United States v. Nader Abdallah
Opinion
A jury convicted Defendant Nader Abdallah ("Defendant") of several offenses related to his alleged distribution of controlled substances. On appeal, Defendant raises numerous grounds for setting aside his convictions.
For reasons that follow, we conclude that the district court reversibly erred in refusing to suppress inculpatory statements Defendant made during a custodial interrogation. We further hold that the district court erred in failing to conduct an in camera review of confidential law enforcement records requested by Defendant, when Defendant established the confidential records plausibly contained materially favorable information. Accordingly, we reverse and remand the case to the district court for further proceedings consistent with this opinion.
I.
A.
In June 2012, law enforcement officers began investigating the sale and distribution of unlawful synthetic cannabinoids (known as "spice") in Newport News, Virginia and the surrounding area. During the investigation, the officers received complaints that spice was being sold at a local Red Barn gas station and convenience store that was owned and operated by Defendant and his son. The officers conducted multiple controlled purchases of spice at the Red Barn, the last of which occurred on September 16, 2014.
Two days after the last purchase, the officers executed a search warrant at the Red Barn. Inside, they found and seized cardboard parcels filled with packages of spice; a digital scale; $109,308 in cash; and two keys. One of the keys opened a storage unit containing more spice and the other key opened Defendant's safe deposit box. After obtaining another warrant, the officers seized an additional $701,450 in cash from the safe deposit box.
Thereafter, the United States Customs and Border Protection sent Defendant notice that it had confiscated his property and that he could file an administrative petition for its return. Defendant filed two sworn petitions to recover the two sums of cash that had been confiscated from the Red Barn and the safe deposit box. Each petition stated: "I maintain my earnings in cash form for religious reasons. I am a Muslim and I strictly adhere to the tenets of my faith. One of these is the law against usury. I, therefore, do not maintain a bank account and whenever possible keep my money in cash ... and other tangible forms that do not accrue interest." J.A. 777-79. But Defendant had multiple bank accounts and had conducted bank transactions on the same day.
After the search, Defendant sold the Red Barn and bought another building at the former Newport Video location. Thereafter, Defendant's son emailed Michael McMahon-the owner of a spice distribution company-and informed McMahon that he and Defendant wanted to use the Newport Video location to sell spice wholesale. The officers intercepted these emails and began to track the location's packages. On April 20, 2015, the officers executed a search warrant at the Newport Video location, during which they found additional spice, a revolver, crack cocaine, drug paraphernalia, and $10,000.
B.
Five days before the Newport Video search, a federal grand jury returned its first indictment against Defendant and, that same day, a federal court issued an arrest warrant for Defendant. The officers arrested Defendant at the Newport Video location and took him to the Newport News Police Headquarters for interrogation.
Three officers were present for Defendant's interrogation: (1) Special Agent Lewis of the Department of Homeland Security, (2) Inspector Sylvester of the United States Postal Inspection Service, and (3) Detective Calhoon of the Newport News Police Department. Special Agent Lewis and Inspector Sylvester later recounted Defendant's interrogation during a suppression hearing before the United States District Court for the Eastern District of Virginia. Defendant exercised his right not to testify, and the district court ultimately adopted the officers' recitation of events.
See
United States v. Abdallah
,
The officers chose not to record the interrogation. Instead, Inspector Sylvester took notes and Detective Calhoon observed while Special Agent Lewis interrogated Defendant. According to the officers, Special Agent Lewis started the interrogation by reading Defendant his
Miranda
rights. Defendant purportedly interrupted "approximately halfway" through to inform the officers that he "wasn't going to say anything at all." J.A. 79;
see also
Abdallah
,
The officers also described Defendant's demeanor during the interrogation. Both Special Agent Lewis and Inspector Sylvester testified that Defendant was "lucid," "very upbeat, jovial, [and] very animated." J.A. 79, 112, 127. During cross-examination, Agent Lewis agreed with defense counsel that Defendant was "very cooperative," not difficult, "very forthcoming," and was not "the type of person that had an attitude." J.A. 96-97. Finally, Agent Lewis acknowledged that Defendant's demeanor "[s]urprisingly" did not "change at all during the course of the interview." J.A. 82.
