Hunter v. Allen
Opinion of the Court
This appeal is another round in a series of challenges in federal court on First Amendment grounds to the facial validity of the Atlanta disorderly conduct ordinance. In the first case the ordinance as then written was held unconstitutionally overbroad. Carmichael v. Allen, 267 F.Supp. 985, 997-999 (N.D.Ga. 1967) (three-judge court). The ordinance was revised and, as rewritten, is divided into eighteen subsections. 2 Charter, Code of Ordinances & Related Laws of Atlanta, § 20-7, at 1022-1022.1 (1967). The present suit attacks fourteen of the subsections. On cross motions for summary judgment, the district court held that seven of the subsections were unconstitutionally vague or overbroad, that one of the subsections was not properly subject to attack, and that six of the subsections were valid. Hunter v. Allen, 286 F.Supp. 830 (N.D.Ga. 1968). This appeal concerns the following five subsections upheld as valid by the court below :
Section 20-7.
It shall be unlawful for any person within the corporate limits of the City of Atlanta to violate any of the following sections of this ordinance:
(a) Any person who shall act in a violent or tumultuous manner toward another whereby any person is placed in fear of safety of his life, limb or health; or
(b) Any person who shall act in a violent or tumultuous manner toward another whereby the property of any person is placed in danger of being destroyed or damaged; or
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(o) Any person who shall use “fighting words” directed towards any person who becomes outraged and thus creates a turmoil; or
(q) Any person who shall by acts of violence interferes [sic] with another’s pursuit of a lawful occupation; or
(r) Any person who shall congregate with another or others in or on any public way so as to halt the flow of vehicular or pedestrian traffic and refuses [sic] to clear such public way when ordered by the City Police or other lawful authority.
In the beginning it is appropriate that we reiterate the words of the three-judge district court that considered the Atlanta ordinance in 1967, Carmichael v. Allen, supra, 267 F.Supp. at 992:
Before discussing the issues presented in this case, we think it important to state what is not involved. The case does not involve, or in any way question, the fundamental right of the state of Georgia or the city of*1161 Atlanta to prosecute, within their respective spheres, any unlawful act of violence committed either individually or as a member of a mob against a police officer, a city official, or any private citizen.
The facts of the present case are set out in the district court’s opinion, 286 F.Supp. at 833-835. Briefly stated, the suit arises out of two separate incidents in which persons physically interposed themselves to prevent the ingress and egress of others. The first incident involved members of the Atlanta Workshop in Non-Violence who blocked the doors of a privately-owned building containing several of Atlanta’s Selective Service Boards in protest against the Viet Nam war. The second involved members of the Southern Christian Leadership Conference who protested building construction at an all-Negro high school by barring entry to the site, through the means of sitting in a parked car which blocked an entrance and standing in front of a car which sought to enter. Persons from both groups of protesters were arrested and convicted in Atlanta muncipal court of violating Section 20-7 (q).
Following the convictions, the instant action was filed in the federal district court seeking declaratory and injunctive relief. The gravamen of the complaint was that the disorderly conduct ordinance is vague and overbroad so as to violate the First Amendment guarantees of freedom of speech and assembly. This appeal is from a final judgment entered following the motions for summary judgment.
1. General Considerations
The law of vagueness and overbreadth is an amalgam of substantive and procedural considerations, including such matters as federal-state relations, individual standing to raise constitutional questions, and the mechanics of judicial review. See generally, Note (Amsterdam), The Void-For-Vagueness Doctrine in the Supreme Court, 109 U.Pa.L.Rev. 67 (1960). In order to clarify the issues before us, we set forth at the outset the subject matter to be considered, the scope of our inquiry, and some relevant substantive principles.
Substantive considerations. As the Supreme Court stated in Zwickler v. Koota, 389 U.S. 241, 249-250, 88 S.Ct. 391, 396-397, 19 L.Ed.2d 444, 451 (1967),
Since all words are malleable to some extent,
Scope of inquiry. The distinction between overbreadth and vagueness has procedural as well as substantive implications. The extraordinary federal injunctive power exercised in suits seeking to restrain state prosecutions may be justified where necessary to protect against the “chilling effects” of certain statutes or prosecutions on the exercise of First Amendment rights. See generally Sheridan v. Garrison, 415 F.2d 699 (5th Cir. 1969); Machesky v. Bizzell, 414 F.2d 283 (5th Cir. 1969).
