Mark McCaffrey v. Michael Chapman
Mark McCaffrey v. Michael Chapman
Opinion of the Court
This case arises from Sheriff Michael L. Chapman's decision not to re-appoint Mark F. McCaffrey as a deputy sheriff in Loudoun County, Virginia. In response, McCaffrey sued Sheriff Chapman, the Board of Supervisors of Loudoun County and Loudoun County (collectively "Appellees"). McCaffrey alleges that Sheriff Chapman did not re-appoint him because he supported Sheriff Chapman's political opponent during the re-election campaign. McCaffrey claims that Sheriff Chapman's failure to re-appoint him for his political disloyalty violated his First Amendment rights to freedom of political association and speech. The district court found that the Elrod - Branti doctrine, which permits public officials to fire certain employees for their support of a political opponent, precludes McCaffrey's First Amendment claims. Therefore, the district court dismissed McCaffrey's complaint. For the reasons that follow, we affirm.
I.
A.
A sheriff has the power, under Virginia law, to appoint deputy sheriffs.
McCaffrey started working in the Loudoun County Sheriff's Office ("LCSO") in 2005.
McCaffrey placed a sign in his yard in support of Sheriff Chapman's opponent and served as a delegate to the Republican convention in which the Republican candidate for sheriff was chosen. McCaffrey also participated as an outside advisor in the screening of local candidates for potential endorsement by the Board of Directors of the local chapter of the Virginia Police Benevolent Association. McCaffrey did not speak publicly about the election. He did not wear campaign apparel or accessories. He did not use his LCSO position in support of Sheriff Chapman's opponent.
Sheriff Chapman viewed McCaffrey's support of his opponent as disloyal. McCaffrey's colleagues warned McCaffrey that there would be consequences for his disloyalty.
After Sheriff Chapman won re-election, McCaffrey received a letter informing him that his appointment as a deputy sheriff would not be renewed. In addition to not reappointing McCaffrey, Sheriff Chapman lowered McCaffrey's score on his final performance evaluation to prevent McCaffrey from receiving a bonus. Sheriff Chapman also interfered with McCaffrey's opportunity to be considered for a law enforcement position sponsored by the LCSO and a nearby municipal police department.
B.
In response to Sheriff Chapman's actions, McCaffrey filed a complaint against Appellees in Virginia state court. McCaffrey alleged that Sheriff Chapman's decision not to re-appoint him violated his First Amendment rights to freedom of political association and speech under both the United States and the Virginia Constitution. Appellees removed the case to federal court based on federal question jurisdiction.
Appellees then moved to dismiss McCaffrey's complaint pursuant to Rule 12(b)(6) of the Federal Rules of Civil Procedure. Appellees asserted that Sheriff Chapman's decision not to re-appoint McCaffrey fell squarely within an exception to the First Amendment known as the Elrod - Branti exception. As described more fully below, the Elrod - Branti exception, when applicable, allows public officials to terminate public employees for supporting a political opponent.
After oral argument, the district court found that the
Elrod
-
Branti
exception applied and dismissed McCaffrey's complaint.
II.
A.
This Court reviews a district court's grant of a motion to dismiss de novo.
Nemet Chevrolet, Ltd. v. Consumeraffairs.com, Inc.,
A plaintiff's complaint must set forth "a short and plain statement ... showing that the pleader is entitled to relief." Fed. R. Civ. P. 8(a)(2). Rule 8"does not require 'detailed factual allegations.' "
Ashcroft v. Iqbal
,
In considering a motion to dismiss under Rule 12(b)(6), a court "accepts all well-pled facts as true and construes
these facts in the light most favorable to the plaintiff. ..."
Nemet
,
B.
On appeal, McCaffrey alleges that the district court erred by dismissing his First Amendment claims. McCaffrey's appeal implicates two doctrines that provide exceptions to the First Amendment's protections.
The first doctrine is known as the
Elrod
-
Branti
exception. Generally, the First Amendment's right to freedom of political association prohibits government officials from terminating public employees solely for supporting political opponents. However, under the
Elrod
-
Branti
exception, certain public employees can be terminated for political association in order to give effect to the democratic process.
