Johnnie Wills v. Karen Pszczolkowski
Johnnie Wills v. Karen Pszczolkowski
Opinion
USCA4 Appeal: 22-6704 Doc: 32 Filed: 01/13/2025 Pg: 1 of 11
PUBLISHED
UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT
No. 22-6704
JOHNNIE FRANKLIN WILLS,
Petitioner – Appellant,
v.
KAREN PSZCZOLKOWSKI, Superintendent, Northern Correctional Facility,
Respondent – Appellee.
Appeal from the United States District Court for the Northern District of West Virginia, at Clarksburg. John Preston Bailey, District Judge. (5:22-cv-00005-JPB-JPM)
Argued: March 8, 2023 Decided: January 13, 2025
Before AGEE and RUSHING, Circuit Judges, and Joseph DAWSON III, United States District Judge for the District of South Carolina, sitting by designation.
Affirmed by published opinion. Judge Rushing wrote the opinion, in which Judge Agee and Judge Dawson joined.
ARGUED: Jeremy Benjamin Cooper, BLACKWATER LAW, PLLC, Kingwood, West Virginia, for Appellant. Lindsay Sara See, OFFICE OF THE ATTORNEY GENERAL OF WEST VIRGINIA, Charleston, West Virginia, for Appellee. ON BRIEF: Patrick Morrisey, Attorney General, Michael R. Williams, Senior Deputy Solicitor General, Grant A. Newman, Spencer J. Davenport, Special Counsel, OFFICE OF THE ATTORNEY GENERAL OF WEST VIRGINIA, Charleston, West Virginia, for Appellee. USCA4 Appeal: 22-6704 Doc: 32 Filed: 01/13/2025 Pg: 2 of 11
RUSHING, Circuit Judge:
Johnnie Franklin Wills, a state prisoner, filed a habeas petition challenging his life
sentence under West Virginia’s recidivist statute. He claims that West Virginia’s judicially
crafted test for determining whether a recidivist life sentence is proportional to the crime
is unconstitutionally vague. The West Virginia courts denied Wills relief, reasoning that
the void-for-vagueness doctrine does not extend to their proportionality test. Because that
decision was reasonable, the district court denied Wills relief. We affirm.
I.
In 2016, a West Virginia jury convicted Wills of grand larceny and conspiracy to
commit grand larceny, which are both felonies. Because Wills had previously been
convicted of eight other felonies, the court sentenced him to life imprisonment (with parole
eligibility after fifteen years) under West Virginia’s recidivist statute. See
W. Va. Code § 61-11-18(2000).
At that time, West Virginia’s recidivist statute stated that a person who had been
“twice before convicted” of a felony “shall be sentenced to be confined . . . for life” upon
a third felony conviction. 1
Id.But despite the statute, not every third felony conviction
results in a life sentence. The recidivist statute must operate within the bounds of the West
Virginia Constitution, which requires that “[p]enalties shall be proportioned to the
character and degree of the offense.” W. Va. Const. art. III, § 5. Thus, a court applying
the recidivist statute may nevertheless evaluate whether a “life sentence imposed for
1 In 2020, the West Virginia legislature amended the recidivist statute, but the parties agree that amendment has no bearing on this case. 2 USCA4 Appeal: 22-6704 Doc: 32 Filed: 01/13/2025 Pg: 3 of 11
recidivism [would be] constitutionally disproportionate to the offenses upon which it is
based.” State v. Beck,
286 S.E.2d 234, 244(W. Va. 1981). The Supreme Court of Appeals
of West Virginia has devised the following proportionality test: “for purposes of a life
recidivist conviction . . . , two of the three felony convictions considered must have
involved either (1) actual violence, (2) a threat of violence, or (3) substantial impact upon
the victim such that harm results.” State v. Hoyle,
836 S.E.2d 817, 833 (W. Va. 2019). “If
this threshold is not met, a life recidivist [sentence] is an unconstitutionally
disproportionate punishment under” the state constitution.
Id.Wills appealed his life sentence to the Supreme Court of Appeals of West Virginia,
arguing that his felonies were not violent. That court affirmed. See State v. Wills, No. 16-
1199,
2017 WL 5632127, at *4 (W. Va. Nov. 22, 2017). The court explained that the
recidivist statute imposes a life sentence on a defendant who commits three felonies, but in
some cases that sentence may “run afoul” of the proportionality principle in the West
Virginia constitution.
