Grimsley v. United States
Concurring Opinion
(concurring).
The opinion of the majority is an extremely simple and, as I think, correct statement of the principle that two substantial things must concur before a defendant may be convicted of a felony in a court of the United States; (1) He must be charged by indictment with the commission of a federal offense;. (2) the offense must be proven against him.
I have always supposed that as an indictment without proof cannot support a conviction, so proof without indictment cannot.
That Congress by the Act of February 26, 1919, 28 USCA § 391, either intended or has effected the result that in federal courts proof of a federal offense is now the only matter of substance, that indictment is mere technicality, and may, when proof is ample, be entirely dispensed with, I do not believe.
No ease has yet been found by me which declares that failure to charge the essential element of an offense is a mere technicality; on the contrary, there is general concurrence in the statement that if “the indictment fails
Where the indictment has been challenged by demurrer, raising not technicality, but matters of substance, and the demurrer has been erroneously overruled, by that much more is it clear that a conviction upon such indictment must be reversed. Moore v. United States, 160 U. S. 268, 16 S. Ct. 294, 40 L. Ed. 422.
Technicality and substance are not so confused in my mind as that I can bring myself to believe that failure to charge the substantive elements of a federal offense constitutes “technical error, defect, or exception which does not, affect the substantial rights” of the defendant.
I concur in the majority opinion.
Opinion of the Court
J. Clifford Grimsley, appellant in No. 6133, was convicted upon an indictment which charged that on June 25, 1929, in the Northern District of Florida, he, “then and there unlawfully and feloniously, did sell a certain motor vehicle, to-wit, Ford Sedan, Motor No. A-669267, then and there well knowing the same to have been transported in interstate commerce, that is to say from Mobile, in the State of Alabama, to Pensacola in the State of Florida, and then and there well knowing the same to have theretofore been stolen.” George Grimsley, appellant in No. 6143, was convicted upon an indictment, identical in form with that against Clifford Grimsley, which alleged the sale of another automobile at a later date. Each indictment was demurred to on the ground that it failed to allege any offense against the laws of the United States, and on the further ground that it failed to allege directly that the motor vehicle, which the appellant proceeded against was charged with selling, had been stolen. The demurrers were overruled, and the orders thereon are assigned as errors.
The indictments were drawn under the National Motor Vehicle Theft Act, 18 USCA § 408. That act provides for the punishment, by section 3, of one who transports in interstate or foreign commerce a motor vehicle, knowing the same to have been stolen; and, by section 4, of one who receives, conceals, stores, barters, sells or disposes of a motor vehicle, “moving as, or which is a part of, or which constitutes interstate or foreign commerce, knowing the same to have been stolen.” 41 Stat. 334. It is an essential element of the offense under the fourth section that the accused receive the motor vehicle while it is moving as, or is a part of, or constitutes, interstate or foreign commerce. The act, as is apparent on the face of it, is based upon the commerce clause of the Constitution, and does not assume to punish one who receives or sells a stolen motor vehicle after it has ceased to move in, or be a part of, interstate or foreign commerce. Brooks v. United States, 267 U. S. 432, 45 S. Ct. 345, 69 L. Ed. 699, 37. A. L. R. 1407. This essential element was not alleged in the indictments under consideration.
In view of the situation, we deem it proper to suggest that the new indictments, if they shall be found, ought to allege directly that the motor vehicles had been stolen. The whole objeet of the act of Congress is to punish the transportation or receipt in interstate or foreign commerce of motor vehicles that have been stolen. Brooks v. United States, supra. Theft of a motor vehicle is therefore an essential element of the crime. It is not always true that a statutory crime may be alleged in an indictment in the language of the statute. United States v. Hess, supra. For a form of indictment which well alleges the common offense of receiving stolen goods with knowledge that they had been stolen, see Bishop’s Directions & Forms, § 916. It is so easy for the pleader to follow this or some other approved form in alleging the receipt or sale of stolen goods with knowledge that they had been stolen, that eourts ought not to have to resort to inferences and to statutes relating to harmless error, in an effort to bolster up an indictment for that offense.
The judgments are, and each of them is, reversed; and the causes are remanded for further proceedings not inconsistent with this opinion.
Dissenting Opinion
(dissenting).
My dissent rests upon the Act of February 26, 1919, 28 USCA § 391, providing: “On the hearing of any appeal * * * in any ease, civil or criminal, the court shall give judgment after an examination of the entire record before the court, without regard to technical errors, defects, or exceptions which do not affect the substantial rights of the parties.” This means that no new trial is to be. granted for an abstract error which the whole record shows did no practical harm. The same words were used in this same meaning by the court in Iron-Silver Co. v. Mike & Starr Co., 143 U. S., at page 402, 12 S. Ct. 543, 36 L. Ed. 201. This is a highly remedial •statute touching a valid complaint against the administration of justice, and ought to be fully effectuated. As applied to a ruling on a demurrer to an indictment which is followed by a trial, it is not to be confused with the old law in 18 USCA § 556, that: “No indictment * * * shall be deemed insufficient * * * by reason of any defect or imperfection in matter of form only, which shall not tend to the prejudice of the defendant.” This law applies to the trial judge, and is still unchanged. It covers only defects of form, and declares that disregard of such defects as are mentioned in it is not error. The new law speaks not to the trial judge, but to the reviewing court, and, assuming that the. trial jud^e has committed error, it directs the reviewing court not to punish it by a new trial if it turns out in the light of the whole record to be an abstract error, and without practical prejudice to the defendant. The decisions under the old law as to what it takes to make a good indictment, and what is matter of form and what of substance, are still binding on the trial judge in his rulings on
Reference
- Full Case Name
- GRIMSLEY v. UNITED STATES (Two Cases)
- Cited By
- 44 cases
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- Published