See
Branti v. Finkel
,
The second doctrine is known as the
Pickering
-
Connick
doctrine. The First Amendment's right to freedom of speech generally prohibits dismissals of employees in retaliation for the exercise of protected speech. However, under the
Pickering
-
Connick
doctrine, the First Amendment does not protect public employees from termination when their free speech interests are outweighed by the government's interest in providing efficient and effective services to the public.
See
Connick v. Myers
,
As noted above, the district court dismissed McCaffrey's complaint finding that Chapman's decision to not re-appoint McCaffrey did not violate the First Amendment because it fell within the Elrod - Branti exception. The district court did not address the Pickering - Connick doctrine. We address these doctrines in turn.
C.
Turning to the Elrod - Branti exception, we first review the case law that establishes and interprets the exception. Then, we consider whether Sheriff Chapman's dismissal of McCaffrey for supporting his political rival fell within the exception. Last, we address McCaffrey's specific challenges to the district court's findings regarding the exception.
1.
The
Elrod
-
Branti
exception to the First Amendment's protection against political affiliation dismissals was created from two Supreme Court cases. In
Elrod
, a plurality of the Supreme Court established the general rule that dismissing public employees for political affiliation violates their First and Fourteenth Amendment rights by limiting their political belief and association. However, the Supreme Court simultaneously carved out a narrow exception to this general rule prohibiting patronage dismissals. A government official does not violate a public employee's First Amendment rights when the employee is dismissed for political association if the employee holds a policymaking position.
Elrod
,
In
Branti
, the Supreme Court clarified the exception announced in
Elrod
. The Court explained that "the ultimate inquiry is not whether the label 'policymaker' or 'confidential' fits a particular position; rather, the question is whether the hiring authority can demonstrate that party affiliation is an appropriate requirement for the effective performance of the public office involved."
Branti
,
Interpreting
Elrod
and
Branti
, this Court established a two-step inquiry for determining when party affiliation is an appropriate job requirement.
Stott v. Haworth
,
On several occasions, this Court has applied the
Elrod
-
Branti
exception in the context of a sheriff dismissing a deputy for supporting the sheriff's opponent. Most notably, in
Jenkins v. Medford
,
This Court also found that deputy sheriffs play a special role in implementing the sheriff's policies and goals. Id . Deputy sheriffs on patrol exercise significant discretion and make decisions that create policy. Id . The sheriff relies on his deputies "to foster public confidence in law enforcement" and "to provide the sheriff with the truthful and accurate information he needs to do his job." Id .
Next, this Court examined the specific roles of sheriffs and deputies under North Carolina law. Id . at 1163. The North Carolina legislature has declared that the offices of sheriff and deputy sheriff are of special concern and prescribed a mandatory procedure for filling a sheriff vacancy. Id . Under North Carolina law, the sheriff may not delegate his duties but is able to appoint deputies to assist him. Id . For those appointed deputies, the sheriff is liable for their misbehavior. Id . Because a sheriff is liable for his deputies' actions, the legislature created deputies as at-will employees "who 'shall serve at the pleasure of the appointing officer.' " Id . at 1164 (quoting N.C. Gen. Stat. § 153A-103(2) (1996) ).
After examining the role of deputy sheriffs, this Court determined that a deputy sheriff could appropriately be terminated for political affiliation under the Elrod - Branti exception.
We hold that newly elected or re-elected sheriffs may dismiss deputies either because of party affiliation or campaign activity. Either basis serves as a proxy for loyalty to the sheriff.
We can think of no clearer way for a deputy to demonstrate opposition to a candidate for sheriff, and thus actual or potential disloyalty once the candidate takes office, than to actively campaign for the candidate's opponent. ... "It was never contemplated that ... sheriffs ... must perform the powers and duties vested in them through deputies or assistants selected by someone else," and we do not believe it was ever contemplated that a sheriff must implement his policies and perform his duties through deputies who have expressed clear opposition to him.