Subject matter. Although the plaintiffs were prosecuted under but two of the subsections of the Atlanta ordinance, they attacked as invalid fourteen of the subsections. The district court
2. The Atlanta Ordinance
In light of these substantive and procedural considerations, we turn to the five subsections of the Atlanta ordinance at issue in this appeal. On the merits, all members of the Court conclude that subsections (o), (q), and (r) are valid on their face. As to these subsections we unanimously affirm the district court’s judgment. Judges Coleman and Scott also view subsections (a) and (b) as valid on their face, and the judgment of the district court is, therefore, affirmed as to these subsections. Their views as to these subsections are set out in their separate majority opinion. Consequently that portion of the instant opinion which relates to subsections (a) and (b) is a dissent.
Subsections (a) and (b)
Speaking for myself only, it is my view that subsections (a) and (b) are facially invalid. Therefore, I dissent from the view of Judges Coleman and Scott on that issue.
The district court stated that subsection (a) was “substantially weakened” because the provision “whereby any person is placed in fear * * * ” made criminality turn on the subjective reactions of third persons. While the court acknowledged that this infirmity made the subsection subject to the defects of lack of fair warning and a “heckler’s veto” present in such cases as Cox v. Louisiana, 379 U.S. 536, 85 S.Ct. 453, 13 L.Ed.2d 471 (1965) and Terminiello v. Chicago, 337 U.S. 1, 69 S.Ct. 894, 93 L.Ed. 1131 (1949), it concluded that these cases were not applicable because the Atlanta ordinance applied only where a person acted in a violent or tumultuous manner. Thus, according to the court below, the reach of the ordinance was restricted so that it could not constrain freedom of speech or peaceable assembly. 286 F.Supp. at 836 n. 3; cf. Carmichael v. Allen, supra, 267 F.Supp. at 966.
I cannot agree that the phrase “act in a * * * tumultuous manner toward another” so clearly applies to unprotected activity as to free subsections (a) and (b) from the strict requirements of precision and narrow scope that apply in First Amendment cases. See Edwards
The limits of the phrase “tumultuous conduct toward another” are shrouded in obscurity. My brother judges recognize, as I do,
In the first place, the phrase “act in a tumultuous manner” includes the act of speaking. The ordinance strikes directly at “pure speech.” Webster’s Third New International Dictionary, referred to by my brothers, gives other definitions for “tumult” than the one to which they limit their discussion.
[A] confusion of loud noise and usu. turbulent or agitated movement * * [the bells * * * made a jangling tumult-H. G. Wells] [the sound of the lava, a tumult of rock in molten pressure under moving earth-Richard Llewellyn] * * * a violent outburst of unrestrained emotions: PAROXYSM [a tumult of weeping W. G. Hardy] [a tumult of rejoicing in camp-H. E. Scudder] .14A
In the second place, acting in a turbulent manner, as the above definitions point out, may include a constitutionally peaceable assembly. It may be rejoicing or agitated or confused but peaceable. This ordinance reaches every football crowd entering, and at least one set of supporters leaving, every game at Grant Field in Atlanta. Not all tumultuous conduct is funseeking conduct. It potentially includes, for example, the peaceful picketing found protected in Cox v. Louisiana, supra.
Because those subsections have a potentially inhibiting effect on both speech and assembly, this Court is required to apply a strict standard of permissible ambiguity and vagueness, Smith v. California, supra. The ordinance must define the area of illegal conduct with sufficient specificity that men of ordinary intelligence need not guess at its meaning. Hiett v. United States, 415 F.2d 664 (5th Cir. 1969). It does not meet that standard to pick and choose one possible meaning of an imprecise word. The inability of the citizen to guess which of several meanings will be chosen by the courts, and law enforcement officers, creates the “chilling effect” by which the citizen is constrained to refrain from doing what he constitutionally may do.
