Tijuana Decoster v. Xavier Becerra

U.S. Court of Appeals for the Fourth Circuit

Tijuana Decoster v. Xavier Becerra

Opinion

USCA4 Appeal: 22-1931 Doc: 29 Filed: 10/02/2024 Pg: 1 of 18

PUBLISHED

UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

No. 22-1931

TIJUANA DECOSTER,

Plaintiff – Appellant,

v.

XAVIER BECERRA, Secretary of the U.S. Department of Health and Human Services, National Institutes of Health,

Defendant – Appellee.

Appeal from the United States District Court for the District of Maryland, at Greenbelt. Theodore D. Chuang, District Judge. (8:21-cv-02195-TDC)

Argued: October 27, 2023 Decided: October 2, 2024

Before GREGORY, RICHARDSON, and BENJAMIN, Circuit Judges.

Affirmed in part, reversed in part, and remanded by published opinion. Judge Benjamin wrote the opinion, in which Judge Gregory and Judge Richardson joined.

ARGUED: Eden Joanna Brown Gaines, BROWN GAINES, LLC, Washington, D.C., for Appellant. Matthew Adam Haven, OFFICE OF THE UNITED STATES ATTORNEY, Baltimore, Maryland, for Appellee. ON BRIEF: Erek L. Barron, United States Attorney, OFFICE OF THE UNITED STATES ATTORNEY, Baltimore, Maryland, for Appellee. USCA4 Appeal: 22-1931 Doc: 29 Filed: 10/02/2024 Pg: 2 of 18

DEANDREA GIST BENJAMIN, Circuit Judge:

Tijuana Decoster sued Xavier Becerra, the Secretary of the United States

Department of Health and Human Services (“HHS”). She alleged that she was

discriminated against on the basis of race in violation of Title VII of the Civil Rights Act

of 1964, as amended, 42 U.S.C. § § 2000e to 2000e-17 (“Title VII”). Decoster asserted

three claims under Title VII: (1) hostile work environment based on race; (2) constructive

discharge based on race; and (3) retaliation. The district court dismissed Decoster’s

complaint for failure to state a claim under Fed. R. Civ. P. 12(b)(6). For the reasons stated

below, we affirm the dismissal of Decoster’s hostile work environment and constructive

discharge claims. But we reverse the dismissal of her retaliation claim and remand for

further proceedings.

I.

The facts below are taken from Decoster’s complaint. “[W]here the district court

granted the defendant’s motion to dismiss under Federal Rule of Civil Procedure 12(b)(6),

we accept those facts as true.” Parker v. Reema Consulting Servs., Inc.,

915 F.3d 297, 300

(4th Cir. 2019).

A.

Tijuana Decoster, who identifies as African American, served as the Chief Grants

Management Officer for HHS’s National Institute of Neurological Disorders & Stroke

division (“NIH”). [J.A. 6,7]. In 2007, Robert Finkelstein became Decoster’s supervisor.

[J.A. 6–7]. Although their working relationship was great for years, it “became strained”

2 USCA4 Appeal: 22-1931 Doc: 29 Filed: 10/02/2024 Pg: 3 of 18

in 2019 when Finkelstein began “singl[ing] [her] out in front of her colleagues” and

“accus[ing] her of failing in her position.” J.A. 7. For example, Finkelstein “often praised

her Asian counterpart and spoke to Decoster with contempt,” but Decoster “did not observe

[Finkelstein] express the same contempt” toward “non-African American colleagues.”

Id.

Finkelstein “frequently treated [Decoster] with disdain when they met,” id. at 8, and

“accused her of problems in the work organization for which she could not be responsible,”

id. at 7, so much so that the “tension was palpable and often noted by other employees.”

Id. 8–9.

