Save Our Sound OBX, Inc. v. NC Dept of Transportation
Save Our Sound OBX, Inc. v. NC Dept of Transportation
Opinion
Appellants Save Our Sound OBX, Inc. and its members, residents and vacationers from North Carolina's Outer Banks, (collectively "SOS") challenge the decision of the North Carolina Department of Transportation (the "NCDOT"), the Federal Highway Administration (the "FHWA"), and their administrators (collectively "the Agencies") to replace a segment of North Carolina Highway 12 ("NC-12") with a bridge across the Pamlico Sound (the "Jug-Handle Bridge"). The district court granted the Agencies' motion for summary judgment, finding that they did not violate the National Environmental Policy Act (the "NEPA"),
I.
This case involves a segment of NC-12, which is the main roadway passing through the Outer Banks of North Carolina. State and federal agencies have been working for several years to update and improve NC-12 because of its susceptibility to weather damage and erosion.
Like many highway construction projects, the NC-12 project required cooperation among state and federal agencies. For instance, in North Carolina, NCDOT has authority over highway construction, while FHWA supplies federal funds for highway projects. The agencies tasked with improving NC-12, including NCDOT and FHWA, formed a Merger Team to coordinate decisionmaking and regulatory compliance for the NC-12 project. 1 The Merger Team was responsible for ensuring that the NC-12 project complied with the requirements of NEPA and the DTA, among other regulations.
SOS challenges certain agency decisions in the NC-12 project under NEPA and the DTA. Accordingly, we first provide a brief overview of the requirements of those statutes before turning to the specific facts and procedural history of this appeal.
A.
The first statute at issue in this appeal is NEPA. Pursuant to NEPA,
We now turn to the second statute at issue: the DTA. The DTA contains substantive requirements for government transportation projects.
B.
Having established the relevant framework, we consider the facts of this case. SOS's claims in this litigation concern the Agencies' environmental analysis under NEPA and the DTA with respect to a segment of NC-12 that passes from the southern edge of Bodie Island to the village of Rodanthe. For this segment, the Merger Team was responsible for preparing EAs and EISs pursuant to NEPA and for determining which proposed plan for the project was the least environmentally-damaging practicable alternative (the "LEDPA") pursuant to section 404 of the Clean Water Act,
In 2008, the Merger Team issued an EIS and § 4(f) evaluation (the "2008 EIS") for improving NC-12. For the segment at issue here, the 2008 EIS included discussion of several alternatives, including a proposed bridge in the Pamlico Sound near Rodanthe (the "Bridge South alternative") and proposals involving beach nourishment. An EA in 2010 (the "2010 EA") further developed these alternatives.
The Merger Team released an updated EA in 2013 (the "2013 EA") to account for environmental changes after the 2010 EA, including the effects of Hurricane Irene in 2011. The 2013 EA identified four alternatives for the segment at issue: (1) the so-called Jug-Handle Bridge, a bridge extending out into the Pamlico Sound (also referred to in the environmental analyses as the "Bridge on New Location"); 4 (2) an easement bridge on the existing NC-12 location; (3) beach nourishment; and (4) an easement bridge combined with beach nourishment. The Merger Team did not study the beach nourishment alternatives in depth in the 2013 EA because, at a 2011 meeting, it had already determined not to pursue them after experts reported on a "high erosion rate and a lack of sand supply." J.A. 843. In the 2013 EA, the Merger Team identified the easement bridge as its preferred alternative under NEPA. However, certain members of the Merger Team objected to finding that the easement bridge was the LEDPA under the Clean Water Act, citing concerns about its location within the surf zone, additional permits associated with erosion setback requirements, and its impact on a nearby wildlife refuge. See J.A. 1745-47.
In the meantime, environmental groups Defenders of Wildlife and the National Wildlife Refuge Association (intervenors here, collectively the "Environmental Groups") brought suit in federal court to challenge the Agencies' NEPA and § 4(f) determinations with respect to a different segment of NC-12 in the Outer Banks--the Bonner Bridge, which connects Bodie Island and Hatteras Island to the north of Rodanthe.
See
Defs. of Wildlife v. N.C. Dep't of Transp.
,
After a 2015 meeting, the Agencies identified the Jug-Handle Bridge as their preferred alternative. Following public comment and detailed studies, the Merger Team determined that the Jug-Handle Bridge was the LEDPA. In 2016, the Merger Team released a revised EA (the "2016 EA") to evaluate the environmental impacts of the Jug-Handle Bridge and its associated construction activities. Later that year, the Merger Team issued an ROD (the "2016 ROD") formally approving the Jug-Handle Bridge.
