Bass v. Hoagland
Opinion of the Court
The judgment for $9,833.49 from which appeal is taken was entered on a motion for judgment on the pleadings under Rule 12(c) of Federal Rules of Civil Procedure, 28 U.S.C.A. The complaint alleges simply that the plaintiff Hoagland is a citizen of Kansas and the defendant Bass a citizen of Texas and the amount involved is more than $3,000; that on Dec. 13, 1943, judgment was rendered in the United States District Court for the District of Kansas against defendant and another for $7,810.70 and costs, no part of which has been paid, and on which $9,177.53 principal and interest is due, for which judgment is prayed. The answer, after asserting that no claim is stated in the complaint on which relief can
Such being the pleadings, the plaintiff was allowed to introduce a certified copy of ¡the judgment, which we will regard as making it an exhibit to the complaint. It states that the case came on for trial on Dec. 13, 1943, the plaintiff being present by ■named attorneys, and the defendants being present neither in person nor by attorney, “but being in default by reason of the withdrawal of Cowan, McCorkle, Kahors and Nelson and W. A. Kahors, which withdrawal had been previously made in open court 'by said attorneys after notice to defendants” ; that an affidavit had been made that the defendants were not in military service; that “thereupon the matter proceeded to trial and evidence having been introduced and argument of counsel 'having been made, the court finds that the plaintiff is entitled to judgment in the amount prayed for”, whereupon recovery was adjudged in the sum of $7,810.70. Besides being signed by the judge, it is marked “Approved”, signed by plaintiff’s attorneys. It was not filed by the Clerk till April 5, 1944.
On a motion for judgment on the pleadings the old rule obtains that the fact allegations of the answer are to be taken as true, but those of the complaint arc taken as true only where and to the extent that they do not conflict with those of the answer. In this case the motion for judgment itself contains an express admission, for the purposes of the motion only, that the grounds of defense in the answer are true, but asserts they are only a collateral attack upon a judgment regular upon its face. The facts thus presented make this picture: Bass, a citizen of Texas, was sued in Kansas (with another) by a citizen of Kansas for a personal injury inflicted in an automobile accident for damages alleged to be $7,810.70. The mode of service does not appear but is immaterial because Bass appeared by counsel and filed an answer to the merits. The plaintiff filed a demand for jury trial and Bass has never consented to its withdrawal. For an undisclosed reason defendants’
The plaintiff argues that the remedy was by setting .aside the default judgment under Rules 55(c) and 60(b) on motion within six months, or by “an action to relieve a party from a judgment” for which Rule 60'(b) fixes no limit of time. It may be that under Rule 6(b) an enlargement of the time of six months for a motion might be obtained. No relief having been sought in the court rendering the judgment, it is asserted that an attack cannot be collaterally made in this suit upon the judgment. Whether there was or still is available such a remedy is no,t a question before us, but would be for the Kansas court on an application to it. Our question is whether the judgment is enforceable in the Texas court on .these facts.
Both courts involved are federal courts, proceeding under federal law. The due faith and credit clause of the Constitution, Art. IV, Section 1, is therefore not directly applicable. The validity of the judgment of the Kansas District court depends on the Constitution and laws of the United States alone, the procedural law of neither Kansas nor Texas being controlling. The federal Rules of Civil Procedure have the force and effect of statutes, but no more. It is well settled law in the federal courts that a judgment of a court having jurisdiction of the parties and of the subject matter is conclusive of -the matter it decides and cannot be collaterally attacked for error in procedure or as to tire merits. It is also well settled law that its express recitals import verity; and where the judgment is silent, if the court rendering it is one of record and of general jurisdiction, the federal district court being such a court, ■all presumptions are in favor of its regularity. It is equally well settled that such presumptions may be overcome and that recitals as to things proper to be shown in the record on which the judgment rests may be overborne by reference to that record. It is also settled that a suit on a judgment, being a mode of enforcing it, does not open it to direct attack, and that any attack is collateral. Since the Kansas court had jurisdiction of the person of Bass by his appearance and pleading to -the merits, and had jurisdiction to -render a money judgment between citizens of different States for a .personal injury, most of the several attacks collaterally made in the -answer cannot avail because they assert mere error in the exercise of jurisdiction rather than usurpation of power.
