United States v. Randall Cornette
Opinion
Appellant Randall Cornette was sentenced as an armed career criminal because of certain predicate state convictions that the district court considered to be "violent felonies" under the Armed Career Criminal Act (ACCA),
I.
Cornette pleaded guilty to being a felon in possession of a firearm in violation of
Cornette did not challenge the ACCA enhancement at his initial sentencing, although he appealed the district court's judgment. We vacated the sentence because the district court procedurally erred in failing to adequately explain Cornette's sentence.
United States v. Cornette
,
In 2012, Cornette filed his first motion under
The district court denied Cornette's motion, this time on the merits, finding that Cornette's sentence was proper because his Georgia burglary convictions met the elements of generic burglary under § 924(e)(2)(B)(ii). This appeal followed.
II.
Whether an offense constitutes a "violent felony" under the ACCA is a question of law that we review de novo.
See
United States v. White
,
III.
We begin with an overview of the post- Johnson ACCA landscape. Second, we address why the appeal waiver in Cornette's plea agreement does not bar us from reaching the merits of his ACCA claims. Third, we determine that Cornette's 1976 Georgia burglary conviction does not qualify as a violent crime under the ACCA. Finally, we hold that Cornette's North Carolina controlled substance convictions do not qualify as serious drug offenses under the ACCA. Accordingly, we grant Cornette's § 2255 motion and remand for resentencing.
A.
Under the ACCA, a person who is convicted of being a felon in possession of a firearm and who "has three previous convictions ... for a violent felony or a serious drug offense ... committed on occasions different from one another ... shall be ... imprisoned not less than fifteen years[.]"
any crime punishable by imprisonment for a term exceeding one year ... that ... (i) has as an element the use, attempted use, or threatened use of physical force against the person of another; or (ii) is burglary, arson, or extortion, involves use of explosives, or otherwise involves conduct that presents a serious potential risk of physical injury to another[.]
not call into question application of the [ACCA] to the four enumerated offenses, or the remainder of the Act's definition of a violent felony."
In
Welch v. United States
, the Supreme Court held that
Johnson
was a substantive rule that applied retroactively on collateral review, as it "narrow[ed] the scope of [the ACCA] by interpreting its terms," and was also a "constitutional determination[ ] that place[d] particular conduct or persons covered by the statute beyond the State's power to punish." --- U.S. ----,
The statutory landscape as it stands today is that a defendant's prior conviction can still qualify as a "violent felony" only under the force clause or the enumerated clause of the ACCA. The record of Cornette's sentencing is unclear as to which clause of the ACCA-or even what predicate convictions-the district court relied upon in sentencing him. That is, in announcing its original sentence, the sentencing court stated only that it overruled all of Cornette's objections to the PSR and determined that the final offense level of 32 was "correct as stated in the Presentence Investigation Report and adopted by the Court." J.A. 28. Upon remand and resentencing, the sentencing court stated only that the total offense level of 32 and the criminal history category of VI made the applicable guideline range 210 to 262 months. J.A. 54. There was no discussion of any of the ACCA's clauses in either sentencing.
The government contends that the record does not establish that Cornette was sentenced under the residual clause such that Cornette cannot present any
Johnson II
-based challenge to his sentence. But under
United States v. Winston
,
B.
We now turn to whether Cornette's appeal waiver bars us from considering the merits of his ACCA petition for relief. We hold that it does not under the circumstances of this case.
Cornette's plea agreement waived his right to appeal from errors in the sentence imposed against him, except for claims of ineffective assistance of counsel and prosecutorial misconduct. Cornette concedes that the claim he presses here is neither an ineffective assistance of counsel nor a prosecutorial misconduct claim. But Cornette contends that his otherwise valid appeal waiver does not bar him from now arguing that by imposing a sentence under the now unconstitutional residual clause of the ACCA, the district court exceeded its statutory authority to sentence him. Cornette's argument finds support in the precedent of this Court.