Id. at *2. Will’s sentence, however, did not violate the
proportionality principle because he was convicted of multiple crimes that “by their very
nature involve the threat of harm or violence.”
Id. at *3(internal quotation marks and
brackets omitted).
Wills then filed a petition for a writ of habeas corpus in state court. As relevant
here, he challenged his recidivist life sentence, arguing that the state courts’ proportionality
test was unconstitutionally void for vagueness after the United States Supreme Court’s
decisions in Johnson v. United States,
576 U.S. 591(2015), and Sessions v. Dimaya,
138 S. Ct. 1204(2018).
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In Johnson, the Supreme Court held the residual clause of the Armed Career
Criminal Act (ACCA) void for vagueness.
576 U.S. at 606. ACCA imposes an increased
mandatory minimum sentence for a defendant previously convicted of three violent
felonies, and its residual clause defined a “violent felony” as a crime punishable by more
than one year’s imprisonment that “‘involves conduct that presents a serious potential risk
of physical injury to another.’”
Id. at 594(emphases omitted) (quoting
18 U.S.C. § 924(e)(2)(B)(ii)). The Court reasoned that two features of the clause, in
combination, rendered it unconstitutionally vague. First, it tied “the judicial assessment of
risk to a judicially imagined ‘ordinary case’ of a crime, not to real-world facts or statutory
elements,” which left “grave uncertainty about how to estimate the risk posed by a crime.”
Id. at 597. Second, the clause required courts “to apply an imprecise ‘serious potential
risk’ standard” to that “judge-imagined abstraction,” resulting in “uncertainty about how
much risk it takes for a crime to qualify as a violent felony.”
Id. at 598. “By combining
indeterminacy about how to measure the risk posed by a crime with indeterminacy about
how much risk it takes for the crime to qualify as a violent felony, the residual clause
produce[d] more unpredictability and arbitrariness than the Due Process Clause [of the
Fifth Amendment] tolerates.”
Id.In Dimaya, the Court extended Johnson’s reasoning to hold the residual clause of
the “crime of violence” definition in
18 U.S.C. § 16(b) void for vagueness. 138 S. Ct. at
1212, 1215. That clause defined a “crime of violence” as “any other offense that is a felony
and that, by its nature, involves a substantial risk that physical force against the person or
property of another may be used in the course of committing the offense.” Id. at 1211
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(internal quotation marks omitted). Because Section 16(b)’s residual clause had “the same
two features as ACCA’s, combined in the same constitutionally problematic way,” it was
also unconstitutionally vague. 2 Id. at 1213.
Wills’s habeas petition argued that, if West Virginia courts apply a “categorical
approach” to assess whether a crime is violent for purposes of their proportionality test,
then “the recidivist law fails for the same reasons as those in Johnson and Dimaya.” J.A.
257. The state court disagreed and denied him habeas relief. The Supreme Court of
Appeals of West Virginia affirmed. See Wills v. Pszczolkowski, No. 20-472,
2021 WL 3030372, at *4 (W. Va. July 19, 2021). As the court explained, it has repeatedly held that
the recidivist statute is “plain and unambiguous.”
Id.(internal quotation marks omitted);
see, e.g., State ex rel. Appleby v. Recht,
583 S.E.2d 800, 816(W. Va. 2002) (per curiam).
The court distinguished Johnson and Dimaya, observing that neither case “‘involve[d] a
recidivist statute’” and “‘the principles of statutory construction contained in those cases
are inapplicable to resolve the issue presented herein: whether, under the facts and
circumstances of this case, the imposition of a life sentence under our recidivist statute is
constitutionally disproportionate.’” Wills,
2021 WL 3030372, at *4 (quoting State v.
Plante, No. 19-109,
2020 WL 6806375, at *5 (W. Va. Nov. 19, 2020)).
After the state court denied him relief, Wills filed a federal habeas petition under
28 U.S.C. § 2254. The district court also denied Wills relief. Applying the Antiterrorism and
2 Later, the Supreme Court held unconstitutionally vague the residual clause of the “crime of violence” definition in
18 U.S.C. § 924(c)(3), which is “almost identical to the language” of Section 16(b). United States v. Davis,
139 S. Ct. 2319, 2329(2019). 5 USCA4 Appeal: 22-6704 Doc: 32 Filed: 01/13/2025 Pg: 6 of 11
Effective Death Penalty Act of 1996 (AEDPA),
Pub. L. No. 104-132, 110Stat. 1214, the
district court concluded that the decision of the Supreme Court of Appeals of West Virginia
was not contrary to or an unreasonable application of clearly established federal law.
