United States v. Brandon Locke
Opinion of the Court
Brandon Locke, appellant here, seeks to attack the use of a Virginia conviction for a misdemeanor crime of domestic violence (MCDV) as a predicate for his gun charge under
I.
Locke was charged with violating
United States v. Castleman
,
Locke does not dispute here that, when he was arrested by federal agents in August 2017, he possessed a firearm. Nor does he dispute that, some months before his arrest, he had pleaded guilty to assault and battery against a family or household member in violation of Virginia Code § 18.2-57.2, in the Juvenile and Domestic Relations (JDR) District Court of Stafford County. He does not dispute either that this conviction would ordinarily serve as a predicate offense under § 922(g)(9). Rather, Locke's argument is based on
person shall not be considered to have been convicted of [an MCDV], unless, in the case of a prosecution for an offense described in this paragraph for which a person was entitled to a jury trial in the jurisdiction in which the case was tried, [...] the person knowingly and intelligently waived the right to have the case tried by a jury, by guilty plea or otherwise.
Under this provision, if a person like Locke was "entitled to a jury trial" to resolve the prior MCDV charge but did not "knowingly and intelligently waive[ ]" that right, the past offense "shall not be considered" as a predicate under § 922(g)(9).
At trial, Locke argued that the Virginia conviction could not be considered a predicate offense under this provision. J.A. 427. He argued that Virginia law entitled him to a jury trial in that proceeding, and that his waiver of that entitlement did not meet the "knowingly and intelligently" standard.
Id
. In support of that argument, Locke asked the court to subpoena Nicholas Kalagian, his lawyer in the Virginia proceeding. According to Locke, Kalagian would testify that the JDR judge did not state that Locke was waiving any right to a trial by jury at the time of his guilty plea. The district court decided not to issue the subpoena, ruling instead that Kalagian's evidence was irrelevant because Virginia law did not provide Locke with a right to a jury trial and, therefore, the defense offered by
At trial, Locke was found guilty of possessing a firearm after being convicted of an MCDV. Locke appeals, arguing in relevant part that the district judge erred in ruling that the Virginia MCDV was a proper predicate in light of
II.
The statute found at
Locke was charged with assault and battery against a family or household member in violation of Va. Code § 18.2-57.2 in the Stafford County Juvenile and Domestic Relations (JDR) District Court. As Judge Ellis noted, "[u]nder Virginia law, a defendant tried in JDR court has no right to a jury trial; a defendant is entitled to a jury trial for his Virginia MCDV case only if he ... appeals his conviction to the circuit court." J.A. 428 (citing Va. Sup. Ct. R. 3A:13(a) ). Virginia therefore has a "two tiered system for the conduct and disposition of misdemeanor offenses." Opening Br. at 28. At the first tier, there is no right to a jury trial. That right only attaches once the defendant takes the affirmative step of appealing to the second tier: "The accused is entitled to a trial by jury only in a circuit court on a plea of not guilty." Va. Sup. Ct. R. 3A:13(a) (emphasis added). In other words, where no appeal to the circuit court is taken, no jury trial is available in Virginia's JDR court.
Locke submitted documents in the District Court that show he was made aware of his "right to appeal a final order[.]" J.A. 222. Had he made use of this appeal, he would have had the right to a trial by jury, and
Virginia's entirely reasonable decision to provide for the expeditious resolution of misdemeanors like this assault and battery against a family or household member puts Locke's conviction squarely outside the category of offenses addressed by
III.
Even assuming the right to a jury trial, Locke's attack on the use of this prior guilty plea faces yet another obstacle. Guilty pleas are protected by a strong presumption, one "deeply rooted in our jurisprudence"-the presumption of regularity.
Parke v. Raley
,
This presumption is "not easily overcome[.]"
Wyatt v. United States
,
The presumption has long been understood to shield "
every
judgment or decree" from searching inquiry by later courts.
Voorhees v. Jackson
, 35 U.S. (10 Pet.) 449, 472,
Locke argues that the presumption should not apply to his guilty plea, citing the case of
Boykin v. Alabama
,
Id.
at 30,
This general presumption of regularity applies with yet stronger force to the specifics of this case because Locke's counsel conceded at oral argument that his Virginia conviction was valid. Oral Argument at 4:03 ("I'm not challenging the validity of the conviction as it stands, just its use to criminalize my client's possession of a firearm."). If, as Locke concedes, the conviction was valid, then the plea that formed the very basis of that Virginia conviction must also be valid. And, as every first-year law student knows, a valid guilty plea is a waiver of the right to a jury trial.
Parke v. Raley
,
In the face of these formidable obstacles, Locke offered only evidence from his lawyer in the Virginia proceeding that "to the best of [the lawyer's] recollection" the judge did not inform Locke of his right to a trial by jury. J.A. 525. But at no point has Locke ever sought to withdraw his plea on this or any other basis. Any such attempt would, of course, pose a daunting challenge in light of all the "relevant circumstances" surrounding his plea.
