Sanitary Brd of Charleston v. Andrew Wheeler
Opinion
The Clean Water Act vests the Administrator of the Environmental Protection Agency (EPA) with the authority to review the water quality standards proposed by a state. In 2015, West Virginia submitted a revised standard for the receiving waters of the Charleston Sanitary Board's wastewater treatment facility along the Kanawha River. The EPA disapproved the standard. The Sanitary Board challenged this decision on two grounds. First, the Board alleged that the EPA had no discretion to disapprove the standards. The district court rejected this argument on the merits, a decision that we now affirm. Second, the Board claimed that, even if the EPA had discretion, its decision violated the Administrative Procedures Act (APA). The district court dismissed the APA claims as moot following the issuance of a new permit to the Sanitary Board. On appeal, we affirm the judgment for the EPA on the merits, finding that the agency did not violate the APA. Agency decisions like this one do not invariably garner applause. While popular opinion of course remains free to reject unpleasant scientific conclusions and prognoses, the relevant statutes envision a marriage between law and science as the surest path for environmental restoration.
I.
A.
The Clean Water Act (CWA) created a comprehensive scheme to "restore and maintain the chemical, physical, and biological integrity of the Nation's waters."
The CWA contemplates that federal regulators, state governments, and private citizens will all play a role in addressing point source pollution. The National Pollutant Discharge Elimination System (NPDES) is the foundation of this regulatory effort.
See
Piney Run Pres. Ass'n v. Cty. Comm'rs of Carroll Cty.
,
Individual NPDES permits are based in part upon the state's overall water quality standards.
See
Taken together, point source regulation depends on a division of governmental authority. States develop their standards, informed by EPA's scientific guidance. The
EPA then reviews the proposals, bringing its own expertise to bear. If the standards receive EPA approval, they then "serve as a guideline for setting applicable limitations in the [NPDES] permit[s]."
Nat. Res. Def. Council
,
B.
The dispute here involves West Virginia's attempt to revise its standards with respect to the portion of the Kanawha River that receives discharges from the Charleston Sanitary Board's wastewater treatment facility. In 2013, the Sanitary Board met with the West Virginia Department of Environmental Protection to explore the possibility of a less stringent copper standard for these waters. Under its then-existing permit, the Board was subject to a copper limit that it believed was lower than necessary to protect aquatic life. The Board's expectation was that a new, more lenient standard for the site would lead to a more lenient permit. The Board financed a study and state regulators agreed that the copper limit for the Board's facility should be raised. Staff at the EPA signaled that West Virginia's proposed standard was consistent with applicable guidance, but made clear that this preliminary assessment would not tie the agency's hands down the road. J.A. 81.
In June 2015, West Virginia approved the new standard and sent it along to EPA for final review.
See
The Sanitary Board initially brought two claims against the EPA under the CWA's citizen suit provision. That provision allows a private party, like the Sanitary Board, to sue the EPA Administrator for his failure "to perform a non-discretionary duty" required by the law.
See
The EPA then disapproved West Virginia's proposal.
See
Letter from Shawn M. Garvin, Regional Administrator, Envtl. Protection Agency, to Randy C. Huffman, Secretary, W. Va. Dep't of Envtl. Protection 1 (July 19, 2016) [hereinafter Final Disapproval Letter]; J.A. 66. Although the state standards were developed using a familiar methodology, the EPA found that the proposed copper limit for the Sanitary Board's facility was so high as to warrant additional scrutiny. Applying the most recent scientific methods, the EPA "determined that, based on the available information, the site specific criteria" proposed for the Sanitary Board "would not be protective of ... fish and other aquatic life ... in the Kanawha River."
The agency informed West Virginia of its decision within the forty-five day extension period set by the district court. Following this decision, the Board amended its complaint to bring new claims against the EPA under the Administrative Procedures Act. These claims allege that the EPA's disapproval decision was reached in a manner that was arbitrary and capricious, contrary to law, and without observation of procedures required by law, respectively.