Johnson and Dimaya were distinguishable, the district court explained, because they
involved “a statutorily-mandated aggravating factor,” which is “patently different” from
the challenged proportionality test, which “operates as a judicially-created limitation on a
recidivist sentence.” J.A. 381.
The district court granted Wills a certificate of appealability, and he appealed. We
review the district court’s denial of habeas relief de novo. Allen v. Lee,
366 F.3d 319, 323(4th Cir. 2004) (en banc).
II.
AEDPA governs our review. Because the state court adjudicated the merits of
Wills’s constitutional claim, AEDPA bars relief unless the state court’s decision “was
contrary to, or involved an unreasonable application of, clearly established Federal law, as
determined by the Supreme Court of the United States,”
28 U.S.C. § 2254(d)(1), or “was
based on an unreasonable determination of the facts in light of the evidence presented in
the State court proceeding,”
id.§ 2254(d)(2). See Harrington v. Richter,
562 U.S. 86, 100(2011); Lewis v. Wheeler,
609 F.3d 291, 300–301 (4th Cir. 2010).
Wills invokes only the “unreasonable application” clause of Section 2254(d)(1).
For purposes of Section 2254(d)(1), “clearly established Federal law” includes “only the
holdings, as opposed to the dicta, of [the Supreme] Court’s decisions.” White v. Woodall,
572 U.S. 415, 419(2014) (internal quotation marks omitted). A state court’s ruling is an
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“unreasonable application of” those holdings only if it “‘was so lacking in justification that
there was an error well understood and comprehended in existing law beyond any
possibility for fairminded disagreement.’” Woods v. Donald,
575 U.S. 312, 316(2015)
(quoting Richter,
562 U.S. at 103). In other words, if “fairminded jurists could disagree
on the correctness of the state court’s decision,” then it was not an unreasonable application
of federal law. Richter,
562 U.S. at 101(internal quotation marks omitted). Showing that
the state court’s ruling was “wrong” or even “clear error” will “not suffice.” Woods,
575 U.S. at 316(internal quotation marks omitted). As the Supreme Court has explained,
Section 2254(d)(1) “corrects only the most ‘extreme malfunctions.’” Currica v. Miller,
70 F.4th 718, 724 (4th Cir. 2023) (quoting Woods,
575 U.S. at 316).
Wills identifies Johnson, Dimaya, and Davis as the relevant Supreme Court
precedents for his vagueness claim. Those decisions applied the Fifth Amendment, but a
State similarly violates the Due Process Clause of the Fourteenth Amendment “when it
deprives someone of life, liberty, or property pursuant to a statute or regulation that is ‘so
vague that it fails to give ordinary people fair notice of the conduct it punishes, or so
standardless that it invites arbitrary enforcement.’” Lumumba v. Kiser,
116 F.4th 269, 284
(4th Cir. 2024) (quoting Johnson,
576 U.S. at 595). The Supreme Court has applied this
standard to invalidate, as void for vagueness, “two kinds of criminal laws”: those that
“define criminal offenses” and those that “fix the permissible sentences for criminal
offenses.” Beckles v. United States,
137 S. Ct. 886, 892(2017) (emphases omitted).
Wills contends that his sentence under West Virginia’s recidivist statute violates
this due process principle. But Wills does not challenge the statute itself as vague. Instead,
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Wills challenges, as void for vagueness, the proportionality test used by West Virginia
courts. He argues that by upholding that test, the Supreme Court of Appeals of West
Virginia unreasonably applied federal law as clearly established in Johnson, Dimaya, and
Davis.
We disagree. The United States Supreme Court has not applied the void-for-
vagueness doctrine to a judicially crafted proportionality test, and whether its holdings
apply to this context is not “so obvious” that “there could be no fairminded disagreement
on the question.” White,
572 U.S. at 427(internal quotation marks omitted). The state
court’s ruling therefore was not an unreasonable application of clearly established federal
law, and Section 2254(d)(1) offers Wills no relief.
First, in Johnson, Dimaya, and Davis, the Supreme Court evaluated and invalidated
statutes for unconstitutional vagueness. The Court has not extended those holdings beyond
the statutory context. See, e.g., Beckles,
137 S. Ct. at 892(refusing to extend Johnson to
the Sentencing Guidelines).
