United States v. Darryl Mills
Opinion
After Darryl Eugene Mills pleaded guilty to one count of possession of a firearm by a felon, in violation of
On appeal, Mills again argues that his prior North Carolina conviction did not qualify as a conviction for a crime of violence and that the district court erred in so concluding. While the reasons Mills gives are not without persuasive force, we nonetheless conclude that any error that the district court might have committed in treating Mills's prior North Carolina conviction as a crime-of-violence predicate was harmless because the court would have imposed the same 70-month sentence regardless of how it resolved the disputed Guidelines issue and the 70-month sentence would, in the circumstances, have been reasonable.
See, e.g.
,
United States v. Gomez-Jimenez
,
I
On the morning of September 11, 2015, police officers, using their vehicles, blocked Mills's vehicle, which was at a gas station in Charlotte, North Carolina, with the purpose of arresting the passenger in Mills's vehicle on an outstanding warrant. Mills attempted to bypass the blockade by driving in reverse, but in doing so, he hit an unmarked police vehicle behind him. He then "spun his tires in an attempt to evade apprehension." But after he realized that his vehicle was boxed in, he complied with the officers' commands. As the officers approached Mills's vehicle, they observed a handgun in Mills's lap, which was loaded. Subsequently, Mills pleaded guilty to one count of possession of a firearm by a felon, in violation of
The presentence report prepared for Mills's sentencing concluded that under U.S.S.G. § 2K2.1(a)(4)(A), the base offense level for his conviction was 20 because Mills had a prior felony conviction for a "crime of violence," namely, a 2006 North Carolina conviction for committing assault with a deadly weapon inflicting serious injury, in violation of
Mills filed an objection to the presentence report's characterization of his North Carolina assault conviction as one for a "crime of violence," arguing that because North Carolina assault can be committed with a mens rea of "culpable negligence," it did not require the type of purposeful conduct necessary to satisfy the "force clause" used to define "crime of violence" in U.S.S.G. § 4B1.2(a)(1) (defining "crime of violence" to include any felony offense that "has as an element the use, attempted use, or threatened use of physical force against the person of another").
In its response, the government conceded that "not
every
[North Carolina assault with a deadly weapon inflicting serious injury] conviction [was] a crime of violence." But it argued that the North Carolina assault offense was "divisible" and therefore that application of the "modified categorical approach" allowed the court to consider the indictment on which Mills was charged to determine whether his prior conviction was for a crime of violence. It explained that North Carolina law establishes that "[a] defendant ... must be charged with culpable negligence to be convicted on a culpable negligence standard," citing
State v. Stevens
,
After the parties filed their responses to the presentence report, the Sentencing Commission revised the definition of "crime of violence" in § 4B1.2(a), leaving the "force clause" unchanged but removing the so-called "residual clause" and adding in its place a number of enumerated offenses, including "aggravated assault." See U.S.S.G. Supp. to App. C, Amend. 798 (eff. Aug. 1, 2016).
The parties thereafter filed additional papers to argue further whether Mills's conviction for assault with a deadly weapon inflicting serious injury qualified as a crime-of-violence conviction. Mills argued that the crime was not, in fact, divisible, as the government argued, "because North Carolina law does not require the jury to unanimously agree that a defendant committed the offense with a particular
mens rea
." He also argued that
United States v. Barcenas-Yanez
,
At sentencing, the district court agreed with the government. Although the court acknowledged the difficulty of determining when the modified categorical approach could be used, it concluded that the North Carolina offense of assault with a deadly weapon inflicting serious injury was divisible by mens rea and that the indictment showed that Mills was charged and convicted with a version of the crime that had a sufficient mens rea to qualify as a "crime of violence" under the "force clause" in § 4B1.2(a)(1). Accordingly, the court concluded that the presentence report had correctly calculated Mills's advisory sentencing range as 70 to 87 months' imprisonment.