In Edwards v. South Carolina, supra, the activity consisted of assembling on
My brothers seek to avoid Edwards on the ground that the conduct there held protected included no violence or threat of violence, while the Atlanta ordinance proscribes “violent or tumultuous” action. The overbreadth of “tumultuous” is sought to be limited by association with the better-defined, “violent.” I am unable to ascertain whether the association is made by coupling the terms by converting the disjunctive “or” into a conjunctive “and,”
Also, there is no assurance that either Georgia courts or Georgia law enforcement officers will adopt the narrowing construction preferred by this Court. They are not bound to do so. As the Supreme Court indicated in Poulos v. New Hampshire, 345 U.S. 395, 73 S.Ct. 760, 97 L.Ed. 1105 (1953), the special problem in “public forum” cases is not constraining the interpretation of state statutes by state courts, but limiting the discretion of state officials in permitting
Subsection (o)
The plaintiffs acknowledge that they face a “heavy burden” in attacking subsection (o) because of the Supreme Court’s holding in Chaplinsky v. New Hampshire, 315 U.S. 568, 62 S.Ct. 766, 86 L.Ed. 1031 (1942) that “fighting words” (words which, by their utterance, are reasonably and objectively likely to cause the average addressee to fight) are beyond the pale of the First Amendment. Nevertheless they contend that the statute is unconstitutionally vague because it does not outlaw all fighting words but only those fighting words that cause another person to create a “turmoil.” Thus, they argue, criminality depends on a standard which is both subjective and ambiguous.
The plaintiffs’ contentions do not raise the First Amendment issues that are the proper subjects of inquiry in this suit. Any ambiguity that may inhere in the subsection cannot result in a chilling effect on First Amendment rights, since the only conduct that could possibly be chilled under subsection (o) is the utterance of fighting words. This, according to Chaplinsky, is outside the First Amendment.
Subsection (q)
The plaintiffs launch a two-pronged attack on subsection (q). They argue that “acts of violence” is impermissibly overbroad so as to apply to protected activity and that “interferes” is unreasonably ambiguous and vague.
We cannot accept the contention that “acts of violence” is so vague as to chill the exercise of First Amendment rights.
The challenge to the ambiguity of the word “interferes” fails for the same reason as the attack on subsection (o). Since we have concluded that “acts of violence” in subsection (q) does not arguably relate to protected activity, any ambiguity in the word “interferes” in that subsection cannot produce a chilling effect on the exercise of First Amendment rights. If the plaintiffs wish to raise constitutional claims concerning the due process issue of vagueness (lack of fair warning) they are free to do so in the state courts and through proper channels of federal judicial review. See discussion, supra, under “Scope of inquiry.”
Subsection (r)
Although the right of peaceable demonstration is protected by the First Amendment, e. g. Gregory v. City of Chicago, 394 U.S. 111, 89 S.Ct. 946, 22 L.Ed.2d 134 (1969),
MAJORITY OPINION AS TO SUBSECTIONS (a) AND (b).
As previously noted, we disagree with the conclusion of our brother Godbold that subsections (a) and (b) are invalid and we, therefore, affirm.
These two subsections are challenged on two grounds. The first ground is that the word “tumultuous” gives the ordinance such broad application as to allow its use to restrict the exercise of protected First Amendment rights or, alternatively, that the disputed word in the ordinance renders it so vague that it fails properly to apprise persons of that conduct which is declared illegal.
We realize that the concepts of vagueness and overbroadness have been given greater patronage in cases involving possible encroachment on First Amendment rights. Smith v. California, 361 U.S. 147, 80 S.Ct. 215, 4 L.Ed.2d 205 (1959). Even with this consideration in mind, we do not feel compelled to invalidate subsections (a) and (b).
These subsections are directed at action, not speech. The subsections read “Any person who shall act in a violent or tumultuous manner. * * * ” We are thus of the opinion that the ordinance, as presently worded, is restricted in application to action and that no reasonable reading of the ordinance would allow proscription of protected speech.
The Edwards case, relied upon by the dissent, involved prosecution for the unwritten, common law offense of breach of the peace. Moreover, a close reading of that case indicates that the “boisterous” conduct described and prosecuted there was nothing more than loud speech, accompanied by hand-clapping and feet-stomping, on the South Carolina State House grounds. There was no violence or threat of violence on the part of any member of the crowd in the Edwards case. Those circumstances are substantially different from the facts at hand, i. e., where a written ordinance proscribes violent or tumultuous action. The foregoing discussion leads us to the conclusion that the ordinance is not over-broad.