C.
On April 1, 2016, Defendant filed a motion to suppress all statements made during his custodial interrogation. Defendant first argued that by stating that he "was not going to say anything at all," he unambiguously requested to remain silent. Because the officers failed to scrupulously honor Defendant's request, Defendant maintained his statements were inadmissible. The district court denied Defendant's suppression motion, finding his invocation to be "ambiguous, especially given the fact that he voluntarily waived his
Miranda
rights minutes later once informed of the charges against him and the subject of the interrogation."
Abdallah
,
Defendant also sought suppression because "it is not clear what if any Miranda warnings were given." J.A. 46. Defendant noted the officers did not record the interrogation and only Inspector Sylvester took notes. Inspector Sylvester's handwritten notes first state, " Miranda from DHS form-understood," and, on the next line, Defendant was "Not going to say anything at all." J.A. 154. Inspector Sylvester's contemporaneous notes nowhere suggest that Defendant interrupted his Miranda warnings.
After the interrogation, Agent Lewis drafted a report from his memory. Agent Lewis emailed that draft to Detective Calhoon and Inspector Sylvester, which prompted "some modifications." J.A. 92. Eight days after the interrogation, Agent Lewis issued a final typewritten report indicating that Defendant interjected halfway through the first set of Miranda warnings. Claiming inconsistencies between Inspector Sylvester's contemporaneous notes and the final report, Defendant requested production of the officers' emails pertaining to the drafting of the report. The district court denied Defendant's production request, relying on Agent Lewis's representation that he had not removed a request for counsel or a request to remain silent.
On October 2, 2016, Defendant moved for the district court to reconsider his motions requesting production of the drafting exchange and for suppression of his statement. In support, Defendant asserted that, after reviewing a copy of Agent Lewis's grand jury testimony, Defendant found what he considered to be additional inconsistencies among Agent Lewis's grand jury testimony, his suppression hearing testimony, and the final report.
In particular, during the suppression hearing, Agent Lewis testified that he did not obtain a written Miranda waiver from Defendant because he did not want to "interrupt the flow" of the interrogation. J.A. 101-02. Agent Lewis also testified that Defendant was "moving a mile a minute" and he "did not want to stifle the statements that [Defendant] was making." J.A. 101-02. By contrast, Agent Lewis testified to the grand jury that Defendant had waived his Miranda rights "both orally and in writing" prior to the interrogation. J.A. 1256. Furthermore, Agent Lewis told the grand jury that Defendant "started off slow" after receiving the Miranda warning-contrary to Agent Lewis's suppression hearing testimony that Defendant was "moving a mile a minute." J.A. 1264. Finally, Agent Lewis did not testify before the grand jury that Defendant interrupted his Miranda warnings to say he "wasn't going to say anything at all." On March 16, 2017, the district court again denied Defendant's production and suppression motions.
D.
Beginning October 4, 2016, Defendant was tried by jury before the district court. During Defendant's trial, the government introduced much of Defendant's confession through Inspector Sylvester's testimony. For example, Inspector Sylvester informed the jury that Defendant had provided a detailed explanation of his spice distribution relationship with McMahon. Defendant also told the officers that he sold spice to "pretty much everybody" and had sold approximately 10,000 grams of spice. When asked about the crack cocaine and paraphernalia found during the Newport Video search, Defendant admitted that he used crack cocaine and had smoked crack cocaine two days prior. Defendant also stated that he would give prostitutes crack cocaine as a "bonus." Regarding the safe deposit box, Defendant told the officers that he had a second safe deposit box that the officers were "too late" to seize. From that box, Defendant escaped with $150,000. Finally, Inspector Sylvester testified that Defendant "said his understanding was that [spice] was illegal under federal law." J.A. 343. Relying on that statement in Defendant's confession, the government emphasized during closing arguments that Defendant "told agents [spice] was illegal." J.A. 1148.
After twelve days of trial, the jury convicted Defendant of (1) one count of conspiring to distribute Schedule I controlled substances and controlled substance analogues (i.e., spice), in violation of
Defendant timely appealed.
II.