In addition to authorizing construction of the Jug-Handle Bridge, the 2016 ROD also addressed concerns relating to a shipwreck in the proposed bridge's path known as the Pappy's Lane Wreck. The shipwreck is eligible for listing on the National Register of Historic Places. Because of the shipwreck's historical significance, the 2016 ROD ordered a data recovery project on the shipwreck, which later uncovered evidence that the shipwreck was a World War II assault vessel. The Merger Team has not yet determined how it will respond to this new information.
C.
We now turn to the procedural history of this litigation, which began when SOS sued the Agencies on February 2, 2017. A month later, the Environmental Groups intervened in the suit in support of the Agencies. In its complaint, SOS alleged, as relevant here, that the Agencies' approval of the Jug-Handle Bridge violated NEPA because that decision was predetermined by the Settlement. To show evidence of predetermination, SOS moved to supplement the administrative record before the district court to include documents related to the negotiation of the Settlement on the grounds that those documents were before the Agencies when they made their decision to select the Jug-Handle Bridge. The district court denied this motion.
Later, SOS moved to amend its complaint to add claims related to construction impacts in Rodanthe and to the Pappy's Lane Wreck. Specifically, SOS contended that the Agencies' environmental analyses did not adequately consider the effects of construction or the historic significance of the Pappy's Lane Wreck. The district court granted the motion as to construction impacts but denied it as to the shipwreck.
SOS, the Agencies, and the Environmental Groups each filed cross-motions for summary judgment on the issue of whether the Agencies' environmental analyses violated NEPA or the DTA. The district court granted the Agencies' and Environmental Groups' motions for summary judgment and denied SOS's motion.
SOS appeals the district court's grant of the Agencies' motion for summary judgment and its denial of SOS's motion to amend its complaint. SOS contends that the Agencies were not entitled to summary judgment because the Agencies' environmental analyses violated NEPA. It also contends that the district court erred in denying SOS's motion to amend its complaint with claims related to the Pappy's Lane Wreck. We discuss SOS's NEPA claims and its motion to amend its complaint, in that order.
II.
SOS contends that the Agencies violated NEPA when they selected the Jug-Handle Bridge for the NC-12 project. "We review a grant of summary judgment de novo,"
Defs. of Wildlife
,
Under this standard of review, we affirm because the Agencies did not violate NEPA in approving the Jug-Handle Bridge. We consider SOS's arguments that the Agencies' environmental analyses violated NEPA because (1) the Agencies failed to prepare an SEIS with regards to the Jug-Handle Bridge and beach nourishment alternatives before issuing the 2016 ROD, (2) the Agencies failed to adequately consider the impacts of construction, and (3) the Settlement impermissibly predetermined the Agencies' choice of the Jug-Handle Bridge.
A.
First, SOS contends that the Agencies' NEPA analysis was deficient because the Agencies should have prepared an SEIS before approving the Jug-Handle Bridge in the 2016 ROD. NEPA requires an agency to prepare an SEIS if "[t]he agency makes substantial changes" to a proposed action that implicate environmental concerns or if "[t]here are significant new circumstances or information" that would affect the environmental impacts of the proposed action.
Hughes River Watershed Conservancy v. Glickman
,
We review an agency's decision not to prepare an SEIS in two steps, consistent with our standard of review under NEPA.
SOS contends that an SEIS was necessary (1) to evaluate the environmental effects of the Jug-Handle Bridge alternative because it was different from options that had previously been evaluated and (2) to reconsider alternatives that involved beach nourishment pursuant to new information about sand availability and beach erosion rates. We address each contention in turn and affirm the district court's determination that no SEIS was required. Neither of these changes are sufficiently different from the circumstances initially evaluated in the EIS to merit an SEIS. The Agencies' decision not to prepare one after taking a hard look at the changes was therefore not arbitrary or capricious.
i.
Contrary to SOS's contention, the Agencies were not required to prepare an SEIS with respect to the Jug-Handle Bridge alternative. SOS argues that the final alignment of the Jug-Handle Bridge alternative (that is, its path across the Pamlico Sound and its connection points with the shore) was significantly different from previously evaluated alternatives. Specifically, SOS contends that the bridge's alignment changed significantly because the alternative evaluated in the 2008 EIS was "amorphously defined" and because the alternative evaluated in the 2010 EA (to which the 2013 EA, 2016 EA, and 2016 ROD refer) was "not comparable" to the Jug-Handle Bridge. Appellant's Br. at 35, 36. It argues that these differences render prior environmental analyses of those alternatives insufficient to evaluate the environmental effects of the Jug-Handle Bridge as approved in the 2016 ROD. We disagree and conclude that the Agencies complied with NEPA when they decided that an SEIS was not warranted by these changes.