In August 2019, Finkelstein informed Decoster that he was going to “fire her.” Id.

at 7 (internal quotation marks omitted). But Finkelstein didn’t fire Decoster. Instead, he

issued Decoster a Letter of Expectation (“LOE”) regarding her performance and conveyed

that he and Decoster would meet weekly to review her progress. [J.A. 7]. These meetings,

however, never occurred. [Id.]. That same month, in an effort “to remove herself from the

office” and Finkelstein’s supervision, Decoster sought a work detail. [J.A. 8]. Finkelstein

told her that she should ask the division’s Executive Officer for approval, and the

authorization for a one-year detail was granted. [J.A. 8].

Decoster “complained directly to . . . Finkelstein and Human Resources about the

hostile work environment.” Id. at 8. However, the harassment continued. In December

2019, Finkelstein placed Decoster on a 60-day Opportunity to Demonstrate Acceptable

Performance plan (“ODAP”). [J.A. 8, 76]. The ODAP provided that at the end of the 60-

day period, Finkelstein would “conduct a formal review of [Decoster’s] performance” and

3 USCA4 Appeal: 22-1931 Doc: 29 Filed: 10/02/2024 Pg: 4 of 18

would, within a week, inform her if she passed. 1 Id. at 80. The ODAP said that Finkelstein

would meet weekly with Decoster, but just like with the LOE, he failed to do so. [J.A. 8,

79]. This led Decoster to believe Finkelstein “was setting her up for removal.” Id. at 8.

That same month, even though her work detail had already been approved, Finkelstein

informed Decoster that she could do a terminal detail instead. [J.A. 8]. This meant that

instead of returning to NIH after the conclusion of her one-year detail, her employment

with NIH would be terminated. [J.A. 8]. Finkelstein also notified her that this terminal

detail would only transpire if Decoster withdrew her pending complaint with HHS’ Equal

Employment Opportunity office (“EEO complaint”). [J.A. 8].

Then, in January 2020, Finkelstein told Decoster that he would think about allowing

her to stay employed if her Asian colleague agreed to work with her. [J.A. 8]. Decoster

reported this harassment to the Executive Officer, Human Resources, and even Finkelstein,

but no corrective action was taken. [Id]. Decoster “involuntarily retired” in February

2020, id. at 9, because “[t]he harassment curtailed [her] []ability to perform her position,”

id. at 8, and it was “clear that . . . Finkelstein intended to terminate [her] employment,” id.

at 9.

1 HHS attached a copy of the ODAP to its motion to dismiss. When deciding a motion to dismiss under Rule 12(b)(6), the court does not consider extrinsic evidence. The court may consider however, documents attached to the complaint as exhibits, and documents attached to a motion to dismiss if the documents are integral to the complaint and there is no dispute about the documents’ authenticity. Sec’y of State for Defence v. Trimble Navigation Ltd.,

484 F.3d 700

, 705 (4th Cir. 2007). Because Decoster’s complaint specifically references the ODAP, we find it is integral to the complaint, and where Decoster does not challenge its authenticity, the court considers the ODAP’s contents.

4 USCA4 Appeal: 22-1931 Doc: 29 Filed: 10/02/2024 Pg: 5 of 18

B.

Decoster first contacted, and interviewed with, an EEO Counselor in November

2019. [J.A. 14]. On December 31, 2019, she filed a formal discrimination complaint with

NIH. [J.A. 14]. She initially alleged harassment and discrimination based on race, and

retaliation, but amended her complaint after she resigned in February 2020 to add an

allegation of constructive discharge. [J.A. 13, 14]. On November 13, 2020, NIH issued a

Final Agency Decision (“FAD”) that determined Decoster was subjected to retaliation

based on her prior EEO activity when Finkelstein allegedly conditioned approval of a detail

assignment on Decoster withdrawing her EEO complaint. [J.A. 19-23]. NIH denied the

remainder of her claims and directed her to submit evidence in support of her entitlement

to damages. [J.A. 39-40]. On May 28, 2021, the NIH issued an amended Final Agency

Decision that affirmed its prior finding that Decoster established only her retaliation claim.