Id . at 1164-65 (footnotes omitted).
This Court then explained that our holding was not based simply on a deputy sheriff's title. Instead courts look to the actual duties of the position of deputy sheriff. Specifically, we held:
We limit dismissals based on today's holding to those deputies actually sworn to engage in law enforcement activities on behalf of the sheriff. We issue this limitation to caution sheriffs that courts examine the job duties of the position, and not merely the title, of those dismissed. Because the deputies in the instant case were law enforcement officers, they are not protected by this limitation.
Id
. at 1165 (footnotes omitted).
Subsequently, in
Bland v. Roberts
,
Likewise, in
Knight v. Vernon
, this Court held that political allegiance to an employer was not an appropriate job requirement for a low-level jailer position.
Our precedent, when considered together, provides the framework for our Elrod - Branti analysis. We first look to the electorate's approval of the policies on which the sheriff ran and the duties and responsibilities of the deputy sheriff in implementing those policies and priorities. We then examine the law of Virginia concerning the relationship between sheriffs and their deputies.
2.
Using this framework, we now turn to the facts of this case. Sheriff Chapman won an election for sheriff after espousing positions on how the LCSO should be run. As we have said before, "[e]lections mean something. Majorities bestow mandates."
Borzilleri v. Mosby
,
Next, the allegations in McCaffrey's complaint indicate his duties and responsibilities involved carrying out Sheriff's Chapman's policies and priorities. McCaffrey was a sworn deputy sheriff. He was a lead investigator of high-profile crimes including rape, robbery and homicide investigations. McCaffrey received the Loudoun County Investigator of the Month Award three times and was part of the "Team of the Month" three times. In 2015, McCaffrey was recognized for closing violent crime cases at a rate that significantly exceeded the national average. McCaffrey also received the Victim Services award from the Loudoun County Commonwealth Attorney's office. Like the deputy sheriffs in Jenkins and unlike the deputies in Bland and Knight , McCaffrey engaged in law enforcement functions on behalf of the sheriff. Under our precedent, a deputy sheriff with these duties and responsibilities falls within the Elrod - Branti exception.
As this Court has made clear, a sworn deputy sheriff like McCaffrey had a special role in carrying out the law enforcement policies, goals and priorities on which Sheriff Chapman campaigned and prevailed.
Jenkins,
McCaffrey's complaint illustrates the rationale behind the Elrod - Branti exception. An entire section of the complaint reads as a political attack ad against Sheriff Chapman. McCaffrey attacks Sheriff Chapman's character by accusing him of questionable fund raising, expenditures and hiring practices. McCaffrey alleges that Sheriff Chapman's treatment of employees was abusive and malicious and that Sheriff Chapman acted unprofessionally. McCaffrey also accuses Sheriff Chapman of mismanagement in the operations of the LCSO. Requiring a sheriff to employ deputies who have displayed the level of hostility portrayed in this complaint could reasonably impede a sheriff's obligation to his electorate to implement the platform on which he campaigned.
This does not mean that law enforcement responsibilities are or should be handled in a political manner. That, of course, should never be the case. Instead, our decision is based on the reality, recognized in
Jenkins
, that sheriffs do and should carry out the policies, goals and priorities on which they ran.
Virginia law concerning the roles of sheriffs and their deputies confirms that deputies performing law enforcement functions have a policymaking role. Virginia's legislature passed laws specific to the role of the sheriff as a constitutional, elected officer.
See
Va. Code §§ 15.2-1609 - 15.2-1625 (1997). Virginia law prescribes a mandatory procedure for filling a vacancy in the sheriff's office.
See
Va. Code § 15.2-1600. Virginia law also specifies that sheriffs may appoint deputies to "discharge any of the official duties of their principal during his continuance in office...." Va. Code § 15.2-1603. It further mandates that deputies "before entering upon the duties of his office, shall take and prescribe the oath. ..."
Id
. Virginia law also provides that "any such deputy may be removed from office by his principal."
Id
. Additionally, a sheriff in Virginia is civilly and criminally liable for the acts of his deputy.