At step one, the Agencies took a hard look at changes in the bridge's alignment in the 2016 EA. The 2016 EA describes the similarities and differences between the Jug-Handle Bridge as proposed in 2016 and the versions evaluated in the 2013 EA, the 2010 EA, and the 2008 EIS. For instance, it explains that the Agencies decided to shift the alignment of the bridge to avoid areas of "dense submerged aquatic vegetation" that fell in the path of previous versions of the bridge. J.A. 1198. The 2016 EA also explains that the Jug-Handle Bridge's alignment reduces effects on the community as compared with previous versions because it requires a narrower right-of-way.
Because the Agencies went into detail in their comparison between the Jug-Handle Bridge and previous versions of the bridge, their coverage satisfies the hard look requirement.
See
Hodges
,
And, at step two, because the Agencies took the requisite hard look and neither their environmental analyses nor SOS identify any particular differences that would merit an SEIS, their decision not to prepare an SEIS was not arbitrary or capricious.
See
Hughes River
,
ii.
Similarly, the Agencies were not required to prepare an SEIS to reevaluate the feasibility of alternatives that involved beach nourishment. SOS contends that the Agencies failed to adequately reconsider beach nourishment after new erosion projections were released and after a 2014 emergency beach nourishment project in the area successfully repaired damage from Hurricane Sandy. According to SOS, this new information showed that coastal conditions had changed such that erosion would no longer threaten beach nourishment and that adequate sand was in fact available to complete the project.
However, the Agencies took the requisite hard look at these new circumstances in the 2016 EA.
See
Hughes River
,
And after taking that hard look, the Agencies' decision not to prepare an SEIS was not arbitrary or capricious.
See
Hughes River
,
Accordingly, the Agencies were not required to prepare an SEIS to consider the alignment of the Jug-Handle Bridge or to consider beach nourishment alternatives. Their environmental analyses therefore do not violate NEPA in this respect.
B.
SOS also contends that the Agencies' environmental analyses violate NEPA because they do not adequately consider the environmental effects of construction in the Rodanthe area. Specifically, SOS argues that the effects of construction traffic and haul roads are not adequately addressed in the 2016 EA and that any discussion of these issues in the 2008 EIS is irrelevant because that document focuses on a larger area.
NEPA requires agencies to consider all "significant environmental impacts,"
Here, the Agencies adequately considered the effects of construction traffic as a result of the Jug-Handle Bridge in the 2016 ROD. Specifically, the Agencies explained that a temporary construction easement would be necessary to support traffic during construction but noted that "[t]he land affected will be restored after construction is completed." J.A. 1559. While the 2016 ROD does not compare the construction traffic effects of the Jug-Handle Bridge with those of other proposed alternatives, the Agencies did perform that comparison in the 2013 EA and the 2016 EA and still found the bridge to be the LEDPA. The Agencies also specifically considered the environmental effects of haul roads in the 2008 EIS. 6
We therefore cannot say that the Agencies did not provide "full and fair discussion" of the effects of construction traffic or haul roads when they selected the Jug-Handle Bridge among alternatives.
See
C.
Finally, SOS contends that the Agencies violated NEPA because their choice of the Jug-Handle Bridge did not follow from their NEPA analysis but, rather, was a predetermined result of the Settlement. NEPA "prohibits agencies from preparing an EIS simply to 'justify [ ] decisions already made.' "
Nat'l Audubon Soc'y
,
We conclude that the Agencies' choice of the Jug-Handle Bridge was not impermissibly predetermined. We consider, in turn, the Agencies' objective environmental analyses, the language of the Settlement, and the role of documents generated during negotiation of the Settlement.
i.
First, SOS contends that flaws in the Agencies' environmental analyses reveal that their choice of the Jug-Handle Bridge was predetermined by the Settlement. In alleging that the environmental analyses were inadequate, it primarily relies upon arguments that we have already discussed--namely, that the Agencies failed to fully consider the new alignment of the bridge, the feasibility of beach nourishment alternatives, and the effects of construction traffic and haul roads. SOS contends that these flaws exist because the Agencies prematurely decided to choose the Jug-Handle Bridge after the Settlement.
Under our precedent, "the evidence we look to in determining whether [predetermination] has taken place consists of the environmental analysis itself."