[J.A. 69]. It also did not grant reinstatement to a comparable position or award back pay

due to its finding that Decoster resigned, and any discrimination did not lead to a loss in

wages. [J.A. 69–70]. However, attorney’s fees and both nonpecuniary and pecuniary

damages were awarded to Decoster. [J.A. 70].

On August 26, 2021, pursuant to her right to file a civil action if she was dissatisfied

with the NIH’s decision, Decoster filed a complaint against HHS in the District of

Maryland. She raised three claims under Title VII: hostile work environment based on

race, constructive discharge based on race, and retaliation. [J.A. 9–11].

HHS moved to dismiss Decoster’s complaint for failure to state a claim under Fed.

R. Civ. P 12(b)(6). [J.A. 5]. The district court granted the motion in full. Decoster v.

5 USCA4 Appeal: 22-1931 Doc: 29 Filed: 10/02/2024 Pg: 6 of 18

Becerra, No. TDC-21-2195,

2022 WL 3083343

(D. Md. Aug. 3, 2022); Decoster v.

Becerra, No. TDC-21-2195,

2022 WL 4094569

(D. Md. Aug. 23, 2022). Decoster filed a

timely notice of appeal, and we have jurisdiction pursuant to

28 U.S.C. § 1291

.

II.

We review de novo the dismissal of a complaint under Rule 12(b)(6), accepting all

factual allegations as true and drawing reasonable inferences in the plaintiff’s favor.

Semenova v. Md. Transit Admin.,

845 F.3d 564, 567

(4th Cir. 2017). To survive a 12(b)(6)

motion to dismiss, a complaint must provide “enough facts to state a claim to relief that is

plausible on its face.” Bell Atl. Corp. v. Twombly,

550 U.S. 544, 570

(2007). “A claim has

facial plausibility when the plaintiff pleads factual content that allows the court to draw the

reasonable inference that the defendant is liable for the misconduct alleged.” Ashcroft v.

Iqbal,

556 U.S. 662, 678

(2009). In other words, “a plaintiff must provide sufficient detail

to show that he has a more-than-conceivable chance of success on the merits.” Upstate

Forever v. Kinder Morgan Energy Partners, L.P.,

887 F.3d 637, 645

(4th Cir. 2018)

(cleaned up), vacated on other grounds,

140 S. Ct. 2736

(2020). Legal conclusions or

conclusory statements do not suffice. Iqbal,

556 U.S. at 678

.

III.

Title VII provides that it is “an unlawful employment practice for an employer to

discriminate against any individual with respect to his compensation, terms, conditions, or

privileges of employment, because of such individual's race.” 42 U.S.C. § 2000e–2(a)(1).

6 USCA4 Appeal: 22-1931 Doc: 29 Filed: 10/02/2024 Pg: 7 of 18

Decoster asserted three claims under Title VII: hostile work environment based on race,

constructive discharge based on race, and retaliation. We address each in turn.

A.

We begin with Decoster’s hostile work environment claim. “A hostile work

environment exists when the workplace is permeated with discriminatory intimidation,

ridicule, and insult that is sufficiently severe or pervasive to alter the conditions of the

victim’s employment and create an abusive working environment.” Boyer-Liberto v.

Fontainebleau Corp.,

786 F.3d 264, 277

(4th Cir. 2015) (en banc) (cleaned up). To state

a plausible hostile workplace claim under Title VII, Decoster must allege “that there is (1)

unwelcome conduct; (2) that is based on the plaintiff’s race; (3) which is sufficiently severe

or pervasive to alter the plaintiff’s conditions of employment and to create an abusive work

environment; and (4) which is imputable to the employer.”

Id.

(cleaned up). To determine

“whether the harassment alleged was sufficiently severe or pervasive, we must look at all

the circumstances, including the frequency of the discriminatory conduct; its severity;

whether it was physically threatening or humiliating, or a mere offensive utterance; and

whether it unreasonably interfered with the employee’s work performance.” Parker,

915 F.3d at 304

(cleaned up).