We likewise believe that the statute withstands an attack on the grounds of vagueness. New words in the
Appellants’ second contention is that the subsections are fatally defective in that they make the subjective reactions of third persons a necessary element of the crime. The trial court rejected this contention, distinguishing Terminiello v. City of Chicago. We agree. Making criminality turn on the reasonable subjective reactions of third persons to action is not an innovation in the law. See, for instance the federal robbery statute (18 U.S.C. § 2113) which uses the words “by intimidation” — intimidation is nothing more than a subjective state of fear. See, also, O’Leary v. Kentucky, Ky., 441 S.W.2d 150, cert. denied 396 U.S. 40, 90 S.Ct. 267, 24 L.Ed.2d 208 (November 17, 1969).
Affirmed.
In part this is the opinion of the Court and in part a dissent, as explained below.
. The plaintiffs’ appeal is limited to five of the subsections upheld as valid by the district court. The city has not appealed from the court’s determination that seven of the subsections were invalid.
. The SOLC protesters were also charged with violating Section 20-7(r). Because of procedural irregularities in the state court prosecution, the city disavows the convictions under this subsection.
. The complaint alleged that the city purposefully made the arrests under the disorderly conduct ordinance without any basis in fact so as to harass the plaintiffs in the exercise of their First Amendment rights. These allegations were denied by the defendants. The order entering final judgment recites that “the parties [have] agreed that [the summary judgment] ruling should be a final'one in all respects.” We take the stipulation of the parties to have removed from the ease the contention that the arrests were made in bad faith and to have restricted the issue to the validity of the ordinance on its face.
. See also Cameron v. Johnson, 390 U.S. 611, 615-617, 88 S.Ct. 1335, 1337-1339, 20 L.Ed.2d 182, 187-188 (1968).
. Professor Amsterdam described this class of cases as being one “in which a legislature, constitutionally free to regulate sphere A, but forbidden to encroach upon sphere B, has included indiscriminately within the broad wording of a criminal statute both A cases and B cases, thereby leaving the individual to guess at his peril whether he can or cannot be constitutionally punished for violation of the statute.” Amsterdam, supra at 76.
. Professor Amsterdam describes these cases as ones “in which a legislature which might constitutionally have proscribed either or both of two classes of behavior, A or B, has chosen to proscribe only A, but in language so uncertain that whether most fact situations are A or B is a matter for guesswork.” Id.
. See Frankfurter, Some Reflections on the Reading of Statutes, 47 Colum.L.Rev. 527, 528 (1947).
. Though in this instance trials had commenced they were under but two of the numerous subsections before the district court, and we conclude this does not preclude the district court from exercising its equitable jurisdiction. Cf. Sheridan v. Garrison, supra.
. See Carmichael v. Allen, 267 F.Supp. 985, 996 (N.D.Ga. 1967) : “It is only in * * * situations where the overbreadth of the statute interferes with a First Amendment right, such as the freedom of expression, or where the normal state trial does not assure adequate vindication of constitutional rights, that an equity court can properly be called upon to enjoin prosecutions on the ground of vagueness of a statute.”
. Since the issue of bad faith prosecution is not before us, see note 3, supra, our inquiry is restricted to whether the subsections of the ordinance are void on their face.
. Our holding that the plaintiffs have standing to attack the ordinance does not imply that their conduct is protected by the First Amendment. As was said in Dombrowski, supra, 380 U.S. at 486, 85 S.Ct. at 1116, 1121, 14 L.Ed.2d at 28, “we have consistently allowed attacks on overly broad statutes with no requirement that the person making the attack demonstrate that his own conduct could not be regulated by a statute drawn with the requisite narrow specificity.” See also N.A.A.C.P. v. Button, 371 U.S. 415, 432, 83 S.Ct. 328, 337, 9 L.Ed.2d 405, 417 (1963); Thornhill v. Alabama, 310 U.S. 88, 97-98, 60 S.Ct. 736, 741-742, 84 L.Ed. 1093, 1099-1100 (1940); Near v. Minnesota, 283 U.S. 697, 51 S.Ct. 625, 75 L.Ed. 1357; but see Wright v. City of Montgomery, 282 F.Supp. 291 (M.D. Ala. 1968), aff’d on other grounds 406 F.2d 867 (5th Cir. 1969).
. In my view, “whereby the property of any person is placed in danger of being destroyed or damaged” in the context of subsection (b) is subject to some of the same defects as the “placed in fear” clause in subsection (a). The language does not clearly delineate that the danger to property be attributable to the actor.