7
Nat'l Audubon Soc'y
,
Here, when we examine Agencies' environmental analyses, we cannot say that they violated NEPA by selecting the Jug-Handle Bridge following the Settlement. To be sure, the Agencies changed their preferred alternative from the easement bridge to the Jug-Handle Bridge following the Settlement. But that change alone does not mean that the Agencies' choice was predetermined, particularly where members of the Merger Team had expressed concerns about the easement bridge as far back as 2013. And when we look to the Agencies' environmental analyses here, those analyses satisfied NEPA's requirements.
See
discussion
supra
Sections II.A., II.B. We do not see, and SOS cannot identify, any evidence that the Agencies "fail[ed] to comprehensively investigate" and evaluate the environmental impacts of the Jug-Handle Bridge or the other alternatives.
Nat'l Audubon Soc'y
,
SOS cites to cases from the Ninth and Tenth Circuits to contend that courts have found predetermination based on contractual commitments made by an agency before the NEPA process was complete.
See
Davis v. Mineta
,
ii.
Although circuit precedent limits our predetermination inquiry to the "environmental analysis itself,"
iii.
SOS also urges us to consider external documents generated during the negotiation of the Settlement as evidence of predetermination and to reverse the district court's denial of SOS's motion to include these documents in the record. We decline to do so because the district court did not abuse its discretion in denying this motion.
See
Fort Sumter Tours, Inc. v. Babbitt
,
Federal courts base their review of agency decisions on "the 'whole record' compiled by the agency."
Citizens to Pres. Overton Park, Inc. v. Volpe
,
Here, the record as presented by the Agencies reveals their reasoning, as we have discussed, and the district court found no evidence that the Agencies acted in bad faith. The district court also determined that there was no evidence that the Agencies actually reviewed the documents put forth by SOS as part of their decision to approve the Jug-Handle Bridge. We hold that the district court did not abuse its discretion by denying SOS's motion to supplement the record, and accordingly, our review is limited to the record as compiled by the Agencies.
SOS contends that, even if we cannot consider these documents as part of the administrative record, we should nevertheless consider them as extra-record evidence. It is true that "in the NEPA context, courts generally have been willing to look outside the record when assessing the adequacy of an EIS or a determination that no EIS is necessary."
Ohio Valley Envtl. Coal. v. Aracoma Coal Co.
,
There is superficial appeal in suggesting that the Agencies' choice was predetermined because the Settlement yielded a preferred alternative. However, that conclusion is not legally or factually supported by the record. Legally, our analysis is cabined to the environmental analysis itself, with which we find no issues meriting reversal. And factually, we see no evidence that the Merger Team was forced to approve the Jug-Handle Bridge.
In sum, the Agencies did not violate NEPA when they approved the Jug-Handle Bridge because they were not required to prepare an SEIS, they adequately evaluated the effects of construction traffic, and they did not rely on a predetermined choice among alternatives. We therefore affirm the district court's grant of summary judgment in favor of the Agencies.
III.
Finally, SOS contends that the district court erred when it denied SOS's motion to amend its complaint with claims related to the Pappy's Lane Wreck. Specifically, SOS alleges that the Agencies violated § 4(f) by approving a transportation project that threatens to harm the land of a site of historic significance because the Jug-Handle Bridge will pass above the wreck--the site of a World War II vessel.
We review a district court's denial of a motion to amend the complaint for abuse of discretion.
See
Laber v. Harvey
,
A party "may amend its pleading once as a matter of course" before the opposing party files a responsive pleading. Fed. R. Civ. P. 15(a)(1). After that time, a party may only amend its pleading with the consent of the opposing party or with
leave of the court, and "[t]he court should freely give leave when justice so requires." Fed. R. Civ. P. 15(a)(2). Courts may deny leave to amend a pleading if the amendment would have been futile.
Laber
,
Here, the district court found that SOS's proposed amendment would be futile for two alternative reasons. First, it determined that, to the extent that SOS sought to assert that the 2016 EA was no longer valid in light of new information about the shipwreck, that claim would be unripe where the Agencies had not yet made a decision concerning the significance of the new information. Second, it determined that, to the extent that SOS sought to assert that the 2016 EA was inadequate when issued, that claim would fail because it would ask the Agencies to consider information that was not discovered until after the 2016 EA was issued. For the reasons that follow, we affirm the district court's denial of SOS's motion to amend its complaint.