See
All parties agreed that the EPA's decision to disapprove the state standards mooted the Board's first claim under the CWA. That claim had simply asked for a decision one way or the other, which had now been reached. The EPA then moved to dismiss the Board's other CWA claim, which argued that the EPA had a duty to approve the standards, and the motion was granted. According to the district court, the notion that EPA's approval was a non-discretionary act required by law was "untenable" and contrary to the "plain language" of the CWA.
Sanitary Bd. of Charleston v. Pruitt
,
In the summer of 2017, the Board's five-year NPDES permit expired and it was issued a new one. The new permit-which was based on the existing West Virginia state standards, not the proposed new ones-did not include a copper discharge limit. The EPA then moved to have the entire case dismissed as moot because, under the new permit, the Board was no longer at risk of violating the CWA's copper limitations. As such, EPA alleged that the Board no longer had a concrete injury that could sustain its suit for a more lenient copper standard. The district court agreed, finding that, "by the Sanitary Board's own account, the alleged harm-that it is one elevated copper sample away from the modification of the 2017 permit or the imposition of an effluent limitation upon the issuance of the next permit-is either hypothetical or lacks imminence."
Sanitary Bd. of Charleston v. Pruitt
,
On appeal, we are faced with two questions regarding the merits of the EPA's decision to reject the West Virginia standards. * First, we must decide whether the agency had discretion to disapprove the standards. And second, if the EPA did have discretion, we ask whether the agency exercised it in a manner that is violative of the APA. We take up each issue in turn.
II.
The private enforcement mechanism of the Clean Water Act is implemented by its citizen suit provision, which allows a private party to sue for violations of the law. Under the Act, citizens may sue the EPA Administrator for an alleged "failure of the Administrator to perform any" non-discretionary "act or duty" required by the statute.
It is also a limited one. Like other provisions of federal law that authorize courts to compel agency action,
see, e.g.
,
The requirement that a plaintiff identify a non-discretionary act imposes vital limits on the scope of private enforcement. The citizen suit provision does not allow a private party to set enforcement priorities for the EPA,
see
Sierra Club v. Whitman
,
That distinction is all that is needed to deny the Sanitary Board's CWA claims here. The EPA had discretion to reach its own conclusion on West Virginia's proposed standards. While the Board may disagree with the agency's decision, that disagreement alone does not convert the matter into a non-discretionary act.
The EPA has supervisory responsibility over the CWA, which includes the authority to review a state's proposed water quality standard.
See
If the Administrator determines that any [a state's] revised or new standard is not consistent with the applicable requirements of [the CWA], he shall not later than the ninetieth day after the date of submission of such standard notify the State and specify the changes to meet such requirements.
That determination itself requires the exercise of judgment. "Each state must specify appropriate water uses to be achieved," such as the "protection and propagation of fish, shellfish, and wildlife," or "recreation in and on the water."
The procedure for EPA review of state standards contemplated by the CWA thus uses a familiar and entirely sensible structure, whereby the agency has latitude to exercise its judgment, but must do so within a fixed time period. The judgment is discretionary; the timing is not. When combined with the citizen suit provision, the result is that a citizen can prod the agency to take some action once it has missed a deadline. Timelines like the one imposed by Congress in the Clean Water Act ensure regulatory order, and affected citizens are authorized to initiate a suit to create that order. In fact, when the agency is dragging its feet beyond the time limit set by Congress, a private suit may be the most effective way of getting a final decision.
See, e.g.
,
Forest Guardians v. Babbitt
,
This very case illustrates how the scheme can operate to bring about a final agency decision. The EPA failed to act on West Virginia's proposed standards within the statutory deadlines, and the Board filed suit to compel a decision. After the lawsuit began, the EPA reached a conclusion and rejected the standards. The Board's lawsuit may well have prodded the EPA to act. In any event, once the decision was reached, the Board's first CWA claim, which simply sought an answer one way or the other, became moot.
The second claim, which we must resolve on appeal, is different. It attempts to dictate the substance of EPA's decision and require approval of the proposed standards. In asserting this claim, the Sanitary Board asks this court to "determine" for itself whether a state standard is "consistent with the requirements" of federal law.