In
United States v. Marin
, we held that "a defendant who waives his right to an appeal does not subject himself to being sentenced entirely at the whim of the district court."
We subsequently applied
Marin
to the question of whether an appeal waiver barred a defendant from challenging a district court's restitution order that exceeded the statutorily authorized punishment for a defendant's underlying conviction.
United States v. Broughton-Jones
,
Cornette's argument can be simplified to the following: (1)
Johnson
struck the residual clause of the ACCA as unconstitutional; (2)
Welch
made
Johnson
retroactive; (3) he was sentenced pursuant to ACCA's residual clause; and (4) because
Welch
made
Johnson
retroactive and he was sentenced pursuant to the ACCA's residual clause, the district court had the statutory authority at the first sentencing to impose a sentence containing a sentence enhancement under the residual clause of the ACCA but is now deemed not to have had that authority. There is no dispute about the first two propositions. And as we discussed previously, we do not agree with the government's argument about the third proposition that the original sentencing judge did not rely upon the residual clause in sentencing Cornette, and that Cornette could not claim relief based on
Johnson
. The only remaining issue, therefore, is whether the district court is now deemed to have had the statutory authority to impose the sentence. It did not. The district court sentenced Cornette pursuant to the residual clause.
Welch
made
Johnson
retroactive, and so all sentences rendered under the residual clause became unconstitutional. Therefore, Cornette's sentence was imposed "in excess of the maximum penalty provided by [ACCA],"
Marin
,
To be clear, this does not mean that a subsequent change in sentencing law renders an otherwise valid appeal waiver invalid. Our own precedent establishes that when a sentencing law undergoes a non-retroactive change, a defendant who waived his right to appeal a sentence imposed under the old regime remains bound by that waiver even if resentencing under the new regime might otherwise entitle him to new rights or subject him to different penalties. In
United States v. Blick
,
Both Alleyne and Booker created a new prospective procedural right within the context of sentencing. But they did not do what Johnson does, which is to strike the statutory provision under which a defendant was sentenced as unconstitutional, thus removing the district court's statutory authorization to sentence altogether. Yet Johnson alone would give Cornette no relief. Only with the addition of Welch does Cornette have a viable claim.
Unlike the substantive rule that the Supreme Court announced in
Johnson
and made retroactive in
Welch
, the Supreme Court never made the procedural rules in
Alleyne
and
Booker
retroactive. Accordingly, in
Blick
and
Archie
we were considering sentences that were still permissible at the time they were imposed.
Welch
makes clear that sentences imposed under the residual clause of the ACCA are impermissible because every person in the "class of persons" sentenced under the residual clause is one "convicted of conduct the law does not make criminal."
In sum, because the residual clause was struck from the ACCA in Johnson and the Supreme Court determined in Welch that Johnson announced a substantive rule that applied retroactively, the district court is now deemed to have had no statutory authority to impose Cornette's sentence under the residual clause of the ACCA. Accordingly, we may review Cornette's sentencing challenge notwithstanding the appeal waiver.
C.
We turn now to the merits of Cornette's ACCA arguments. Cornette contends that his 1976 conviction for Georgia felony burglary is not categorically a violent felony because both the unlawful entry and location elements of Georgia burglary are overbroad when compared to the corresponding elements of generic burglary under the enumerated clause of the ACCA. 1 We first determine that the Georgia burglary statute under which Cornette was convicted is indivisible, requiring application of the categorical approach. We next apply the categorical approach to determine whether Cornette's conviction qualifies as an ACCA predicate. We conclude that it does not.
1.
We must first determine whether Georgia's burglary statute at the time of Cornette's 1976 conviction is divisible or indivisible. If Georgia's definition of burglary is divisible, we use the modified categorial approach to determine whether it qualifies as an ACCA predicate.