On appeal, Defendant first argues that the officers violated his Fifth Amendment rights when the officers continued to question him after he unambiguously invoked his right to remain silent and therefore that the district court erred by failing to suppress the statements Defendant made in response to those questions. "We review the factual findings underlying a motion to suppress for clear error and the district court's legal determinations de novo. When a suppression motion has been denied, this Court reviews the evidence in the light most favorable to the government."
United States v. Hashime
,
A.
The Fifth Amendment of the United States Constitution provides: "[n]o person ... shall be compelled in any criminal case to be a witness against himself[.]" U.S. Const. amend. V. To protect this constitutional right against self-incrimination, the Supreme Court's landmark decision in
Miranda v. Arizona
established certain "procedural safeguards" that officers must comply with to subject a suspect to custodial
interrogation.
To invoke the right to remain silent or the right to counsel and thereby cut off questioning, the suspect's invocation must be "unambiguous."
Berghuis v. Thompkins
,
In its suppression memorandum, the district court found that "Defendant interrupted Agent [Lewis's
Miranda
warnings] and stated that he '
wasn't going to say anything at all
.' "
Abdallah
,
Notwithstanding contrary and binding authority, the district court found Defendant's statement that he " 'wasn't going to say anything at all' ... ambiguous, especially given the fact that [Defendant] voluntarily waived his
Miranda
rights
minutes later
once informed of the charges against him and the subject of the invocation."
Abdallah
,
When determining whether an invocation is ambiguous, courts can consider whether the "request [itself] ... or the circumstances
leading up
to the request would render [the request] ambiguous[.]"
Smith v. Illinois
,
The district court and government highlight cases outside of this Circuit in which "similar language was not considered an unequivocal invocation of the right to remain silent."
Abdallah
,
We believe that the magistrate judge's characterization of the statement was, on this record , a permissible one. [The defendant's] response of "I don't got nothing to say," standing alone , could be construed as an invocation of his right to remain silent. Yet, when placed in the context of his other comments , the alternate interpretation-that it was merely an angry response to the form in front of him-is also possible.
By contrast, here the government presented no pre-request context suggesting Defendant's statement was nothing more than an "angry response" or otherwise casting ambiguity on Defendant's clear request to remain silent. Without pre-request context, Defendant's unambiguous statement that he " wasn't going to say anything at all " cannot be construed as anything but an unambiguous request to remain silent.
To the extent the government relies on cases like
Banks
to argue that an "angry" response to
Miranda
warnings generally does not qualify as an unambiguous invocation, we disagree. There is no requirement that
Miranda
invocations be measured, polite, or free of anger, in the assessment of the officers to whom they are directed. Indeed, a purported invocation that is not assertive
enough
may be deemed too equivocal to pass muster under
Davis
,
see
The government also argues that because the Defendant made his statement before Agent Lewis completed the
Miranda
warnings, he could not have invoked his right to remain silent "knowingly and intelligently." Appellee's Br. at 20. But there is no requirement that an unambiguous invocation of
Miranda
rights also be "knowing and intelligent." That is the standard applied to the
waiver
of
Miranda
and other constitutional rights, not to the invocation of such rights.
See
Thompkins
,
Tellingly, the government cites no case-nor have we found any such case-holding that defendants must wait until the completion of
Miranda
warnings prior to invocation. At best, the government offers us a footnote from
McNeil v. Wisconsin
, which it quotes as saying "we have in fact never held that a person can invoke his
Miranda
rights anticipatorily ...." Appellee's Br. at 21. But that footnote goes on to state: "We have in fact never held that a person can invoke his
Miranda
rights anticipatorily,
in a context other than 'custodial interrogation
[.]' "
McNeil v. Wisconsin
,
There is a good reason that the government cannot provide us with a case. The government's argument does more than misapply the "knowing and intelligent" standard to invocations of constitutional rights. It also rests on an unwarranted assumption that
no defendant
can
ever
be aware of his constitutional rights
before
the government informs him of those rights. That assumption runs counter to the "deeply rooted" presumption in our criminal justice system that "every person [knows] the law."