See
Whited v. Fields
,
3.
Before concluding our Elrod - Branti analysis, we address McCaffrey's argument that the complaint, at a minimum, states a plausible claim for relief. Specifically, McCaffrey alleges in the complaint that he was not a policymaker for the LCSO, was not a spokesman for the LCSO, and did not represent the sheriff or speak on his behalf. McCaffrey further alleges that he was far down the chain of command under Sheriff Chapman's para-military structure that governed the LCSO's 600 deputy sheriff force.
Since we are reviewing an order granting a Rule 12(b)(6) motion, we accept these allegations as true. However, these allegations do not save the complaint. In determining whether the deputy sheriff's duties and responsibilities fall within the
Elrod
-
Branti
exception,
Jenkins
instructs that
we look to whether McCaffrey was a deputy sheriff "actually sworn to engage in law enforcement activities on behalf of the sheriff."
Jenkins
,
McCaffrey also argues that his allegations about Sheriff Chapman's post-termination downward adjustment of McCaffrey's evaluation scores and interference with McCaffrey's efforts to obtain other employment removes this case from our precedent. However, those allegations are not material to the
Elrod
-
Branti
analysis. Such conduct might support a state law claim such as interference with prospective contractual relationship or other similar theories. But we must look to the nature of the deputy sheriff's duties, not the way in which he was terminated. Therefore, the post-termination allegations are of no import here. Even accepting these post-termination allegations as true, we find that the
Elrod
-
Branti
exception applies and McCaffrey has failed to state a claim that his First Amendment rights were violated.
D.
Last, we turn to the Pickering - Connick doctrine. McCaffrey argues that his complaint states a claim of unconstitutional retaliation in response to McCaffrey's exercise of his free speech rights under Pickering - Connick . McCaffrey asserts that the district court erred by not addressing this issue and by dismissing the lawsuit. However, even when applied, the Pickering - Connick doctrine does not create a plausible claim for which relief can be granted.
The Supreme Court in
Pickering
recognized that a cause of action exists for government employees who suffered retaliation by an employer for the exercise of the right guaranteed by the First Amendment to speak as a citizen on a matter of public concern.
Pickering
,
There are two threshold issues that must be met to proceed to the balancing inquiry.
There is no dispute that the second threshold question can be answered in the negative. McCaffrey was not speaking pursuant to his official duties as a deputy sheriff. As for the first threshold question, there may be some question as to whether McCaffrey's actions in supporting Sheriff Chapman's opponent can be characterized as "speech on a matter of public concern."
Connick
,
As stated by this Court in
Borzilleri
, "[o]nce we have found that the
Elrod
-
Branti
policymaker exception applies, the
Pickering
balance generally tips in favor of the government because of its overriding interest in ensuring an elected official's ability to implement his policies through his subordinates."
Id
. at 194. This Court in
Bland
similarly found that "in cases in which the
Elrod
-
Branti
exception applies, and an employer therefore does not violate his employee's association rights by terminating him for political disloyalty, the employer also does not violate his employee's free speech rights by terminating him for
speech
displaying that political disloyalty."
III.
In conclusion, we hold that under the Elrod - Branti exception, Sheriff Chapman's decision not to re-appoint McCaffrey did not violate his First Amendment right to freedom of political association. We also hold that Sheriff Chapman's decision not to reappoint McCaffrey did not violate his First Amendment right to freedom of speech under the Pickering - Connick doctrine because the balancing test weighs in favor of Sheriff Chapman. For the reasons given, the district court's ruling dismissing the case is
AFFIRMED.
The history of the office of sheriff runs deep in the state of Virginia. According to the National Sheriffs' Association, the first sheriff in America was Captain William Stone who, in 1634, was appointed sheriff for the Shire of Northampton in the colony of Virginia. Sheriff Roger Scott, Roots: A Historical Perspective of the Office of Sheriff , National Sheriffs' Association , https://www.sheriffs.org/publications-resources/resources/office-of-sheriff (saved as ECF opinion attachment) .
