Brandon v. Guilford Cnty. Bd. of Elections
Brandon v. Guilford Cnty. Bd. of Elections
Opinion of the Court
After eight voting citizens of Greensboro, North Carolina, ("Citizens") prevailed in an action under
The Citizens filed this appeal, arguing that the district court erred in denying their motion based on the County Board's "innocence" or "non-responsibility." The Citizens point out that they were the prevailing party, having succeeded in demonstrating that the redistricting law was unconstitutional and in obtaining full relief with the entry of a permanent injunction prohibiting the County Board's enforcement of the law. They argue that under established precedent, a party enjoined from enforcing an unconstitutional law, even if it did not enact or defend the law, is legally responsible for attorney's fees under § 1988 and § 10310(e).
See
Indep. Fed'n of Flight Attendants v. Zipes
,
We agree with the Citizens. Civil rights fee-shifting statutes, such as those at issue here, are not meant to punish defendants for a lack of innocence or good faith but rather to "compensate civil rights attorneys who bring civil rights cases and win them."
Lefemine v. Wideman
,
I
The City of Greensboro and eight of its voting Citizens
A month after this action was commenced, several Greensboro residents filed a motion to intervene as defendants to support the Redistricting Act, and the district court granted their motion. Several months later, these defendant-intervenors filed a motion to dismiss the action for failure to join necessary parties or, in the alternative, to require that those parties be joined, contending that the State of North Carolina, the North Carolina State Board of Elections, the State Board's Executive Director, and the Governor were all necessary parties. Both the City of Greensboro and the Citizens opposed the motion, arguing that all of the parties sought to be joined were immune from suit under the Eleventh Amendment and that none were necessary for the relief sought. The County Board took no position on the motion. The district court denied the motion, concluding that "while some of these persons and entities might well be proper parties ... none [were] necessary parties." The defendant-intervenors subsequently filed a motion to withdraw from the litigation, and the court granted their motion.
Following a bench trial, during which the County Board took no position on the constitutionality of the Redistricting Act, the district court found that the Act violated the Equal Protection Clause and, by order dated April 13, 2017, permanently enjoined the County Board from enforcing it.
As prevailing parties, the eight Citizens, but not the City of Greensboro, then filed a motion under
From the district court's order dated January 3, 2018, denying the Citizens' motion for fees, the Citizens filed this appeal.
II
In enacting the Civil Rights Attorney's Fees Award Act of 1976, Congress created an exception to the "American Rule" that each party to a lawsuit bear its own attorney's fees, doing so in furtherance of the policy of facilitating access to judicial process for the redress of civil rights grievances.
See
H.R. Rep. No. 94-1558, at 1 (1976); S. Rep. No. 94-1011, at 2 (1976). The Act provides accordingly that in any proceeding under
While both statutes include in the authorization for fees the permissive "may allow," the Supreme Court has held that a prevailing party should "
ordinarily
recover an attorney's fee
unless special circumstances
would render such an award unjust."
Hensley
,
The Citizens contend that the reasons the district court gave are legally irrelevant to the denial of fee awards under § 1988 and § 10310(e) and that the court failed to recognize the narrowness of the "special circumstances" exception. They note that the district court found as its reasons for the denial of fees (1) that the County Board was an "innocent party" and was "not responsible" for enacting the Redistricting Act, did not defend it, and participated minimally in the litigation and (2) that the Citizens chose to sue only the County Board and not the State or its representatives. The Citizens argue that these reasons are insufficient:
[T]he consensus among the federal courts is that a defendant's good faith does not justify a denial of fees. Fee awards against neutral enforcement entities - who are often simply nominal defendants in civil rights lawsuits challenging the constitutionality of state laws that the entities did not pass - are "run-of-the-mill occurrences," Consumers Union ,688 F.2d at 222 (quoting Supreme Court of Va. v. Consumers Union, Inc. ,446 U.S. 719 , 739,100 S.Ct. 1967 ,64 L.Ed.2d 641 (1980) ).
Indeed, they maintain that such fee awards are "the norm" in redistricting cases, where officials and entities - even though not responsible for enacting the challenged law - are nonetheless charged with conducting elections under it and therefore are sued over its constitutionality.
See
Hastert v. Ill. State Bd. of Election Comm'rs
,
In its Memorandum Opinion and Order denying the Citizens a fee award, the district court observed that the North Carolina General Assembly, not the County Board, enacted the unconstitutional Redistricting Act. It reasoned therefore that because the blame for the Act's unconstitutionality lay with the State, the Citizens' fees should be paid by the State, not the County Board. Although the court recognized that the state defendants would possibly enjoy sovereign immunity, it noted that such immunity is "an affirmative defense that [could] be waived." The court ultimately concluded that "an award of attorney's fees against a defendant who was not responsible and did not defend the act would, in these circumstances, provide a perverse incentive to plaintiffs to avoid suing responsible entities in favor of a non-responsible entity, especially if that entity is unlikely to contest relief."