The district court found that Decoster’s allegations did not establish severe or

pervasive conduct. Decoster,

2022 WL 3083343

at *3. Specifically, it held that Decoster

failed to allege “specific facts that would demonstrate that Finkelstein engaged in the kind

of discriminatory intimidation, ridicule, and insult that characterizes a hostile work

environment claim.”

Id.

(internal quotation marks omitted).

7 USCA4 Appeal: 22-1931 Doc: 29 Filed: 10/02/2024 Pg: 8 of 18

Decoster argues the district court erred in its finding because her allegations that

Finkelstein engaged in seven months of harassment, which consisted of intimidating

conduct and rumors of her incompetence, were sufficient to state a plausible claim.

Specifically, Decoster alleges that Finkelstein humiliated her by “frequently singl[ing]

[her] out in front of her colleagues and peers and accus[ing] her of failing in her position,”

“sp[eaking] to [her] with contempt,” “frequently treat[ing] her with disdain,” blaming her

for issues within the work organization that were out of her control, threatening to fire her

once, providing her with a LOE, and placing her on an ODAP. J.A. 7–8. She argues these

allegations are like those our court found sufficient to state a claim in Parker v. Reema

Consulting Services, Inc.,

915 F.3d 297

(4th Cir. 2019). We respectfully disagree.

In Parker, a woman was promoted to a manager position and a male employee

spread a false rumor that she had a sexual relationship with a manager to obtain her

promotion.

915 F.3d at 300

. The rumor spread throughout the workplace, and many

coworkers treated Parker “with open resentment and disrespect . . . including employees

she was responsible for supervising.”

Id.

(internal quotation marks omitted). Parker

alleged that a high-level manager asked the man with whom Parker was accused of sleeping

with, “whether his wife was divorcing him because he was ‘f- -king’ Parker.”

Id. at 304

.

The manager also blamed Parker for the rumor, called an all-staff meeting where the rumor

was discussed, refused to let Parker attend that meeting, and later told Parker “he should

have fired her when she began ‘huffing and puffing’ about” the rumor.

Id.

Parker “then

faced a false harassment complaint launched by the male employee who started the rumor

and was sanctioned based on that complaint.”

Id.

8 USCA4 Appeal: 22-1931 Doc: 29 Filed: 10/02/2024 Pg: 9 of 18

The court concluded that the alleged harassment was sufficiently severe or pervasive

because “the harassment was continuous, preoccupying not only Parker, but also

management and the employees at the . . . facility for the entire time of Parker’s

employment after her final promotion.” Id at 304. Not only did male coworkers spread

the rumor, but “[m]anagement . . . contributed to the continuing circulation of the rumor.”

Id.

This court emphasized that “[t]he harassment emanating from the rumor . . . had

physically threatening aspects,” noting that at the all-staff meeting where the rumor was

discussed, the “manager slammed the door in Parker’s face, and at another meeting, he

screamed at Parker as he lost his temper while blaming Parker for the rumor.”

Id. at 305

.

Further, the court found that the harassment was humiliating, as it went “right to the core

of somebody’s merit as a human being to suggest they were promoted not on worth but for

sexual favors.”

Id.

(internal quotation marks omitted). Finally, the court found that the

rumor “interfered with Parker’s work” because she was blamed for it, “excluded from an

all-staff meeting . . . , humiliated in front of coworkers,” had her supervisory authority

undermined, was “told to stay away from the rumormonger,” and later terminated because

of the rumor.

Id.

The case before us today is not Parker. The harassment Decoster alleges centers on

a difficult working relationship with Finkelstein and criticisms of her work performance

that she believes were unfair—not a rumor that attacked Decoster’s “merit as a human

being,” undermined her supervisory authority, and eventually led to threats on her physical

safety.

Id.

(internal quotation marks omitted).

