United States v. Steven Morris
Opinion
Steven Lavonne Morris was sentenced as a career offender under the Sentencing Guidelines, based in part on a prior Virginia conviction for attempted abduction. Morris now seeks relief under
I.
In 2013, Morris pleaded guilty to one count of conspiring to distribute cocaine and cocaine base. The probation office prepared a Presentence Investigation Report ("PSR"), and based on Morris's criminal history, recommended that Morris be designated a "career offender" under § 4B1.1 of the United States Sentencing Guidelines. As relevant here, that provision applies when a defendant "has at least two prior felony convictions of either a crime of violence or a controlled substance offense." U.S.S.G. § 4B1.1(a). The probation office identified two such convictions: a 1995 drug conviction that qualified as a "controlled substance offense," and - at issue here - a 2005 conviction for attempted abduction under Virginia law that constituted a "crime of violence." As a career offender, Morris's advisory sentencing range would increase substantially, from 262 to 327 months' imprisonment to 360 months to life in prison. See U.S.S.G. ch. 5, pt. A (sentencing table).
At Morris's 2013 sentencing hearing, defense counsel did not object to the proposed career offender enhancement. Morris, however, addressed the court directly and opposed the enhancement, raising a technical argument about the PSR's calculation of his criminal history points. After an adjournment to allow the parties to brief the issue, the district court ultimately adopted the PSR's sentencing calculations, including the career offender enhancement. Morris's counsel then argued successfully for a downward variance from the advisory range of 360 months to life in prison: In light of factors such as Morris's acceptance of responsibility and cooperation with the government, the district court sentenced Morris to 294 months' imprisonment, to be followed by five years of supervised release.
Morris, represented by a new attorney, appealed his sentence and again challenged his designation as a career offender. This court dismissed the appeal as barred by the appellate waiver in Morris's plea agreement. See United States v. Morris , No. 13-4868 (4th Cir. Apr. 28, 2014).
Morris then filed the
The district court denied Morris's motion without an evidentiary hearing, finding that the record conclusively demonstrated that neither trial counsel nor appellate counsel was constitutionally ineffective. The district court carefully reviewed Morris's claim regarding his trial counsel's failure to object to his career offender enhancement. According to Morris, the court explained, because Virginia's abduction offense covers abduction committed by "deception" as well as by "force" or "intimidation,"
see
The court rejected that contention for two reasons. First, it explained, the relevant Guidelines commentary enumerated "kidnapping" as a crime of violence, and Virginia's abduction statute expressly provides that "abduction" and "kidnapping" are synonymous. And second, the court found, Morris had failed to point to precedent from the time of his sentencing suggesting that Virginia's abduction offense would not qualify as a crime of violence under the "broadly-interpreted residual clause" of the career offender Guideline. J.A. 385. Instead, the precedent was to the contrary: "[T]he Fourth Circuit repeatedly held that crimes which could be completed through alternative, non-violent elements nonetheless qualified as [ ] violent felon[ies] due to the potential risk of injury."
Morris filed a timely petition for a certificate of appealability, contending that the district court erred in finding that his trial counsel was not ineffective and in denying his § 2255 motion. We granted a certificate of appealability limited to one question: "Whether trial counsel was ineffective for failing to object to the use of Morris'[s] attempted abduction conviction as a predicate offense to sentence him as a career offender." United States v. Morris , No. 17-6709 (4th Cir. Mar. 16, 2018).
II.
When reviewing an appeal from the denial of a § 2255 motion, we review the district court's legal conclusions de novo.
United States v. Carthorne
,
A.
This appeal turns on whether Morris's trial counsel rendered constitutionally ineffective assistance because he failed to argue that Virginia's abduction offense did not constitute a crime of violence under the career offender Guideline. For context, we begin by outlining the authorities that govern this question.
At the time of Morris's sentencing in 2013, § 4B1.2 of the Sentencing Guidelines defined a "crime of violence" as any offense that is "punishable by imprisonment for a term exceeding one year," and that:
(1) has as an element the use, attempted use, or threatened use of physical force against the person of another, or
(2) is burglary of a dwelling, arson, or extortion, involves use of explosives, or otherwise involves conduct that presents a serious potential risk of physical injury to another.
U.S.S.G. § 4B1.2(a). Two of those provisions, both in subsection (2), are relevant here.
1
First is that subsection's list of "enumerated offenses." As the district court explained, although kidnapping does not appear in subsection (2) itself, it does appear in the commentary to § 4B1.2, which "expands upon the roster of enumerated offenses by specifying additional ones, such as manslaughter and kidnapping, that also constitute crimes of violence,"
United States v. Mobley
,
At issue in this case is whether Morris's Virginia conviction for attempted abduction qualifies as a crime of violence under either of those clauses. Abduction under Virginia law is defined as follows:
Any person who, by force, intimidation or deception , and without legal justification or excuse, seizes, takes, transports, detains or secretes another person with the intent to deprive such other person of his personal liberty or to withhold or conceal him from any person, authority or institution lawfully entitled to his charge, shall be deemed guilty of "abduction." ... The terms "abduction"
and "kidnapping" shall be synonymous in this Code .
Morris acknowledges that when he was sentenced in 2013, there was no authoritative Fourth Circuit decision addressing whether Virginia's abduction offense constitutes a crime of violence for purposes of the career offender Guideline. But according to Morris, Virginia abduction does not - and did not in 2013 - constitute a crime of violence under either of the relevant clauses of § 4B1.2(a)(2). Because Virginia's abduction offense criminalizes a broader range of conduct than the generic crime of "kidnapping" enumerated in § 4B1.2(a)(2) and its commentary, Morris argues, it cannot qualify under the enumerated offenses clause.