The facts described are taken from the complaint since we review the district court's order granting a motion to dismiss pursuant to Rule 12(b)(6) of the Federal Rules of Civil Procedure.
Since the district court found that Appellees did not infringe McCaffrey's First Amendment rights, it did not need to consider whether McCaffrey adequately pled municipal liability for his
McCaffrey also filed a partial motion for summary judgment claiming, as a matter of law, Appellees' conduct violated the First Amendment. The district court denied this motion upon granting Appellees' motion to dismiss.
It is clear our good colleague disapproves of Jenkins. He says so directly in the first paragraph of his dissent and then attempts to explain away its plain language. However, in relying on Jenkins , we are merely following the precedent of this Court, as we must.
Bland
clarifies that
Jenkins
was not "cabined" to North Carolina sheriffs and deputy sheriffs as the dissent suggests.
Bland
applied
Jenkins
to deputy sheriffs in Virginia, like we have in this case. Although
Bland
concluded the
Elrod
-
Branti
exception did not apply in that case, its conclusion was based on the duties of those deputy sheriffs. In
Bland
, the deputy sheriffs' duties were those of uniformed jailers rather than sworn law enforcement officers.
Bland
's conclusion was not based on any differences in the law of North Carolina and Virginia concerning sheriffs and deputy sheriffs. If
Jenkins
was "cabined" as the dissent suggests,
Bland
would have so indicated and decided the case accordingly. Instead,
Bland
noted that the dispositive issue in
Jenkins
was "the deputies' role as sworn law enforcement officers" and that
Jenkins
indicated its "result might have been different had the deputies' duties consisted of working as dispatchers."
Bland
,
The dissent emphasizes that
Jenkins
hinged on this Court's finding that in North Carolina, deputy sheriffs are alter egos of sheriffs. The comparison of North Carolina and Virginia law herein illustrates the laws of the two states on this point are substantially similar. However, Virginia case law is even more clear. In Virginia, "the relationship between the sheriff and his deputy is such that he is not simply the 'alter ego' of the sheriff, but he is one and the same as the sheriff."
Whited
,
While we must faithfully apply the appropriate standard for considering a Rule 12(b)(6) motion, this Court has previously decided
Elrod
-
Branti
decisions at the pleading stage. For example, in
Jenkins,
this Court reversed the district court's denial of the sheriff's motion to dismiss and remanded the case to the district court to enter an order of dismissal.
Jenkins,
Dissenting Opinion
Two decades ago, in
Jenkins v. Medford
, our en banc majority concluded that the plaintiff North Carolina deputy sheriffs were the "alter ego" of the elected sheriff and thus could be terminated for political reasons under the
Elrod-Branti
exception.
See
I.
In demonstrating that my friends have gone too far, I begin with a discussion of the settled legal principles concerning the political firings of public employees and the considerations that undergird the Elrod - Branti exception, with emphasis on the controlling Supreme Court authority. I also outline this Court's two-prong test for conducting a proper Elrod - Branti analysis and then carefully examine our Jenkins v. Medford decision.
A.
The Supreme Court has underscored that, in most situations, adverse employment actions based on political considerations "impermissibly encroach on First Amendment freedoms."
See
Rutan v. Republican Party of Ill.
,
In
Elrod v. Burns
in 1976, the Supreme Court recognized that the First Amendment protects public employees from being fired "solely for the reason that they were not affiliated with" a certain political party or candidate.
See
Just four years later, in
Branti v. Finkel
, the Court refined
Elrod
's policymaker exception and clarified that political terminations are only permissible where "the hiring authority can demonstrate that [political loyalty] is an appropriate requirement for the effective performance of the public office involved."
See
Adhering to Supreme Court precedent, this Court and our sister courts of appeals have recognized that the
Elrod
-
Branti
exception is "narrow" and must always be applied with caution.
See
Bland v. Roberts
,
Again, the
Elrod
-
Branti
exception must always be applied narrowly, to prevent the coercion of the beliefs and associations of public servants.
See
O'Hare Truck Serv., Inc.v. City of Northlake
,
B.
