United States v. Doolittle
United States v. Doolittle
Opinion of the Court
The Court voted to reconsider this case en banc primarily to determine the correctness of the issue oh which the panel divided: whether the failure to name de
Affirmed.
Dissenting Opinion
(dissenting):
The problem presented is whom must the government name in its applications for wiretap orders under the Omnibus Crime Control and Safe Streets Act of 1968, 18 U.S.C. §§ 2510-2520. The pertinent section requires the government to state in its application for a wiretap order “the identity of the person, if known, committing the offense and whose communications are to be intercepted .,” § 2518(l)(b)(iv). The court order must state “the identity of the person, if known, whose communications are to be intercepted . . .,” § 2518(4)(a).
Neither approach to the government’s obligation is workable. The defendants’ view is too expansive. A single wiretap may produce dozens if not hundreds of names of individuals not seriously under investigation but with respect to whom the existence of probable cause might be found. The probable cause approach would stifle if not smother the law enforcement efforts of government agencies with administrative labors. I think Congress did not intend such a result.
The government’s view is too narrow. Congress did not intend to permit the government to name whomever it chooses and no others. The thrust of the wiretap statute is judicial supervision of necessary executive invasions of privacy. Such supervision can only serve its function where the supervising court has sufficient access to the information needed for due consideration of wiretap applications. In these ex parte proceedings the government is the only source of information. An interpretation that requires the government agency to name only one person when it is actively directing the interception against many more persons reads the naming requirement out of the Act and shifts the locus of informed decision-making from the courts to the agencies. This is contrary to the intent of Congress.
The majority panel decision, adopted by the en banc majority, does not decide whether there was or was not probable cause with respect to Anderson, Baxter and Sanders. Judge Thornberry pointed out in his dissent to the panel opinion that it did not come to grips with this question. Rather, the panel opinion ap
Construing after-the-fact performance of the requirement of § 2518(8)(d) as substantial compliance misses the thrust of the statute, which is not disclosure to the victim after the fact but review by a federal district judge before the fact. What is missing from the government’s proffered compliance is the federal district judge’s review of the wiretap plans to protect the privacy interest of the unnamed persons. This is the heart of the statutory scheme. When the person is not named the further disclosure requirements of § 2518(l)(e) are also not triggered and judicial supervision becomes a charade.
Even if that right is discounted, reliance upon after-the-fact compliance with the requirements of § 2518(8)(d) as substantial compliance with the statutory scheme renders the application and order requirements nugatory. If the government need not name a suspect so long as he is given after-the-fact notice and transcripts, then the government need never disclose names in the original application, for it could always give retrospective validity to its actions by sending notice and transcript to whomever it later chooses to prosecute. Without names the courts will be seriously disabled in their function of reviewing the applications for probable cause and considering other relevant factors under § 2518(3). The limiting and deterrent features of the statute would be lost. Congress surely did not intend to allow this.
Except to the extent, if at all, that there may be substantial rather than literal compliance with the statute, the statutory scheme does not allow a “no prejudice” or “error without injury” approach. The statute recognizes the right of privacy of one using telephone communications and makes wiretapping a felony except for statutorily prescribed exceptions, 18 U.S.C. §§ 2511(l)(a) and (b) and 2518. One whose privacy has been invaded by an action felonious if not excepted by statute may not be denied suppression on the ground that he really has not been hurt very much.
With respect to good faith, a governmental pure heart does not validate an otherwise invalid wiretap any more than it would a private person’s erroneous but good faith belief in' the legality of his wiretap of a neighbor or competitor. Even if the government is to be given greater deference, • I have difficulty understanding what constitutes good faith in this context.
Since I reject the arguments by which the majority resolve this case, I must consider the question of what triggers the naming requirement of § 2518(l)(b)(iv). Originally I thought that I would join my fellow dissenters, who have taken a stand on United States v. Kahn, 415 U.S. at 155, 94 S.Ct. at 984, 39 L.Ed.2d at 237, and United States v. Bernstein, 509 F.2d at 1001—1002.