United States v. Hemingway
,
We determine whether a statute is divisible based on whether the statute contains "multiple alternative
elements
(thus creating multiple versions of a crime)" such that it is divisible or "multiple alternative
means
(of committing the same crime)" such that it is indivisible.
Omargharib v. Holder
,
The first question before us, then, is whether the text of the statute of Cornette's conviction suggests that the offense is divisible. The 1968 Georgia burglary statute under which Cornette was convicted reaches any person who "without authority and with the intent to commit a felony ... enters or remains within ... any building, vehicle, railroad car, watercraft, or other such structure designed for use as the dwelling of another, or enters or remains within any other building or any room or any part thereof." Ga. Code § 26-1601 (1968). We must therefore determine whether the statute creates (a) separate crimes of burglary that differ based on the type of location entered-e.g., burglary of a building, burglary of a watercraft, burglary of a structure designed for use as a dwelling, and so on-or (b) a single crime of burglary that requires, as one element, entry into any of several different types of location.
As a threshold matter, the statute does set forth a disjunctive list of types of locations that may be burgled.
See
United States v. Fuertes
,
Here, the language of the Georgia burglary statute suggests a single crime of burglary while spelling out various factual ways to fulfill the location element of the offense. That is, the "illustrative examples" in the statute of burgling a watercraft or railroad car refer only to the means of commission. Id. Additionally, the statute does not contain different penalties based on the type of location burgled and does not require prosecutors to charge the type of location burgled. Therefore, the statute's language suggests that it consists of alternative means as opposed to alternative elements.
Controlling state court decisions confirm that the statute contains alternative means. How state courts treat jury instructions, in particular, can be instructive on whether a statute lists means or elements. In
Omargharib
, we explained that elements of a crime, as opposed to means, are factual circumstances of the offense that the jury must find "unanimously and beyond a reasonable doubt."
While Georgia law does require prosecutors to charge "the specific location" burgled,
see
Morris v. State
,
Resisting this conclusion, the government points to
DeFrancis v. Manning
,
To summarize, both the text of the Georgia burglary statute in effect at the time of Cornette's conviction and controlling state law indicate that burglary is a single, indivisible crime: the statutory text contains only alternative means of committing burglary and state court precedent indicates that there is no requirement that a jury must unanimously agree on the type of location that is burgled. Accordingly, the statute is indivisible, and we apply the categorical approach. 2
2.
Utilizing the categorical approach, we move to whether, at the time of Cornette's conviction in 1976, the definition of burglary in the Georgia burglary statute criminalized more conduct than ACCA generic burglary.
See
McNeill v. United States
,
Let us start with the generic definition of burglary. In
United States v. Stitt
, the Supreme Court held that generic burglary under the enumerated clause of the ACCA is "an unlawful or unprivileged entry into, or remaining in, a building or other structure, with intent to commit a crime." --- U.S. ----,
At the time of Cornette's conviction, Georgia's definition of burglary was broader than the generic definition. The statute defining burglary reads as follows:
A person commits burglary when, without authority and with the intent to commit a felony or theft therein, he enters or remains within the dwelling house of another, or any building, vehicle, railroad car, aircraft, watercraft, or other such structure designed for use as the dwelling of another, or enters or remains within any other building or any room or any part thereof. A person convicted of burglary shall be punished by imprisonment for not less than one nor more than 20 years.
Ga. Code § 26-1601 (1968). Facially, this definition of burglary appears to conform to Stitt 's generic definition: it criminalizes entry into vehicles only if they are "designed for use as the dwelling of another." Id. But our reading of the statute's language does not control. Instead, we must defer to the interpretation of the statute employed by Georgia courts at the time of Cornette's conviction, in 1976. And at the time of Cornette's conviction, Georgia's intermediate appellate court had held that the state's definition of burglary included entry into "any ... vehicle," regardless of whether it was designed for use as a dwelling. Hayes , 186 S.E.2d at 436. Thus, when Cornette was convicted, Georgia's definition of burglary criminalized a broader range of conduct than the generic definition of burglary we use for ACCA purposes.