Cheek v. United States
,
Moreover, the theory underlying the government's argument fundamentally misconceives the relationship between
Miranda
warnings and the right to remain silent. To that end, the Supreme Court has held that defendants have a constitutional right to remain silent even when they are not subjected to custodial interrogation and thus have no right to
Miranda
warnings.
See, e.g.,
Minnesota v. Murphy
,
In contrast,
Miranda
warnings are "procedural safeguards" that the Supreme Court "employed to dispel the compulsion inherent in custodial surroundings."
See
Miranda
,
B.
Under black-letter Fifth Amendment law, once a suspect unambiguously indicates "that he wishes to remain silent, the interrogation must cease."
Miranda
,
United States v. Burns
,
To guide the inquiry into whether a suspect's rights have been scrupulously honored, this Court has identified five non-exhaustive, non-dispositive factors:
(1) Whether the police had given the suspect Miranda warnings at the first interrogation and the suspect acknowledged that he understood the warnings;
(2) Whether the police immediately ceased the interrogation when the suspect indicated that he did not want to answer questions;
(3) Whether the police resumed questioning the suspect only after the passage of a significant period of time;
(4) Whether the police provided a fresh set of Miranda warnings before the second interrogation; and
(5) Whether the second interrogation was restricted to a crime that had not been a subject of the earlier interrogation.
Weeks v. Angelone
,
In its analysis, the district court pointed out that the
Weeks
factors militated against finding Defendant's request to remain silent was scrupulously honored.
See
Abdallah
,
As was previously discussed, Defendant's statement that he "wasn't going to say anything at all" was a clear invocation of the right to remain silent.
See supra
Part II.A. Still, the interrogating officer responded, "Well, just let me finish your warning first," read Defendant his
Miranda
rights, and immediately asked Defendant, "Do you even know why you're under arrest[?]" J.A. 79, 105. Other courts have recognized that this precise question is reasonably likely to elicit an incriminating response.
See, e.g.,
Etheridge v. Johnson
,
One can expect that criminal defendants who are asked "Do you know why you are under arrest?" will respond with a variety of incriminating, speculative statements about their substantive offenses.
See, e.g.,
Etheridge
,
The government makes much of the fact that Defendant "eagerly answered questions , even provided narratives without prompting" after receiving a second Miranda warning. Appellee's Br. at 29 (emphasis added). But law enforcement officers do not scrupulously honor a Defendant's unambiguous request to remain silent when those officers unceasingly interrogate Defendant and ignore his clear request to remain silent. As the Ninth Circuit rightly recognized:
Under Miranda , the onus is not on the suspect to be persistent in his demand to remain silent. Rather, the responsibility falls to the law enforcement officers to scrupulously respect his demand. Relying on the fact that it was the defendant, not the interrogators, who continued the discussion, ignores the bedrock principle that the interrogators should have stopped all questioning. A statement taken after the suspect invoked his right to remain silent cannot be other than the product of compulsion, subtle or otherwise.
Jones
,
C.
Even though the district court believed the
Weeks
factors supported a finding that Defendant's invocation was not scrupulously honored, the court nevertheless suggested this was "not dispositive because the officer repeated the
Miranda
warning and obtained a waiver from the Defendant ...."
Abdallah
,
In
Smith
, the Supreme Court held that waiver and invocation are "entirely distinct inquiries, and the two must not be blurred by merging them together."
Smith
,
Similarly, once a suspect unambiguously invokes the right to remain silent, all questioning must cease.
Miranda
,
Defendant in this case unambiguously invoked his right to remain silent. See supra Part II.A. Nevertheless, the officers continued interrogating Defendant and thus failed to scrupulously honor Defendant's invocation. See supra Part II.B. Under Mosley , Defendant's statements are therefore inadmissible. The officers cannot circumvent Mosley 's command by ignoring Defendant's request, continuing to question Defendant, and then using Defendant's subsequent responses to argue he waived his asserted constitutional right.
D.
The government argues that, even if the district court erred by not suppressing Defendant's statements, the error was harmless. Even though Defendant's confession was inadmissible, we will not reverse a conviction if the error was harmless.