Second, whether those holdings apply to judicially crafted tests is certainly not
“beyond any possibility for fairminded disagreement.” Woods,
575 U.S. at 316(internal
quotation marks omitted). Wills identifies no court that has evaluated a judicial standard
for unconstitutional vagueness. To the contrary, courts have concluded that the void-for-
vagueness doctrine does not apply to judicial decisions. See Columbia Nat. Res., Inc. v.
Tatum,
58 F.3d 1101, 1106 (6th Cir. 1995) (“No precedent supports the proposition that a
party may attack a Supreme Court decision as void for vagueness.”); Weigel v. Maryland,
950 F. Supp. 2d 811, 834(D. Md. 2013) (explaining that no “controlling authority . . .
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applies the void-for-vagueness doctrine to judicial decisions”). Wills relies on Bouie v.
City of Columbia,
378 U.S. 347(1964), but that opinion did not apply the void-for-
vagueness doctrine to a judicial decision. In Bouie, the Supreme Court held that the Due
Process Clause prohibited a state court from applying its “unforeseeable judicial
enlargement of a criminal statute” retroactively.
378 U.S. at 353. But Wills does not bring
a retroactivity challenge to the state court’s proportionality test; he challenges it as void for
vagueness. And as the Supreme Court has recently explained, “the void-for-vagueness and
ex post facto inquiries are analytically distinct.” Beckles,
137 S. Ct. at 895(internal
quotation marks omitted).
Fairminded jurists could agree with the Supreme Court of Appeals’ conclusion that
the Johnson line of cases does not apply to its proportionality test. As Wills acknowledges,
the West Virginia recidivist statute unambiguously imposes a life sentence on a defendant
with three felony convictions. See State ex rel. Appleby,
583 S.E.2d at 816. The
proportionality test does not purport to interpret the unambiguous recidivist statute. See
id.; State v. Rich, No. 21-638,
2022 WL 17444786, at *2 (W.V. Dec. 6, 2022). Rather, it
is a standard by which West Virginia courts assess whether a sentence, authorized by the
recidivist statute, violates the proportionality principle of the state constitution. In other
words, the state court’s evaluation of whether a defendant’s felonies were actually or
potentially violent or resulted in harm cannot increase but only decrease his statutory life
sentence. As the district court observed, this judicially created proportionality limit on the
recidivist sentences imposed by the legislature is “wholly dissimilar from” the statutes in
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Johnson, Dimaya, and Davis, which imposed more severe punishment based on
unconstitutionally vague statutory standards. J.A. 381.
Recognizing the differences between this case and clearly established federal law,
Wills argues that the Supreme Court of Appeals of West Virginia unreasonably applied
federal law by “‘refus[ing] to extend’” the holdings of Johnson, Dimaya, and Davis to this
“‘new context where it should apply.’” Opening Br. 11 (quoting Decastro v. Branker,
642 F.3d 442, 449(4th Cir. 2011)). Our Court used to entertain such arguments, but the
Supreme Court unequivocally shut down that practice as inconsistent with AEDPA. See
White,
572 U.S. at 426; Tyler v. Hooks,
945 F.3d 159, 166(4th Cir. 2019) (acknowledging
that “the Supreme Court has rejected [this] notion”); Gunnells v. Cartledge,
669 Fed. App. 165, 166(4th Cir. 2016) (recognizing that “the Supreme Court has since abrogated [our
precedent] by rejecting the principle that a state court could be unreasonable in refusing to
extend Supreme Court precedent”). As the Supreme Court explained, “Section 2254(d)(1)
provides a remedy for instances in which a state court unreasonably applies this Court’s
precedent; it does not require state courts to extend that precedent or license federal courts
to treat the failure to do so as error.” White,
572 U.S. at 426. After all, “if a habeas court
must extend a rationale before it can apply to the facts at hand, then by definition the
rationale was not clearly established at the time of the state-court decision.”
Id.(internal
quotation marks omitted). Wills’s extension argument, therefore, is unavailing.
III.
In short, Wills has not shown that the state court’s ruling on his vagueness claim
“was so lacking in justification that there was an error well understood and comprehended
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in existing law beyond any possibility for fairminded disagreement.” Richter,
562 U.S. at 103. Having failed to satisfy this “condition for obtaining habeas corpus from a federal
court,” Wills cannot receive relief.
Id.The judgment of the district court is
AFFIRMED.
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