In light of the court's conclusion, counsel for Mills urged the court to impose a sentence at the bottom of the recommended range - specifically, 70 months' imprisonment - arguing (1) that Mills's offense level took into account "all the aspects of his offense, including his possession of a stolen gun" and that his criminal history was similarly adequately represented by his criminal history category of V; (2) that the offense conduct was "unusual in certain respects" in that Mills was not "the target of some massive investigation" but was instead found to be in possession of a firearm while police were attempting to arrest someone else; (3) that the absence of Mills's incarcerated father, while not an excuse for Mills's conduct, had "contributed to him going down the wrong road in his life"; (4) that Mills's desire not "to repeat [that] cycle," but instead to be present for his own sons, would deter him from future illegal conduct; and (5) that his family members' presence at the hearing "show[ed] that he ha[d] family support, which would help protect the public under [ 18 U.S.C. §] 3553(a)." The government agreed that a sentence at the "low end" of the advisory sentencing range, as the court had determined it, would be appropriate.
The court then sentenced Mills to 70 months' imprisonment after stating that it had "consulted the advisory Guidelines [and] considered the arguments of the attorneys." It explained further that a 70-month sentence accounted for "the serious nature of [Mills's] offense" - namely, Mills's "possession of a stolen firearm in [his] lap" while he was "attempt[ing] to evade police effecting service of [a] warrant" - and also accounted for Mills's "history and characteristics," including "his many convictions for assault, a couple for resisting, [a] previous conviction for evading, [and a] number of convictions involving improper possession or acquisition of firearms," all of which "indicate[d] to the Court that a lengthy sentence [was] necessary to deter and to protect the public from further crimes" by Mills. The court then also observed that "[t]he 70-month sentence is 24 months above the high end of the range" that the Guidelines would have advised had the court sustained Mills's objection to the crime-of-violence adjustment. But it stated that 70 months "is the sentence that [it] would have imposed even had the other range been the applicable one " (emphasis added), because it had concluded that "70 months is a necessary and sufficient but not greater than necessary sentence to accomplish the 3553(a) factors."
From the district court's judgment, dated November 15, 2016, Mills filed this appeal.
II
Mills contends that his prior conviction for North Carolina assault with a deadly weapon inflicting serious injury, in violation of
Focusing categorically on the
mens rea
of his prior conviction, Mills notes that in North Carolina, a defendant "may be convicted of [assault with a deadly weapon inflicting serious injury] provided there is
either an
actual intent
to inflict injury or
culpable or criminal negligence
from which such intent may be implied."
State v. Jones
,
The government, amplifying the arguments it made to the district court, contends (1) that assault with a deadly weapon inflicting serious injury categorically qualifies as a crime of violence under the force clause in § 4B1.2(a)(1) ; (2) that, alternatively, the North Carolina crime is "divisible as to mens rea" and that the indictment related to Mills's offense establishes that he was charged and convicted of the version of the offense that qualifies as a crime of violence because it required proof of actual intent, rather than culpable negligence; and (3) that any error in calculating Mills's advisory sentencing range was, in any event, harmless.
At the outset, we express some doubts about whether the district court correctly classified Mills's North Carolina assault conviction under § 14-32(b) as one for a crime of violence under the current version of the Sentencing Guidelines.
Compare
Leocal v. Ashcroft
,
Nonetheless, in this case, we need not, and we do not, resolve these issues, as we are confident that even under Mills's position that the district court erred in treating his prior assault conviction as a conviction for a crime of violence, the purported error was harmless.
It is well established that we will not vacate a sentence if we determine that the district court's improper calculation of the Guidelines advisory sentencing range was harmless.
See
Fed. R. Crim. P. 52(a) (providing that "[a]ny error, defect, irregularity, or variance that does not affect substantial rights must be disregarded");
see also, e.g.