Much of the Sanitary Board's assertions in defense of its CWA claim ultimately go to the wisdom of the EPA's disapproval decision. These arguments simply have no bearing on our conclusion that the EPA's authority to approve or disapprove state standards involves discretion in the first place. To the extent that the EPA considered factors that the Board finds objectionable, or looked to a record that was improper, the district court rightly noted that those concerns are best addressed through the Board's separate APA claims, to which we now turn.
III.
Unfortunately for the Board, its APA claims fare no better. The APA instructs courts to "set aside agency action" that is "arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law."
The APA does not invite us to substitute our judgment for that of an expert agency. Our role is narrower. When we review agency action that is alleged to be arbitrary, capricious, or contrary to law, our standard is "highly deferential, with a presumption in favor of finding the agency action valid."
Ohio Valley Envtl. Coal. v. Aracoma Coal Co.
,
While the standard is deferential, it is more than a formality. "When an administrative agency sets policy, it must provide a reasoned explanation for its action. This is not a high bar, but it is an unwavering one."
Judulang v. Holder
,
In this case, EPA reviewed the proposed standard for the Sanitary Board "to determine if it met the CWA requirements as set forth in EPA's implementing water quality standards regulations." Final Disapproval Letter 1; J.A. 66. After applying its scientific judgment, the agency ultimately concluded that the standard would not "protect the designated use" of the Kanawha River, specifically "the propagation and maintenance of fish and other aquatic life/warm water fishery streams."
The Sanitary Board has accused the EPA of various missteps here. As an initial matter, many of its assertions are simply challenges to EPA's authority to exercise discretion in the first place. For the reasons set forth above, supra Part II, there was nothing wrong with the EPA applying its own independent judgment to West Virginia's proposed standards. In fact, the law requires it to do exactly that. Beyond that, the Sanitary Board has offered two arguments for why the agency's action was arbitrary and capricious. The first is that the EPA's decision was not supported by the record as it stood at the time that the statutory deadline for reviewing the state standard had expired. On this view, the record for purposes of judicial review would not include the final letter sent to the state after this litigation began. The Board's second argument is that the EPA impermissibly rested its decision on a new scientific process that departed from its earlier guidance. We proceed to address these claims seriatim.
A.
Review of agency action typically depends on an administrative record.
See
Citizens to Preserve Overton Park v. Volpe
,
Camp v. Pitts
,
The Sanitary Board asks that we cut off the record in this case, ignoring the reasons put forward by the agency in its final letter.
See
Final Disapproval Letter 1-2. According to the Board, we must discard any part of the agency record, no matter how vital it may be to the agency's actual decisionmaking, if it was developed after the CWA's sixty-day deadline had expired. While litigants typically challenge a record for being insufficient,
see
Save Our Sound OBX v. N.C. Dep't of Transp.
,
This position is directly at odds with the decades of precedent expounding on the connection between a full and accurate administrative record and meaningful judicial review. There is simply no basis for pulling from the CWA's statutory time deadlines a hard full-stop limit on compiling the information needed to make a correct and well-reasoned decision. In requiring the EPA to issue its decisions within a specified time period, Congress intended for the agency to conduct its analysis promptly. It included a citizen suit provision to effectuate that intent. Congress did not intend, however, to convert an agency's untimely decision into an irrational one. Denying an agency the use of the full record on judicial review would only ensure that the court is left reviewing an incomplete record and that the agency is forced to develop ex post rationales for its final decision. Such a rule serves no one.
To the Board, this erosion of meaningful judicial review is appropriate as some sort of punishment or sanction for the EPA's tardiness. Administrative remedies, however, ought to be tied to administrative wrongs, and every misstep does not call for a drastic departure from sound practices. Agency failures to meet a prescribed deadline are no exception,
see
Brock v. Pierce Cty.
,
B.
On the complete administrative record in this case, the EPA's disapproval of West Virginia's revised standards was neither arbitrary nor capricious. We expect that an expert agency, acting in an area of substantial uncertainty and technical complexity, will develop new methods to understand risks and measure outcomes. We might also expect that an agency will take its responsibility to the regulated community seriously, providing affected parties with appropriate guidance and periodic updates along the way. Finally, we might hope that an agency, when confronted with new methods of analysis, will not just cling dogmatically to a prior position. Judged by these criteria, the EPA acted reasonably here. Its decisional process was clearly presented and well supported, and within the bounds of appropriate action under the APA.