9 USCA4 Appeal: 22-1931 Doc: 29 Filed: 10/02/2024 Pg: 10 of 18

Instead, Decoster’s allegations are closer aligned with the ones alleged in Holloway

v. Maryland,

32 F.4th 293

(4th Cir. 2022), where the court found the allegations insufficient

to state a plausible hostile work environment claim. In Holloway, the plaintiff’s supervisor

refused to communicate directly with the plaintiff; “surveyed [employees] about [the

plaintiff’s] leadership and his whereabouts during the workday”; criticized the plaintiff’s

leadership in meetings; yelled at the plaintiff in a meeting and “slammed documents onto

a table”; forced “[the plaintiff] to sign a disciplinary evaluation”; “required [the plaintiff]

to address [the supervisor] as ‘sir’ ”; and “did not honor [the plaintiff] at an employee-

recognition program.” 32 F.4th at 301. The court recognized that “[e]valuation and

criticism of one’s work performance, while perhaps unpleasant, is not abusive,” and

“reject[ed] [the plaintiff’s] contention that one episode of yelling and pounding the table,

even considered with [the plaintiff’s] other allegations, is sufficiently severe or pervasive

to establish an abusive environment.” Id.

Finkelstein’s issuance of the LOE and the ODAP constituted a supervisor providing

negative performance assessments, and just as the court indicated in Holloway, “while

perhaps unpleasant, [such acts are] not abusive.” Id. Decoster does not allege potentially

physically abusive behavior; she claims only that Finkelstein “spoke to [her] with

contempt” and “treated her with disdain.” J.A. 7, 8. And as the district court noted, these

“general characterizations of Finkelstein’s tone or manner of speaking while interacting

with Decoster . . . do not provide specific facts that would demonstrate that Finkelstein

engaged in the kind of ‘discriminatory intimidation, ridicule, and insult’ that characterizes

a hostile work environment claim.” Decoster,

2022 WL 3083343

, at *3 (quoting Boyer-

10 USCA4 Appeal: 22-1931 Doc: 29 Filed: 10/02/2024 Pg: 11 of 18

Liberto,

786 F.3d at 277

). We find that Decoster’s allegations fall short of being severe or

pervasive enough to show an abusive environment. Therefore, Decoster has not stated a

plausible hostile work environment claim. Accordingly, we affirm the district court’s

dismissal of Decoster’s hostile work environment claim.

B.

Turning now to Decoster’s constructive discharge claim, we similarly hold that she

has not sufficiently alleged facts to state a plausible claim.

To state a claim for constructive discharge premised on a hostile work environment

in this circuit, Decoster must show “ ‘something more’ than the showing required for a

hostile work environment claim.” Evans v. Int’l Paper Co.,

936 F.3d 183

, 193 (4th Cir.

2019) (quoting Pennsylvania State Police v. Suders,

542 U.S. 129, 147

(2004)); see also

Nnadozie v. Genesis HealthCare Corp.,

730 F. App’x 151

, 162 (4th Cir. 2018) (“The

‘intolerability’ standard governing constructive discharge claims is more stringent than the

‘severe and pervasive’ standard for hostile work environment claims.”).

Namely, she must show that because of her employer’s conduct, she “was subjected

to circumstances ‘so intolerable that a reasonable person would resign,’ ” Equal Emp.

Opportunity Comm’n v. Consol Energy, Inc.,

860 F.3d 131

, 144–45 (4th Cir. 2017)

(quoting Green v. Brennan,

578 U.S. 547

, 560 (2016)), “and that she actually resigned,”

Evans, 936 F.3d at 193. “ ‘Intolerability’ is not established by showing merely that a

reasonable person, confronted with the same choices as the employee, would have viewed

resignation as the wisest or best decision, or even that the employee subjectively felt

compelled to resign.” Id. (quoting Blistein v. St John’s Coll.,

74 F.3d 1459, 1468

(4th Cir.