Steering between the Scylla of a stifling administrative burden and the Charybdis of unchecked executive power, I would require the government to name all those individuals “against whom the interception was directed,” as that phrase is used in the definition of aggrieved person in § 2510(H).
I do not see how the naming requirement can be any narrower.
If one is to move toward a broader reading of the naming requirement, I see no stopping point short of probable cause. For the reasons noted above I think such a requirement would be too broad because of the administrative burdens it would place on law enforcement agencies.
Section 2518(2) is an invitation to the judge receiving the application to plumb the scope and purpose of the government’s investigation. It authorizes him to inquire into whatever other purposes the government agency might have, into possible and suspected wrongdoers not yet the subject of probable cause beliefs, and into other collateral matters which, although not required by the bare application requirements of § 2518(l)(b), the court might consider in deciding whether to grant the order.
The judge’s duty to weigh these collateral and competing factors is contained in the next subsection, § 2518(3), which does not require, but only authorizes, issuance of a wiretap order after the appropriate findings of probable cause— “the judge may enter an ex parte order . if the judge determines on the basis of the facts submitted by the applicant that . . . there is probable cause for belief that an individual is committing ... a particular offense” and that a wiretap will disclose pertinent communications, along with other necessary findings (emphasis added).
In the instant case, I would remand to the District Court for a hearing on whether Anderson, Baxter and Sanders were targets of the government’s investigation when the relevant wiretap application was made, that is, whether the wiretaps were directed against them, taking due account of whether the government can reasonably be believed not to be investigating these persons in light of the information it had already collected against them.
. The insignificance of the discrepancy between the language relating to wiretap applications and that relating to wiretap orders is discussed in United States v. Kahn, 415 U.S. 143, 152, 94 S.Ct. 977, 982, 39 L.Ed.2d 225, 235 (1974).
. No court is empowered to consider after the fact whether the wiretap was proper in terms of balancing the conflicting interests of privacy and law enforcement, as the application court is empowered to do under § 2518(4), discussed infra. Thus the necessity for proper and informed decision on that question before the fact looms larger in significance.
. This is wholly different from the good faith referred to in § 2520, which goes to reliance on a district judge’s order, a specific and Well-defined concept of good faith unlike that offered by the majority here. Moreover, the good faith there protects government employees from severe after-the-fact sanctions for human errors to which their work particularly exposes them; here it is being used to undercut the before-the-fact protections sought to be provided by the statute. Taken together they empower the very abuses, under color of law and protected from punishment, which this act was designed to prevent.
. See also United States v. Donovan, 513 F.2d at 341.
. I think that § 2518(3) poses a distinct naming requirement, see infra.
. The important details of who must carry exactly what burden of proof must be left to the district courts to work out through practical experience.
. Whatever bearing some of the language in Kahn may have on this point, I think it is sufficient to say that the individual in that case whose conversation was overheard was not under investigation and that the government made a convincing showing to that effect.
. By reason of § 2520.
. The target-naming requirement would cut off more severe abuses, by judicial supervision where the persons are named, and by the sanctions of §§ 2511(1) and 2520 where they are not named. The good faith defense provided in § 2520 would be unavailable where the naming requirement is clear and the failure to name is egregious, notwithstanding the presence of a § 2518(3) order.
. Compare § 2518(10)(a), which refers to a presumption of illegality “if the motion [to suppress] is granted . . . ” The conditional “if” here could go to a finding of grounds for suppression, as well as to judicial discretion. But there is no such ambiguity in § 2518(3), which must include discretion.
Reference
- Full Case Name
- United States v. Billy Cecil DOOLITTLE, William Augustus Sanders, Jr., Ernest Massod Union, Julian Wells Whited, Frank Joseph Masterana, Cliff Anderson, Darnice T. Malloway, and William E. Baxter
- Cited By
- 18 cases
- Status
- Published