The EPA's denial was grounded in its conclusion that West Virginia's proposed standard "would not be protective of ... fish and other aquatic life ... in the Kanawha River." Final Disapproval Letter 1; J.A. 66 (citing
One method for arriving at a permissible copper limit is known as the Water Effect Ratio (WER). The environmental risk that copper poses to a river is dependent on the specific characteristics of the water in the river. The basic idea behind the WER is to compare a water sample from the specific site to the laboratory water that is used to set the nationwide levels, generating a ratio that compares the two.
See
U.S. Envtl. Protection Agency,
Aquatic Life Ambient Freshwater Quality Criteria-Copper 2007 Revision
4 (Feb. 2007) ("The WER is a biological method to compare bioavailability and toxicity in receiving waters versus laboratory test waters."). If the water characteristics at the sample site suggest that the CWA's environmental goals can be achieved even when greater amounts of copper are discharged, a WER-based site-specific standard would be more lenient. The EPA has issued guidance on the WER method since the early 1980s.
The WER methodology is not perfect. "[A] WER accounts only for interactions of water quality parameters and their effects ... at a specific location and at a specific time. There is also significant cost to generate a single WER." Id. at 4-5. In 2007, the EPA recommended the use of a new method for measuring the environmental harms of copper, known as the Biotic Ligand Model (BLM). Compared to the WER, which relies on expensive sampling, the BLM draws from a large set of available data to assess a wider range of water characteristics. Final Disapproval Letter 2; J.A. 67. According to the EPA, the BLM method is the more cost-effective method, which allows for more frequent tests. The EPA is also of the view that the BLM model more accurately "account[s] for the effect of individual water quality parameters" at a given site. Final Disapproval Letter 7; J.A. 72.
Both the WER and BLM models continue to play a role in the EPA's scientific judgments regarding appropriate copper standards. The EPA, however, states that the BLM methodology is "better able to address a broad range of environmental variables across a given site over the course of time," Final Disapproval Letter 9; and is therefore "ultimately intended to replace the WER toxicity test procedures for copper."
The crux of the Sanitary Board's APA claim is that it was improper for the EPA to deny a standard based on a WER methodology because the agency had previously recommended the use of that methodology for developing site-specific standards and had not disavowed that guidance.
The EPA's guidance, however, does not at all signal that any standard based on the WER method will receive per se approval from the agency. In fact, the agency's 1994 guidance, which is relied on by West Virginia, expressly states that a "WER [measurement] larger than 5 ... should be investigated." J.A. 139; See U.S. Envtl. Protection Agency, Interim Guidance on Determination and Use of Water-Effect Ratios for Metals 61 (Feb. 1994). The ratio in the state's proposed standard for the Sanitary Board's facility was 5.62. J.A. 148. As the EPA explained in its final decision denying this standard, it scrutinized this figure under the BLM method because, consistent with decades of guidance, "WER ratios greater than 5 should be subjected to further investigation because they could represent anomalies." Final Disapproval Letter 9. There is simply no basis in the EPA's prior guidance for finding that the Sanitary Board was entitled to approval because it used a method that the EPA had expressed reservations about and never suggested was dispositive.
Moreover, there was nothing arbitrary about the EPA's decision to employ the BLM method to scrutinize the state's submission. The EPA has long cited to the BLM methodology approvingly, suggesting it is a superior means of measuring copper toxicity. See U.S. Envtl. Protection Agency, Aquatic Life Ambient Freshwater Quality Criteria-Copper 2007 Revision 1 (Feb. 2007). When the Board first met with the West Virginia regulators, "it discussed options, including the potential use of the EPA approved BLM method," but ultimately "decided to move forward with the WER approach." J.A. 162 (emphasis added). There is nothing in this record to suggest that the EPA used the BLM method in a cursory or pretextual fashion. To the contrary, the EPA's BLM study was based on the available data most favorable to the West Virginia standards. Final Disapproval Letter 11 (explaining that EPA selected data "[i]n order to produce the highest possible criteria values and thus represent the least conservative comparison" to the WER measurement). Even when the EPA was as lenient as possible, however, it still found that West Virginia's revised standard "would not be protective" of aquatic life, as it thoroughly explained in its letter to the state. Final Disapproval Letter 1; J.A. 66.