11 USCA4 Appeal: 22-1931 Doc: 29 Filed: 10/02/2024 Pg: 12 of 18

1996), overruled on other grounds by Oubre v. Entergy Operations, Inc.,

552 U.S. 422

(1998), as recognized by Adams v. Moore Business Forms, Inc.,

224 F.3d 324, 327

(4th

Cir. 2000). Courts instead assess intolerability “ ‘by the objective standard of whether a

reasonable person in the employee’s position would have felt compelled to resign . . . that

is, whether he would have had no choice but to resign.’ ”

Id.

(alteration in original)

(emphasis removed). It follows then that the test is “objective intolerability,” Consol,

860 F.3d at 145

, and not “ ‘deliberateness,’ or a subjective intent to force a resignation.”

Id., at 144

. “[D]ifficult or unpleasant working conditions, without more, are not so intolerable

as to compel a reasonable person to resign.” Evans, 936 F.3d at 193;see also James v.

Booz-Allen & Hamilton, Inc.,

368 F.3d 371, 378

(4th Cir. 2004) (“[M]ere [d]issatisfaction

with work assignments, a feeling of being unfairly criticized, or difficult or unpleasant

working conditions are not so intolerable as to compel a reasonable person to resign.”

(quoting Carter v. Ball,

33 F.3d 450, 459

(4th Cir. 1994)) (second alteration in original)).

The district court correctly found that “[t]o the extent that Decoster’s claim is that

her work environment was so hostile that she had no choice but to resign . . . for similar

reasons to those discussed . . . in relation to the hostile work environment claim, the

allegations are insufficient to state a plausible constructive discharge claim on that basis.”

Decoster,

2022 WL 3083343

, at *4 (citing Evans, 936 F.3d at 193, for its holding that a

constructive discharge claim based on a hostile work environment requires the plaintiff to

show “something more than the showing required for a hostile work environment claim.”).

Decoster’s allegations that Finkelstein once threatened to fire her, issued her a LOE,

then placed her on an ODAP, told her she could do a terminal detail, “spoke to [her] with

12 USCA4 Appeal: 22-1931 Doc: 29 Filed: 10/02/2024 Pg: 13 of 18

contempt,” J.A. 7, and “treated her with disdain,” id. at 8, and other general

characterizations of tone, do not sufficiently allege a hostile work environment, and so they

cannot also be the basis for her constructive discharge claim. Decoster has therefore not

alleged facts sufficient to plausibly show that she was constructively discharged.

Therefore, we affirm the district court’s dismissal of her claim on this basis.

On appeal, Decoster further argues that we should adopt a theory of constructive

discharge endorsed by the Seventh Circuit in EEOC v. Univ. of Chicago Hospitals,

276 F.3d 326

(7th Cir. 2002), whereby constructive discharge occurs “[w]hen an employer acts

in a manner so as to have communicated to a reasonable employee that she will be

terminated.”

Id. at 332

; see also

id.

(reasonable employee would believe termination was

imminent where she arrived at work to find her “belongings were packed and her office

was being used for storage”). Beyond the fact our circuit has not adopted this theory of

constructive discharge, Decoster’s allegations fall woefully short to state a claim under the

cited caselaw as she does not allege any acts on HHS's part demonstrating the type of

imminence University of Chicago Hospitals and related Seventh Circuit authority seem

to require. Accordingly, we affirm the district court’s dismissal of Decoster's constructive

discharge claim on this additional basis. 2

2 Decoster’s allegations that the hostile work environment and constructive discharge stemmed from race discrimination are also deficient. As the district court noted, Decoster’s only allegation on this point is that Finkelstein did not speak to non-African American employees, including one Asian American colleague, “with the same disdain and contempt directed to her.” Decoster,

2022 WL 3083343

, at *5 (quotation marks omitted). This allegation is conclusory. Without more, this allegation cannot support a (Continued) 13 USCA4 Appeal: 22-1931 Doc: 29 Filed: 10/02/2024 Pg: 14 of 18

C.