But the last defense requires careful consideration. It asserts that the jury trial of the fact issues in the case which is guaranteed by the Seventh Amendment of the Constitution, and was required by the original Judiciary Act of 1799 before the Amendment was adopted, .the requirement being carried in 28 U.S.C.A. § 770,
There is of course no right to a jury trial when there is no issue of fact to be tried, and a judgment by default proceeds on that basis. But here, on the facts admitted and provable by the .record itself, there was no default from which a confession of the complaint can be presumed. There was appearance and pleading as the summons required, and a demand for jury trial by the plaintiff which operated as a demand by the defendant also unless withdrawn by his consent, which was not given. Rule 38(a, b, d). The judgment nevertheless recites that there was a default because counsel for defendant at some previous date withdrew as such. There was no withdrawal of the defendant’s appearance and pleading and demand for a jury. The case was still not in default -and thereby confessed. If the plaintiff wished to present it to .the court as in default, he was bound to notify the defendant or his counsel three days -in advance of -the hearing. Rule 55 (b) (2). The withdrawal of counsel did not make the notice unnecessary, but made it servable on the defendant instead of his counsel. It was not given and the judgment does not recite that it was. It does say that evidence was heard, presumably on the question of damages, hut there was no jury verdi-ct thereon as required by Rules 38 and 55(b) (2). The answer says -there was no evidence heard at all, and this is admitted for the present, and an admitted fact may be used on collateral attack as well as the record itself; 49 C.J.S., Judgments, §§ 421, 425, Note 17. The court reporter’s record would show the actual truth. The remarkable fact appears on -t-he face of the judgment that the damages in a personal injury suit were fixed in the exact amount sued for, and “Approved” by plaintiff’s counsel. The judgment states the plaintiff was not present at the trial, but only his counsel; and that no defendant was present in -person or by counsel, so there could have been no waiver of any right. Bass, living in Texas, did not know that the case had been called for -trial till he was served in the present suit. This does not look like due process of law under the Constitution, nor even like a judicial trial. Bass’ want of diligence in not sooner finding out what had become of his case is not the question here, but -the constitutional validity of this judgment under the admitted facts. Strong ground -has been taken by the Supreme Court, and in strong language, against treating cases as in -default which were not so. In Hovey v. Elliott, 167 U.S. 409, 17 S.Ct. 841, 42 L.Ed. 215, in equity proceedings i-n the Supreme Court of the District of Columbia -which were not in default, the defendants were held in contempt of court -for disobedience to- an order to pay money into court. On motion of complainants the court ordered that the answer for this reason be stricken out and removed from the files, and thereafter an order was made that
A -case in the federal courts having a bearing on the failure in the present case -to give notice that a judgment as by default would be asked is Wetmore v. Karrick. 205 U.S. 141, 27 S.Ct. 434, 51 L. Ed. 745. There the suit was upon a judgment in a case where counsel for defendant had withdrawn as here, after -adverse verdict and pending proceedings -to review it. The case was continued and after several terms was dismissed on a general call of the docket. Several terms later without notice to the defendant th-e order of dismissal was stricken as improvidefttly granted and -a judgment was entered on the verdict against the defendant. It was held -that the judgment was voi-d for want of due process and subject •to collateral attack.
Rule 55(a) authorizes the clerk to enter a default “When a party aga-inst whom a judgment for affirmative relief is sought -has failed to plead or otherwise defend as provided by these rules.” This does not -require that to escape default the defendant must not only file a sufficient answer to the merits, -but must also have a lawyer or -be present in court when -the case is called for a trial. The words “otherwise defend” refer -to attacks on the service, or motions to dismiss, or for better particulars, and the like, which may prevent default without presently pleading to ithe merits. When Bass by his -attorney filed a denial of the plaintiff’s case neither the clerk nor the judge -could enter a default against him. The burden of proof was put on the plaintiff in any trial. When neither Bass nor his attorney appeared at the trial, no default was generated; the -case was not confessed. The plaintiff might proceed, but he would have to prove his case. If there was an erroneous idea that -the -absence of counsel caused a default, still Rule 55(b) (2) required three days notice to Bass or -his counsel 'before a judgment -by default could be considered. Bass under the admitted facts knew he was not in default, did not know his counsel had withdrawn, and had no notice that a judgment by default was to be asked. To get -such a judgment without evidence and without notice is not in our opinion due process of law.
We are persuaded that judgment for the plaintiff ought not to have been entered on the pleadings in the present case, and that the truth of the -answer ought to be tried. If the judgment sued on is found to be void, the Kansas -court would probably now set it aside, -leaving the case there for -trial on its merits, which would seem the true jus
See Federal Rules of Civil Procedure, Rule 38, 28 U.S.C.A.