. In analyzing these subsections for over-breadth, the Court must take into account “possible applications of the statute in other factual contexts besides the case at bar.” N.A.A.C.P. v. Button, 371 U.S. 415, 432, 83 S.Ct. 328, 337-338, 9 L.Ed. 2d 405, 418 (1963).
. Footnote 7, supra, and accompanying text.
. See also The Random House Dictionary of the English Language (1966), which includes among the definitions of “tumult” the following: “Highly distressing agitation of mind or feeling; turbulent mental or emotional disturbance,” and among its synonyms, “Excitement, perturbation.” Also it includes in its definitions of “tumultuous” the following: “Raising a great clatter and commotion, disorderly or noisy,” and among its synonyms, “uproarious, turbulent, violent”; “boisterous”; “unquiet.”
The crime of tumultuous petitioning was made a misdemeanor by Stat. 13 Oar. II, St. 1, c. 5. It consisted of more than twenty persons signing a “petition to the crown or either house of Parliament for the alteration of matters established by law in church or state, unless the contents thereof had been approved by three justices” or the grand jury. Black’s Law Dictionary 1685 (1957 ed.).
. Compare the District of Columbia statute punishing engaging in “a public disturbance involving an assemblage of five or more persons which by tumultuous and violent conduct or the threat thereof creates grave danger of damage or injury to property.” 22 D.C.Code Sec. 1122(a) [emphasis supplied]. The Court of Appeals for the District of Columbia, in holding that the statute withstood constitutional attack on vagueness grounds, noted that “that group must be causing or threatening tumult and violence. * * * ” Matthews v. United States, 419 F.2d 1177. [Emphasis supplied.]
. See N.A.A.C.P. v. Button, 371 U.S. 415, 432, 83 S.Ct. 328, 337, 9 L.Ed.2d 405, 417-418 (1963); cf. Keyishian v. Board of Regents, 385 U.S. 589, 599, 87 S.Ct. 675, 681, 17 L.Ed.2d 629, 638 (1967).
. See generally Kalven, The Concept of the Public Forum: Cox v. Louisiana, 1965 Sup.Ct.Rev. 1 (1965).
. In areas where narrow regulation of First Amendment activity is permissible, pioblems of vagueness as well as over-breadth may be present. See discussion, supra, under “Scope of inquiry” and see Hiett v. United States, 5th Cir., 415 F.2d 664, at 670-671 [August 26, 1969]. We conclude that the narrow language of subsection (r) contains the specificity required of statutes regulating protected conduct so as not to be void for vagueness.
. The ordinance’s requirement of a policeman’s order to disperse does not grant to the policeman the unrestricted power of censorship over tlie use of the streets held impermissible in such cases as Staub v. City of Baxley, 355 U.S. 313, 78 S.Ct. 277, 2 L.Ed.2d 302 (1958). See also Cox v. Louisiana, 379 U.S. 559, 579, 85 S.Ct. 466, 469, 13 L.Ed.2d 487, 501 (1965) (Black, J.) (concurring opinion). As pointed out in Shuttlesworth, a possibility of discriminatory application does not equal overbreadth. 382 U.S. at 91, 86 S.Ct. at 213, 15 L.Ed.2d at 180.
Dissenting Opinion
(dissenting) :
For the reasons stated in my original dissent, I would grant the petition for rehearing.
070rehearing
ON PETITION FOR REHEARING AND PETITION FOR REHEARING EN BANC
The Petition for Rehearing is denied and no member of this panel nor Judge in regular active service on the Court having requested that the Court be polled on rehearing en banc, (Rule 35 Federal Rules of Appellate Procedure; Local Fifth Circuit Rule 12) the Petition for Rehearing En Banc is denied.
Reference
- Full Case Name
- Rev. Robert HUNTER, Rev. Elroy Embry, James Gibson, Southern Christian Leadership Conference, Inc., Henry Bass, the Atlanta Workshop in Nonviolence, and all others similarly situated v. Ivan ALLEN, Jr., Mayor of the City of Atlanta, Georgia Herbert T. Jenkins, Police Chief of the City of Atlanta, Georgia and J. R. Shattles, Police Officer of the City of Atlanta, Georgia
- Cited By
- 21 cases
- Status
- Published