In reaching this conclusion, however, the district court seemed to have doubts about denying the Citizens their fees, suggesting that both parties were entitled to win on the motion and that the court was therefore presented with "a dilemma" on how to rule. While it recognized that if it denied the Citizens' motion, their counsel would "not receive compensation ordinarily authorized by federal law, despite vindicating constitutional rights," it nonetheless decided to "leav[e] the individual [Citizens] to bear their own costs" as the "lesser of these two unjust results."
As an initial matter, it is of little or no import that the County Board was not involved in enacting the Redistricting Act. The relevant facts are that the County Board
was charged with enforcing the Act
and that the Citizens
obtained full relief
against the County Board. Suits seeking injunctions against enforcement entities are the standard means by which laws are challenged on constitutional grounds. As the Supreme Court has noted, "[f]ee awards
against enforcement officials
are run-of-the-mill occurrences, even though, on occasion, had a state legislature acted or reacted in a different or more timely manner, there would have been no need for a lawsuit or for an injunction."
Supreme Court of Va. v. Consumers Union, Inc.
,
In addition, the County Board's refusal to defend the Redistricting Act in court should have been of little moment on the issue of whether to award fees to the Citizens.
See
Hastert
,
Moreover, contrary to the County Board's argument, there is no injustice in requiring a county entity to pay fees in a lawsuit challenging the constitutionality of a state law. The First Circuit, in affirming a § 1988 fee award against a city government for a lawsuit successfully challenging the constitutionality of a state law, explained this well:
The facts that the city did not itself enact the law at issue and that some other entity may be more 'culpable' or 'causally responsible' than the city do not, in our view, make it 'unjust' as a matter of law to assess these costs. Indeed, civil rights action costs (including attorney's fees) are often assessed against defendants who enforce the laws instead of those who enact them. The legislature is rarely sued. School districts and counties have paid costs when they sought to enforce state statutes. We see nothing in the city/state relationship that would warrant carving out a special legal rule excepting cities from cost liability when they seek to enforce state statutes. Cities are legal instruments of the state. In any event, the practical difficulties that would accompany any requirement that courts trace the cost dollar back to the most appropriate 'tax pot' suggest that Congress had no such legal rule in mind. The state can more easily provide for appropriate shifting of financial burdens when it enacts indemnification statutes.
Venuti v. Riordan
,
Finally, the Citizens' choice to sue only the County Board and not any unnecessary defendants cannot support denying fees. The County Board, as the instrumentality charged with the enforcement of the Redistricting Act, was the only necessary defendant,
see
Wright
,
Seeking to avoid an award of fees against it, the County Board points to our decision in
Chastang v. Flynn & Emrich Co.
,
At bottom, we conclude that the district court abused its narrowly circumscribed discretion in holding that "special circumstances" existed in this case. We therefore reverse the district court's order and remand for a determination of a reasonable fee award. In making that determination, however, the Citizens will not be entitled to recover fees attributable to the intervenors'
involvement.
See
Brat v. Personhuballah
,
REVERSED AND REMANDED
The individual plaintiffs are Lewis A. Brandon III, Joyce Johnson, Nelson Johnson, Richard Alan Koritz, Sandra Self Koritz, Charli Mae Sykes, Maurice Warren II, and Georgeanna Butler Womack.
Dissenting Opinion
Congress authorized district courts to award attorney's fees to prevailing civil rights plaintiffs under
Here, the district court scrutinized the conduct of the parties and determined that awarding attorney's fees would be unjust. My good colleagues disagree. But because the judge thoughtfully exercised the discretion granted to her, I respectfully dissent.
One could be excused for thinking that the statutory language-"the court, in its discretion, may"-bestows broad discretion on the district court to decide whether to award attorney's fees. Such a conclusion would be even more understandable after contrasting this text with that of other fee-shifting provisions that limit a judge's discretion.
See, e.g.
,
In determining whether "special circumstances" warranted denying attorney's fees, the court below considered the actions of both sides, looking to the relevant behavior of the defendant as well as the plaintiffs. If "special circumstances" are to mean anything, they must include the conduct of the parties involved in the litigation. The district court was best positioned to evaluate that conduct, which it had witnessed firsthand. We should not quickly discard her insightful analysis.