In sum, the EPA published guidance on the best methods for measuring copper toxicity, which expressly stated that it preferred one methodology to another. The Sanitary Board considered both options, but ultimately chose to conduct a study using the older methodology. West Virginia's proposed standard was at a level high enough to warrant additional scrutiny from the agency under its longstanding guidance. The EPA examined the standards using the most innovative technology at its disposal and in a manner most favorable to the Board. It then rejected the proposed standard, stated its reasons clearly in its subsequent letter to the state regulator, and offered further steps that the state should take in preparing a new revision to its standards.
On the full record before us, it is evident that the EPA reached a justified conclusion. All that might be said against the agency is that it was too slow. Luckily, the CWA provides a mechanism to compel action in that situation. On the merits of the judgment that was actually reached, we find nothing here to suggest the decision was arbitrary, capricious, or contrary to law. In fact, the agency employed the scientific expertise and grounded judgment that the Clean Water Act contemplates.
C.
One final comment must be made about the Sanitary Board's assertion that it was somehow unlawful for the EPA to issue a final determination that departed from the position adopted in its earlier staff letter. It ought to go without saying
that when a letter clearly states that the comments contained therein "do not constitute approval or disapproval decisions," they do not, in fact, reflect the agency's final position. J.A. 81. There is a reason letters like this, issued thousands of times by federal agencies every year, travel under the monikers "advisory," "pre-decisional," or "staff." Agencies need the ability to designate the import of the information they disseminate, and this includes the ability to clearly communicate when a decision is final.
See, e.g.
,
Holistic Candlers & Consumers Ass'n v. FDA
,
It may well be that a failure to explain a shift from an earlier position to a final decision could run afoul of the APA, but we do not have that case here. The EPA's final letter to the West Virginia Department of Environmental Protection included a lengthy decision document outlining the reasons for its disapproval. The Sanitary Board may feel that the change in position reflects a change of policies, but that by itself is not impermissible.
See
Home Builders
,
IV.
The Clean Water Act authorizes the EPA to oversee the intergovernmental efforts to protect our nation's navigable waters. In that role, the EPA is not simply a fact-finder or special master for a reviewing court, providing us with the data we need to reach our own judgment. It is instead required to bring its own discretion and expertise to bear on those scientific and technical matters for which it is well-suited. This discretion extends to its review of state water quality standards. Because the EPA had discretion to deny the proposed standard and followed a reasoned and well-documented path to reach its final decision, we must afford its judgment the deference that the law requires.
This is not to say the agency's final judgment will please everyone. Public debate on environmental issues often rejects and disowns the relevant science when it proves convenient to do so. The law, however, reflects a different posture. Through standards of review and court/agency interactions, this case and many others underscore that law and science must work in tandem on environmental issues, not at loggerheads. Indeed, it is that partnership between law and science, as illustrated here, that offers the best hope of avoiding environmental disruptions that may one day visit serious adverse consequences upon us all.
For the foregoing reasons, the judgment of the district court is
AFFIRMED .
The district court did not reach the merits of the Board's APA claims, finding that they were mooted by the new NPDES permit issued to the Board, which removed a limit for copper effluent. The Board asserts a number of theories as to why its claims still present a live and justiciable controversy, all of which are contested by EPA. Specifically, the Board alleges that because of the EPA's decision to deny the West Virginia standards they face both ongoing monitoring costs and likely future copper limits based on the old, more stringent standards. They also argue that this case is still justiciable because the conduct at issue is "capable of repetition, yet evading review."
See
S. Pac. Terminal Co. v. ICC
,
"[A]s long as the parties have a concrete interest, however small, in the outcome of the litigation, the case is not moot."
United States v. Springer
,
Reference
- Full Case Name
- SANITARY BOARD OF the CITY OF CHARLESTON, WEST VIRGINIA, Plaintiff - Appellant, v. Andrew WHEELER, Acting Administrator of the United States Environmental Protection Agency; United States Environmental Protection Agency, Defendants - Appellees.
- Cited By
- 27 cases
- Status
- Published