First, to the extent that SOS's proposed amendments contend that the Agencies failed to consider new information about the shipwreck, those amendments would be futile because they would raise a claim that is not yet ripe for review.
9
Courts may only review "final agency action,"
Second, SOS contends on appeal that it is challenging the adequacy of the 2016 ROD's treatment of the Pappy's Lane Wreck rather than the Agencies' failure to consider new information about the shipwreck's significance. Specifically, SOS contends that, because the Agencies knew that the shipwreck was eligible for listing on the National Register of Historic Places, they were not authorized to build a bridge in its path unless they determined that there was "no prudent and feasible alternative to using that land" and that the "project include[d] all possible planning to minimize harm ... resulting from the use."
See
However, as the district court explained, SOS cannot contend that it was challenging the adequacy of the 2016 ROD's treatment of the shipwreck when its claims "rest[ ] upon recent discovery that the Pappy['s] Lane Wreck contains a World War II vessel."
Save Our Sound OBX, Inc. v. N.C. Dep't of Transp.
, No. 2:17-CV-4-FL,
IV.
We affirm the district court because the Agencies did not violate NEPA or the DTA when they issued the 2016 ROD selecting the Jug-Handle Bridge and because the district court did not abuse its discretion when it denied SOS's motions to supplement the administrative record and to amend the complaint.
AFFIRMED
The Merger Team was comprised of representatives from NCDOT, FHWA, the U.S. Fish and Wildlife Service, the U.S. Army Corps of Engineers, the U.S. Environmental Protection Agency, the National Marine Fisheries Service, the National Park Service, the North Carolina Department of Cultural Resources, the North Carolina Wildlife Resources Commission, and three divisions of the North Carolina Department of Environmental and Natural Resources (the "NCDENR") (now named the North Carolina Department of Environmental Quality)--the Division of Water Resources, the Division of Coastal Management, and the Division of Marine Fisheries.
The DTA explains that "[t]he requirements of [
Section 404 of the Clean Water Act regulates activities involving "the discharge of dredged or fill material" into navigable waters.
The Jug-Handle Bridge was a modified version of the Bridge South alternative that was introduced in the 2008 EIS and further developed in the 2010 EA.
NCDENR was also a party to the Settlement and is represented on the Merger Team, though it is not a defendant here.
To be sure, that discussion did not explicitly consider haul roads in the Rodanthe area. However, it is unclear from the record whether the Agencies actually plan to use haul roads for the Jug-Handle Bridge project.
See, e.g.
, J.A. 214 (containing a declaration from an NCDOT engineer stating that NCDOT and its contractor decided not to pursue a previously-discussed haul road in connection with a barge because shallow water depths would make it impracticable). Regardless, NEPA does not compel the Agencies to specifically consider the environmental impacts of haul roads so long as they adequately examine the environmental consequences of the Jug-Handle Bridge project, including construction impacts, as a whole.
See
We note that some circuits look beyond the objective environmental analysis for evidence of predetermination.
See, e.g.
,
Forest Guardians v. U.S. Fish & Wildlife Serv.
,
To be sure, the parties to the Settlement represented three of the four Lead Agencies tasked with decisionmaking if the Merger Team could not reach consensus. But, as discussed, the Settlement only required those agencies to seek concurrence that the Jug-Handle Bridge was the LEDPA; it did not require them to go beyond the objective environmental analysis to choose the Jug-Handle Bridge if it was not, in fact, the LEDPA.
SOS appears to have abandoned this argument on appeal. See Appellants' Br. at 53 (contending that the district court "fundamentally misread [SOS's] motion" when it denied it on ripeness grounds because "[t]he [new] allegations were about the inadequacies of the [2016] ROD and the process leading up to that document ") (emphasis added). Nevertheless, we discuss it because it implicates concerns related to the argument that SOS does raise on appeal regarding the adequacy of the 2016 ROD when issued.
Reference
- Full Case Name
- SAVE OUR SOUND OBX, INC.; Mark Haines ; Jer Mehta; Glenn Stevens ; David Hadley ; Thomas Aschmoneit; Richard Ayella, Plaintiffs - Appellants, v. NORTH CAROLINA DEPARTMENT OF TRANSPORTATION; Federal Highway Administration; John F. Sullivan, III, in His Official Capacity as Division Administrator for the Federal Highway Administration; James H. Trogdon, III, in His Official Capacity as Secretary of the North Carolina Department of Transportation, Defendants - Appellees, and Defenders of Wildlife; National Wildlife Refuge Association, Intervenors/Defendants - Appellees.
- Cited By
- 173 cases
- Status
- Published