The government argues that
Hayes
has no bearing on our analysis because it was issued by an intermediate appellate court, rather than by Georgia's highest court. According to the government, instead of looking to
Hayes
, we should turn our attention to
Massey v. State
,
Additionally, the government calls our attention to
DeFrancis
,
Therefore, Massey and DeFrancis do not disturb our conclusion that at the time of Cornette's conviction, the highest Georgia state court to interpret the location element of the Georgia burglary statute held that it covered entry into "any ... vehicle." Hayes , 186 S.E.2d at 436. Thus, the Georgia burglary statute, as construed by the applicable Georgia court at the time of Cornette's conviction, is overbroad compared to the generic burglary crime in the enumerated clause of the ACCA, and Cornette's 1976 burglary conviction is therefore not a "violent felony" for purposes of the ACCA sentencing enhancement.
D.
Having determined that Cornette's burglary conviction no longer qualifies as a violent felony, we move to whether Cornette's 1984 North Carolina controlled substance convictions qualify as ACCA predicates. Cornette contends that in light of our decisions in
United States v. Newbold
,
In
Newbold
, we applied
Simmons
to determine whether a 1984 North Carolina conviction imposed under the Fair Sentencing Act qualified as a serious drug offense for purposes of § 924(e)(2)(A).
At the time of Cornette's 1984 conviction, North Carolina also sentenced criminal defendants under the Fair Sentencing Act. And like the record we examined in Newbold , the record before us has no finding and recording of aggravating or mitigating factors. Cornette's state court judgment only shows that the presumptive range for his controlled substance conviction was three years' imprisonment and that the maximum term was 10 years. J.A. 95. Under the Fair Sentencing Act, Cornette could not have received 10 years of imprisonment for his North Carolina controlled substance conviction without a finding of aggravating factors on the record. There is no such finding, and so Cornette's 1984 controlled substance conviction is not a "serious drug offense" as is necessary to qualify as an ACCA predicate.
IV.
To recap, we hold that: (1) Cornette may appeal his sentence notwithstanding the appeal waiver in his plea agreement; (2) his 1976 Georgia burglary conviction is not a "violent felony" under the ACCA; and (3) his 1984 North Carolina controlled substances conviction is not a "serious drug crime" under the ACCA. Therefore, Cornette does not have the requisite number of predicate offenses to be designated an armed career criminal under the ACCA. We therefore grant Cornette's § 2255 petition and reverse and remand for resentencing, with instructions for the district court to resentence Cornette without the ACCA enhancement.
REVERSED AND REMANDED WITH INSTRUCTIONS
There is no real question that Georgia felony burglary does not qualify as a violent felony under the force clause of the ACCA-a person may commit burglary by entering "without authority." The Government makes no argument to the contrary.
We recognize that our conclusion puts us at odds with the Eleventh Circuit's decision in
United States v. Gundy
,
The Eleventh Circuit relied on the text of the Georgia statute, the fact that "under Georgia law a prosecutor must select, identify, and charge the specific place or location that was burgled," and the defendant's indictment to find the statute divisible.
Gundy
,
The Sixth Circuit found the statute divisible because the defendant's indictments stated the location types enumerated in the Georgia statute.
Richardson
,
Based on our holding, we need not consider Cornette's additional argument that the unlawful entry element of Georgia burglary is broader than generic burglary.
The district court found that Cornette had not timely challenged his ACCA designation under Simmons . In doing so, it misapprehended the nature of Cornette's challenge-at the time of Simmons , Cornette had three remaining ACCA predicate offenses, and so could not claim relief under Simmons to argue that his sentence "was in excess of the maximum authorized by law" under § 2255(a).
Reference
- Full Case Name
- UNITED STATES of America, Plaintiff - Appellee, v. Randall CORNETTE, Defendant - Appellant.
- Cited By
- 46 cases
- Status
- Published