In
Stott v. Haworth
in 1990, our Judge Russell identified the two-prong test for conducting the
Elrod-Branti
analysis.
See
Although the first
Stott
prong "requires us to examine the issues dealt with by the employee 'at a very high level of generality,' " the second prong " 'requires a much more concrete analysis of the specific position at issue.' "
See
Bland
,
C.
In
Jenkins v. Medford
in 1997, our en banc majority acknowledged the
Stott
test and ruled that the
Elrod
-
Branti
exception permitted the political firings of North Carolina deputy sheriffs engaged in law enforcement activities.
See
Jenkins
,
Although it did not explicitly refer to the first
Stott
prong in doing so, the
Jenkins
majority began its
Elrod
-
Branti
analysis with what was apparently an inquiry into how the position of deputy sheriff relates to partisan political interests or concerns.
See
Jenkins
,
The
Jenkins
majority only then turned, albeit without naming the second
Stott
prong, to the
Elrod
-
Branti
inquiry concerning the particular responsibilities of the plaintiff North Carolina deputy sheriffs.
See
Jenkins
,
[We] conclude that in North Carolina, the office of deputy sheriff is that of a policymaker, and that deputy sheriffs are the alter ego of the sheriff generally , for whose conduct he is liable. We therefore hold that such North Carolina deputy sheriffs may be lawfully terminated for political reasons under the Elrod - Branti exception to prohibited political terminations.
The North Carolina deputy sheriffs' role as "the alter ego of the sheriff generally" was plainly crucial to the
Jenkins
majority and an explicit part of its succinct holding. In designating North Carolina deputy sheriffs as the sheriff's alter ego,
Jenkins
relied on a combination of factors. Of obvious and exceptional importance,
Jenkins
highlighted that the North Carolina legislature had "recognized the special status of sheriffs' deputies in the eyes of the law."
See
The
Jenkins
majority elaborated that, although "[t]he sheriff may not delegate
final responsibility for his official duties, ... he may appoint deputies to assist him [and] can be held liable for the misbehavior of the deputies."
See
Notwithstanding the language indicating that all North Carolina deputy sheriffs are policymakers subject to political firings, the
Jenkins
majority eventually cabined its decision to those deputies whose particular functions rendered them "the alter ego of the sheriff generally," i.e., "those deputies actually sworn to engage in law enforcement activities on behalf of the sheriff."
See
Although it did not explicitly peg its analysis to the two
Stott
prongs, the
Jenkins
majority also underscored the applicability of the
Stott
test and the need to examine the particular position at issue.
See
Jenkins
,
After announcing its core holding, the
Jenkins
majority considered what bases may "serve[ ] as a proxy for loyalty to the sheriff" and further "h[eld] that newly elected or re-elected sheriffs may dismiss deputies either because of party affiliation or campaign activity."
See
We can think of no clearer way for a deputy to demonstrate opposition to a candidate for sheriff, and thus actual or potential disloyalty once the candidate takes office, than to actively campaign for the candidate's opponent. ... It was never contemplated that sheriffs must perform the powers and duties vested in them through deputies or assistants selected by someone else, and we do not believe it was ever contemplated that a sheriff must attempt to implement his policies and perform his duties through deputies who have expressed clear opposition to him.
Indeed, that
Jenkins
limited its holding to North Carolina deputy sheriffs engaged in law enforcement activities as "the alter ego of the sheriff generally," and that it insists upon a position-specific
Elrod
-
Branti
analysis, is ultimately supported by not only
Jenkins
itself, but also more recent decisions of this Court. Those decisions include
Bland
, wherein we explained that, "to be true to
Jenkins
, we too must consider whether requiring political loyalty was an appropriate requirement for the effective performance of the public employment of the deputies before us
in light of the duties of their particular positions
."
See
II.