United States v. Colonna
,
Based upon the facts before us, we cannot say that Defendant's coerced statements were harmless beyond a reasonable doubt on any of the five convicted counts. Indeed, Defendant's confession played an integral role for each conviction.
First, to support Defendant's conspiracy to distribute spice charge, the government introduced Defendant's detailed statements on his relationship with his spice distributor, McMahon. Second, to support Defendant's spice distribution charge, the government introduced Defendant's statements that he sold spice to "pretty much everybody," he "knew spice was illegal under federal law," and he had sold approximately 10,000 grams of spice. Third, to support Defendant's distribution and possession of crack cocaine charge, the government introduced Defendant's statement that he gave prostitutes crack cocaine as a "bonus." Finally, to support Defendant's charges of making false statements to federal Customs, the government introduced Defendant's statements that he successfully hid $150,000 from an additional safe
deposit box that the officers were "too late" to seize. By offering Defendant's statements expressing a desire to conceal his money, the government could demonstrate Defendant's consciousness of guilt, destroy Defendant's credibility, and rebut Defendant's claim that he maintained his earnings in cash for religious reasons.
See
United States v. Sarwari
,
III.
Defendant next argues that
Brady v. Maryland
,
Under
Brady v. Maryland
, Defendants are entitled to the disclosure of evidence that is "both favorable to the accused and material to guilt or punishment."
Pennsylvania v. Ritchie
,
In a typical
Brady
case, a defendant has discovered exculpatory evidence after trial, which the defendant alleges the government unconstitutionally suppressed.
King
,
Once the defendant identifies specific evidence that could plausibly be favorable to his defense, the defendant "does not become entitled to direct access to the information to determine for himself its materiality and favorability."
Love
,
This Court has recognized that an officer's drafting notes must be disclosed under
Brady
when the defendant makes the appropriate "demonstration that the material sought would be exculpatory."
United States v. Crowell
,
During the suppression hearing, Defendant sought: (1) to establish that he unequivocally invoked his right to remain silent, and (2) to question when and whether Miranda warnings were given by impeaching the officers' credibility. Over the course of the suppression hearing, Defendant highlighted substantial inconsistencies that called into question when those Miranda warnings were given. For example, Inspector Sylvester's handwritten notes said, " Miranda from DHS form-understood" and then Defendant was "not going to say anything at all." J.A. 154. These contemporaneous handwritten notes do not mention Defendant interrupting his Miranda warnings.
In contrast, Agent Lewis's final report states that Defendant interrupted halfway through his Miranda warnings. Furthermore, Agent Lewis testified during the suppression hearing that there were "some modifications" made over the eight-day drafting period. J.A. 92. Based on Agent Lewis's testimony and these inconsistencies-inconsistencies that could plausibly lead to evidence and arguments materially favorable to Defendant-Defendant requested production of the email exchange.
Together, this evidence was sufficient to meet the "meager" plausibility requirement for in camera review.
Love
,
The district court's error was even clearer at the time of Defendant's motion to reconsider production. There, Defendant demonstrated additional substantial inconsistencies between Agent Lewis's suppression hearing testimony, grand jury testimony, and final typewritten report. For example, Agent Lewis testified at the suppression hearing that he did not use a written waiver because Defendant was "moving a mile a minute" and he "did not want to stifle" Defendant's statements. J.A. 101-02. But Agent Lewis testified before the grand jury that Defendant waived his Miranda rights "both orally and in writing" prior to the interrogation. J.A. 1256. Furthermore, Agent Lewis told the grand jury that Defendant "started off slow" after receiving his Miranda warnings. J.A. 1264. And Agent Lewis did not tell the grand jury that Defendant interrupted his Miranda warnings at all.
We recognize that the requested emails "may contain nothing helpful to" the Defendant.
King
,
IV.
Defendant raises several additional arguments on appeal. For reasons briefly discussed below, each of these arguments are without merit.
A.
Defendant first contends that the district court erred by limiting non-party witnesses' testimony on whether
they
believed-not whether
Defendant
believed-that spice was illegal. We review "a trial court's rulings on the admissibility of evidence for abuse of discretion" and "will only overturn an evidentiary ruling that is arbitrary and irrational."