Dissenting Opinion
(dissenting).
Like my associates, I feel that, as appellant presents it, this is a hard case, and that it calls for relief if relievable. Unlike my associates, 1 believe that it is not relievable and that the relief of reversal accorded by the majority is just another instance of a hard case making bad law.
The general principles
The majority, though agreeing that no federal case has been found which held that ■the trial of a case without a jury subjected the judgment to1 collateral attack, seems to hold that the entry of judgment here without the intervention of a jury rendered the judgment void. The reasons put forth in support of this view are not at all convincing. The three authorities cited in support
In his seventh defense, which the majority seems to think sufficient to present an issue as to jurisdiction, ,the defendant makes no claim that the court was without jurisdiction of the person of the defendant and the subject matter of the suit. The only claims are procedural: (1) that he did not have notice 'that the judgment was going to be taken against him; (2) that he was not tried by a jury; (3) that he was not notified that the judgment 'had been rendered;
The two hooks on which the majority opinion depends, (1) that, the defendant having answered, a default judgment could not be taken against him; and (2) that, defendant having demanded a jury, the failure to try the cause to a jury, rendered the judgment void, are not, in my opinion, sufficient to support it.
As to the first, Rule 55(a), Federal Rules of Civil Procedure, declares that a default may occur by failure “to plead or otherwise defend”. It seems clear to me that -if, as the judgment recites, defendant’s counsel had, on notice to him, withdrawn from the case, and defendant had not appeared to defend it, the defendant was in default.
If-1 am correct in this, and the first hook fails, it is quite plain that the second hook fails also, for it is well settled that where there is a default, neither party has the constitutional right to jury trial. 3 Moore’s Federal Practice, p. 3167. In 49 C.J.S., Judgments, § 431, at page 856, the following appears:
“* * * it is no ground of collateral objection that the action was tried by the court alone, where it was properly triable by a jury, or vice versa * * * ”. Two cases directly in point are Halligan v. Carlson, 105 Conn. 245, 135 A. 39; and Peters v. Stunner, 263 Mich. 494, 248 N.W. 875.
I think it most unfortunate for defendant that if he had a defense to the suit he did not appear and present it. I think it more unfortunate that his neglect to make bis defense is by the majority opinion converted into a meritorious defense to the enforcement of the judgment. I respecfully Dissent.
Cf. 50 C.J.S., Judgments, §§ 849, 855; 31 Am.Jur., “Judgments”, 818, 824 and 825. See also 49 C.J.S., Judgments, §§ 431, 432.
Hovey v. Elliott, 167 U.S. 409, 17 S.Ct. 841, 42 L.Ed. 215; Windsor v. McVeigh, 93 U.S. 274, 23 L.Ed. 914; Wetmore v. Karrick, 205 U.S. 141, 27 S.Ct. 434, 51 LEd. 745.
“In the District Court of the United States for the District of
Kansas, Second Division.
Edna Pearl Bailey, Plaintiff
vs.
B. F. Bass and Harold S. Alderman, Defendants.
No. 2031.
Journal Entry.
“Now on this 13th day of December, 1943, this matter comes on in regular order for trial, the plaintiff being present by her attorneys, Howard T. Fleeson and Paul R. Kitch, and the defendants being present neither in person nor by attorney but being in default by reason of the withdrawal of Cowan, McCorkle, Kahrs & Nelson and-W. A. Kahrs, which withdrawal had been previously made in open Court by said attorneys after notice to said defendants. Thereupon it was slated by counsel for plaintiff that an affidavit had been prepared to the effect that neither of said defendants was in military service and that there was no necessity for the appointment of counsel to represent the defendants under the terms of the Soldier’s and Sailor’s Civil Relief Act [50 U.S.O.A.Appendix, § 501 et soq.].
Thereupon the matter proceeded to trial and evidence having been introduced and argument of counsel having been made the Court finds that the plaintiff is entitled to judgment in the amount prayed for and that said judgment should be entered. It is therefore by the Court Considered, Ordered and Adjudged, that the plaintiff Edna Pearl Bailey have and recover of and from the defendants B. F. Bass and Harold S. Alderman and each of them judgment in the sum of $15,475.-00 and .costs of this action.
(S.) Stephens. Chandler, Judge.”
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