See
United States v. Flores-Granados
,
B.
With that as background, we turn to the issue in this case: not whether Virginia's abduction offense in fact constituted a crime of violence under the career offender Guideline in effect in 2013, but whether Morris's trial lawyer rendered constitutionally ineffective assistance by failing to argue the issue. We analyze that question under the framework set out in
Strickland v. Washington
,
In applying
Strickland
's performance prong, our "scrutiny of counsel's performance [is] highly deferential,"
Strickland
,
At the same time, however, as we clarified in
United States v. Carthorne
, counsel sometimes will be required to make arguments "even in the absence of
decisive precedent."
As Morris acknowledges, his proposed objection to his career offender enhancement in 2013 would not have been grounded in any direct or authoritative precedent. The question, then, is whether the authority available at the time of Morris's 2013 sentencing nevertheless "strongly suggested,"
Carthorne
,
We need address only briefly Morris's first argument: that case law at the time of his sentencing strongly suggested that abduction under Virginia law is broader than generic "kidnapping," and thus does not qualify as a crime of violence under § 4B1.2(a)(2) 's enumerated offenses clause. As Morris points out, at the time of his sentencing, the only federal circuit court to have squarely addressed this question had adopted precisely his argument, holding that Virginia's abduction statute "outlaws conduct far broader and less serious than the generic definition" of kidnapping.
United States v. De Jesus Ventura
,
But even so, counsel's failure to object to Morris's designation as a career offender would not constitute deficient performance unless there also was a strong basis, in 2013, for arguing that Virginia's abduction offense was not a crime of violence under § 4B1.2(a)(2) 's residual clause - which, if applicable, would provide an independent ground for Morris's sentencing enhancement. We thus turn to Morris's second argument: that at the time of his sentencing, precedent strongly suggested that abduction under Virginia law fell outside the residual clause, as well, because it could be committed through non-violent "deception" and thus would not present "a serious potential risk of physical injury" under § 4B1.2(a)(2) in the ordinary case. 3
Like the district court, we disagree. The problem for Morris is not simply that the law in 2013 was unsettled, in that there was no authoritative precedent addressing the status of Virginia's abduction offense under the residual clause. The problem is that what law there was, far from "strongly supporting" Morris's argument, tilted decidedly in the other direction, making it unlikely (though not inconceivable) that his claim could succeed. And under those circumstances, trial counsel's failure to object to the career offender enhancement does not fall below the professional norms of reasonableness that govern
Strickland
's performance prong.
See
Carthorne
,
First, by 2013 many courts of appeals had considered statutes very similar to Virginia's, and concluded - contrary to Morris's contention - that the residual clause
does
apply to kidnapping offenses that encompass kidnapping by deceit. Even if originally accomplished by non-violent means, these courts reasoned, kidnapping posed a serious risk of physical injury because of the likelihood that the victim, once alerted to his or her circumstances, would resist: "[U]nlawful restraint necessarily targets another person for the specific purpose of substantially curtailing that person's freedom of movement. Such conduct categorically sets the stage for a violent confrontation between victim and assailant."
Harrington v. United States
,
Second, as the district court emphasized, while this circuit had not addressed kidnapping by deceit specifically, we had employed the same reasoning to find that other offenses that can be committed by deceit or non-violent means nevertheless come within the residual clause because of the substantial risk of confrontation. In
United States v. Mobley
,
And finally, as of 2013, we had held in a non-precedential, unpublished opinion that the very offense at issue here - Virginia abduction - fell within § 4B1.2(a)(2) 's residual clause.
See
United States v. Washington
,
Against this extensive authority, Morris points us to a circuit court opinion from 2006 suggesting that kidnapping by deceit may not constitute a crime of violence under the residual clause because it does not categorically present a danger of physical harm.
See
United States v. Gilbert
,
Because the relevant precedent at the time of Morris's 2013 sentencing did not strongly suggest that a Virginia abduction conviction was not a predicate crime of violence for purposes of the career offender Guideline, counsel's failure to raise that argument did not constitute deficient performance under
Strickland
. And because Morris's ineffective assistance claim may be disposed of solely on the basis of that legal judgment, we reject Morris's argument that the district court abused its discretion by failing to hold an evidentiary hearing.
See
III.
For the foregoing reasons, we affirm the judgment of the district court.
AFFIRMED
The parties do not dispute that Virginia's abduction offense is not a crime of violence under subsection (1).
Since Morris's sentencing, the career offender Guideline has been amended, and the residual clause deleted.
See
U.S.S.G. § 4B1.2 (2016). For purposes of evaluating defense counsel's performance, however, we use the career offender Guideline that was in effect at the time Morris was sentenced, and it is that provision we reference throughout this opinion.
See
Carthorne
,
In applying the residual clause in effect at the time of Morris's sentencing, we employ a "distinctive form" of the categorical approach, asking whether "the ordinary case of an offense poses the requisite risk."
Sessions v. Dimaya
, --- U.S. ----,
Though
Harrington
and
Kaplansky
addressed the residual clause of the Armed Career Criminal Act, we rely interchangeably on precedent under that statute and the career offender Guideline, as "the two terms [were] defined in a substantively identical manner" at the time of Morris's sentencing.
See
United States v. Carthorne
,
Morris also points to a Second Circuit decision holding that a kidnapping offense that criminalizes the abduction of minors without their parents' consent - as, he alleges, Virginia's abduction offense does - falls outside the residual clause.
See
Dickson v. Ashcroft
,
Reference
- Full Case Name
- UNITED STATES of America, Plaintiff - Appellee, v. Steven Lavonne MORRIS, A/K/A Worm, Defendant - Appellant.
- Cited By
- 220 cases
- Status
- Published