Brady v. U.S.
,
IV.
In enacting
AFFIRMED.
Locke also attacks the use of a similar Georgia conviction as a predicate. Since
Locke also appeals the district court's decision to allow various statements made by Locke to the federal agents searching his house. We agree with the district court that the pre- Miranda questions asked by the agents were necessary to secure their safety, see J.A. 424E-24F, and that the post- Miranda statements cannot therefore be "fruits" of the poisonous tree, J.A. 424F.
Because we agree with the district court on this point, there was no error in refusing to subpoena Locke's lawyer in the Virginia proceeding nor in the failure to explicitly "admit" documentary evidence that shed light on that state court disposition.
Dissenting Opinion
Brandon Locke was convicted of possession of a firearm by a prohibited person in violation of
I.
Mr. Locke invoked
person shall not be considered to have been convicted of [an MCDV], unless, in the case of a prosecution for an offense described in this paragraph for which a person was entitled to a jury trial in the jurisdiction in which the case was tried, [...] the person knowingly and intelligently waived the right to have the case tried by a jury, by guilty plea or otherwise.
The Majority now concludes that Mr. Locke did not have a right to a jury trial in Virginia because he pled guilty in the Juvenile and Domestic Relations court (JDR).
Mr. Locke was charged with assault and battery against a family or household member in violation of Virginia Code § 18.2-57.2, a Class 1 misdemeanor with potential punishment of up to a year in jail and a fine of up to $2,500. Va. Code § 18.2-11. The Virginia Constitution guarantees criminal defendants the right to a jury trial, but permits laws "providing for the trial of offenses not felonious by a court not of record without a jury, preserving the right of the accused to an appeal and a trial by jury in some court of record having original criminal jurisdiction." Va. Const. art. I, § 8. The Virginia Court of Appeals has confirmed that both the United States Constitution and the Virginia Constitution guarantee the right to a jury trial to defendants charged with offenses carrying potential sentences of more than six months.
McCormick v. City of Virginia Beach
,
I agree that a jury trial is not available in the JDR court, but that fact holds little weight here because the statutory affirmative defense (on which Mr. Locke relied) contained in
Virginia courts have concluded that Virginia's system of providing a jury trial on appeal for certain misdemeanors meets constitutional muster because it preserves the right to a jury trial.
Manns v. Commonwealth
,
II.
In the alternative, the Majority finds that Mr. Locke must be presumed to have knowingly and intelligently waived his right to a jury trial simply by virtue of his entry of a guilty plea. I would apply the
statute by its express terms and permit defendants to challenge the use of a MCDV as an affirmative defense, for purposes of an
Waiving the right to a jury trial is an affirmative act, and the judge accepting a guilty plea requiring such a waiver must ensure that it is undertaken knowingly, intelligently, and voluntarily. "Presuming waiver from a silent record is impermissible."
Boykin v. Alabama
,
If waiver of the right to a jury trial could ever be inferred solely from the existence of a guilty plea, such a presumption is particularly problematic with misdemeanor convictions. To the extent it is common knowledge that defendants enjoy the right to a trial by jury and waive that right by entering a guilty plea, there may also be general awareness that misdemeanors are often treated differently. The Majority notes "Virginia's entirely reasonable decision to provide for the expeditious resolution of misdemeanors ...," and the language of the statute likewise recognizes the disparity in procedural rights afforded to individuals charged with misdemeanors in varying jurisdictions. Maj. Op. at 199. Virginia's procedure wherein defendants charged with misdemeanors may proceed without a jury in the JDR court but are guaranteed the right to a jury trial via an appeal to the circuit court, demonstrates the need for a clear, affirmative waiver to ensure that a defendant understands his rights. Yet the majority opinion charges unsophisticated defendants with knowing and intelligent waiver of the right to a jury trial in the absence of any evidence that they were informed of the right or expressly waived it during the MCDV proceeding, on the basis that "as every first-year law student knows, a valid guilty plea is a waiver of the right to a jury trial." Maj. Op. at 201.
Several courts, including a previous panel of the Fourth Circuit, have addressed challenges to
Since Virginia precedent and its Constitution establish that Mr. Locke had a right to a jury trial in the jurisdiction in which he was convicted and since a sufficient factual record was adduced before the district court to reveal that Mr. Locke was not informed of his right to a jury trial and did not knowingly and intelligently waive that right in either the Virginia or Georgia proceedings, I would find that neither conviction could be used as a predicate to support a conviction under 18 U.S.C. 922(g)(9) and reverse.
Reference
- Full Case Name
- UNITED STATES of America, Plaintiff - Appellee, v. Brandon LOCKE, Defendant - Appellant.
- Cited By
- 10 cases
- Status
- Published