United States v. Justin Hawley
United States v. Justin Hawley
Opinion
Defendant Justin Hawley pleaded guilty to two counts of being a felon in possession of a firearm and two counts of distributing heroin. The district court sentenced him to fifty-seven months' imprisonment, in part because his criminal history included a prior sentence of thirty days' imprisonment for an uncounseled misdemeanor offense. Defendant argues that the district court contravened the Sentencing Guidelines in calculating his criminal history by counting the prior uncounseled misdemeanor that resulted in imprisonment. Finding no reversible error, we affirm Defendant's sentence.
I.
On August 8, 2017, a federal grand jury in the Eastern District of North Carolina returned a superseding four-count indictment charging Defendant with: (1) two counts of possessing a firearm after being convicted of a crime punishable by imprisonment for a term exceeding one year, in violation of
On March 7, 2018, the district court conducted a sentencing hearing. Before sentencing, the United States Probation Office prepared a presentence report that calculated the Defendant's offense level and criminal history category. The Probation Office first determined that Defendant had an offense level of 19. Next, considering Defendant's prior offenses, the Probation Office determined that Defendant had a criminal history score of 10, and thus Defendant had a criminal history category of V. As relevant here, the Probation Office added one point to Defendant's criminal history score because Defendant pleaded guilty in April 2015 to the misdemeanor offense of providing false information to a police officer and failure to wear a seatbelt. Defendant did not dispute-and therefore conceded for purposes of this appeal-that he validly waived his right to counsel in the proceedings giving rise to that conviction and that he was imprisoned for thirty days. Because Defendant had an offense level of 19 and a criminal history category of V, the Guidelines' advisory sentencing range was fifty-seven to seventy-one months' imprisonment for each of the four counts.
At his sentencing hearing, Defendant objected to adding a criminal history point for the misdemeanor offense of providing false information to a police officer. Defendant argued that because he was uncounseled-albeit voluntarily-and was imprisoned, the Guidelines precluded the district court from adding a point for that offense. To support this position, Defendant relied upon the Guidelines background commentary, which provides: "[p]rior sentences, not otherwise excluded, are to be counted in the criminal history score, including uncounseled misdemeanor sentences where imprisonment was not imposed ." U.S.S.G. § 4A1.2 (background) (emphasis added). Without this additional point, Defendant would have had a criminal history score of 9 and a criminal history category of IV, and the Guidelines' advisory sentencing range would be forty-six to fifty-seven months' imprisonment.
At sentencing, the district court adopted the Probation Office's recommendation and rejected Defendant's reading of the background commentary. The court reasoned that the Guidelines required it to count the offense of providing false information to a police officer because Defendant was sentenced to a term of imprisonment of at least thirty days. See U.S.S.G. § 4A1.2(c)(1). And though the background commentary explicitly contemplates counting prior uncounseled misdemeanors for which "imprisonment was not imposed," this reference is preceded by the word "including," indicating that the Guidelines do not exclude counting other valid convictions, like Defendant's voluntarily uncounseled misdemeanor which resulted in imprisonment. Thus, because Defendant was imprisoned for thirty days after pleading guilty to providing false information to a police officer, the court added one point for that offense. Thereafter, the court concurrently sentenced Defendant on all four counts to fifty-seven months' imprisonment-the bottom of the Guidelines' advisory range. Defendant timely appealed.
II.
Before this Court, Defendant solely contends * that the district court misapplied the Guidelines in calculating his criminal history by counting his prior uncounseled misdemeanor that resulted in 30-days imprisonment.
"On a challenge to a district court's application of the Guidelines, we review questions of law de novo and findings of fact for clear error."
United States v. Allen
,
Stinson v. United States
,
When computing a defendant's criminal history for sentencing, the Guidelines require the district court to count certain prior misdemeanor offenses, including Defendant's prior offense of providing false information to a police officer, "only if (A) the sentence was a term of probation of more than one year or a term of imprisonment of at least thirty days, or (B) the prior offense was similar to an instant offense." U.S.S.G. § 4A1.2(c)(1). Defendant does not dispute that he was imprisoned for thirty days after pleading guilty to the misdemeanor offense of providing false information to a police officer. Thus, under the plain language of Guideline 4A1.2(c)(1), Defendant's offense should be counted in calculating Defendant's prior criminal history.
See
Nevertheless, Defendant argues that the district court erred in counting his uncounseled misdemeanor offense resulting in 30-days imprisonment because a "background" statement in the Guidelines commentary states that when courts count prior offenses, "[p]rior sentences, not otherwise excluded, are to be counted in the criminal history score, including uncounseled misdemeanor sentences where imprisonment was not imposed ." U.S.S.G. § 4A1.2 (background) (emphases added). Appealing to the interpretive canon expressio unius est exclusio alterius , Defendant maintains that the negative implication of Guideline 4A1.2's background commentary barred the district court from counting prior uncounseled misdemeanor convictions for which imprisonment was imposed -even when, as here, a defendant validly waives his right to counsel.
Under the
expressio unius
canon, "expressing one item of an associated group or series excludes another left unmentioned."
N.L.R.B. v. SW Gen., Inc.
, --- U.S. ----,
Here, the background commentary provides a general rule that prior sentences are to be counted if they are "not otherwise excluded." U.S.S.G. § 4A1.2 (background). Although the background commentary identifies a specific application of this general rule-that uncounseled misdemeanors for which imprisonment was not imposed are to be counted-that specific application is preceded by the word "
including
."
It is interesting to note that the regulatory history of the Sentencing Commission supports our determination of this issue. In February 1990, when the Sentencing Commission first proposed including background commentary to the relevant guideline, it explained that its intention was to make clear that "all sentences resulting from
constitutionally valid
convictions ... are counted." Sentencing Guidelines for United States Courts,
Defendant's voluntary waiver of his right to counsel in the prior proceeding also sets this case apart from the principal decision upon which Defendant relies-the Second Circuit's decision in
United States v. Ortega
,
III.
In sum, the district court properly counted Defendant's prior voluntarily uncounseled misdemeanor offense of providing false information to a police officer for which he was sentenced to thirty days' imprisonment. Accordingly, we affirm Defendant's sentence.
AFFIRMED
RICHARDSON, Circuit Judge, concurring in part and concurring in the judgment:
I enthusiastically join my good colleague's opinion except for the analysis of regulatory history. That analysis relies substantially on language in the draft background commentary initially proposed by the Commission. Ante at 256-57. After receiving comments, the Commission discarded that proposed background commentary and adopted different language.
Compare
In his brief, Defendant also argued that the district court erred by adding three criminal history points for each of Defendant's prior state convictions of possessing a stolen firearm and of breaking or entering and conspiracy to commit breaking or entering of a building with intent to commit a felony or larceny. According to Defendant, the court erroneously considered the statutory post-supervisory release period in determining whether a conviction constitutes a term of imprisonment exceeding one year. U.S.S.G. §§ 4A1.1 & 4A1.2. But Defendant recognized that this position was foreclosed by
United States v. Barlow
,
Reference
- Full Case Name
- UNITED STATES of America, Plaintiff - Appellee, v. Justin Tyme HAWLEY, Defendant - Appellant.
- Cited By
- 24 cases
- Status
- Published