As the foregoing discussion shows, there is simply no basis in precedent - including the
Jenkins v. Medford
decision on which my good colleagues almost exclusively rely - to properly conclude that the
Elrod
-
Branti
exception allowed the political firing of plaintiff Mark McCaffrey from his position as a deputy sheriff in Virginia by Loudoun County Sheriff Michael Chapman. Indeed, any valid effort to analogize this matter to
Jenkins
would have to end with this: Nothing in McCaffrey's complaint or Virginia law establishes that McCaffrey was "the alter ego of [Sheriff Chapman] generally" and thus a policymaker who could lawfully be terminated for political reasons.
See
Jenkins v. Medford
,
Specifically, McCaffrey's complaint relates that he was a "major crimes detective" and "lead" investigator who was "highly successful" and repeatedly awarded for his service.
See
McCaffrey v. Chapman
, No. 1:17-cv-00937, at ¶¶ 6, 12 (E.D. Va. Aug. 21, 2017), ECF No. 1-2, (the "Complaint").
The Sheriff's General Orders confirm that McCaffrey's position was near the bottom of the chain of command. Criminal cases were assigned to McCaffrey and other lead detectives only after having been screened by a section supervisor. See General Order 411.9(III)(E)(2). Once assigned, McCaffrey had the authority to conduct routine investigative tasks, such as interviewing witnesses and collecting evidence. Id. 411.12. But such investigative work was subject to "continuous screening" by supervisors in the sheriff's office in order for those supervisors to "better control the investigative efforts, workload and potential for success of their personnel and section." Id. 411.9(III)(E)(2)(d).
Meanwhile, there simply is no Virginia law that, like the North Carolina law crucial to the
Jenkins
holding, confers a "special status" on deputy sheriffs and accords them " 'powers coterminous with ... the elected sheriff.' "
See
Jenkins
,
Remarkably, today's panel majority does not even mention "coterminous" powers and barely discusses the "alter ego" language of
Jenkins
. In a footnote, the majority observes that this "dissent emphasizes that
Jenkins
hinged on this Court's finding that in North Carolina, deputy sheriffs are alter egos of sheriffs."
See
ante
---- n.6. Relying on an outdated federal district court decision and two even older decisions of the Supreme Court of Appeals of Virginia, the majority then declares that "Virginia case law" is "clear" that a deputy sheriff " 'is not simply the "alter ego" of the sheriff, but he is one and the same as the sheriff.' "
Aside from its cursory and unsound "alter ego" discussion, the majority cherry picks other language from
Jenkins
and distorts that decision to even more broadly hold that any deputy sheriff tasked with law enforcement anywhere may be terminated for political reasons.
See
ante
---- n.5 (asserting that "
Jenkins
was not 'cabined' to North Carolina sheriffs and deputy sheriffs as the dissent suggests"). The majority particularly relies on the discussion in
Jenkins
that began, "We hold that newly elected or re-elected sheriffs may dismiss deputies either because of party affiliation or campaign activity," and that included the commentary, "[W]e do not believe it was ever contemplated that a sheriff must attempt to implement his policies and perform his duties through deputies who have expressed clear opposition to him."
See
Jenkins
,
To be sure, that passage in
Jenkins
conveyed the message that all deputy sheriffs everywhere
should
be subject to political firings.
Jenkins
simply gave that commentary, however, in the course of explaining that - where a deputy sheriff falls within the
Elrod
-
Branti
exception based on his particular functions - he
can
be terminated for either his "party affiliation" or his "campaign activity." Contrary to the majority, that discussion did not constitute a "holding" that each and every deputy sheriff who has " 'expressed clear opposition to [the sheriff]' " may be fired.
See
ante
---- (quoting
Jenkins
,
The majority further misrepresents
Jenkins
to simply instruct that, "[i]n determining whether the deputy sheriff's duties and responsibilities fall within the
Elrod
-
Branti
exception, ... we look to whether [the] deputy sheriff [was] 'actually sworn to engage in law enforcement activities on behalf of the sheriff.' "
See
ante
---- (quoting
Jenkins
,
Of course, as
Jenkins
itself emphasized and our Court has repeatedly recognized over the years,
Jenkins
did not hold that law enforcement responsibilities render any deputy sheriff eligible for political firing. Rather,
Jenkins
actually held that North Carolina deputy sheriffs tasked with law enforcement are policymakers who fall within the
Elrod
-
Branti
exception because, under North Carolina law, they are "the alter ego of the sheriff generally."