,
United States v. Savillon-Matute
,
Consistent with
Molina-Martinez
, we have recognized that a Guidelines error is harmless and does not warrant vacating the defendant's sentence if the record shows that "(1) 'the district court would have reached the same result even if it had decided the [G]uidelines issue the other way,' and (2) 'the sentence would be reasonable even if the [G]uidelines issue had been decided in the defendant's favor.' "
Gomez-Jimenez
,
Applying this test here, as to the first prong, the district court made it abundantly clear that it would have imposed the same 70-month sentence even had it sustained Mills's objection to treating his North Carolina § 14-32(b) assault conviction as one for a crime of violence. The court specifically recognized that had it agreed with Mills on that issue, the 70-month sentence it was imposing would have been "24 months above the high end
of the range" that such a ruling would have produced. But even while it recognized the degree of the variance, the court expressly stated that 70 months' imprisonment "is the sentence that the Court would have imposed
even had the other range been the applicable one
" (emphasis added) because it had concluded that "70 months [was] a necessary and sufficient but not greater than necessary sentence to accomplish the § 3553(a) factors." Under our precedents, this expression of the sentencing court's views suffices to establish that the court would have imposed the same sentence even had it resolved the challenged Guidelines calculation in the defendant's favor.
See, e.g.
,
Gomez-Jimenez
,
"We therefore proceed to the second [prong] of the inquiry, whether the district court's sentence[ ] [was] substantively reasonable."
Gomez-Jimenez
,
Applying these principles to the circumstances here, we conclude that the district court's individualized application of the § 3553(a) sentencing factors supports its conclusion that, even if the applicable advisory range was 37 to 46 months' imprisonment, a variance to a 70-month sentence was necessary to satisfy the basic aims of sentencing. While the court's discussion of the § 3553(a) factors was not extensive, it was sufficient, succinctly emphasizing the particularly dangerous nature of the circumstances involved in Mills's particular § 922(g) offense, including the fact that Mills was found to have "a stolen firearm in [his] lap at the time authorities were attempting to serve a warrant on a passenger" and that he spun his "tires in an apparent attempt to evade police effecting service of that warrant." The court also emphasized Mills's significant criminal history, including "his many convictions for assault, a couple for resisting, [a] previous conviction for evading, [and a] number of convictions involving improper possession or acquisition of firearms." Based on these considerations, the court reasonably concluded that the application of the § 3553(a) factors indicated that "a lengthy sentence" - specifically, a sentence of 70 months' imprisonment - was "necessary to deter and to protect the public from further crimes [by] Mr. Mills."
Moreover, given that the government had provided the court with reliable information about Mills's prior North Carolina conviction, the district court's decision to impose an alternative variance sentence of 70 months' imprisonment made good sense. Even if Mills's prior conviction for North Carolina assault with a deadly weapon inflicting serious injury should not have been identified as a conviction for a crime of violence in calculating his base offense level under the Sentencing Guidelines, the district court was nonetheless provided with the state court indictment showing that Mills's prior offense conduct involved "willfully ... us[ing] a gun ... to assault and inflict serious injury" on another human being. The court was thus entitled to take that conduct into account when determining what sentence was "sufficient, but not greater than necessary, to comply
with the" basic aims of sentencing,
While Mills does not seriously challenge the
substantive
reasonableness of his 70-month sentence, he does challenge its
procedural
reasonableness. Specifically, he argues that "the district court failed to address [his] mitigating arguments, which would have supported a within-[G]uidelines sentence under the properly calculated [G]uidelines range of 37 to 46 months." In making this argument, Mills rightly observes that "[t]his Court has not specifically addressed whether an alternative sentence is subject to the same procedural requirements as a regular sentence." But he fails to recognize that we have consistently framed our reasonableness inquiry in this type of harmless error review as being focused on
substantive
reasonableness.
See, e.g.
,
Gomez-Jimenez
,
* * *
For the reasons given, we affirm Mills's sentence of 70 months' imprisonment.
AFFIRMED
Reference
- Full Case Name
- UNITED STATES of America, Plaintiff - Appellee, v. Darryl Eugene MILLS, Defendant - Appellant.
- Cited By
- 62 cases
- Status
- Published