First, the district judge examined the defendant's conduct leading up to and during the litigation. And here the County Board of Elections neither enacted nor took any positions to defend the offending law. What is more, the County Board actively cooperated with plaintiffs to simplify their case by stipulating to various facts. In making those decisions, the County Board reasoned that, as a ministerial entity, "taking a position on the constitutional issues raised would be inconsistent with its duty to administer elections in an impartial and nonpartisan manner."
City of Greensboro v. Guilford Cty. Bd. of Elections
,
As the district court acknowledged, a defendant's good faith is not enough, standing alone, to warrant denying fees. But this does not make good faith irrelevant when combined with something "more."
Chastang v. Flynn & Emrich Co.
,
More broadly, our precedent makes clear that the defendant's conduct can be relevant to deciding whether to award fees.
See
Chastang
,
Along with considering the defendant's actions, the district court also considered the plaintiffs' litigation conduct. The plaintiffs initially sued only the County Board. Then they actively resisted intervenors' attempts to join
any
party with policymaking responsibility for the Act (
e.g.
, a member of the State Board of Elections). Now, the plaintiffs' attorneys seek to excuse those choices based on flimsy reasoning.
That strategic focus on this defendant made their case easier to win. But it also meant that the County Board-a local government entity with no meaningful responsibility for the practices at issue, and whose budget is far smaller than the state's-would be left holding the bag when it came time to pay attorney's fees. Since district judges are in the best position to identify stratagem, we should respect this district judge's determination that this conduct contributed to the special circumstances warranting the denial of fees.
In exercising its discretion not to award attorney's fees, the district court recognized the competing concerns and considered the actions of both the County Board and the plaintiffs. Having done so, the court decided that under "the peculiar circumstances of this case, it would be unjust to require the County Board to pay the individual plaintiffs' attorney's fees."
City of Greensboro v. Guilford Cty. Bd. of Elections
, No. 1:15-CV-559,
When a statute grants a district court discretion to make hard decisions, it is inevitable that we will face cases in which we disagree with the outcome but still must affirm. This district court, acting in line with the text of this statute as well as precedent, concluded that awarding fees would work a greater injustice than not awarding fees under these special circumstances. Though I may not have reached the same conclusion, I must still respect the district judge's finding. For that reason, I respectfully dissent.
Plaintiffs stress that as a factual matter judges rarely deny attorney's fees in these cases. But rarity does nothing to show whether this judge abused her discretion in finding these special circumstances supported denying fees.
The Majority attempts to distinguish
Chastang
based on the timing of the defendant company's amendment of the retirement plan at issue. Majority Op. at ----. But our holding there did not turn on that one fact. While
Chastang
certainly acknowledged the relevance of the timing of the plan's amendment to comply with the law going forward, the amendment did nothing to eliminate the need for the lawsuit to recover past damages. Along with the defendant's good faith and prompt amendment to the unconstitutional plan, we found something "more" that justified denying fees. We noted that the defendant company (1) did not violate the law when it first established the retirement plan, (2) had no "unrestricted right" to amend the plan, (3) acted "with reasonable dispatch as soon as a murky area of the law was clarified," (4) "unintentional[ly]" violated the law, (5) "had no pecuniary interest in the fund," meaning it "had no economic incentive" to violate the law, and (6) "more importantly, it had no right unilaterally to alter the schedule of benefits for participants in the plan."
Chastang
,
The attorneys for the plaintiffs claim that they "potentially risked sanctions by willfully disregarding this Court's very recent ruling [in
Wright v. North Carolina
] that naming only the County Board (and not a state defendant) was the appropriate course." Appellants' Brief at 29. This overstates our holding. Nowhere in our opinion did we state that plaintiffs can
only
sue an elections board. Instead, we merely found that plaintiffs
must
sue the county board of elections and that suing individual legislators "would be futile" since such individuals lack enforcement authority.
Wright v. North Carolina
,
Reference
- Full Case Name
- Lewis A. BRANDON III; Joyce Johnson; Nelson Johnson ; Richard Alan Koritz; Sandra Self Koritz; Charli Mae Sykes; Maurice Warren II; Georgeanna Butler Womack, Plaintiffs - Appellants, and the City of Greensboro, Plaintiff, v. GUILFORD COUNTY BOARD OF ELECTIONS, Defendant - Appellee, and Melvin Alston; Jean Brown; Hurley Derrickson; Stephen Golimowski; Wayne Goodson; Sharon Kasica; Jim Kee ; William Clark Porter; Earl Jones, Defendants, and Robert A. Rucho; Wade Trudy ; John Faircloth; Jon Hardister; Charles E. Jeter; Tim Moore; David Lewis; Erika Churchill, Respondents.
- Cited By
- 7 cases
- Status
- Published