Finally, we address Decoster’s challenge to the dismissal of her retaliation claim,

beginning with the relevant background information. HHS argued in its motion to dismiss

that this claim is moot because Decoster prevailed during the EEO proceeding and did “not

contest the previous finding by the [NIH] on the merits of [the retaliation claim], with the

exception of any damages sought in excess of those already awarded.” Mot. to Dismiss

(ECF No. 18-1) at 11. 3 In her response in opposition, Decoster conceded that the “NIH

found in her favor on her retaliation claim in the administrative process,” and argued that

the district court should not dismiss the claim because although “[s]he d[id] not seek to

appeal [NIH’s administrative] finding,” she sought to challenge “NIH’s failure to award an

appropriate amount of back pay and compensatory damages.” Opposition to Mot. to

Dismiss (ECF 19) at 6. She asked, “for a jury or the [district] [c]ourt, where appropriate,

to determine the proper amount of damages given the finding of liability.” Id. at 7.

In ruling on the 12(b)(6) motion, the district court noted that “ ‘Title VII does not

authorize a federal-sector employee to bring a civil action alleging only that’ the

administrative agency’s ‘remedy was insufficient.’ ” Decoster,

2022 WL 3083343

at *6

(quoting Laber v. Harvey,

438 F.3d 404, 423

(4th Cir. 2006) (en banc)). Indeed, “to claim

entitlement to a more favorable remedial award, the employee must place the employing

plausible claim for hostile work environment and constructive discharge based on race discrimination. See Coleman v. Md. Ct. of App.,

626 F.3d 187, 191

(4th Cir. 2010). 3 Citations to the electronic case files (ECF) utilize the blue pagination found at the top of each page.

14 USCA4 Appeal: 22-1931 Doc: 29 Filed: 10/02/2024 Pg: 15 of 18

agency’s discrimination at issue.” Laber,

438 F.3d at 423

. The district court recognized

that “[alt]hough Decoster’s brief posits that ‘[s]he does not seek to appeal [NIH’s] finding,’

only its remedy . . . her [c]omplaint does not rely on or adopt the NIH’s administrative

decision but instead solely states factual allegations in support of her retaliation claim.”

Decoster,

2022 WL 3083343

at *6. So the district court found no basis to dismiss her

retaliation claim at that time “[b]ecause the [c]omplaint [did] not allege NIH’s finding of

retaliation or assert that it is binding on . . . [the] [c]ourt.”

Id.

But given the arguments

posited in her opposition to the motion to dismiss, the court sought clarification from

Decoster:

If Decoster acknowledges that the agency’s determination on the issue of retaliation is now at issue in this case, she may proceed with her retaliation claim in order to seek a more favorable remedy but may not “require the district court to make a finding of liability” based on NIH’s finding. If she chooses not to place NIH’s finding on retaliation at issue, the Court will dismiss the retaliation claim.

Id.

(citation omitted).

In the order granting in part the motion to dismiss, the court directed Decoster to

“inform[] the Court whether she agree[d] to have the administrative agency’s determination

on retaliation placed at issue in th[e] litigation.” J.A. 96. “If she d[id] not agree, [the

retaliation claim] w[ould] be dismissed.”

Id.

Decoster then filed her notice:

Plaintiff . . . notifies the Court that she agrees with the Agency’s administrative finding of retaliation but that she disagrees with the Agency’s determination of damages pursuant to its finding of retaliation. In light of the Court’s Order dismissing the remainder of Plaintiff’s claims, Plaintiff requests and is entitled to a trial concerning damages.

J.A. 97.

15 USCA4 Appeal: 22-1931 Doc: 29 Filed: 10/02/2024 Pg: 16 of 18

Based on this response, the district court dismissed the retaliation claim and

explained that “as stated in the Court’s Memorandum Opinion, ‘as a matter of law,

Decoster’s claim cannot proceed if she seeks to challenge only NIH’s remedy’ because

“ ‘Title VII does not authorize a federal-sector employee to bring a civil action alleging

only that’ the administrative agency’s ‘remedy was insufficient.’ ” ” Decoster,

2022 WL 4094569

at *1.

