidedly unambiguous regulation."
Sierra Club v. United States Forest Serv.
,
Because the Reinstatement replaced Special Condition C with Special Condition 6, rather than merely supplementing or revising the Conditions in the underlying NWP, the Corps exceeded its statutory authority. See supra Part II.A. That the Reinstatement conflicts with the Corps' regulations provides further support for our decision to vacate the Reinstatement.
III.
We next address Petitioners' argument that the Verification was "not ... in accordance with law,"
As a threshold matter, this Court must determine what legal standard it will apply-an issue neither party squarely addresses.
The Corps appears to believe the deferential standard of review set forth in
Chevron
applies, arguing at several points that the Corps' interpretation of Special Condition A is "reasonable," and that Petitioners' plain language interpretation "is permissible, [but] not compelled." Gov't Br. at 35, 38, 41;
see also
As with the Reinstatement, there is no evidence that the Corps intended to act with the force of law in rendering its determination in the Verification that a state can waive a condition it imposed in certifying an NWP-here, Special Condition A-without providing public notice and soliciting public comment. The Corps' Verification simply states that "On 1 November 2017, [the Department] waived the requirement for Mountain Valley to obtain an [individualized permit]." J.A. 94. The Verification includes no explanation of the Corps' rationale for why it concluded that the state's waiver of its condition without notice-and-comment was valid, let alone any indication that it viewed that determination as binding in future cases.
Sierra Club
,
The Corps argues that it lawfully relied on the State Department's waiver letter to conclude Special Condition A was satisfied. Its argument primarily rests on the claim that the "certification" in Special Condition A is reasonably understood as having the same meaning as "certification" in Section 1341(a)(1). Examining several certification requirements under the Act, the Corps and Mountain Valley maintain that Section 1341(a)(1) 's use of the term "certification" "implicitly encompasses the possibility of waiver" and contend that the use of "certification" in Special Condition A should be read similarly. Gov't Br. at 37. Under this reading, a "state's waiver may substitute for an individual water quality certification" under Special Condition A. Id . at 39.
However, the Corps' argument ignores one critical aspect of the statutory language. Although Section 1341(a)(1) expressly contemplates that the state may "waive" its right to separately certify a federal permit, it also uses
both
the terms "certification" and "waive[ ]," thus undermining the Corps' argument that the Corps validly interpreted Special Condition A to be satisfied by the Department's waiver. Ultimately, under Section 1341(a)(1), "certification" does not encompass "waiver," as the certification requirements do not even apply when a state has waived its certification authority. Further support for this reading comes from the Corps' regulations themselves. Section 330.4(c)(1) states that "State 401 water quality certification pursuant to section 401 of the [CWA],
or waiver thereof
, is required prior to the issuance or reissuance
of NWPs."
At any rate, even assuming West Virginia could waive Special Condition A, the waiver was invalid because it did not result from the notice-and-comment process contemplated by Section 1341(a)(1). That section provides that each state "shall establish procedures for public notice in the case of all applications for certification by it and, to the extent it deems appropriate, procedures for public hearings in connection with specific applications."
Here, West Virginia followed its Section 1341(a)(1) -mandated notice-and-comment procedures in certifying NWP 12, and therefore in imposing Special Condition A. But the State Department did not provide a notice-and-comment opportunity in waiving Special Condition A for the Pipeline project. Allowing West Virginia to revoke, on a case-specific basis, conditions imposed in its certification of a nationwide permit would impermissibly allow the state to circumvent Section 1341(a)(1) 's explicit requirement that state permit certifications satisfy notice requirements.
Our decision in
United States v. Smithfield Foods, Inc.
,
Two aspects of the district court's reasoning and judgment-and this Court's adoption of that reasoning and judgment-are particularly relevant to the present case. First, the district court in
Smithfield
found that the state regulator's subsequent orders did not change the terms of the permit because they did not follow the "specific, mandatory procedures for modification" of the permit laid out in
Admittedly,
Smithfield
involved a different form of permit issued by the EPA and a distinct portion of the Act. However, Section 1342(b), just like Section 1341(a), lays out mandatory procedures for notice-and-comment before the issuance of a proposed state permit. Therefore, under our reasoning in
Smithfield
, the Corps' Verification cannot recognize the state's waiver of Special Condition A absent the state following the "specific, mandatory procedures for modification" laid out in Section 1341(a).
In
Smithfield
, we also agreed with the district court's ruling that Virginia's enforcement scheme was not sufficiently comparable to Section 309(g) of the Act to trigger the statutory provision barring the EPA's suit.
Id
. at 530 n.4. Central to the district court's analysis was that for a state law to be comparable to Section 309(g)-and therefore for the EPA's suit to be barred-the state law must contain "public notice and participation rights that are similar to Section 309(g)."
