Pense v. Md. Dep't of Pub. Safety & Corr. Servs.
Opinion
This appeal and ongoing proceedings in the District of Maryland concern the state and federal employment discrimination claims of plaintiff Michael Pense, a former employee of the defendant Maryland Department of Public Safety and Correctional Services. Pertinent here, the Department has asserted that the Eleventh Amendment renders it immune from suit in federal court with respect to two state claims, each pursued under Maryland's Fair Employment Practices Act (the "FEPA"). Consistent with previous District of Maryland rulings, however, the district court rejected the Department's assertion of Eleventh Amendment immunity on the premise that the State waived such immunity. See Pense v. Md. Dep't of Pub. Safety & Corr. Servs. , No. 8:17-cv-01791 (D. Md. Apr. 30, 2018), ECF No. 19 (the "Immunity Decision"). The Department brought this appeal, seeking interlocutory review of the Immunity Decision. As explained below, in an exercise of our jurisdiction pursuant to the collateral order doctrine, we conclude that the State has not waived the protection of the Eleventh Amendment, and we therefore reverse and remand for the dismissal without prejudice of Pense's FEPA claims.
I.
According to the operative Amended Complaint of November 3, 2017, Pense was an employee of the Maryland Department of Public Safety and Correctional Services for seventeen years. The Amended Complaint explains that, in April 2015, a female Department employee falsely accused Pense of sexual harassment. During an investigatory interview in June 2015, Pense disclosed to the Department that he is gay and HIV positive. Two hours later, the Department placed Pense on administrative leave. Within two weeks, and despite having determined that the female employee's sexual harassment allegation could not be sustained, the Department fired Pense. The state claims relevant to this appeal - the FEPA claims - relate Pense's discharge to sexual orientation discrimination (Count 2 of the Amended Complaint) and disability discrimination (Count 5). *
On November 20, 2017, the Department moved to dismiss the FEPA claims on Eleventh Amendment immunity grounds. By its Immunity Decision of April 30, 2018, the district court denied the Department's dismissal motion, relying on a line of prior District of Maryland decisions concluding that the State, through a statutory consent to suit provision, has waived sovereign immunity as to FEPA claims in the state and federal courts.
On May 11, 2018, the Department noted its appeal from the Immunity Decision, invoking this Court's jurisdiction under the collateral order doctrine. Three days later, on May 14, 2018, the Department filed a motion in the district court to stay that court's proceedings pending our decision and mandate. Pense opposed the stay request, contending that the district court could and should continue to actively entertain his claims because the Department's appeal is frivolous for lack of appellate jurisdiction. The district court rejected Pense's jurisdictional contention and entered a stay. See Pense v. Md. Dep't of Pub. Safety & Corr. Servs. , No. 8:17-cv-01791 (D. Md. July 26, 2018), ECF No. 27 (the "Stay Order"). Notably, the Stay Order divulged that, since issuing the Immunity Decision, the district court had "uncovered authority not previously cited" by the Department suggesting that the State "has a strong argument in support of not having waived [Eleventh Amendment] immunity." Id. at 2, 4.
II.
It is firmly established that we possess jurisdiction for this interlocutory review of the Immunity Decision pursuant to the collateral order doctrine.
See
P.R. Aqueduct & Sewer Auth. v. Metcalf & Eddy, Inc.
,
A.
The Eleventh Amendment provides, in relevant part, that "[t]he Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State." By "draw[ing] upon principles of sovereign immunity," the Supreme Court has "construe[d] the Amendment to establish that an unconsenting State is immune from suits brought in federal courts by her own citizens as well as by citizens of another State."
See
Port Auth. Trans-Hudson Corp. v. Feeney
,
As the Supreme Court has explained, "[t]he Eleventh Amendment bar to suit is not absolute."
See
Feeney
,
Consequently, "[a]lthough a State's general waiver of sovereign immunity may subject it to suit in state court, it is not enough to waive the immunity guaranteed by the Eleventh Amendment."
See
Atascadero
,
The
Feeney
Court's application of the foregoing principles is instructive. In
Feeney
, a state statute of New York and of New Jersey expressly and in expansive terms consented to suit against the Port of New York Authority - but did not consent to suit specifically in federal court. Because the "broadly framed provision" thereby may have "reflect[ed] only a State's consent to suit in its own courts," the
Feeney
Court ruled that, "standing alone," the provision was "insufficient to waive Eleventh Amendment immunity."
See
B.
Here, the question is whether the State of Maryland, through a statutory consent to suit provision, has waived its Eleventh Amendment immunity as to plaintiff Pense's FEPA claims. Pense does not dispute that such immunity, if not waived, extends to the defendant Maryland Department of Public Safety and Correctional Services "as a principal department
of the State government."
See
The statutory consent to suit provision applicable to claims under the FEPA,
see
The State, its officers, and its units may not raise sovereign immunity as a defense against an award in an employment discrimination case under this title.
Simply put, because the consent to suit provision does not "specify the State's intention to subject itself to suit in
federal court
," that provision cannot be read to waive the State's Eleventh Amendment immunity.
See
Atascadero
,
C.
For its contrary Immunity Decision, the district court relied on the line of District of Maryland rulings that the State, through the statutory consent to suit provision (
Of course, the reasoning of
Royster
and similar District of Maryland rulings is foreclosed by
Atascadero
and other longstanding precedent of the Supreme Court. Again, that precedent imposes a "stringent" test for finding a waiver of Eleventh Amendment immunity that requires "a clear declaration that [the State] intends to submit itself to [federal court] jurisdiction."
See
Coll. Sav. Bank
,
D.
For his part, plaintiff Pense contends that section 20-903 waives Eleventh
Amendment immunity under this Court's 2012 decision in
Lee-Thomas
. There, we assessed whether a different Maryland statute,
see
[W]here a state's highest court has applied the Atascadero stringent test and carefully scrutinized state law to determine whether a state statute effects a waiver of Eleventh Amendment immunity, a federal court is obliged ... to defer to that state court decision. Indeed, we should defer to the decision of the state's highest court even when the statute, on its face, does not appear to pass the stringent test, because the whole point of that test, requiring a clear declaration by the State of its waiver, is to be certain that the State in fact consents to suit.
See
Lee-Thomas
,
Significantly, Pense seeks to rely on
Lee-Thomas
without a controlling Maryland decision specific to section 20-903. In the circumstances, Pense is left to argue that we should defer to the Court of Appeals of Maryland's analysis of section 5-518(c) and rule that section 20-903 similarly waives Eleventh Amendment immunity. As we emphasized in
Lee-Thomas
, however, "in the absence of a construction of the relevant state statute by the state's highest court," we must "examine and decide the state law issue independently" by applying the
Atascadero
stringent test ourselves.
See
Lee-Thomas
,
III.
Pursuant to the foregoing, we reverse the district court's denial of Eleventh Amendment immunity and remand for the dismissal without prejudice of Pense's FEPA claims, as well as such other and further proceedings as may be appropriate.
REVERSED AND REMANDED
In addition to the FEPA claims, the Amended Complaint alleges a federal disability discrimination claim under the Rehabilitation Act of 1973 (Count 4) that remains pending in the district court. Other claims (Counts 1, 3, 6, and 7) have been dismissed.
Reference
- Full Case Name
- Michael PENSE, Plaintiff - Appellee, v. MARYLAND DEPARTMENT OF PUBLIC SAFETY AND CORRECTIONAL SERVICES, Defendant - Appellant.
- Cited By
- 66 cases
- Status
- Published