Decoster now argues that her retaliation claim should not have been dismissed

because she indisputably stated a claim of retaliation in her complaint, rather than a request

for a hearing on damages. We agree.

In order “ ‘[t]o state a prima facie case of retaliation, a plaintiff must show that (1)

the plaintiff engaged in a protected activity . . . ; (2) the employer acted adversely against

the plaintiff; and (3) the protected activity was causally connected to the employer’s

adverse action.’ ” Okoli v. City of Baltimore,

648 F.3d 216, 223

(4th Cir. 2011) (quoting

Beall v. Abbott Labs.,

130 F.3d 614, 619

(4th Cir. 1997), abrogation on other grounds

recognized by Gilliam v. South Carolina Dept. of Juvenile Justice,

474 F.3d 134

(4th Cir.

2007)).

Decoster alleged that after her original one-year detail was approved, and after she

complained to both Human Resources and Finkelstein about the hostile work environment,

Finkelstein “told her that she could do a terminal detail,” but “that the detail would not

ensue unless Decoster dropped or dismissed her pending EEO complaint.” J.A. 8

(emphasis removed). Decoster also alleged that her “supervisor and Human Resource

officials were aware of her significant protected activity, namely formal and informal

16 USCA4 Appeal: 22-1931 Doc: 29 Filed: 10/02/2024 Pg: 17 of 18

complaints of discrimination and retaliation against her supervisor,” J.A. 10, and that “[a]s

a result of [Decoster’s] protected activity, [HHS] engaged in conduct which would have

dissuaded a reasonable person from complaining, to include a [LOE], [Decoster’s]

placement on an ODAP, and professional humiliation in front of [Decoster’s] peers and

colleagues.”

Id.

at 10–11. These allegations, viewed at the 12(b)(6) stage, are sufficient

to state a plausible retaliation claim.

The district court found that dismissal of Decoster’s retaliation claim was not

appropriate at the time of ruling on the 12(b)(6) motion because “her Complaint [did] not

rely on or adopt the [Agency]’s administrative decision but instead solely state[d] factual

allegations in support of her retaliation claim.” Decoster,

2022 WL 3083343

at *6.

Accordingly, the district court should have stopped its analysis there. We must remember

the posture of the case as it was before the district court: a motion to dismiss under Rule

12(b)(6). To decide the viability of Decoster’s retaliation claim, the district court should

only have looked to the allegations within the four corners of Decoster’s complaint. See

Zak v. Chelsea Therapeutics Int’l, Ltd.,

780 F.3d 597, 606

(4th Cir. 2015) (“[W]hen a

defendant moves to dismiss a complaint under Rule 12(b)(6), courts are limited to

considering the sufficiency of allegations set forth in the complaint.”). A review of

Decoster’s complaint shows no reliance on NIH’s finding of liability or any assertion that

is binding the court, nor is it only challenging NIH’s remedy which would bar her claim

under Laber.

Therefore, we hold that the district court erred by dismissing Decoster’s retaliation

claim. Decoster properly placed both the merits and remedy of her retaliation claim at

17 USCA4 Appeal: 22-1931 Doc: 29 Filed: 10/02/2024 Pg: 18 of 18

issue by filing her complaint containing allegations which sufficiently state a claim of

retaliation under Title VII. The complaint itself made clear that Decoster intended to assert

a retaliation claim de novo, rather than rely on the NIH’s findings at the administrative

level. As a result, we reverse and remand for further proceedings as to this claim.

IV.

In sum, we affirm the district court’s dismissal of Decoster’s Title VII claims for

hostile work environment and constructive discharge. But we reverse the dismissal of

Decoster’s retaliation claim and remand for further proceedings.

AFFIRMED IN PART, REVERSED IN PART, AND REMANDED

18

Reference

Status
Published