Again, this aspect of Smithfield addressed a different provision of the Act. But our reasoning nonetheless signals the critical importance of notice-and-comment requirements throughout the Clean Water Act. Smithfield could not argue that an EPA suit was barred precisely because the state enforcement scheme lacked the notice-and-comment requirements required by the Act. In the instant case, this reasoning carries even more weight, as any state modifications to its certification of NWP 12 are directly subject to Section 1341(a)(1) 's requirement that states establish notice-and-comment procedures.
In sum, Section 1341(a)(1) of the Clean Water Act specifically contemplates and requires a notice-and-comment process for case-specific modifications of conditions imposed as part of a state's Section 401 certification of a nationwide permit. To hold otherwise would constitute a back-door mechanism for a state to circumvent Congress's intended notice-and-comment process: the state could issue certification conditions after engaging in the required notice-and-comment process but then refuse to apply those conditions in each case. Accordingly, if West Virginia desires to waive Special Condition A, it must do so through the proper notice-and-comment procedures laid out in Section 1341(a)(1). Because the Corps' Verification and Reinstatement ignored this requirement, and impermissibly found that Mountain Valley complied with all terms and conditions of NWP 12, we vacate them both in their entirety.
IV.
Finally, the Corps and Mountain Valley argue that this Court need not vacate the Verification and Reinstatement in their entirety but should instead remand the case
to the Corps to further consider whether verification is appropriate. In support of this position, the Corps and Mountain Valley rely on the D.C. Circuit's decision in
Allied-Signal, Inc.v. U.S. Nuclear Reg. Comm'n
,
This Court has never formally embraced the
Allied-Signal
remand-without-vacatur approach. Nevertheless, even if we were to follow
Allied-Signal
, that decision would not support the Corps' and Mountain Valley's argument.
Allied-Signal
holds that in deciding whether to exercise its discretion to remand, rather than vacate, an unlawful agency action, a court should consider "the seriousness of the order's deficiencies (and thus the extent of doubt whether the agency chose correctly)," and whether "there is at least a serious possibility that the [agency] will be able to substantiate its decision on remand."
Allied-Signal
,
Given that Special Condition C cannot be satisfied by the "dry" method, an individual permit will likely be necessary. Therefore, there is not a "serious possibility" that the agency will be able to "substantiate its decision on remand."
Allied-Signal
,
VACATED
Because we find that the Verification and Reinstatement exceeded the Corps' statutory authority, we need not-and thus do not-address whether the Corps acted arbitrarily and capriciously in its determination that Mountain Valley complied with General Condition 7. To the extent that Mountain Valley again seeks to fit the Pipeline project within the scope of NWP 12, the Corps, in the first instance, can more fulsomely address the Pipeline's compliance with General Condition 7 if it believes doing so would be necessary or beneficial.
We recognize that West Virginia has issued a draft for public comment to modify its Special Conditions for Section 401 NWPs. However, until that process concludes and a modification is issued, we are bound by the state's current certification of NWP 12.
Reference
- Full Case Name
- SIERRA CLUB; West Virginia Rivers Coalition ; Indian Creek Watershed Association ; Appalachian Voices; Chesapeake Climate Action Network, Petitioners, v. UNITED STATES ARMY CORPS OF ENGINEERS; Mark T. Esper, in His Official Capacity as Secretary of the U.S. Army ; Todd T. Semonite, in His Official Capacity as U.S. Army Chief of Engineers and Commanding General of the U.S. Army Corps of Engineers; Philip M. Secrist, in His Official Capacity as District Commander of the U.S. Army Corps of Engineers, Huntington District; Michael E. Hatten, in His Official Capacity as Chief, Regulatory Branch, U.S. Army Corps of Engineers, Huntington District, Respondents, Mountain Valley Pipeline, LLC, Intervenor. Sierra Club; West Virginia Rivers Coalition ; Indian Creek Watershed Association ; Appalachian Voices; Chesapeake Climate Action Network, Petitioners, v. United States Army Corps of Engineers; Mark T. Esper, in His Official Capacity as Secretary of the U.S. Army ; Todd T. Semonite, in His Official Capacity as U.S. Army Chief of Engineers and Commanding General of the U.S. Army Corps of Engineers; Philip M. Secrist, in His Official Capacity as District Commander of the U.S. Army Corps of Engineers, Huntington District; Michael E. Hatten, in His Official Capacity as Chief, Regulatory Branch, U.S. Army Corps of Engineers, Huntington District, Respondents, Mountain Valley Pipeline, LLC, Intervenor.
- Cited By
- 30 cases
- Status
- Published