See
In ruling as it does, the majority not only misreads
Jenkins
, but also disregards other controlling precedent of this Court and the Supreme Court. Contrary to our instruction that "low-level policymaking authority does not outweigh an employee's First Amendment rights of political affiliation," the majority has made political firings a possibility for middle- and lower-level government employees.
See
Fields v. Prater
,
III.
Conducting a proper assessment of McCaffrey's deputy sheriff position, we can assume under the first prong of our
Stott
test that - "at a very high level of generality,"
see
Fields v. Prater
,
Turning to the second
Stott
prong, however, the allegations of the Complaint reveal that McCaffrey did not act as "a policymaker, a privy to confidential information, a communicator, or some other office holder" for whom political considerations are appropriate job requirements.
See
Stott
,
That McCaffrey worked on important cases in a "lead" role does not mean that his employment was subject to political considerations.
See
Lawson
,
McCaffrey's achievements and commendations for his exemplary service also do not render him subject to political firing. In 2015 - the year that McCaffrey was terminated because of politics - he received the "Loudoun County Investigator of the Month Award" three times, and also was part of a team designated as "Team of the Month" on three occasions.
See
Complaint ¶ 12. And it was not just his coworkers at the sheriff's office who recognized McCaffrey's good work; the local commonwealth's attorney awarded McCaffrey the "Victim Services Award" in 2014.
Finally, the statutory provisions governing Virginia law enforcement support the conclusion that the
Elrod
-
Branti
exception does not apply here. As we have recognized, "whether state law prohibits politically-based hiring for a particular position is relevant to whether political [allegiance] is necessary for effective job performance."
See
Fields
,
IV.
Pursuant to the foregoing, I would vacate the district court's dismissal of McCaffrey's Complaint and remand for further proceedings.
I therefore respectfully dissent.
In his Complaint, McCaffrey alleges four claims, each premised upon his termination by Sheriff Chapman due to McCaffrey's support of Chapman's political opponent. McCaffrey pursues two claims against Chapman, primarily a
Because the Sheriff's General Orders are incorporated into the Complaint by reference, they are properly considered here.
See
Tellabs, Inc. v. Makor Issues & Rights, Ltd.
,
As the majority would have it,
Jenkins
and our subsequent precedent have established a test under which a deputy sheriff is either subject to political firing because he is tasked with law enforcement, or protected from political firing because he is a low-level jailer whose duties are "custodial."
See
ante
---- - ---- (reasoning that "the
Elrod
-
Branti
exception applies to McCaffrey" because his Complaint "leave[s] no doubt that he was a deputy sheriff engaged in law enforcement activities and was not performing 'custodial' duties like the deputies in [
Bland v. Roberts
,
My willingness to assume that the first
Stott
prong has been satisfied should not be interpreted as an endorsement of the
Jenkins
analysis. I have serious doubts as to whether that analysis was too general, and whether it should have focused more on deputies with the job responsibilities of the plaintiffs. Here, that would mean looking at boots-on-the-ground investigators of violent crimes like McCaffrey. I question whether such a deputy can ever make decisions that leave room for political disagreement, as we should always adhere to the principle that "[p]olitics should not be an active ingredient of good law enforcement."
See
Mitchell v. Thompson
,
As a final point, the majority has implicitly ruled that the district court erred in failing to assess McCaffrey's claims under the
Pickering
and
Connick
decisions.
See
Pickering v. Bd. of Educ.
,
Reference
- Full Case Name
- Mark F. MCCAFFREY, Plaintiff - Appellant, v. Michael L. CHAPMAN, in His Personal Capacity and in His Official Capacity as Sheriff of Loudoun County; Board of Supervisors of Loudoun County, Virginia, in Their Official Capacities; Loudoun County, Virginia, Defendants - Appellees.
- Cited By
- 24 cases
- Status
- Published