United States v. Cole
,
In
Zayyad
, the defendant sought to cross-examine non-party witnesses on their knowledge of the "gray market" to show that the defendant "reasonably believed that he dispensed real [as opposed to counterfeit] drugs."
As in Zayyad , the district court did not abuse its discretion in excluding the testimony of non-party witnesses regarding their knowledge of the illegality of spice. Defendant did not establish any connection between the witnesses' knowledge and Defendant's own mens rea at trial. Without this connection, the district court could reasonably determine that the witnesses' knowledge would confuse the jury as to the critical issue it was tasked with deciding-whether Defendant knew spice was illegal. Therefore, the district court did not abuse its discretion in limiting the non-party witnesses' testimony.
B.
Defendant also challenges the district court's reliance on Agent Lewis's conflicting testimony in denying Defendant's motion to suppress. According to Defendant, the district court "should have considered the conflicting testimony of Special Agent Lewis [and therefore] granted the motion for reconsideration." Appellant's Br. at 17. But even when there are "serious questions about the credibility of some of the government's witnesses ... it is for the [factfinder] and not the appellate court to weigh the evidence and judge the credibility of the witnesses."
United States v. Wilson
,
C.
Defendant next argues that the prosecutor improperly relied upon what he views as the misleading testimony of Inspector Sylvester in its closing argument, and that the district court erred by failing to cure this improper argument. Defendant did not raise this argument below. When, as here, a defendant fails to object to an improper closing argument at trial, this Court's review is limited to plain error.
United States v. Hale
,
Improper closing arguments by a prosecutor "may so infect the trial with unfairness as to make the resulting conviction a denial of due process."
United States v. Lighty
,
The Analogue Act renders it a crime to knowingly distribute a controlled substance.
During Defendant's custodial interrogation, Defendant stated that he believed spice was " 'legal in Virginia" but "not for the feds." J.A. 147. At trial, Inspector Sylvester did not mention that Defendant thought spice was legal in Virginia. Instead, Inspector Sylvester testified that Defendant's "understanding was that [spice] was illegal under federal law." J.A. 343. Defendant did not object, but Defendant did cross-examine Sylvester using the full statement. During closing arguments, the prosecutor reemphasized that Defendant "told agents [spice] was illegal." J.A. 1148.
Defendant argues that district court plainly erred because Inspector Sylvester's statements were misleading testimony, and it was thus improper for the prosecutor to rely on them. We disagree. First, Inspector Sylvester's statement was literally true. Defendant had in fact stated that spice was illegal under federal law. Though Inspector Sylvester omitted Defendant's statement that spice was "legal in Virginia," this omission is immaterial to the knowledge element of the Analogue Act,
V.
In sum, the district court improperly denied Defendant's motions to suppress and to reconsider suppression. Additionally, the district court erred by failing to conduct an in camera review before denying Defendant's motions to produce and to reconsider production. For these reasons, we reverse Defendant's conviction on all five counts. As such, this case is remanded for further proceedings consistent with this opinion.
REVERSED AND REMANDED
The government similarly argues the exclusionary rule should not apply because suppression "does nothing to advance" the "deterrence of unlawful police activity." Appellee's Br. at 55-56. We disagree. Failing to scrupulously honor the constitutional rights of defendants is precisely the sort of behavior that the exclusionary rule is meant to deter.
See
Mosley
,
Having held that the district court erred in denying Defendant's motion to suppress his inculpatory statements, whether the district court erred in denying Defendant's request for in camera review is not essential to our disposition of (Continued) Defendant's appeal. Nonetheless, we exercise our discretion to address the issue so as to provide guidance to other courts presented with similar issues.
There may be exceptional circumstances where the district court could rely in part upon the representations of the government. Because the government has not argued this case presents any such circumstances, we need not determine whether, or in what circumstances, such an exception exists.
Defendant also argues that the district court erred by failing to grant his Rule 29 motion for acquittal. Because we vacate Defendant's conviction, we decline to address this argument.
Reference
- Full Case Name
- UNITED STATES of America, Plaintiff - Appellee, v. Nader ABDALLAH, Defendant - Appellant.
- Cited By
- 32 cases
- Status
- Published